$247 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 322 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 17.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $25,812,450 | +1.8% | 2,936,570 | +19.3% | 10.44% | +0.5% |
| Buy | Saba Capital Income & Opportunities Fund | $19,800,083 | +33.7% | 2,429,458 | +24.9% | 8.01% | +32.0% | |
| Buy | Wisdomtree Trfloating rat trea | $17,452,588 | +125.1% | 347,177 | +125.1% | 7.06% | +122.3% | |
| OXLC | Buy | Oxford Lane Cap Corp | $14,169,295 | +5.7% | 2,709,234 | +2.5% | 5.73% | +4.4% |
| NHF | Buy | Nexpoint Diversified Rel Et | $13,162,395 | -3.2% | 1,268,053 | +4.6% | 5.32% | -4.4% |
| NRGX | Sell | PIMCO Enrgy Tactical Cr Opp | $10,845,362 | -7.4% | 742,833 | -5.2% | 4.39% | -8.5% |
| TFLO | New | iShares Trtrs flt rt bd | $8,591,649 | – | 169,829 | +100.0% | 3.48% | – |
| New | ProShares UltraShort S&P50ultrashrt s&p500 | $6,206,582 | – | 155,281 | +100.0% | 2.51% | – | |
| Buy | BlackRock ESG Cap Allc Tr | $5,399,280 | +62.8% | 345,886 | +40.1% | 2.18% | +60.7% | |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $5,366,172 | -33.7% | 688,854 | -37.3% | 2.17% | -34.6% |
| BCAT | Buy | BlackRock Cap Allocation Tr | $5,358,788 | +43.1% | 353,949 | +31.1% | 2.17% | +41.2% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $5,324,205 | -0.6% | 433,567 | +2.8% | 2.15% | -1.9% |
| VCIF | Sell | Vertical Capital Income Fund | $4,960,917 | +11.6% | 505,700 | -0.9% | 2.01% | +10.2% |
| NDP | Sell | Tortoise Energy Independence | $4,146,748 | -25.5% | 147,309 | -22.9% | 1.68% | -26.4% |
| JSD | Buy | Nuveen Short Duration Cr Opp | $3,517,475 | +1.2% | 299,870 | +2.3% | 1.42% | -0.1% |
| CET | Sell | Central Securities Corp | $3,418,890 | +2.3% | 98,291 | -1.8% | 1.38% | +1.0% |
| GRX | Buy | The Gabelli Healthcare & Wellness Trust | $3,311,780 | +35.1% | 328,224 | +37.6% | 1.34% | +33.5% |
| LDP | Buy | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $3,028,197 | +50.6% | 169,742 | +60.5% | 1.22% | +48.7% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $3,013,184 | +8.8% | 288,343 | +12.1% | 1.22% | +7.4% |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $2,838,060 | +14.6% | 383,004 | +7.2% | 1.15% | +13.1% |
| PEO | Sell | Adams Natural Resources Fund Inc | $2,831,926 | -31.6% | 137,740 | -27.5% | 1.15% | -32.5% |
| CEM | Sell | Clearbridge MLP And Midstrm | $2,720,310 | -37.3% | 84,038 | -35.4% | 1.10% | -38.1% |
| ASGI | Buy | Aberdeen Std Global Infrastructure | $2,714,636 | +9.1% | 151,149 | +3.4% | 1.10% | +7.8% |
| FINS | Buy | Angel Oak Final Strategies Incm Trm Trst | $2,691,355 | +36.0% | 218,277 | +41.3% | 1.09% | +34.3% |
| JLS | Sell | Nuveen Mortgage and Income Fund | $2,667,874 | -7.4% | 167,160 | -6.1% | 1.08% | -8.6% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $2,663,076 | -30.6% | 360,362 | -33.3% | 1.08% | -31.4% |
| GDV | Sell | The Gabelli Dividend & Income Trust | $2,628,612 | +0.5% | 126,436 | -0.4% | 1.06% | -0.8% |
| Buy | Nuveen Mutli Asset Income Fund | $2,622,661 | +3.6% | 227,267 | +3.2% | 1.06% | +2.3% | |
| GAM | Sell | General American Investors Co Inc | $2,616,519 | +5.8% | 67,245 | -1.7% | 1.06% | +4.4% |
| TPZ | Buy | Tortoise Pwr & Energy Infras | $2,596,510 | +4.2% | 202,063 | +3.5% | 1.05% | +2.8% |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $2,546,617 | -0.3% | 216,918 | -0.6% | 1.03% | -1.6% |
| MTZ | Sell | MasTec Inc | $2,509,082 | -1.6% | 26,568 | -11.0% | 1.02% | -2.8% |
| EDD | New | Morgan Stanley Emerging Mkts | $2,447,191 | – | 541,414 | +100.0% | 0.99% | – |
| Sell | Thornburg Incm Builder Opp Tr | $2,428,416 | +6.8% | 155,568 | -2.3% | 0.98% | +5.4% | |
| NFE | Buy | New Fortress Energy Inccl a | $2,166,107 | -19.7% | 73,602 | +15.7% | 0.88% | -20.8% |
| BGB | New | Blackstone Strategic Cred 20 | $1,951,975 | – | 183,284 | +100.0% | 0.79% | – |
| FBP | First BanCorp/Puerto Rico | $1,834,098 | -10.2% | 160,604 | 0.0% | 0.74% | -11.4% | |
| RCL | Royal Caribbean Cruises Ltd | $1,823,568 | +32.1% | 27,926 | 0.0% | 0.74% | +30.4% | |
| CTR | Sell | Clearbridge MLP and Midstrm | $1,815,556 | -28.1% | 62,822 | -29.6% | 0.74% | -28.9% |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $1,810,715 | -2.4% | 484,796 | -3.8% | 0.73% | -3.6% |
| ASLE | Aersale Corporation | $1,708,327 | +6.2% | 99,206 | 0.0% | 0.69% | +4.9% | |
| BPOP | Buy | Popular Inc | $1,705,192 | -0.7% | 29,702 | +14.7% | 0.69% | -2.0% |
| PGTI | Sell | PGT Innovations Inc | $1,609,978 | +27.8% | 64,117 | -8.6% | 0.65% | +26.2% |
| NCLH | Norwegian Cruise Line Holdings Ltd | $1,567,974 | +9.9% | 116,578 | 0.0% | 0.63% | +8.4% | |
| NEE | NextEra Energy Inc | $1,543,527 | -7.8% | 20,025 | 0.0% | 0.62% | -9.0% | |
| GER | Buy | Goldman Sachs MLP Energy Ren | $1,465,720 | +3.8% | 111,887 | +1.2% | 0.59% | +2.4% |
| ASR | Sell | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,432,747 | +18.8% | 4,675 | -9.7% | 0.58% | +17.4% |
| MLM | Martin Marietta Materials Inc | $1,420,240 | +5.1% | 4,000 | 0.0% | 0.58% | +3.8% | |
| FMX | Fomento Economico Mexicano SAB de CVspon adr units | $1,247,941 | +21.9% | 13,110 | 0.0% | 0.50% | +20.2% | |
| CPA | Sell | Copa Holdings SAcl a | $1,223,638 | -3.5% | 13,250 | -13.1% | 0.50% | -4.8% |
| LEN | Sell | Lennar Corpcl a | $1,103,655 | -2.4% | 10,500 | -16.0% | 0.45% | -3.7% |
| BIL | SPDR Ser Trspdr bloomberg | $1,002,583 | +0.4% | 10,919 | 0.0% | 0.41% | -0.7% | |
| BGH | Sell | Barings Global Short Duration High Yield Fund | $994,861 | -40.0% | 77,121 | -41.0% | 0.40% | -40.6% |
| IHI | Buy | iShares U.S. Medical Devices ETFu.s. med dvc etf | $973,529 | +3.6% | 18,035 | +0.9% | 0.39% | +2.3% |
| VAC | Marriott Vacations Worldwide Corp | $909,631 | +0.2% | 6,745 | 0.0% | 0.37% | -1.1% | |
| CX | Cemex SAB de CVspon adr new | $860,717 | +36.5% | 155,645 | 0.0% | 0.35% | +34.9% | |
| VMC | Vulcan Materials Co | $857,800 | -2.0% | 5,000 | 0.0% | 0.35% | -3.3% | |
| PLYA | Playa Hotels & Resorts Nv | $754,608 | +47.0% | 78,605 | 0.0% | 0.30% | +45.2% | |
| EVTC | EVERTEC Inc | $572,265 | +4.2% | 16,956 | 0.0% | 0.23% | +3.1% | |
| INSI | New | Insight Select Income Fd | $558,055 | – | 35,142 | +100.0% | 0.23% | – |
| Buy | Destra Multi-Alternative Fd | $547,344 | +3.9% | 90,921 | +17.9% | 0.22% | +2.3% | |
| SEB | Seaboard Corp | $516,491 | -0.1% | 137 | 0.0% | 0.21% | -1.4% | |
| ESRT | Empire State Realty Trust Inccl a | $479,572 | -3.7% | 73,894 | 0.0% | 0.19% | -4.9% | |
| CEFS | Buy | Exchange Listed FDS Trsaba int rate | $413,183 | +51.8% | 22,630 | +43.4% | 0.17% | +49.1% |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $368,106 | -1.6% | 2,850 | 0.0% | 0.15% | -2.6% | |
| LIVN | LivaNova PLC | $363,021 | -21.5% | 8,330 | 0.0% | 0.15% | -22.6% | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $356,010 | +0.6% | 3,587 | 0.0% | 0.14% | -0.7% | |
| MRK | Merck & Co Inc | $301,084 | -4.1% | 2,830 | 0.0% | 0.12% | -5.4% | |
| GLD | SPDR Gold Tr | $256,142 | +8.0% | 1,398 | 0.0% | 0.10% | +7.2% | |
| FXY | Investco CurrencyShares Japanjapanese yen | $258,095 | -1.4% | 3,680 | 0.0% | 0.10% | -2.8% | |
| SZC | Buy | NXG NextGen Intrastruacture Inc Fund | $252,106 | +80.2% | 6,875 | +88.1% | 0.10% | +78.9% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $232,559 | +1.1% | 26,885 | +0.6% | 0.09% | 0.0% |
| New | America Movil SAB de CV | $231,508 | – | 10,998 | +100.0% | 0.09% | – | |
| Sell | Center Coast Brkfld MLP Enrg | $227,747 | -6.8% | 11,831 | -16.0% | 0.09% | -8.0% | |
| LLY | Eli Lilly & Co | $227,687 | -6.1% | 663 | 0.0% | 0.09% | -7.1% | |
| OFG | New | ORG Bancorp | $188,073 | – | 7,541 | +100.0% | 0.08% | – |
| AMGN | Amgen Inc | $169,225 | -8.0% | 700 | 0.0% | 0.07% | -9.3% | |
| SPY | SPDR S&P 500 ETF Trtr unit | $159,662 | +7.0% | 390 | 0.0% | 0.06% | +6.6% | |
| New | FS Credit Opportunities Corp | $152,425 | – | 34,330 | +100.0% | 0.06% | – | |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $151,280 | +5.5% | 8,000 | 0.0% | 0.06% | +3.4% | |
| GSIE | Goldman Sachs ETF TRactivebeta int | $132,545 | +7.1% | 4,302 | 0.0% | 0.05% | +5.9% | |
| BMY | Bristol-Myers Squibb Co | $117,827 | -3.7% | 1,700 | 0.0% | 0.05% | -4.0% | |
| FXB | Invesco CurrencyShares British Pound Sterling Trustbrit poun strl | $115,523 | +2.2% | 973 | 0.0% | 0.05% | +2.2% | |
| SONY | Buy | Sony Corpsponsored adr | $115,488 | +23.8% | 1,274 | +4.2% | 0.05% | +23.7% |
| ABBV | AbbVie, Inc. | $112,675 | -1.4% | 707 | 0.0% | 0.05% | -2.1% | |
| FXE | Invesco CurrencyShares Euro Currency Trust | $112,814 | +1.4% | 1,126 | 0.0% | 0.05% | 0.0% | |
| NVS | Novartis AGsponsored adr | $110,400 | +1.4% | 1,200 | 0.0% | 0.04% | 0.0% | |
| GDX | VanEck Vectors Gold Miners ETFgold miners etf | $102,858 | +12.9% | 3,180 | 0.0% | 0.04% | +13.5% | |
| FSK | New | FS KKR Cap Corp | $97,865 | – | 5,290 | +100.0% | 0.04% | – |
| CWCO | Consolidated Water Co Ltdord | $100,092 | +11.0% | 6,092 | 0.0% | 0.04% | +8.1% | |
| UNH | UnitedHealth Group Inc | $92,155 | -10.9% | 195 | 0.0% | 0.04% | -11.9% | |
| QQQ | Invesco QQQ Trunit ser 1 | $86,651 | +20.5% | 270 | 0.0% | 0.04% | +20.7% | |
| USO | United States Oil Fund LPunits | $83,050 | -5.2% | 1,250 | 0.0% | 0.03% | -5.6% | |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $80,115 | +11.9% | 139 | +6.9% | 0.03% | +10.3% |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $68,762 | +3.5% | 150 | 0.0% | 0.03% | +3.7% | |
| CNI | Buy | Canadian National Railway Company | $66,653 | +92.0% | 565 | +93.5% | 0.03% | +92.9% |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $65,920 | +5.6% | 4,000 | 0.0% | 0.03% | +3.8% | |
| ASML | Sell | ASML Holding N V | $65,348 | -8.0% | 96 | -26.2% | 0.03% | -10.3% |
| NVO | Sell | Novo Nordisk A/S ADRadr | $61,905 | -17.3% | 389 | -29.7% | 0.02% | -19.4% |
| SU | Buy | Suncor Energy Inc. | $55,673 | +46.3% | 1,793 | +49.5% | 0.02% | +43.8% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $52,649 | +1.5% | 5,754 | +1.2% | 0.02% | 0.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $53,015 | +20.1% | 2,214 | +2.5% | 0.02% | +16.7% |
| RVT | Buy | Royce Value Trust Inc | $48,444 | +4.5% | 3,570 | +2.1% | 0.02% | +5.3% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $46,932 | -6.2% | 3,809 | +3.1% | 0.02% | -9.5% |
| BKR | Buy | Baker Hughes Companycl a | $43,463 | +8.4% | 1,506 | +10.9% | 0.02% | +12.5% |
| Rice Acquisition Corp*w exp 99/99/999 | $43,566 | +17.2% | 29,742 | 0.0% | 0.02% | +20.0% | ||
| GAB | Buy | Gabelli Equity Trust Inc | $44,326 | +7.5% | 7,722 | +2.6% | 0.02% | +5.9% |
| NFLX | Netflix, Inc. | $42,149 | +17.2% | 122 | 0.0% | 0.02% | +13.3% | |
| GDL | Buy | The GDL Fund | $41,509 | +1.6% | 5,291 | +1.5% | 0.02% | 0.0% |
| PYPL | New | PayPal Holdings, Inc. | $41,919 | – | 552 | +100.0% | 0.02% | – |
| MSFT | Sell | Microsoft Corp | $41,227 | +13.1% | 143 | -5.9% | 0.02% | +13.3% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $38,996 | +14.2% | 6,290 | +5.0% | 0.02% | +14.3% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $38,640 | +11.5% | 7,318 | +4.1% | 0.02% | +14.3% |
| EQIX | Buy | Equinix Inc | $40,378 | +25.8% | 56 | +14.3% | 0.02% | +23.1% |
| FB | Meta Platforms Inccl a | $37,301 | +76.1% | 176 | 0.0% | 0.02% | +66.7% | |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $35,162 | +28.6% | 378 | +3.0% | 0.01% | +27.3% |
| TY | Buy | Tri-Continental Corp | $35,182 | +4.7% | 1,325 | +1.1% | 0.01% | 0.0% |
| ADX | Buy | Adams Diversified Equity Fund Inc | $34,817 | +7.2% | 2,239 | +0.2% | 0.01% | +7.7% |
| AVGO | Broadcom, Inc. | $29,511 | +14.7% | 46 | 0.0% | 0.01% | +9.1% | |
| CRSP | CRISPR Therapeutics AGnamen akt | $28,269 | +11.3% | 625 | 0.0% | 0.01% | +10.0% | |
| MDT | Sell | Medtronic plc | $22,412 | -2.2% | 278 | -5.8% | 0.01% | 0.0% |
| SNN | New | Smith & Nephew PLCspdn adr | $22,886 | – | 820 | +100.0% | 0.01% | – |
| MHF | Buy | Western Asset Mun Hi Incm Fd | $19,230 | +89.2% | 2,883 | +81.0% | 0.01% | +100.0% |
| MXF | Buy | The Mexico Fund, Inc. | $18,807 | +41.0% | 1,105 | +22.1% | 0.01% | +60.0% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $18,746 | +1.7% | 2,182 | +6.7% | 0.01% | 0.0% |
| BGY | Buy | BlackRock Enhanced International Dividend Trust | $19,678 | +119.7% | 3,644 | +104.3% | 0.01% | +100.0% |
| CVX | Chevron Corp. | $16,316 | -9.1% | 100 | 0.0% | 0.01% | 0.0% | |
| TWN | Buy | The Taiwan Fund Inc | $17,443 | +35.6% | 647 | +16.2% | 0.01% | +40.0% |
| HD | The Home Depot Inc | $17,412 | -6.6% | 59 | 0.0% | 0.01% | -12.5% | |
| INCY | Incyte Corp | $17,489 | -10.0% | 242 | 0.0% | 0.01% | -12.5% | |
| NUW | Buy | Nuveen Amt- Free Mun Value Fd | $16,359 | +46.9% | 1,188 | +45.2% | 0.01% | +40.0% |
| PEP | Buy | PepsiCo, Inc. | $18,230 | +8.5% | 100 | +7.5% | 0.01% | 0.0% |
| GF | Buy | The New Germany Fund Inc | $17,757 | +32.1% | 1,953 | +14.7% | 0.01% | +16.7% |
| MDLZ | Buy | Mondelez International, Inc.cl a | $16,663 | +10.6% | 239 | +5.8% | 0.01% | +16.7% |
| TSLA | Sell | Tesla Inc | $14,522 | +43.8% | 70 | -14.6% | 0.01% | +50.0% |
| PG | Procter & Gamble Co. (The) | $15,315 | -1.9% | 103 | 0.0% | 0.01% | 0.0% | |
| APD | Air products and Chemicals, Inc. | $14,361 | -6.8% | 50 | 0.0% | 0.01% | 0.0% | |
| SBUX | Sell | Starbucks Corp. | $13,641 | -5.8% | 131 | -10.3% | 0.01% | 0.0% |
| NNY | Buy | Nuveen NY Muni Value Fund | $14,920 | +84.3% | 1,710 | +74.5% | 0.01% | +100.0% |
| IBN | Sell | ICICI Bank Ltdadr | $13,919 | -16.0% | 645 | -14.8% | 0.01% | -14.3% |
| TXN | Texas Instruments, Inc | $13,021 | +12.6% | 70 | 0.0% | 0.01% | 0.0% | |
| NIM | Buy | Nuveen Select Maturities Municipal Fundsh ben int | $12,368 | +21.9% | 1,340 | +19.6% | 0.01% | +25.0% |
| AZN | AstraZeneca Group plc ADRsponsored adr | $13,327 | +2.4% | 192 | 0.0% | 0.01% | 0.0% | |
| NCA | Sell | Nuveen California Municipal Value Fund | $11,541 | -12.4% | 1,310 | -16.0% | 0.01% | 0.0% |
| ZTR | Buy | Virtus Total Return Fund Inc. | $12,904 | +2.6% | 1,993 | +3.7% | 0.01% | 0.0% |
| GOOG | Sell | Alphabet, Inc. Cl Ccl c | $13,416 | +11.2% | 129 | -5.1% | 0.01% | 0.0% |
| AGD | Aberdeen Global Dynamic Dividend Fund | $13,584 | -1.4% | 1,456 | 0.0% | 0.01% | -16.7% | |
| UPS | United Parcel Service Inccl b | $11,251 | +11.6% | 58 | 0.0% | 0.01% | +25.0% | |
| MMC | Marsh & McLennan Companies, Inc. | $11,325 | +0.6% | 68 | 0.0% | 0.01% | 0.0% | |
| PLD | Buy | ProLogis, Inc. | $11,853 | +23.7% | 95 | +11.8% | 0.01% | +25.0% |
| GHY | PGIM Global Short Duration High Yield Fund, Inc. | $11,321 | +1.2% | 1,032 | 0.0% | 0.01% | 0.0% | |
| MCD | Buy | McDonald's Corp | $12,582 | +13.7% | 45 | +7.1% | 0.01% | 0.0% |
| Oppfi Inc Comcl a | $12,091 | 0.0% | 5,898 | 0.0% | 0.01% | 0.0% | ||
| NUV | Buy | Nuveen Mun Value Fd Inc. | $10,308 | +12.0% | 1,170 | +9.3% | 0.00% | 0.0% |
| JPM | JPMorgan Chase & Co | $10,946 | -2.8% | 84 | 0.0% | 0.00% | -20.0% | |
| O | Realty Income Corp. | $9,878 | -0.2% | 156 | 0.0% | 0.00% | 0.0% | |
| SRE | Sempra Energy | $9,674 | -2.2% | 64 | 0.0% | 0.00% | 0.0% | |
| BLK | Sell | BlackRock, Inc. | $10,706 | -37.0% | 16 | -33.3% | 0.00% | -42.9% |
| SSSS | Sell | Sutter Rock Cap Corp | $10,107 | -99.5% | 2,792 | -99.5% | 0.00% | -99.5% |
| TSI | TCW Strategic Income Fund Inc | $9,360 | +1.3% | 2,000 | 0.0% | 0.00% | 0.0% | |
| LMT | Buy | Lockheed Martin Corp. | $10,873 | +6.4% | 23 | +9.5% | 0.00% | 0.0% |
| VALE | Buy | Vale SAadr | $9,594 | -6.4% | 608 | +0.7% | 0.00% | 0.0% |
| PNC | The PNC Financial Services Group Inc | $11,058 | -19.5% | 87 | 0.0% | 0.00% | -33.3% | |
| AOD | Aberdeen Total Dynamic Dividend Fund | $9,025 | +3.6% | 1,117 | 0.0% | 0.00% | 0.0% | |
| TFC | Truist Financial Corp | $9,923 | -20.8% | 291 | 0.0% | 0.00% | -20.0% | |
| ETN | Eaton Corp. plc (Ireland) | $9,766 | +9.2% | 57 | 0.0% | 0.00% | 0.0% | |
| ADP | Automatic Data Processing, Inc. | $9,350 | -6.8% | 42 | 0.0% | 0.00% | 0.0% | |
| CB | Chubb Ltd | $8,738 | -12.0% | 45 | 0.0% | 0.00% | 0.0% | |
| EMF | Templeton Emerging Markets Fund | $7,008 | +2.4% | 599 | 0.0% | 0.00% | 0.0% | |
| ABT | Abbott Laboratories | $7,392 | -7.8% | 73 | 0.0% | 0.00% | 0.0% | |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $7,466 | +8.0% | 1,393 | +3.7% | 0.00% | 0.0% |
| BABA | Buy | Alibaba Group Holding Limitedsponsored ads | $6,437 | +21.8% | 63 | +5.0% | 0.00% | +50.0% |
| AMAT | Buy | Applied Materials, Inc. | $7,861 | +39.2% | 64 | +10.3% | 0.00% | +50.0% |
| GOLD | Buy | Barrick Gold Corp | $6,704 | +27.9% | 361 | +18.4% | 0.00% | +50.0% |
| BSY | Buy | Bentley Sys Inc. | $6,449 | +20.3% | 150 | +3.4% | 0.00% | +50.0% |
| CARR | Carrier Global Corporation | $6,497 | +10.9% | 142 | 0.0% | 0.00% | +50.0% | |
| CAT | Caterpillar Inc. | $6,636 | -4.5% | 29 | 0.0% | 0.00% | 0.0% | |
| CSCO | Cisco Systems, Inc. | $8,416 | +9.7% | 161 | 0.0% | 0.00% | 0.0% | |
| COO | Cooper Cos Inc. | $6,347 | +12.9% | 17 | 0.0% | 0.00% | +50.0% | |
| GLW | Corning Inc. | $6,386 | +10.5% | 181 | 0.0% | 0.00% | +50.0% | |
| COST | Costco Wholesale Corp. | $6,956 | +8.8% | 14 | 0.0% | 0.00% | 0.0% | |
| CCI | Crown Castle Intl Corp. | $8,566 | -1.3% | 64 | 0.0% | 0.00% | -25.0% | |
| EFX | Equifax, Inc. | $7,708 | +4.4% | 38 | 0.0% | 0.00% | 0.0% | |
| GGZ | Gabelli Global Small & Mid C | $6,486 | +3.8% | 557 | 0.0% | 0.00% | 0.0% | |
| HDB | Sell | HDFC Bank Ltdsponsored ads | $7,267 | -13.6% | 109 | -11.4% | 0.00% | 0.0% |
| ITW | Illinois Tool Works, Inc. | $7,304 | +10.5% | 30 | 0.0% | 0.00% | 0.0% | |
| ISRG | Intuitive Surgical, Inc. | $7,920 | -3.7% | 31 | 0.0% | 0.00% | 0.0% | |
| KSA | Ishares Trmsci saudi arabia | $6,468 | +2.7% | 167 | 0.0% | 0.00% | 0.0% | |
| KDP | Keurig Dr. Pepper Inc. | $7,374 | -1.1% | 209 | 0.0% | 0.00% | 0.0% | |
| KF | Buy | The Korea Fund Inc | $6,986 | +16.5% | 318 | +10.4% | 0.00% | +50.0% |
| CXH | New | MFS Investment Grade Municipal Trustsh ben int | $6,282 | – | 850 | +100.0% | 0.00% | – |
| CMU | New | MFS High Yield Municipal Trustsh ben int | $6,227 | – | 1,940 | +100.0% | 0.00% | – |
| NKE | Nike, Inc.cl b | $7,236 | +4.8% | 59 | 0.0% | 0.00% | 0.0% | |
| ON | ON Semiconductor Corporation | $6,750 | +32.0% | 82 | 0.0% | 0.00% | +50.0% | |
| PAYX | Paychex, Inc | $6,417 | -0.8% | 56 | 0.0% | 0.00% | 0.0% | |
| PM | Philip Morris International Inc. | $7,002 | -3.9% | 72 | 0.0% | 0.00% | 0.0% | |
| POOL | Pool Corp | $6,506 | +13.3% | 19 | 0.0% | 0.00% | +50.0% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $7,013 | +8.6% | 110 | 0.0% | 0.00% | 0.0% | |
| PCTTW | Purecycle Technologies Incw exp 01/28/202 | $7,740 | +9.4% | 2,457 | 0.0% | 0.00% | 0.0% | |
| QCOM | Sell | Qualcomm Inc | $6,634 | -13.8% | 52 | -25.7% | 0.00% | 0.0% |
| REGN | Regeneron Pharmaceuticals, Inc. | $6,573 | +13.9% | 8 | 0.0% | 0.00% | +50.0% | |
| TMC The Metals Company Inc | $7,426 | +7.7% | 8,959 | 0.0% | 0.00% | 0.0% | ||
| TRV | New | Travelers Companies Inc | $6,342 | – | 37 | +100.0% | 0.00% | – |
| USB | U.S. Bancorp | $7,426 | -17.3% | 206 | 0.0% | 0.00% | -25.0% | |
| VRTX | Vertex Pharmaceuticals, Inc. | $6,932 | +9.1% | 22 | 0.0% | 0.00% | 0.0% | |
| PVI | Sell | Invesco Exch Traded Fd Tr IIvrdo tax free | $4,266 | -77.8% | 171 | -77.8% | 0.00% | -75.0% |
| IBKR | Buy | Interactive Brokers Group In | $5,119 | +17.9% | 62 | +3.3% | 0.00% | 0.0% |
| PODD | Insulet Corp. | $4,784 | +8.3% | 15 | 0.0% | 0.00% | 0.0% | |
| COP | ConocoPhillips | $4,266 | -15.9% | 43 | 0.0% | 0.00% | 0.0% | |
| TTE | Totalenergies SEsponsored ads | $4,724 | -4.9% | 80 | 0.0% | 0.00% | 0.0% | |
| ANSS | Ansys Inc | $5,658 | +37.8% | 17 | 0.0% | 0.00% | 0.0% | |
| CHT | Buy | Chungwa Telecom Co Ltdspon adr | $4,066 | +11.1% | 104 | +4.0% | 0.00% | +100.0% |
| NDSN | Nordson Corp | $5,334 | -6.5% | 24 | 0.0% | 0.00% | 0.0% | |
| TCOM | Buy | Trip.com Group Ltd ADRads | $3,993 | +12.7% | 106 | +2.9% | 0.00% | +100.0% |
| CHE | Buy | Chemed Corp New | $3,764 | +22.9% | 7 | +16.7% | 0.00% | +100.0% |
| New | Linde plc | $5,332 | – | 15 | +100.0% | 0.00% | – | |
| CRL | Charles Riv Labs Intl Inc | $4,642 | -7.4% | 23 | 0.0% | 0.00% | 0.0% | |
| CHPT | Chargepoint Holdings Inc. | $4,659 | +9.9% | 445 | 0.0% | 0.00% | 0.0% | |
| CVE | Cenovus Energy Inc | $5,308 | -10.0% | 304 | 0.0% | 0.00% | 0.0% | |
| AWP | Aberdeen Global Premier Properties Fund | $4,614 | +5.6% | 1,120 | 0.0% | 0.00% | 0.0% | |
| CME | CME Group Inc. | $5,746 | +13.9% | 30 | 0.0% | 0.00% | 0.0% | |
| BP | BP p.l.c.spondored adr | $4,135 | +8.6% | 109 | 0.0% | 0.00% | 0.0% | |
| BTI | British American Tobacco PLCsponsored adr | $4,671 | -12.1% | 133 | 0.0% | 0.00% | 0.0% | |
| V | Visa Inc | $4,960 | +8.5% | 22 | 0.0% | 0.00% | 0.0% | |
| SAP | SAP SEspon adr | $4,556 | +22.6% | 36 | 0.0% | 0.00% | 0.0% | |
| BIGZ | Sell | BlackRock Innovation and Grw | $4,103 | -99.8% | 511 | -99.9% | 0.00% | -99.8% |
| WEC | WEC Energy Group, Inc. | $5,877 | +1.1% | 62 | 0.0% | 0.00% | 0.0% | |
| WSO | Watsco Inc. | $4,136 | +27.6% | 13 | 0.0% | 0.00% | +100.0% | |
| BG | Bunge Limited | $4,203 | -4.3% | 44 | 0.0% | 0.00% | 0.0% | |
| BSTZ | Sell | BlackRock Science and Technology Trust II | $5,233 | -99.8% | 280 | -99.8% | 0.00% | -99.8% |
| BX | Blackstone Inc. | $4,216 | +18.4% | 48 | 0.0% | 0.00% | +100.0% | |
| WRB | Sell | Berkley W R Corp | $4,545 | -34.3% | 73 | -24.0% | 0.00% | -33.3% |
| BGNE | Buy | BeiGene, Ltd.sponsored adr | $4,742 | +43.7% | 22 | +46.7% | 0.00% | +100.0% |
| WMB | Williams Cos Inc. | $4,837 | -9.2% | 162 | 0.0% | 0.00% | 0.0% | |
| SLB | Schlumberger Ltd | $6,039 | -8.2% | 123 | 0.0% | 0.00% | -33.3% | |
| RTX | Buy | Raytheon Technologies Corp. | $6,170 | +165.8% | 63 | +173.9% | 0.00% | +100.0% |
| IDXX | IDEXX Labs Inc. | $4,501 | +22.6% | 9 | 0.0% | 0.00% | 0.0% | |
| ZBRA | Zebra Technologies Corpcl a | $5,406 | +24.0% | 17 | 0.0% | 0.00% | 0.0% | |
| ZTS | Zoetis Inc.cl a | $6,158 | +13.6% | 37 | 0.0% | 0.00% | 0.0% | |
| SGEN | Seattle Genetics, In | $4,454 | +57.6% | 22 | 0.0% | 0.00% | +100.0% | |
| MCO | Moody's Corp. | $4,590 | +9.8% | 15 | 0.0% | 0.00% | 0.0% | |
| NOW | ServiceNow, Inc. | $3,718 | +19.7% | 8 | 0.0% | 0.00% | +100.0% | |
| JEQ | Aberdeen Japan Equity Fund Inc | $5,858 | +3.6% | 1,071 | 0.0% | 0.00% | 0.0% | |
| QSR | Restaurant Brands International Inc | $4,566 | +3.8% | 68 | 0.0% | 0.00% | 0.0% | |
| SITE | Siteone Landsscape Supply Inc | $5,064 | +16.7% | 37 | 0.0% | 0.00% | 0.0% | |
| JKHY | Buy | Henry Jack & Assoc Inc | $4,371 | +38.3% | 29 | +61.1% | 0.00% | +100.0% |
| ALNY | Alnylam Pharmaceuticals, Inc. | $4,207 | -15.7% | 21 | 0.0% | 0.00% | 0.0% | |
| LPLA | LPL Finl Hldgs Inc | $4,858 | -6.4% | 24 | 0.0% | 0.00% | 0.0% | |
| PFE | Pfizer Inc | $4,447 | -20.4% | 109 | 0.0% | 0.00% | 0.0% | |
| GDDY | Buy | GoDaddy, Inc.cl a | $5,130 | +55.8% | 66 | +50.0% | 0.00% | +100.0% |
| STM | New | STMicroelectronics N Vny registry | $4,868 | – | 91 | +100.0% | 0.00% | – |
| AMZN | Sell | Amazon Com Inc | $5,888 | -5.3% | 57 | -23.0% | 0.00% | -33.3% |
| JOF | Japan Smaller Capitalization Fund Inc | $4,858 | +6.7% | 703 | 0.0% | 0.00% | 0.0% | |
| MA | MasterCard, Inc.cl a | $5,451 | +4.5% | 15 | 0.0% | 0.00% | 0.0% | |
| New | NWTN Incw exp 12/31/202 | $5,408 | – | 26,327 | +100.0% | 0.00% | – | |
| XOM | New | Exxon Mobil Corp | $4,386 | – | 40 | +100.0% | 0.00% | – |
| EXPO | Exponent Inc | $4,586 | +0.6% | 46 | 0.0% | 0.00% | 0.0% | |
| ES | Eversource Energy | $4,070 | -6.7% | 52 | 0.0% | 0.00% | 0.0% | |
| PSX | Phillips 66 | $3,852 | -2.6% | 38 | 0.0% | 0.00% | 0.0% | |
| TDY | Teledyne Technologies Inc. | $4,026 | +11.9% | 9 | 0.0% | 0.00% | +100.0% | |
| CAF | Buy | Morgan Stanley China A Sh Fd | $5,414 | +20.3% | 377 | +18.9% | 0.00% | 0.0% |
| TER | Teradyne Inc | $5,268 | +23.1% | 49 | 0.0% | 0.00% | 0.0% | |
| EEA | The European Equity Fund Inc | $6,064 | +12.6% | 718 | 0.0% | 0.00% | 0.0% | |
| Buy | Aspen Technology Inc. | $5,264 | +83.0% | 23 | +64.3% | 0.00% | +100.0% | |
| DLB | Buy | Dolby Laboratories Inccl a | $4,698 | +25.6% | 55 | +3.8% | 0.00% | 0.0% |
| AMT | Sell | American Tower Corporation | $2,861 | -51.8% | 14 | -50.0% | 0.00% | -50.0% |
| LII | Lennox Intl Inc | $3,518 | +5.0% | 14 | 0.0% | 0.00% | 0.0% | |
| LRCX | New | Lam Research Corp | $1,590 | – | 3 | +100.0% | 0.00% | – |
| PDD | Buy | Pinduoduo Inc.sponsored ads | $2,049 | +67.5% | 27 | +80.0% | 0.00% | 0.0% |
| LCII | LCI Inds | $1,318 | +18.8% | 12 | 0.0% | 0.00% | – | |
| KMI | Kinder Morgan Inc. | $2,591 | -3.2% | 148 | 0.0% | 0.00% | 0.0% | |
| JKS | Sell | JinkoSolar Holdings Co., Ltdsponsored ads | $1,378 | -13.6% | 27 | -30.8% | 0.00% | 0.0% |
| JD | Sell | JD.Com Incspon adr cl a | $1,404 | -66.7% | 32 | -57.3% | 0.00% | -50.0% |
| RIO | New | Rio Tinto PLCsponsored adr | $1,303 | – | 19 | +100.0% | 0.00% | – |
| ROL | Rollins Inc | $2,927 | +2.7% | 78 | 0.0% | 0.00% | 0.0% | |
| RYAAY | Ryanair Holdings plc ADRsponsored ads | $2,734 | +26.1% | 29 | 0.0% | 0.00% | 0.0% | |
| Buy | SK Telecom Ltdsponsored adr | $3,282 | +6.2% | 160 | +6.7% | 0.00% | 0.0% | |
| ITUB | Itau Unibanco Holding S.A.spon adr rep pfd | $1,466 | +3.4% | 301 | 0.0% | 0.00% | 0.0% | |
| INFY | Infosys Ltdsponsored ads | $1,552 | -3.2% | 89 | 0.0% | 0.00% | 0.0% | |
| SAIA | New | Saia Inc | $2,721 | – | 10 | +100.0% | 0.00% | – |
| SMG | Scotts Miracle-Gro Cocl a | $3,348 | +43.6% | 48 | 0.0% | 0.00% | 0.0% | |
| HTHT | Buy | H World Group Ltdsponsored ads | $2,645 | +38.6% | 54 | +20.0% | 0.00% | 0.0% |
| SHW | Sherwin-Williams Co. (The) | $3,147 | -5.3% | 14 | 0.0% | 0.00% | 0.0% | |
| SHG | Sell | Shinhan Financial Group Co Lspn adr restrd | $2,667 | -27.7% | 99 | -25.0% | 0.00% | -50.0% |
| PAC | New | Grupo Aeroportario Del Pacificspon adr b | $1,366 | – | 7 | +100.0% | 0.00% | – |
| GS | Goldman Sachs Group, Inc. (The) | $2,617 | -4.7% | 8 | 0.0% | 0.00% | 0.0% | |
| Forge Global Holdings Inc. | $1,750 | +1.2% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| FICO | Fair Isaac Corp | $3,513 | +17.4% | 5 | 0.0% | 0.00% | 0.0% | |
| TRP | Tc Energy Corp | $2,179 | -2.4% | 56 | 0.0% | 0.00% | 0.0% | |
| AES | AES Corp | $3,564 | -16.3% | 148 | 0.0% | 0.00% | -50.0% | |
| THO | Thor Inds Inc | $3,026 | +5.5% | 38 | 0.0% | 0.00% | 0.0% | |
| RDY | New | Dr Reddys Labs Ltdadr | $2,220 | – | 39 | +100.0% | 0.00% | – |
| DHR | Danaher Corp. | $3,529 | -5.0% | 14 | 0.0% | 0.00% | -50.0% | |
| TRMB | Trimble, Inc. | $2,621 | +3.7% | 50 | 0.0% | 0.00% | 0.0% | |
| CTLT | New | Catalent Inc. | $2,497 | – | 38 | +100.0% | 0.00% | – |
| BFAM | Bright Horizons Fam Sol In D | $2,926 | +22.0% | 38 | 0.0% | 0.00% | 0.0% | |
| BSAC | New | Banco Santander Chile New | $1,979 | – | 111 | +100.0% | 0.00% | – |
| Wolfspeed, Inc. | $1,364 | -5.9% | 21 | 0.0% | 0.00% | 0.0% | ||
| YUMC | Sell | Yum China Hldgs Inc | $3,296 | -17.4% | 52 | -28.8% | 0.00% | -50.0% |
| ALLE | Buy | Allegion PLC | $3,629 | +4.5% | 34 | +3.0% | 0.00% | 0.0% |
| BIDU | Buy | Baidu Inc.spon adr rep a | $2,113 | +42.1% | 14 | +7.7% | 0.00% | 0.0% |
| BAP | Sell | Credicorp Ltd | $2,251 | -12.7% | 17 | -10.5% | 0.00% | 0.0% |
| FN | Fabrinet | $1,663 | -7.4% | 14 | 0.0% | 0.00% | 0.0% | |
| AAPL | Apple Inc | $3,628 | +26.9% | 22 | 0.0% | 0.00% | 0.0% | |
| AIF | Sell | Apollo Tactical Income Fund Inc | $2,587 | -99.9% | 213 | -99.9% | 0.00% | -99.9% |
| NVCR | Novocure Ltd | $1,323 | -18.0% | 22 | 0.0% | 0.00% | 0.0% | |
| PAGS | Buy | Pagseguro Digital Ltd | $1,354 | +0.6% | 158 | +2.6% | 0.00% | 0.0% |
| PBR | Petroleo Brasileiro S.A. PETROBRASsponsored adr | $2,003 | -2.1% | 192 | 0.0% | 0.00% | 0.0% | |
| ALB | Albemarle Corporation | $1,326 | +1.9% | 6 | 0.0% | 0.00% | 0.0% | |
| Wallbox NV*w exp 99/99/999 | $3,553 | +77.8% | 4,552 | 0.0% | 0.00% | 0.0% | ||
| MMYT | Buy | MakeMyTrip Limited Mauritius | $1,713 | -4.4% | 70 | +7.7% | 0.00% | 0.0% |
| ASX | Ase Technology Hldg Co. Ltd.sponsored ads | $2,805 | +27.1% | 352 | 0.0% | 0.00% | 0.0% | |
| IIF | Sell | Morgan Stanley India Investment Fund Inc | $2,257 | -64.8% | 116 | -63.3% | 0.00% | -66.7% |
| MU | Micron Technology Inc | $3,560 | +20.7% | 59 | 0.0% | 0.00% | 0.0% | |
| Matterport Inccl a | $1,996 | -2.5% | 731 | 0.0% | 0.00% | 0.0% | ||
| TLK | New | P T Telekomunikasi Indonesiasponsored ads | $2,645 | – | 97 | +100.0% | 0.00% | – |
| New | Alpha Tau Medical*w exp 03/07/202 | $689 | – | 2,109 | +100.0% | 0.00% | – | |
| WEN | New | The Wendy's Co | $915 | – | 42 | +100.0% | 0.00% | – |
| NXN | Sell | Nuveen NY Select Tax-Free Income Portfoliosh ben int | $96 | -99.0% | 8 | -99.0% | 0.00% | -100.0% |
| NTES | Sell | Netease Incsponsored ads | $1,061 | -58.3% | 12 | -65.7% | 0.00% | -100.0% |
| New | Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $304 | – | 1,690 | +100.0% | 0.00% | – | |
| SQM | New | Sociedad Quimica Y Minera Despon adr ser b | $892 | – | 11 | +100.0% | 0.00% | – |
| BUD | Exit | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $0 | – | -45 | -100.0% | -0.00% | – |
| HLT | Exit | Hilton, Inc | $0 | – | -15 | -100.0% | -0.00% | – |
| SUZ | Exit | Suzano Papel e Celulose S.A.spon ads | $0 | – | -160 | -100.0% | -0.00% | – |
| CP | Exit | Canadian Pac Ry Ltd | $0 | – | -71 | -100.0% | -0.00% | – |
| GMED | Exit | Globus Med Inccl a | $0 | – | -64 | -100.0% | -0.00% | – |
| FIS | Exit | Fidelity Natl Information Sv | $0 | – | -60 | -100.0% | -0.00% | – |
| LIN | Exit | Linde plc | $0 | – | -15 | -100.0% | -0.00% | – |
| CPRT | Exit | Copart Inc. | $0 | – | -75 | -100.0% | -0.00% | – |
| IFN | Exit | The India Fund Inc | $0 | – | -433 | -100.0% | -0.00% | – |
| RFMZ | Exit | Rivernorth Flexible Mun Income Fund II, Inc. | $0 | – | -750 | -100.0% | -0.00% | – |
| IRL | Exit | The New Ireland Fund Inc | $0 | – | -1,326 | -100.0% | -0.01% | – |
| Exit | GXO Logistics Incorporated | $0 | – | -476 | -100.0% | -0.01% | – | |
| PUK | Exit | Prudential PLCadr | $0 | – | -1,351 | -100.0% | -0.02% | – |
| TBT | Exit | ProShares Tr. | $0 | – | -2,049 | -100.0% | -0.03% | – |
| ASA | Exit | ASA Gold and Precious Metals Ltd | $0 | – | -5,042 | -100.0% | -0.03% | – |
| TRIN | Exit | Trinity Cap Inc. | $0 | – | -7,917 | -100.0% | -0.04% | – |
| STK | Exit | Columbia Seligman Premium Technology Growth Fund | $0 | – | -5,332 | -100.0% | -0.05% | – |
| AMX | Exit | America Movil SAB de CV | $0 | – | -10,998 | -100.0% | -0.08% | – |
| SHY | Exit | Ishares Tr 13 Yr1 3 yr treas bd | $0 | – | -7,481 | -100.0% | -0.25% | – |
| FAM | Exit | First Trust Aberdeen Global Opportunity Income Fund | $0 | – | -133,191 | -100.0% | -0.33% | – |
| SRV | Exit | Cushing MLP & Infrastruct | $0 | – | -45,963 | -100.0% | -0.63% | – |
| EMO | Exit | Clearbridge Energy Midstrm O | $0 | – | -79,376 | -100.0% | -0.93% | – |
| NBXG | Exit | Neuberger Brman Next Genera | $0 | – | -282,582 | -100.0% | -1.05% | – |
| FAX | Exit | Aberdeen Asia Pacific Income | $0 | – | -1,189,202 | -100.0% | -1.28% | – |
| SJB | Exit | ProShares TRshrt high yield | $0 | – | -485,859 | -100.0% | -3.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2023-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.