$234 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 308 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 20.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Wisdomtree Trfloating rat trea | $33,914,000 | +238.3% | 674,504 | +238.7% | 14.46% | +248.4% | |
| HFRO | Sell | Highland Floating Rate Opportunities Fund | $23,280,000 | -16.9% | 2,395,110 | -3.7% | 9.93% | -14.4% |
| NHF | Buy | Nexpoint Diversified Rel Et | $19,332,000 | -23.2% | 1,540,366 | +1.0% | 8.24% | -20.9% |
| AGG | New | iShares Trcore us aggbd et | $13,812,000 | – | 143,372 | +100.0% | 5.89% | – |
| NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $10,298,000 | +26.2% | 761,103 | +19.7% | 4.39% | +29.9% |
| Buy | Saba Capital Income & Opportunities Fund | $9,926,000 | +14.7% | 1,254,873 | +16.5% | 4.23% | +18.1% | |
| SJB | New | ProShares TRshrt high yield | $8,969,000 | – | 448,202 | +100.0% | 3.82% | – |
| BIF | Sell | Boulder Growth & Income Fund Inc | $5,094,000 | -21.5% | 468,200 | -13.8% | 2.17% | -19.2% |
| NDP | Buy | Tortoise Energy Independence | $5,053,000 | +14.9% | 178,485 | +10.2% | 2.16% | +18.3% |
| VCIF | Buy | Vertical Capital Income Fund | $4,011,000 | -1.4% | 449,644 | +3.3% | 1.71% | +1.5% |
| CEM | Buy | Clearbridge MLP And Midstrm | $3,965,000 | +4.5% | 133,067 | +0.8% | 1.69% | +7.6% |
| BCAT | Sell | BlackRock Cap Allocation Tr | $3,802,000 | -16.2% | 279,358 | -9.8% | 1.62% | -13.8% |
| PEO | Buy | Adams Natural Resources Fund Inc | $3,540,000 | +4.3% | 181,936 | +4.4% | 1.51% | +7.5% |
| CET | Buy | Central Securities Corp | $3,533,000 | -3.0% | 104,706 | +1.2% | 1.51% | -0.1% |
| Sell | BlackRock ESG Cap Allc Tr | $3,466,000 | -23.1% | 270,582 | -14.1% | 1.48% | -20.8% | |
| PCF | Sell | High Income Secs Fd Shs | $3,009,000 | -52.2% | 436,726 | -49.5% | 1.28% | -50.8% |
| JSD | Buy | Nuveen Short Duration Cr Opp | $3,005,000 | +37.6% | 254,008 | +39.9% | 1.28% | +41.8% |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $2,993,000 | -69.3% | 349,299 | -69.2% | 1.28% | -68.4% |
| FINS | Sell | Angel Oak Final Strategies Incm Trm Trst | $2,937,000 | -23.5% | 219,172 | -16.8% | 1.25% | -21.2% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $2,889,000 | -8.9% | 245,245 | -6.9% | 1.23% | -6.2% |
| NFE | New Fortress Energy Inccl a | $2,780,000 | +10.4% | 63,602 | 0.0% | 1.19% | +13.8% | |
| Sell | Nuveen Mutli Asset Income Fund | $2,605,000 | -21.7% | 246,300 | -2.2% | 1.11% | -19.3% | |
| GAM | Sell | General American Investors Co Inc | $2,463,000 | -5.2% | 72,773 | -1.0% | 1.05% | -2.4% |
| CTR | Sell | Clearbridge MLP and Midstrm | $2,401,000 | -0.1% | 91,246 | -2.8% | 1.02% | +2.8% |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $2,278,000 | -10.0% | 204,320 | +5.5% | 0.97% | -7.3% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $2,270,000 | -1.8% | 626,151 | +8.6% | 0.97% | +1.1% |
| FBP | Sell | First BanCorp/Puerto Rico | $2,197,000 | -9.6% | 160,604 | -14.7% | 0.94% | -6.9% |
| EMO | Buy | Clearbridge Energy Midstrm O | $2,040,000 | +10.2% | 81,552 | +4.0% | 0.87% | +13.4% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $2,032,000 | +5.1% | 182,867 | +10.5% | 0.87% | +8.4% |
| JLS | Buy | Nuveen Mortgage and Income Fund | $2,018,000 | +4.2% | 125,468 | +7.0% | 0.86% | +7.4% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $1,944,000 | -51.0% | 239,420 | -49.8% | 0.83% | -49.6% |
| Sell | Thornburg Incm Builder Opp Tr | $1,922,000 | -18.3% | 150,830 | -7.0% | 0.82% | -15.8% | |
| MTZ | MasTec Inc | $1,897,000 | -11.4% | 29,868 | 0.0% | 0.81% | -8.7% | |
| BPOP | Sell | Popular Inc | $1,866,000 | -21.3% | 25,899 | -16.0% | 0.80% | -18.9% |
| ASLE | Buy | Aersale Corporation | $1,839,000 | +31.5% | 99,206 | +2.9% | 0.78% | +35.4% |
| PGTI | PGT Innovations Inc | $1,616,000 | +26.0% | 77,117 | 0.0% | 0.69% | +29.8% | |
| NEE | Sell | NextEra Energy Inc | $1,570,000 | -8.0% | 20,025 | -9.1% | 0.67% | -5.1% |
| SRV | New | Cushing MLP & Infrastruct | $1,516,000 | – | 46,524 | +100.0% | 0.65% | – |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $1,512,000 | -13.0% | 166,671 | +1.1% | 0.64% | -10.3% |
| PDI | Sell | PIMCO Dynamic Income Fd | $1,431,000 | -60.5% | 73,818 | -57.5% | 0.61% | -59.3% |
| CPA | Copa Holdings SAcl a | $1,357,000 | +5.8% | 20,250 | 0.0% | 0.58% | +9.0% | |
| GER | New | Goldman Sachs MLP Energy Ren | $1,336,000 | – | 111,354 | +100.0% | 0.57% | – |
| NCLH | Buy | Norwegian Cruise Line Holdings Ltd | $1,324,000 | +29.8% | 116,578 | +27.1% | 0.56% | +33.9% |
| ASGI | Buy | Aberdeen Std Global Infrastructure | $1,295,000 | +16.5% | 82,304 | +33.5% | 0.55% | +19.7% |
| MLM | Martin Marietta Materials Inc | $1,288,000 | +7.6% | 4,000 | 0.0% | 0.55% | +10.7% | |
| RCL | Buy | Royal Caribbean Cruises Ltd | $1,058,000 | +54.5% | 27,926 | +42.2% | 0.45% | +58.8% |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,015,000 | -0.1% | 5,175 | 0.0% | 0.43% | +2.9% | |
| BIL | SPDR Ser Trspdr bloomberg | $1,000,000 | +0.1% | 10,919 | 0.0% | 0.43% | +2.9% | |
| LEN | Lennar Corpcl a | $932,000 | +5.7% | 12,500 | 0.0% | 0.40% | +8.8% | |
| SPE | Sell | Special Opportunities Fund Inc. | $931,000 | -60.4% | 83,913 | -55.9% | 0.40% | -59.2% |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $832,000 | -6.5% | 17,638 | 0.0% | 0.36% | -3.8% | |
| VAC | Marriott Vacations Worldwide Corp | $822,000 | +4.8% | 6,745 | 0.0% | 0.35% | +8.0% | |
| FMX | Fomento Economico Mexicano SAB de CVspon adr units | $823,000 | -7.0% | 13,110 | 0.0% | 0.35% | -4.1% | |
| VMC | Vulcan Materials Co | $789,000 | +11.0% | 5,000 | 0.0% | 0.34% | +14.3% | |
| CX | Cemex SAB de CVspon adr new | $620,000 | -12.4% | 180,645 | 0.0% | 0.26% | -9.9% | |
| SHY | Ishares Tr 13 Yr1 3 yr treas bd | $608,000 | -1.8% | 7,481 | 0.0% | 0.26% | +1.2% | |
| PLYA | Buy | Playa Hotels & Resorts Nv | $574,000 | +12.3% | 98,605 | +32.5% | 0.24% | +15.6% |
| CWCO | Sell | Consolidated Water Co Ltdord | $570,000 | -10.8% | 37,092 | -15.9% | 0.24% | -8.3% |
| EVTC | EVERTEC Inc | $532,000 | -14.9% | 16,956 | 0.0% | 0.23% | -12.4% | |
| CIB | Bancolombia SAspon adr pref | $494,000 | -21.0% | 20,280 | 0.0% | 0.21% | -18.5% | |
| ESRT | Empire State Realty Trust Inccl a | $485,000 | -6.6% | 73,894 | 0.0% | 0.21% | -3.7% | |
| SEB | Seaboard Corp | $466,000 | -12.4% | 137 | 0.0% | 0.20% | -9.5% | |
| Buy | Destra Multi-Alternative Fd | $450,000 | +67.9% | 69,294 | +77.3% | 0.19% | +73.0% | |
| LIVN | LivaNova PLC | $423,000 | -18.7% | 8,330 | 0.0% | 0.18% | -16.3% | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $355,000 | -0.3% | 3,587 | 0.0% | 0.15% | +2.7% | |
| FXY | New | Investco CurrencyShares Japanjapanese yen | $338,000 | – | 5,226 | +100.0% | 0.14% | – |
| TPZ | New | Tortoise Pwr & Energy Infras | $336,000 | – | 26,910 | +100.0% | 0.14% | – |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $333,000 | -0.6% | 2,850 | 0.0% | 0.14% | +2.2% | |
| MRK | Merck & Co Inc | $244,000 | -5.4% | 2,830 | 0.0% | 0.10% | -2.8% | |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $237,000 | -7.8% | 26,483 | +0.7% | 0.10% | -4.7% |
| New | ProShares UltraShort S&P50ultrashrt s&p500 | $237,000 | – | 4,345 | +100.0% | 0.10% | – | |
| SSSS | Sell | Sutter Rock Cap Corp | $224,000 | -94.6% | 57,826 | -91.0% | 0.10% | -94.4% |
| GLD | SPDR Gold Tr | $216,000 | -8.5% | 1,398 | 0.0% | 0.09% | -6.1% | |
| LLY | Eli Lilly & Co | $214,000 | -0.5% | 663 | 0.0% | 0.09% | +2.2% | |
| New | Center Coast Brkfld MLP Enrg | $196,000 | – | 11,849 | +100.0% | 0.08% | – | |
| CEFS | Sell | Exchange Listed FDS Trsaba int rate | $198,000 | -15.0% | 11,862 | -12.5% | 0.08% | -12.5% |
| AMX | America Movil SAB de CV | $181,000 | -19.6% | 10,998 | 0.0% | 0.08% | -17.2% | |
| AMGN | Amgen Inc | $158,000 | -7.1% | 700 | 0.0% | 0.07% | -4.3% | |
| TRIN | New | Trinity Cap Inc. | $151,000 | – | 12,023 | +100.0% | 0.06% | – |
| SPY | SPDR S&P 500 ETF Trtr unit | $139,000 | -5.4% | 390 | 0.0% | 0.06% | -3.3% | |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $125,000 | -7.4% | 8,000 | 0.0% | 0.05% | -5.4% | |
| CCL | Carnival Corpunit 99/99/9999 | $123,000 | -19.1% | 17,559 | 0.0% | 0.05% | -17.5% | |
| BMY | Bristol-Myers Squibb Co | $121,000 | -7.6% | 1,700 | 0.0% | 0.05% | -3.7% | |
| QID | New | ProShares TRultrapro sht qqq | $120,000 | – | 4,370 | +100.0% | 0.05% | – |
| SZC | New | Cushing Nextgen Infra Incm Fund | $116,000 | – | 3,165 | +100.0% | 0.05% | – |
| UNH | UnitedHealth Group Inc | $114,000 | -1.7% | 225 | 0.0% | 0.05% | +2.1% | |
| FXE | New | Invesco CurrencyShares Euro Currency Trust | $102,000 | – | 1,126 | +100.0% | 0.04% | – |
| GSIE | Goldman Sachs ETF TRactivebeta int | $104,000 | -11.1% | 4,197 | 0.0% | 0.04% | -8.3% | |
| FXB | New | Invesco CurrencyShares British Pound Sterling Trustbrit poun strl | $104,000 | – | 973 | +100.0% | 0.04% | – |
| NVS | Novartis AGsponsored adr | $95,000 | -9.5% | 1,244 | 0.0% | 0.04% | -4.7% | |
| ABBV | AbbVie, Inc. | $94,000 | -13.0% | 704 | 0.0% | 0.04% | -11.1% | |
| USO | United States Oil Fund LPunits | $82,000 | -18.0% | 1,250 | 0.0% | 0.04% | -14.6% | |
| PVI | Sell | Invesco Exch Traded Fd Tr IIvrdo tax free | $80,000 | -20.0% | 3,200 | -20.0% | 0.03% | -17.1% |
| NVO | Buy | Novo Nordisk A/S ADRadr | $74,000 | -6.3% | 741 | +4.2% | 0.03% | -3.0% |
| SONY | Buy | Sony Corpsponsored adr | $73,000 | +28.1% | 1,134 | +63.4% | 0.03% | +29.2% |
| QQQ | Invesco QQQ Trunit ser 1 | $72,000 | -5.3% | 270 | 0.0% | 0.03% | 0.0% | |
| ASML | Buy | ASML Holding N V | $68,000 | +1.5% | 163 | +15.6% | 0.03% | +3.6% |
| ASA | ASA Gold and Precious Metals Ltd | $63,000 | -14.9% | 5,038 | 0.0% | 0.03% | -12.9% | |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $60,000 | -3.2% | 150 | 0.0% | 0.03% | 0.0% | |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $53,000 | +488.9% | 104 | +550.0% | 0.02% | +475.0% |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $52,000 | -7.1% | 4,000 | 0.0% | 0.02% | -4.3% | |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $43,000 | -4.4% | 2,109 | +2.2% | 0.02% | -5.3% |
| RVT | Buy | Royce Value Trust Inc | $43,000 | -8.5% | 3,423 | +2.2% | 0.02% | -5.3% |
| EQIX | Sell | Equinix Inc | $40,000 | -29.8% | 70 | -18.6% | 0.02% | -29.2% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $39,000 | -11.4% | 3,418 | +3.0% | 0.02% | -5.6% |
| GDL | New | The GDL Fund | $41,000 | – | 5,133 | +100.0% | 0.02% | – |
| GAB | Buy | Gabelli Equity Trust Inc | $40,000 | -9.1% | 7,333 | +2.5% | 0.02% | -5.6% |
| SU | New | Suncor Energy Inc. | $40,000 | – | 1,426 | +100.0% | 0.02% | – |
| CRSP | CRISPR Therapeutics AGnamen akt | $41,000 | +7.9% | 625 | 0.0% | 0.02% | +6.2% | |
| TSLA | Buy | Tesla Inc | $38,000 | +5.6% | 142 | +167.9% | 0.02% | +6.7% |
| MSFT | Sell | Microsoft Corp | $36,000 | -14.3% | 156 | -4.9% | 0.02% | -11.8% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $35,000 | -12.5% | 7,031 | +1.9% | 0.02% | -11.8% |
| TY | Buy | Tri-Continental Corp | $32,000 | -3.0% | 1,268 | +1.0% | 0.01% | 0.0% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $33,000 | -10.8% | 5,989 | +2.5% | 0.01% | -6.7% |
| CNI | Sell | Canadian National Railway Company | $33,000 | -31.2% | 307 | -28.3% | 0.01% | -30.0% |
| BKR | Sell | Baker Hughes Companycl a | $32,000 | -41.8% | 1,523 | -20.7% | 0.01% | -39.1% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $31,000 | -98.7% | 2,106 | -98.6% | 0.01% | -98.6% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $27,000 | -6.9% | 1,438 | +1.6% | 0.01% | 0.0% |
| NFLX | Netflix, Inc. | $29,000 | +38.1% | 122 | 0.0% | 0.01% | +33.3% | |
| TSM | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $25,000 | -16.7% | 367 | 0.0% | 0.01% | -8.3% | |
| MDT | Medtronic plc | $24,000 | -11.1% | 297 | 0.0% | 0.01% | -9.1% | |
| AVGO | Sell | Broadcom, Inc. | $20,000 | -23.1% | 46 | -13.2% | 0.01% | -18.2% |
| MUB | New | iShares National Muni Bondetf | $19,000 | – | 182 | +100.0% | 0.01% | – |
| PUK | New | Prudential PLCadr | $18,000 | – | 907 | +100.0% | 0.01% | – |
| GOOG | Buy | Alphabet, Inc. Cl Ccl c | $18,000 | +1700.0% | 185 | +1955.6% | 0.01% | – |
| INCY | Incyte Corp | $16,000 | -11.1% | 242 | 0.0% | 0.01% | 0.0% | |
| Sell | GXO Logistics Incorporated | $17,000 | -34.6% | 476 | -21.1% | 0.01% | -36.4% | |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $16,000 | -5.9% | 2,006 | +1.8% | 0.01% | 0.0% |
| HD | The Home Depot Inc | $16,000 | 0.0% | 59 | 0.0% | 0.01% | 0.0% | |
| IBN | ICICI Bank Ltdadr | $16,000 | +23.1% | 742 | 0.0% | 0.01% | +40.0% | |
| TFC | Buy | Truist Financial Corp | $13,000 | 0.0% | 291 | +9.8% | 0.01% | +20.0% |
| BLK | BlackRock, Inc. | $13,000 | -13.3% | 24 | 0.0% | 0.01% | 0.0% | |
| Sell | Oppfi Inc Comcl a | $14,000 | -39.1% | 5,898 | -15.7% | 0.01% | -40.0% | |
| PNC | Buy | The PNC Financial Services Group Inc | $13,000 | +8.3% | 87 | +10.1% | 0.01% | +20.0% |
| PEP | PepsiCo, Inc. | $15,000 | 0.0% | 89 | 0.0% | 0.01% | 0.0% | |
| PG | Procter & Gamble Co. (The) | $13,000 | -13.3% | 103 | 0.0% | 0.01% | 0.0% | |
| CVX | Buy | Chevron Corp. | $12,000 | 0.0% | 87 | +7.4% | 0.01% | 0.0% |
| SBUX | Buy | Starbucks Corp. | $12,000 | +33.3% | 146 | +22.7% | 0.01% | +25.0% |
| APD | Air products and Chemicals, Inc. | $12,000 | 0.0% | 50 | 0.0% | 0.01% | 0.0% | |
| MXF | The Mexico Fund, Inc. | $11,000 | -8.3% | 845 | 0.0% | 0.01% | 0.0% | |
| MDLZ | Mondelez International, Inc.cl a | $12,000 | -14.3% | 226 | 0.0% | 0.01% | -16.7% | |
| ZTR | Buy | Virtus Total Return Fund Inc. | $12,000 | -20.0% | 1,851 | +3.1% | 0.01% | -16.7% |
| GF | The New Germany Fund Inc | $11,000 | -21.4% | 1,633 | 0.0% | 0.01% | -16.7% | |
| TXN | Texas Instruments, Inc | $11,000 | 0.0% | 70 | 0.0% | 0.01% | 0.0% | |
| AGD | Aberdeen Global Dynamic Dividend Fund | $12,000 | -7.7% | 1,426 | 0.0% | 0.01% | 0.0% | |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $10,000 | -91.2% | 982 | -90.1% | 0.00% | -91.5% |
| New | Collaborative Investmnt Sershort de spac | $10,000 | – | 200 | +100.0% | 0.00% | – | |
| UPS | United Parcel Service Inccl b | $9,000 | -18.2% | 58 | 0.0% | 0.00% | -20.0% | |
| FB | Meta Platforms Inccl a | $10,000 | -16.7% | 76 | 0.0% | 0.00% | -20.0% | |
| O | Realty Income Corp. | $9,000 | -18.2% | 156 | 0.0% | 0.00% | -20.0% | |
| JPM | Sell | JPMorgan Chase & Co | $9,000 | -43.8% | 84 | -40.0% | 0.00% | -42.9% |
| MMC | Marsh & McLennan Companies, Inc. | $10,000 | -9.1% | 68 | 0.0% | 0.00% | -20.0% | |
| MCD | McDonald's Corp | $10,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| ADP | Automatic Data Processing, Inc. | $9,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| AMZN | Sell | Amazon Com Inc | $10,000 | -16.7% | 87 | -23.7% | 0.00% | -20.0% |
| Sell | TMC The Metals Company Inc | $9,000 | -18.2% | 8,959 | -15.8% | 0.00% | -20.0% | |
| CCI | Crown Castle Intl Corp. | $9,000 | -18.2% | 64 | 0.0% | 0.00% | -20.0% | |
| TSI | TCW Strategic Income Fund Inc | $9,000 | -10.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| Sell | Rice Acquisition Corp*w exp 99/99/999 | $9,000 | -18.2% | 29,742 | -15.7% | 0.00% | -20.0% | |
| IRL | The New Ireland Fund Inc | $9,000 | -18.2% | 1,356 | 0.0% | 0.00% | -20.0% | |
| AMT | American Tower Corporation | $9,000 | -18.2% | 43 | 0.0% | 0.00% | -20.0% | |
| TWN | The Taiwan Fund Inc | $10,000 | -16.7% | 477 | 0.0% | 0.00% | -20.0% | |
| SRE | Sempra Energy | $10,000 | 0.0% | 64 | 0.0% | 0.00% | 0.0% | |
| FIS | Buy | Fidelity Natl Information Sv | $7,000 | +16.7% | 93 | +40.9% | 0.00% | +50.0% |
| ABT | Abbott Laboratories | $7,000 | -12.5% | 73 | 0.0% | 0.00% | 0.0% | |
| Sell | Wallbox NV*w exp 99/99/999 | $6,000 | -45.5% | 4,552 | -16.4% | 0.00% | -40.0% | |
| LPLA | LPL Finl Hldgs Inc | $6,000 | +20.0% | 29 | 0.0% | 0.00% | +50.0% | |
| USB | Buy | U.S. Bancorp | $8,000 | +60.0% | 206 | +83.9% | 0.00% | +50.0% |
| AEF | Aberdeen Emerging Markets Equity Inc. | $6,000 | -14.3% | 1,353 | 0.0% | 0.00% | 0.0% | |
| EFX | Equifax, Inc. | $6,000 | -14.3% | 36 | 0.0% | 0.00% | 0.0% | |
| PAYX | Paychex, Inc | $6,000 | 0.0% | 56 | 0.0% | 0.00% | +50.0% | |
| PLD | ProLogis, Inc. | $7,000 | -12.5% | 64 | 0.0% | 0.00% | 0.0% | |
| HLT | Hilton, Inc | $6,000 | +20.0% | 49 | 0.0% | 0.00% | +50.0% | |
| LMT | Lockheed Martin Corp. | $8,000 | -11.1% | 21 | 0.0% | 0.00% | -25.0% | |
| KSA | Buy | Ishares Trmsci saudi arabia | $6,000 | +200.0% | 153 | +163.8% | 0.00% | +200.0% |
| CB | Chubb Ltd | $8,000 | -11.1% | 45 | 0.0% | 0.00% | -25.0% | |
| AOD | Aberdeen Total Dynamic Dividend Fund | $7,000 | -12.5% | 947 | 0.0% | 0.00% | 0.0% | |
| CSCO | Sell | Cisco Systems, Inc. | $6,000 | -33.3% | 161 | -26.5% | 0.00% | -25.0% |
| HDB | HDFC Bank Ltdsponsored ads | $7,000 | 0.0% | 120 | 0.0% | 0.00% | 0.0% | |
| PCTTW | Sell | Purecycle Technologies Incw exp 01/28/202 | $8,000 | -11.1% | 2,457 | -26.2% | 0.00% | -25.0% |
| QCOM | Qualcomm Inc | $8,000 | -11.1% | 70 | 0.0% | 0.00% | -25.0% | |
| REGN | Regeneron Pharmaceuticals, Inc. | $6,000 | +20.0% | 8 | 0.0% | 0.00% | +50.0% | |
| WRB | Berkley W R Corp | $6,000 | 0.0% | 90 | 0.0% | 0.00% | +50.0% | |
| CHPT | Sell | Chargepoint Holdings Inc. | $7,000 | 0.0% | 445 | -15.9% | 0.00% | 0.0% |
| ETN | Eaton Corp. plc (Ireland) | $6,000 | 0.0% | 44 | 0.0% | 0.00% | +50.0% | |
| WEC | WEC Energy Group, Inc. | $6,000 | 0.0% | 62 | 0.0% | 0.00% | +50.0% | |
| COST | Buy | Costco Wholesale Corp. | $7,000 | +75.0% | 14 | +55.6% | 0.00% | +50.0% |
| ISRG | Intuitive Surgical, Inc. | $6,000 | 0.0% | 31 | 0.0% | 0.00% | +50.0% | |
| VRTX | Vertex Pharmaceuticals, Inc. | $6,000 | 0.0% | 22 | 0.0% | 0.00% | +50.0% | |
| VALE | Vale SAadr | $8,000 | -11.1% | 604 | 0.0% | 0.00% | -25.0% | |
| KDP | Keurig Dr. Pepper Inc. | $7,000 | 0.0% | 209 | 0.0% | 0.00% | 0.0% | |
| BGY | BlackRock Enhanced International Dividend Trust | $7,000 | 0.0% | 1,464 | 0.0% | 0.00% | 0.0% | |
| AZN | AstraZeneca Group plc ADRsponsored adr | $7,000 | -22.2% | 135 | 0.0% | 0.00% | -25.0% | |
| INFY | Infosys Ltdsponsored ads | $4,000 | 0.0% | 241 | 0.0% | 0.00% | 0.0% | |
| JD | JD.Com Incspon adr cl a | $4,000 | -20.0% | 75 | 0.0% | 0.00% | 0.0% | |
| ITW | Illinois Tool Works, Inc. | $5,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| MA | MasterCard, Inc.cl a | $4,000 | -20.0% | 15 | 0.0% | 0.00% | 0.0% | |
| MCO | Sell | Moody's Corp. | $4,000 | -33.3% | 15 | -31.8% | 0.00% | 0.0% |
| CAF | Morgan Stanley China A Sh Fd | $4,000 | -20.0% | 297 | 0.0% | 0.00% | 0.0% | |
| GGZ | Gabelli Global Small & Mid C | $5,000 | -16.7% | 557 | 0.0% | 0.00% | 0.0% | |
| NKE | Nike, Inc.cl b | $5,000 | -16.7% | 59 | 0.0% | 0.00% | 0.0% | |
| NDSN | Nordson Corp | $5,000 | +25.0% | 22 | 0.0% | 0.00% | 0.0% | |
| EXPO | Exponent Inc | $4,000 | 0.0% | 46 | 0.0% | 0.00% | 0.0% | |
| EEA | The European Equity Fund Inc | $5,000 | 0.0% | 728 | 0.0% | 0.00% | 0.0% | |
| ON | New | ON Semiconductor Corporation | $5,000 | – | 82 | +100.0% | 0.00% | – |
| PYPL | PayPal Holdings, Inc. | $4,000 | +33.3% | 43 | 0.0% | 0.00% | +100.0% | |
| PFE | Pfizer Inc | $5,000 | -16.7% | 109 | 0.0% | 0.00% | 0.0% | |
| GLW | Buy | Corning Inc. | $5,000 | 0.0% | 181 | +16.8% | 0.00% | 0.0% |
| CPRT | Copart Inc. | $4,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| POOL | Pool Corp | $4,000 | -20.0% | 14 | 0.0% | 0.00% | 0.0% | |
| COP | ConocoPhillips | $4,000 | 0.0% | 43 | 0.0% | 0.00% | 0.0% | |
| CHT | Chungwa Telecom Co Ltdspon adr | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $5,000 | 0.0% | 110 | 0.0% | 0.00% | 0.0% | |
| QSR | Restaurant Brands International Inc | $4,000 | +33.3% | 68 | 0.0% | 0.00% | +100.0% | |
| CRL | Charles Riv Labs Intl Inc | $4,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| CAT | Caterpillar Inc. | $5,000 | 0.0% | 29 | 0.0% | 0.00% | 0.0% | |
| CARR | Carrier Global Corporation | $5,000 | 0.0% | 142 | 0.0% | 0.00% | 0.0% | |
| CME | CME Group Inc. | $5,000 | -16.7% | 30 | 0.0% | 0.00% | 0.0% | |
| BTI | British American Tobacco PLCsponsored adr | $5,000 | -16.7% | 133 | 0.0% | 0.00% | 0.0% | |
| BIGZ | Sell | BlackRock Innovation and Grw | $5,000 | -99.7% | 698 | -99.7% | 0.00% | -99.8% |
| EMF | Templeton Emerging Markets Fund | $4,000 | 0.0% | 369 | 0.0% | 0.00% | 0.0% | |
| BSY | Bentley Sys Inc. | $4,000 | -20.0% | 139 | 0.0% | 0.00% | 0.0% | |
| GOLD | Barrick Gold Corp | $5,000 | -16.7% | 349 | 0.0% | 0.00% | 0.0% | |
| TTE | Totalenergies SEsponsored ads | $4,000 | 0.0% | 80 | 0.0% | 0.00% | 0.0% | |
| AMAT | Applied Materials, Inc. | $4,000 | 0.0% | 46 | 0.0% | 0.00% | 0.0% | |
| V | Buy | Visa Inc | $4,000 | +100.0% | 22 | +144.4% | 0.00% | +100.0% |
| WMB | New | Williams Cos Inc. | $4,000 | – | 134 | +100.0% | 0.00% | – |
| ZBRA | Zebra Technologies Corpcl a | $4,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| ZTS | Zoetis Inc.cl a | $5,000 | -16.7% | 37 | 0.0% | 0.00% | 0.0% | |
| BG | Sell | Bunge Limited | $4,000 | -20.0% | 44 | -24.1% | 0.00% | 0.0% |
| BABA | Alibaba Group Holding Limitedsponsored ads | $5,000 | -28.6% | 64 | 0.0% | 0.00% | -33.3% | |
| LIN | Linde plc | $4,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| ADBE | Adobe Systems, Inc. | $4,000 | -20.0% | 15 | 0.0% | 0.00% | 0.0% | |
| JEQ | Aberdeen Japan Equity Fund Inc | $5,000 | -16.7% | 1,061 | 0.0% | 0.00% | 0.0% | |
| IBKR | Interactive Brokers Group In | $4,000 | +33.3% | 55 | 0.0% | 0.00% | +100.0% | |
| ES | Eversource Energy | $3,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| COO | Cooper Cos Inc. | $3,000 | -25.0% | 12 | 0.0% | 0.00% | -50.0% | |
| BP | New | BP p.l.c.spondored adr | $3,000 | – | 109 | +100.0% | 0.00% | – |
| TRMB | Trimble, Inc. | $3,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| Aspen Technology Inc. | $3,000 | 0.0% | 14 | 0.0% | 0.00% | 0.0% | ||
| TCOM | Buy | Trip.com Group Ltd ADRads | $3,000 | +50.0% | 103 | +24.1% | 0.00% | 0.0% |
| AES | New | AES Corp | $3,000 | – | 148 | +100.0% | 0.00% | – |
| FICO | Fair Isaac Corp | $2,000 | 0.0% | 5 | 0.0% | 0.00% | 0.0% | |
| New | Forge Global Holdings Inc. | $2,000 | – | 1,000 | +100.0% | 0.00% | – | |
| NTES | Netease Incsponsored ads | $3,000 | 0.0% | 34 | 0.0% | 0.00% | 0.0% | |
| AAPL | Apple Inc | $3,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| IIF | Morgan Stanley India Investment Fund Inc | $2,000 | 0.0% | 76 | 0.0% | 0.00% | 0.0% | |
| ANSS | Ansys Inc | $2,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
| MU | Micron Technology Inc | $2,000 | 0.0% | 39 | 0.0% | 0.00% | 0.0% | |
| WSO | Watsco Inc. | $3,000 | 0.0% | 13 | 0.0% | 0.00% | 0.0% | |
| BUD | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $2,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| GMED | Globus Med Inccl a | $3,000 | +50.0% | 44 | 0.0% | 0.00% | 0.0% | |
| GDDY | GoDaddy, Inc.cl a | $3,000 | 0.0% | 44 | 0.0% | 0.00% | 0.0% | |
| ALNY | New | Alnylam Pharmaceuticals, Inc. | $3,000 | – | 14 | +100.0% | 0.00% | – |
| New | Wolfspeed, Inc. | $2,000 | – | 21 | +100.0% | 0.00% | – | |
| YUMC | Yum China Hldgs Inc | $3,000 | -25.0% | 73 | 0.0% | 0.00% | -50.0% | |
| ALLE | Allegion PLC | $3,000 | 0.0% | 31 | 0.0% | 0.00% | 0.0% | |
| BAP | Buy | Credicorp Ltd | $2,000 | 0.0% | 19 | +18.8% | 0.00% | 0.0% |
| ESSCW | Sell | East Stone Acquisition Corp*w exp 12/31/202 | $2,000 | -60.0% | 26,327 | -15.8% | 0.00% | -50.0% |
| Sell | Matterport Inccl a | $3,000 | 0.0% | 731 | -13.0% | 0.00% | 0.0% | |
| GS | Goldman Sachs Group, Inc. (The) | $2,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
| FN | Fabrinet | $2,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| JOF | Japan Smaller Capitalization Fund Inc | $3,000 | 0.0% | 553 | 0.0% | 0.00% | 0.0% | |
| JKHY | Henry Jack & Assoc Inc | $3,000 | 0.0% | 16 | 0.0% | 0.00% | 0.0% | |
| PODD | Insulet Corp. | $3,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| NVCR | Novocure Ltd | $2,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| PAGS | Pagseguro Digital Ltd | $2,000 | +100.0% | 121 | 0.0% | 0.00% | – | |
| HUBS | HubSpot Inc. | $2,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
| IDXX | IDEXX Labs Inc. | $3,000 | 0.0% | 9 | 0.0% | 0.00% | 0.0% | |
| LII | Lennox Intl Inc | $3,000 | +50.0% | 12 | 0.0% | 0.00% | 0.0% | |
| AWP | Aberdeen Global Premier Properties Fund | $3,000 | -25.0% | 840 | 0.0% | 0.00% | -50.0% | |
| KF | The Korea Fund Inc | $2,000 | -33.3% | 108 | 0.0% | 0.00% | 0.0% | |
| MMYT | MakeMyTrip Limited Mauritius | $2,000 | 0.0% | 65 | 0.0% | 0.00% | 0.0% | |
| ASX | Buy | Ase Technology Hldg Co. Ltd.sponsored ads | $2,000 | +100.0% | 352 | +38.0% | 0.00% | – |
| CHE | Chemed Corp New | $3,000 | 0.0% | 6 | 0.0% | 0.00% | 0.0% | |
| RYAAY | Sell | Ryanair Holdings plc ADRsponsored ads | $2,000 | -88.2% | 29 | -88.4% | 0.00% | -85.7% |
| SK Telecom Ltdsponsored adr | $3,000 | 0.0% | 145 | 0.0% | 0.00% | 0.0% | ||
| ROL | Rollins Inc | $3,000 | 0.0% | 74 | 0.0% | 0.00% | 0.0% | |
| CVE | Cenovus Energy Inc | $3,000 | 0.0% | 180 | 0.0% | 0.00% | 0.0% | |
| SAP | SAP SEspon adr | $3,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| SLB | Sell | Schlumberger Ltd | $3,000 | -25.0% | 87 | -26.3% | 0.00% | -50.0% |
| SMG | Scotts Miracle-Gro Cocl a | $2,000 | -33.3% | 42 | 0.0% | 0.00% | 0.0% | |
| CP | Canadian Pac Ry Ltd | $2,000 | 0.0% | 28 | 0.0% | 0.00% | 0.0% | |
| SGEN | Seattle Genetics, In | $3,000 | -25.0% | 22 | 0.0% | 0.00% | -50.0% | |
| NOW | ServiceNow, Inc. | $3,000 | -25.0% | 8 | 0.0% | 0.00% | -50.0% | |
| SHW | Sherwin-Williams Co. (The) | $3,000 | 0.0% | 14 | 0.0% | 0.00% | 0.0% | |
| SHG | Shinhan Financial Group Co Lspn adr restrd | $3,000 | -25.0% | 132 | 0.0% | 0.00% | -50.0% | |
| SITE | Siteone Landsscape Supply Inc | $3,000 | -25.0% | 32 | 0.0% | 0.00% | -50.0% | |
| BSTZ | Sell | BlackRock Science and Technology Trust II | $2,000 | -99.9% | 100 | -99.9% | 0.00% | -99.9% |
| PSX | Phillips 66 | $3,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| PBR | Petroleo Brasileiro S.A. PETROBRASsponsored adr | $2,000 | 0.0% | 192 | 0.0% | 0.00% | 0.0% | |
| BBY | Sell | Best Buy Inc. | $3,000 | -40.0% | 53 | -27.4% | 0.00% | -50.0% |
| TRP | Tc Energy Corp | $2,000 | -33.3% | 56 | 0.0% | 0.00% | 0.0% | |
| TDY | Teledyne Technologies Inc. | $3,000 | 0.0% | 9 | 0.0% | 0.00% | 0.0% | |
| TER | Teradyne Inc | $3,000 | -25.0% | 44 | 0.0% | 0.00% | -50.0% | |
| DLB | Dolby Laboratories Inccl a | $3,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| THO | Thor Inds Inc | $3,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| BGNE | BeiGene, Ltd.sponsored adr | $2,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| PSTHWS | Exit | Pershing Square Tontine Hldg*w exp 07/24/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| Exit | Alpha Tau Medical*w exp 03/07/202 | $0 | – | -2,500 | -100.0% | 0.00% | – | |
| SUZ | Suzano Papel e Celulose S.A.spon ads | $1,000 | -50.0% | 160 | 0.0% | 0.00% | -100.0% | |
| TDCX Inc.ads | $1,000 | 0.0% | 111 | 0.0% | 0.00% | – | ||
| Exit | Doma Holdings Inc.*w exp 07/28/202 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | Thoughtworks Holding Inc. | $0 | – | -82 | -100.0% | 0.00% | – | |
| IFN | The India Fund Inc | $1,000 | -50.0% | 93 | 0.0% | 0.00% | -100.0% | |
| BIDU | Baidu Inc.spon adr rep a | $1,000 | -50.0% | 12 | 0.0% | 0.00% | -100.0% | |
| Exit | Lottery Com Inc.*w exp 05/09/202 | $0 | – | -4,529 | -100.0% | 0.00% | – | |
| BFAM | Bright Horizons Fam Sol In D | $1,000 | -50.0% | 25 | 0.0% | 0.00% | -100.0% | |
| UMC | United Microelectronics Corpspon adr new | $1,000 | -50.0% | 248 | 0.0% | 0.00% | -100.0% | |
| LRCX | Lam Research Corp | $1,000 | -50.0% | 4 | 0.0% | 0.00% | -100.0% | |
| LCII | New | LCI Inds | $1,000 | – | 12 | +100.0% | 0.00% | – |
| GRFS | Exit | Grifols S Asp adr rep b nvt | $0 | – | -91 | -100.0% | 0.00% | – |
| Sell | Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $1,000 | 0.0% | 1,690 | -15.5% | 0.00% | – | |
| SQM | Sell | Sociedad Quimica Y Minera Despon adr ser b | $1,000 | -50.0% | 16 | -27.3% | 0.00% | -100.0% |
| JQC | Exit | Nuveen Credit Strategies Income Fund | $0 | – | 0 | +100.0% | 0.00% | – |
| BEKE | Exit | KE Hldgs Inc.sponsored ads | $0 | – | -55 | -100.0% | 0.00% | – |
| PIPPWS | Exit | Pine Island Acquisition Corp*w exp 10/19/202 | $0 | – | -4,597 | -100.0% | 0.00% | – |
| WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
| SMAR | Exit | Smartsheet, Inc. Cl A | $0 | – | -47 | -100.0% | 0.00% | – |
| ELAN | Exit | Elanco Animal Health Inc. | $0 | – | -105 | -100.0% | -0.00% | – |
| LSEAW | Exit | Landsea Homes Corpw exp 01/07/202 | $0 | – | -12,738 | -100.0% | -0.00% | – |
| Exit | Forge Global Holdings Inc.*w exp 03/29/202 added | $0 | – | -44,802 | -100.0% | -0.00% | – | |
| Exit | Oppfi Incw exp 07/20/202 | $0 | – | -6,315 | -100.0% | -0.00% | – | |
| LU | Exit | Lufax Holdings LTD | $0 | – | -335 | -100.0% | -0.00% | – |
| RARE | Exit | Ultragenyx Pharmaceutical In | $0 | – | -30 | -100.0% | -0.00% | – |
| Exit | WeWork Inc.*w exp 10/20/202 | $0 | – | -2,399 | -100.0% | -0.00% | – | |
| CMCSA | Exit | Comcast Corp. Cl A Common Stockcl a | $0 | – | -114 | -100.0% | -0.00% | – |
| STM | Exit | STMicroelectronics N Vny registry | $0 | – | -178 | -100.0% | -0.00% | – |
| SOGU | Exit | Collaborative Investmnt Sershort de spac | $0 | – | -238 | -100.0% | -0.01% | – |
| BCS | Exit | Barclays PLCadr | $0 | – | -4,560 | -100.0% | -0.01% | – |
| SMM | Exit | Salient Midstream & MLP Fdsh ben int | $0 | – | -5,000 | -100.0% | -0.02% | – |
| PGP | Exit | PIMCO Global StocksPLS Inc. | $0 | – | -7,535 | -100.0% | -0.02% | – |
| SNY | Exit | Sanofisponsored adr | $0 | – | -1,239 | -100.0% | -0.03% | – |
| STK | Exit | Columbia Seligman Premium Technology Growth Fund | $0 | – | -3,853 | -100.0% | -0.04% | – |
| ISD | Exit | PGIM Short Duration High Yield Fund, Inc. | $0 | – | -10,878 | -100.0% | -0.06% | – |
| PFX | Exit | Phenixfin Corp | $0 | – | -3,700 | -100.0% | -0.06% | – |
| MXE | Exit | Mexico Equity & Income Fd | $0 | – | -24,888 | -100.0% | -0.08% | – |
| LRFC | Exit | Logan Ridge Finance Corp | $0 | – | -13,763 | -100.0% | -0.09% | – |
| OCCI | Exit | OFS Credit Company Inc | $0 | – | -81,141 | -100.0% | -0.31% | – |
| OXLC | Exit | Oxford Lane Cap Corp | $0 | – | -157,641 | -100.0% | -0.37% | – |
| ECC | Exit | Eagle Pt Cr Co LLC | $0 | – | -94,431 | -100.0% | -0.46% | – |
| NPCT | Exit | Nuveen Core Plus Impact Fund | $0 | – | -113,293 | -100.0% | -0.55% | – |
| AIO | Exit | AllianzGI Artificial Intelligence Opp Fund | $0 | – | -92,226 | -100.0% | -0.62% | – |
| SAR | Exit | Saratoga Invt Corp | $0 | – | -81,998 | -100.0% | -0.81% | – |
| NBXG | Exit | Neuberger Brman Next Genera | $0 | – | -208,715 | -100.0% | -0.86% | – |
| PTA | Exit | Cohen & Steers Tax Advan Pfd | $0 | – | -114,494 | -100.0% | -0.90% | – |
| WDI | Exit | Western Asset Diversifised In | $0 | – | -168,494 | -100.0% | -0.97% | – |
| VVR | Exit | Invesco Sr Income Tr | $0 | – | -642,734 | -100.0% | -1.04% | – |
| TBF | Exit | ProShares TRshrt 20+ yr tre | $0 | – | -160,345 | -100.0% | -1.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
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