$241 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 323 reported holdings in Q2 2022. The portfolio turnover from Q1 2022 to Q2 2022 was 13.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Sell | Highland Floating Rate Opportunities Fund | $28,009,000 | -20.2% | 2,487,502 | -15.4% | 11.60% | -11.8% |
| NHF | Sell | Nexpoint Diversified Rel Et | $25,158,000 | -11.2% | 1,525,663 | -14.8% | 10.42% | -1.8% |
| New | Wisdomtree Trfloating rat trea | $10,024,000 | – | 199,158 | +100.0% | 4.15% | – | |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $9,740,000 | +517.6% | 1,135,154 | +914.4% | 4.03% | +582.6% |
| New | Saba Capital Income & Opportunities Fund | $8,653,000 | – | 1,077,557 | +100.0% | 3.58% | – | |
| NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $8,162,000 | -9.8% | 635,708 | +4.2% | 3.38% | -0.3% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $6,491,000 | -18.2% | 543,192 | +1.5% | 2.69% | -9.6% |
| PCF | Buy | High Income Secs Fd Shs | $6,292,000 | -6.0% | 864,245 | +2.3% | 2.61% | +3.9% |
| BCAT | Buy | BlackRock Cap Allocation Tr | $4,539,000 | -10.9% | 309,844 | +0.7% | 1.88% | -1.5% |
| Buy | BlackRock ESG Cap Allc Tr | $4,509,000 | -11.7% | 315,084 | +2.8% | 1.87% | -2.5% | |
| NDP | Buy | Tortoise Energy Independence | $4,397,000 | -1.9% | 161,997 | +7.2% | 1.82% | +8.4% |
| SSSS | Buy | Sutter Rock Cap Corp | $4,112,000 | -25.7% | 642,490 | +0.2% | 1.70% | -17.8% |
| VCIF | Buy | Vertical Capital Income Fund | $4,070,000 | +4.1% | 435,278 | +11.4% | 1.68% | +15.1% |
| CRF | Buy | Cornerstone Total Rtrn Fd In | $3,970,000 | +410.3% | 476,644 | +751.7% | 1.64% | +464.9% |
| FINS | Buy | Angel Oak Final Strategies Incm Trm Trst | $3,839,000 | -2.7% | 263,329 | +5.4% | 1.59% | +7.6% |
| CEM | Buy | Clearbridge MLP And Midstrm | $3,794,000 | +36.1% | 132,040 | +59.7% | 1.57% | +50.5% |
| CET | Sell | Central Securities Corp | $3,643,000 | -18.3% | 103,454 | -4.0% | 1.51% | -9.7% |
| PDI | Sell | PIMCO Dynamic Income Fd | $3,623,000 | -43.7% | 173,618 | -34.3% | 1.50% | -37.8% |
| PEO | Buy | Adams Natural Resources Fund Inc | $3,393,000 | -6.9% | 174,268 | +0.1% | 1.40% | +2.9% |
| Buy | Nuveen Mutli Asset Income Fund | $3,325,000 | -12.2% | 251,930 | +7.8% | 1.38% | -2.9% | |
| TBF | Sell | ProShares TRshrt 20+ yr tre | $3,215,000 | -22.2% | 160,345 | -31.3% | 1.33% | -14.0% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $3,170,000 | -19.7% | 263,305 | -4.3% | 1.31% | -11.3% |
| GAM | Sell | General American Investors Co Inc | $2,599,000 | -20.2% | 73,494 | -4.1% | 1.08% | -11.8% |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $2,532,000 | -12.1% | 193,729 | +2.7% | 1.05% | -2.9% |
| NFE | Buy | New Fortress Energy Inccl a | $2,517,000 | +25.9% | 63,602 | +35.6% | 1.04% | +39.1% |
| BSTZ | Buy | BlackRock Science and Technology Trust II | $2,500,000 | -33.1% | 127,614 | +0.3% | 1.04% | -26.1% |
| VVR | Buy | Invesco Sr Income Tr | $2,500,000 | +49.4% | 642,734 | +63.7% | 1.04% | +65.1% |
| FBP | Sell | First BanCorp/Puerto Rico | $2,430,000 | -7.5% | 188,211 | -6.0% | 1.01% | +2.2% |
| CTR | Buy | Clearbridge MLP and Midstrm | $2,404,000 | +103.6% | 93,881 | +132.1% | 1.00% | +125.3% |
| BPOP | Popular Inc | $2,371,000 | -5.9% | 30,814 | 0.0% | 0.98% | +4.0% | |
| Buy | Thornburg Incm Builder Opp Tr | $2,353,000 | -14.4% | 162,149 | +0.8% | 0.97% | -5.4% | |
| SPE | Buy | Special Opportunities Fund Inc. | $2,352,000 | +202.3% | 190,145 | +266.9% | 0.97% | +234.7% |
| WDI | Sell | Western Asset Diversifised In | $2,335,000 | -14.7% | 168,494 | -0.2% | 0.97% | -5.8% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $2,312,000 | -13.8% | 576,462 | +14.1% | 0.96% | -4.8% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $2,308,000 | -24.4% | 150,426 | -9.1% | 0.96% | -16.4% |
| PTA | Buy | Cohen & Steers Tax Advan Pfd | $2,182,000 | -8.4% | 114,494 | +5.6% | 0.90% | +1.2% |
| JSD | Buy | Nuveen Short Duration Cr Opp | $2,184,000 | +87.3% | 181,507 | +121.5% | 0.90% | +106.9% |
| MTZ | Sell | MasTec Inc | $2,140,000 | -43.8% | 29,868 | -31.6% | 0.89% | -37.9% |
| NBXG | Sell | Neuberger Brman Next Genera | $2,070,000 | -31.2% | 208,715 | -3.3% | 0.86% | -24.0% |
| BIGZ | Buy | BlackRock Innovation and Grw | $1,972,000 | -29.7% | 248,303 | +0.8% | 0.82% | -22.3% |
| SAR | Sell | Saratoga Invt Corp | $1,965,000 | -56.1% | 81,998 | -50.1% | 0.81% | -51.5% |
| JLS | Buy | Nuveen Mortgage and Income Fund | $1,937,000 | -7.0% | 117,260 | +2.8% | 0.80% | +2.8% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $1,933,000 | -4.2% | 165,498 | +9.7% | 0.80% | +5.8% |
| EMO | Buy | Clearbridge Energy Midstrm O | $1,852,000 | -2.8% | 78,437 | +16.0% | 0.77% | +7.4% |
| WIW | Sell | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $1,737,000 | -28.1% | 164,918 | -18.0% | 0.72% | -20.6% |
| NEE | Sell | NextEra Energy Inc | $1,706,000 | -25.9% | 22,025 | -18.9% | 0.71% | -18.1% |
| AIO | Sell | AllianzGI Artificial Intelligence Opp Fund | $1,493,000 | -30.0% | 92,226 | -5.5% | 0.62% | -22.7% |
| ASLE | Aersale Corporation | $1,399,000 | -7.7% | 96,418 | 0.0% | 0.58% | +1.9% | |
| NPCT | Sell | Nuveen Core Plus Impact Fund | $1,328,000 | -37.7% | 113,293 | -20.1% | 0.55% | -31.2% |
| PGTI | PGT Innovations Inc | $1,283,000 | -7.5% | 77,117 | 0.0% | 0.53% | +2.1% | |
| CPA | Copa Holdings SAcl a | $1,283,000 | -24.3% | 20,250 | 0.0% | 0.53% | -16.4% | |
| MLM | Martin Marietta Materials Inc | $1,197,000 | -22.3% | 4,000 | 0.0% | 0.50% | -14.0% | |
| ECC | Sell | Eagle Pt Cr Co LLC | $1,112,000 | -68.0% | 94,431 | -64.3% | 0.46% | -64.6% |
| ASGI | Buy | Aberdeen Std Global Infrastructure | $1,112,000 | -8.6% | 61,670 | +2.2% | 0.46% | +1.1% |
| NCLH | Norwegian Cruise Line Holdings Ltd | $1,020,000 | -49.2% | 91,717 | 0.0% | 0.42% | -43.9% | |
| ASR | Sell | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,016,000 | -22.0% | 5,175 | -11.9% | 0.42% | -13.7% |
| BIL | SPDR Ser Trspdr bloomberg | $999,000 | +0.1% | 10,919 | 0.0% | 0.41% | +10.7% | |
| OXLC | Sell | Oxford Lane Cap Corp | $895,000 | -52.2% | 157,641 | -39.1% | 0.37% | -47.2% |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $890,000 | -17.2% | 17,638 | 0.0% | 0.37% | -8.4% | |
| FMX | Fomento Economico Mexicano SAB de CVspon adr units | $885,000 | -18.5% | 13,110 | 0.0% | 0.37% | -10.1% | |
| LEN | Lennar Corpcl a | $882,000 | -13.1% | 12,500 | 0.0% | 0.36% | -3.9% | |
| VAC | Marriott Vacations Worldwide Corp | $784,000 | -26.3% | 6,745 | 0.0% | 0.32% | -18.5% | |
| OCCI | Sell | OFS Credit Company Inc | $738,000 | -28.6% | 81,141 | -2.4% | 0.31% | -20.9% |
| VMC | Vulcan Materials Co | $711,000 | -22.6% | 5,000 | 0.0% | 0.29% | -14.5% | |
| CX | Sell | Cemex SAB de CVspon adr new | $708,000 | -39.3% | 180,645 | -18.1% | 0.29% | -33.0% |
| RCL | Royal Caribbean Cruises Ltd | $685,000 | -58.4% | 19,633 | 0.0% | 0.28% | -53.9% | |
| CWCO | Consolidated Water Co Ltdord | $639,000 | +30.9% | 44,092 | 0.0% | 0.26% | +44.8% | |
| EVTC | EVERTEC Inc | $625,000 | -9.9% | 16,956 | 0.0% | 0.26% | -0.4% | |
| CIB | Bancolombia SAspon adr pref | $625,000 | -27.7% | 20,280 | 0.0% | 0.26% | -20.1% | |
| SHY | Ishares Tr 13 Yr1 3 yr treas bd | $619,000 | -0.8% | 7,481 | 0.0% | 0.26% | +9.4% | |
| SEB | Seaboard Corp | $532,000 | -7.6% | 137 | 0.0% | 0.22% | +1.9% | |
| ESRT | Empire State Realty Trust Inccl a | $519,000 | -28.5% | 73,894 | 0.0% | 0.22% | -21.0% | |
| LIVN | LivaNova PLC | $520,000 | -23.8% | 8,330 | 0.0% | 0.22% | -16.0% | |
| PLYA | New | Playa Hotels & Resorts Nv | $511,000 | – | 74,412 | +100.0% | 0.21% | – |
| MINT | Sell | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $356,000 | -10.3% | 3,587 | -9.6% | 0.15% | -1.3% |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $335,000 | -9.7% | 2,850 | 0.0% | 0.14% | 0.0% | |
| Buy | Destra Multi-Alternative Fd | $268,000 | -22.1% | 39,084 | +1.1% | 0.11% | -14.0% | |
| MRK | Merck & Co Inc | $258,000 | +11.2% | 2,830 | 0.0% | 0.11% | +23.0% | |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $257,000 | -16.0% | 26,286 | +0.7% | 0.11% | -7.8% |
| GLD | SPDR Gold Tr | $236,000 | -6.7% | 1,398 | 0.0% | 0.10% | +3.2% | |
| CEFS | New | Exchange Listed FDS Trsaba int rate | $233,000 | – | 13,557 | +100.0% | 0.10% | – |
| AMX | Sell | America Movil SAB de CV | $225,000 | -3.8% | 10,998 | -0.5% | 0.09% | +5.7% |
| LRFC | Buy | Logan Ridge Finance Corp | $217,000 | -24.7% | 13,763 | +7.9% | 0.09% | -16.7% |
| LLY | Buy | Eli Lilly & Co | $215,000 | +16.8% | 663 | +3.3% | 0.09% | +29.0% |
| MXE | Mexico Equity & Income Fd | $200,000 | -11.9% | 24,888 | 0.0% | 0.08% | -2.4% | |
| AMGN | Amgen Inc | $170,000 | +0.6% | 700 | 0.0% | 0.07% | +11.1% | |
| CCL | Carnival Corpunit 99/99/9999 | $152,000 | -57.2% | 17,559 | 0.0% | 0.06% | -52.6% | |
| SPY | Buy | SPDR S&P 500 ETF Trtr unit | $147,000 | +48.5% | 390 | +77.3% | 0.06% | +64.9% |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $135,000 | -12.9% | 8,000 | 0.0% | 0.06% | -3.4% | |
| PFX | Sell | Phenixfin Corp | $135,000 | -40.3% | 3,700 | -33.2% | 0.06% | -34.1% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $134,000 | -83.7% | 10,878 | -81.0% | 0.06% | -82.1% |
| BMY | Bristol-Myers Squibb Co | $131,000 | +5.6% | 1,700 | 0.0% | 0.05% | +17.4% | |
| UNH | UnitedHealth Group Inc | $116,000 | +0.9% | 225 | 0.0% | 0.05% | +11.6% | |
| GSIE | Goldman Sachs ETF TRactivebeta int | $117,000 | -14.6% | 4,197 | 0.0% | 0.05% | -5.9% | |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $114,000 | -76.5% | 9,925 | -72.6% | 0.05% | -74.2% |
| ABBV | AbbVie, Inc. | $108,000 | -5.3% | 704 | 0.0% | 0.04% | +4.7% | |
| NVS | Novartis AGsponsored adr | $105,000 | -3.7% | 1,244 | 0.0% | 0.04% | +4.9% | |
| USO | United States Oil Fund LPunits | $100,000 | +7.5% | 1,250 | 0.0% | 0.04% | +17.1% | |
| PVI | Sell | Invesco Exch Traded Fd Tr IIvrdo tax free | $100,000 | -87.6% | 4,000 | -87.7% | 0.04% | -86.4% |
| STK | Sell | Columbia Seligman Premium Technology Growth Fund | $97,000 | -41.2% | 3,853 | -25.2% | 0.04% | -35.5% |
| NVO | Sell | Novo Nordisk A/S ADRadr | $79,000 | -23.3% | 711 | -23.3% | 0.03% | -15.4% |
| ASA | Buy | ASA Gold and Precious Metals Ltd | $74,000 | -34.5% | 5,038 | +0.1% | 0.03% | -26.2% |
| QQQ | Invesco QQQ Trunit ser 1 | $76,000 | -22.4% | 270 | 0.0% | 0.03% | -16.2% | |
| ASML | Buy | ASML Holding N V | $67,000 | +1.5% | 141 | +42.4% | 0.03% | +12.0% |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $62,000 | -16.2% | 150 | 0.0% | 0.03% | -7.1% | |
| SNY | Buy | Sanofisponsored adr | $62,000 | +10.7% | 1,239 | +13.8% | 0.03% | +23.8% |
| SONY | Sell | Sony Corpsponsored adr | $57,000 | -47.2% | 694 | -33.8% | 0.02% | -40.0% |
| PGP | Sell | PIMCO Global StocksPLS Inc. | $59,000 | -76.2% | 7,535 | -71.1% | 0.02% | -74.2% |
| EQIX | Buy | Equinix Inc | $57,000 | +46.2% | 86 | +65.4% | 0.02% | +60.0% |
| BKR | Buy | Baker Hughes Companycl a | $55,000 | +19.6% | 1,920 | +52.6% | 0.02% | +35.3% |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $56,000 | -1.8% | 4,000 | 0.0% | 0.02% | +9.5% | |
| CNI | Sell | Canadian National Railway Company | $48,000 | -42.2% | 428 | -31.2% | 0.02% | -35.5% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $45,000 | -22.4% | 2,063 | +1.8% | 0.02% | -13.6% |
| RVT | Buy | Royce Value Trust Inc | $47,000 | -14.5% | 3,348 | +2.6% | 0.02% | -9.5% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $44,000 | -22.8% | 3,320 | +2.3% | 0.02% | -14.3% |
| GAB | Buy | Gabelli Equity Trust Inc | $44,000 | -8.3% | 7,151 | +2.4% | 0.02% | 0.0% |
| MSFT | Sell | Microsoft Corp | $42,000 | -19.2% | 164 | -3.0% | 0.02% | -10.5% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $40,000 | -21.6% | 6,903 | +2.5% | 0.02% | -10.5% |
| CRSP | CRISPR Therapeutics AGnamen akt | $38,000 | -2.6% | 625 | 0.0% | 0.02% | +6.7% | |
| SMM | Sell | Salient Midstream & MLP Fdsh ben int | $38,000 | -95.7% | 5,000 | -95.3% | 0.02% | -95.2% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $37,000 | -19.6% | 5,845 | +2.9% | 0.02% | -11.8% |
| TSLA | Sell | Tesla Inc | $36,000 | -45.5% | 53 | -13.1% | 0.02% | -40.0% |
| BCS | Barclays PLCadr | $35,000 | -2.8% | 4,560 | 0.0% | 0.01% | +7.7% | |
| TY | Sell | Tri-Continental Corp | $33,000 | -76.3% | 1,255 | -72.2% | 0.01% | -73.1% |
| TSM | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $30,000 | -21.1% | 367 | 0.0% | 0.01% | -14.3% | |
| GDV | Buy | The Gabelli Dividend & Income Trust | $29,000 | -14.7% | 1,416 | +1.5% | 0.01% | -7.7% |
| MDT | Medtronic plc | $27,000 | -18.2% | 297 | 0.0% | 0.01% | -8.3% | |
| AVGO | Broadcom, Inc. | $26,000 | -21.2% | 53 | 0.0% | 0.01% | -8.3% | |
| Sell | GXO Logistics Incorporated | $26,000 | -58.1% | 603 | -30.6% | 0.01% | -52.2% | |
| New | Oppfi Inc Comcl a | $23,000 | – | 7,000 | +100.0% | 0.01% | – | |
| NFLX | Buy | Netflix, Inc. | $21,000 | +162.5% | 122 | +454.5% | 0.01% | +200.0% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $17,000 | -10.5% | 1,970 | +1.8% | 0.01% | 0.0% |
| HD | The Home Depot Inc | $16,000 | -11.1% | 59 | 0.0% | 0.01% | 0.0% | |
| INCY | Incyte Corp | $18,000 | -5.3% | 242 | 0.0% | 0.01% | 0.0% | |
| SOGU | New | Collaborative Investmnt Sershort de spac | $16,000 | – | 238 | +100.0% | 0.01% | – |
| JPM | Sell | JPMorgan Chase & Co | $16,000 | -40.7% | 140 | -30.0% | 0.01% | -30.0% |
| RYAAY | Ryanair Holdings plc ADRsponsored ads | $17,000 | -22.7% | 249 | 0.0% | 0.01% | -12.5% | |
| PG | Buy | Procter & Gamble Co. (The) | $15,000 | +7.1% | 103 | +9.6% | 0.01% | +20.0% |
| ZTR | Buy | Virtus Total Return Fund Inc. | $15,000 | -11.8% | 1,796 | +2.7% | 0.01% | 0.0% |
| BLK | BlackRock, Inc. | $15,000 | -16.7% | 24 | 0.0% | 0.01% | -14.3% | |
| GF | Buy | The New Germany Fund Inc | $14,000 | +27.3% | 1,633 | +75.0% | 0.01% | +50.0% |
| PEP | PepsiCo, Inc. | $15,000 | 0.0% | 89 | 0.0% | 0.01% | 0.0% | |
| MDLZ | Mondelez International, Inc.cl a | $14,000 | 0.0% | 226 | 0.0% | 0.01% | +20.0% | |
| CCI | Crown Castle Intl Corp. | $11,000 | -8.3% | 64 | 0.0% | 0.01% | +25.0% | |
| O | Buy | Realty Income Corp. | $11,000 | +10.0% | 156 | +9.9% | 0.01% | +25.0% |
| Buy | Rice Acquisition Corp*w exp 99/99/999 | $11,000 | -21.4% | 35,267 | +56.3% | 0.01% | 0.0% | |
| AMT | American Tower Corporation | $11,000 | 0.0% | 43 | 0.0% | 0.01% | +25.0% | |
| AMZN | Buy | Amazon Com Inc | $12,000 | -58.6% | 114 | +1166.7% | 0.01% | -54.5% |
| FB | Meta Platforms Inccl a | $12,000 | -29.4% | 76 | 0.0% | 0.01% | -16.7% | |
| Buy | TMC The Metals Company Inc | $11,000 | -38.9% | 10,635 | +51.9% | 0.01% | -28.6% | |
| TWN | Buy | The Taiwan Fund Inc | $12,000 | +33.3% | 477 | +72.2% | 0.01% | +66.7% |
| PNC | Buy | The PNC Financial Services Group Inc | $12,000 | +33.3% | 79 | +58.0% | 0.01% | +66.7% |
| TXN | Sell | Texas Instruments, Inc | $11,000 | -21.4% | 70 | -9.1% | 0.01% | 0.0% |
| MMC | Marsh & McLennan Companies, Inc. | $11,000 | -8.3% | 68 | 0.0% | 0.01% | +25.0% | |
| IBN | Buy | ICICI Bank Ltdadr | $13,000 | -7.1% | 742 | +4.1% | 0.01% | 0.0% |
| APD | Air products and Chemicals, Inc. | $12,000 | 0.0% | 50 | 0.0% | 0.01% | +25.0% | |
| AGD | Buy | Aberdeen Global Dynamic Dividend Fund | $13,000 | +44.4% | 1,426 | +72.6% | 0.01% | +66.7% |
| MXF | Buy | The Mexico Fund, Inc. | $12,000 | +50.0% | 845 | +77.5% | 0.01% | +66.7% |
| TFC | Buy | Truist Financial Corp | $13,000 | 0.0% | 265 | +19.9% | 0.01% | 0.0% |
| Wallbox NV*w exp 99/99/999 | $11,000 | -38.9% | 5,442 | 0.0% | 0.01% | -28.6% | ||
| UPS | United Parcel Service Inccl b | $11,000 | -8.3% | 58 | 0.0% | 0.01% | +25.0% | |
| CVX | Buy | Chevron Corp. | $12,000 | -7.7% | 81 | +5.2% | 0.01% | 0.0% |
| IRL | Buy | The New Ireland Fund Inc | $11,000 | +37.5% | 1,356 | +58.4% | 0.01% | +66.7% |
| CSCO | Cisco Systems, Inc. | $9,000 | -25.0% | 219 | 0.0% | 0.00% | 0.0% | |
| VALE | Sell | Vale SAadr | $9,000 | -35.7% | 604 | -14.6% | 0.00% | -20.0% |
| PCTTW | Purecycle Technologies Incw exp 01/28/202 | $9,000 | -10.0% | 3,331 | 0.0% | 0.00% | 0.0% | |
| TMO | Thermo Fisher Scientific, Inc. | $9,000 | 0.0% | 16 | 0.0% | 0.00% | +33.3% | |
| CB | Chubb Ltd | $9,000 | -10.0% | 45 | 0.0% | 0.00% | 0.0% | |
| SRE | Sempra Energy | $10,000 | -9.1% | 64 | 0.0% | 0.00% | 0.0% | |
| ADP | Sell | Automatic Data Processing, Inc. | $9,000 | -10.0% | 42 | -8.7% | 0.00% | 0.0% |
| LMT | Lockheed Martin Corp. | $9,000 | 0.0% | 21 | 0.0% | 0.00% | +33.3% | |
| TSI | TCW Strategic Income Fund Inc | $10,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| MCD | McDonald's Corp | $10,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| AZN | AstraZeneca Group plc ADRsponsored adr | $9,000 | 0.0% | 135 | 0.0% | 0.00% | +33.3% | |
| SBUX | Starbucks Corp. | $9,000 | -18.2% | 119 | 0.0% | 0.00% | 0.0% | |
| QCOM | Qualcomm Inc | $9,000 | -18.2% | 70 | 0.0% | 0.00% | 0.0% | |
| EFX | Equifax, Inc. | $7,000 | -22.2% | 36 | 0.0% | 0.00% | 0.0% | |
| ABT | Abbott Laboratories | $8,000 | -11.1% | 73 | 0.0% | 0.00% | 0.0% | |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $7,000 | +16.7% | 1,353 | +58.6% | 0.00% | +50.0% |
| AOD | Buy | Aberdeen Total Dynamic Dividend Fund | $8,000 | +60.0% | 947 | +73.1% | 0.00% | +50.0% |
| BABA | Alibaba Group Holding Limitedsponsored ads | $7,000 | 0.0% | 64 | 0.0% | 0.00% | 0.0% | |
| BGY | Buy | BlackRock Enhanced International Dividend Trust | $7,000 | +40.0% | 1,464 | +69.4% | 0.00% | +50.0% |
| CHPT | Chargepoint Holdings Inc. | $7,000 | -36.4% | 529 | 0.0% | 0.00% | -25.0% | |
| HDB | HDFC Bank Ltdsponsored ads | $7,000 | 0.0% | 120 | 0.0% | 0.00% | 0.0% | |
| KDP | Buy | Keurig Dr. Pepper Inc. | $7,000 | +40.0% | 209 | +75.6% | 0.00% | +50.0% |
| PLD | ProLogis, Inc. | $8,000 | -20.0% | 64 | 0.0% | 0.00% | -25.0% | |
| NDSN | Nordson Corp | $4,000 | -20.0% | 22 | 0.0% | 0.00% | 0.0% | |
| NKE | Nike, Inc.cl b | $6,000 | -25.0% | 59 | 0.0% | 0.00% | -33.3% | |
| CAF | Buy | Morgan Stanley China A Sh Fd | $5,000 | +66.7% | 297 | +50.8% | 0.00% | +100.0% |
| MCO | Moody's Corp. | $6,000 | -14.3% | 22 | 0.0% | 0.00% | -33.3% | |
| MA | Sell | MasterCard, Inc.cl a | $5,000 | -93.4% | 15 | -93.0% | 0.00% | -92.9% |
| PAYX | Sell | Paychex, Inc | $6,000 | -40.0% | 56 | -24.3% | 0.00% | -50.0% |
| PFE | New | Pfizer Inc | $6,000 | – | 109 | +100.0% | 0.00% | – |
| LPLA | LPL Finl Hldgs Inc | $5,000 | 0.0% | 29 | 0.0% | 0.00% | 0.0% | |
| POOL | Pool Corp | $5,000 | -16.7% | 14 | 0.0% | 0.00% | 0.0% | |
| JD | JD.Com Incspon adr cl a | $5,000 | +25.0% | 75 | 0.0% | 0.00% | +100.0% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $5,000 | -16.7% | 110 | 0.0% | 0.00% | 0.0% | |
| ISRG | Sell | Intuitive Surgical, Inc. | $6,000 | -57.1% | 31 | -31.1% | 0.00% | -60.0% |
| REGN | Regeneron Pharmaceuticals, Inc. | $5,000 | -16.7% | 8 | 0.0% | 0.00% | 0.0% | |
| INFY | Sell | Infosys Ltdsponsored ads | $4,000 | -50.0% | 241 | -27.4% | 0.00% | -33.3% |
| ITW | Illinois Tool Works, Inc. | $5,000 | -16.7% | 30 | 0.0% | 0.00% | 0.0% | |
| HLT | Hilton, Inc | $5,000 | -28.6% | 49 | 0.0% | 0.00% | -33.3% | |
| SLB | Sell | Schlumberger Ltd | $4,000 | -33.3% | 118 | -14.5% | 0.00% | 0.0% |
| SGEN | Seattle Genetics, In | $4,000 | +33.3% | 22 | 0.0% | 0.00% | +100.0% | |
| NOW | ServiceNow, Inc. | $4,000 | 0.0% | 8 | 0.0% | 0.00% | +100.0% | |
| SHG | Shinhan Financial Group Co Lspn adr restrd | $4,000 | 0.0% | 132 | 0.0% | 0.00% | +100.0% | |
| SITE | Siteone Landsscape Supply Inc | $4,000 | -20.0% | 32 | 0.0% | 0.00% | 0.0% | |
| GGZ | Buy | Gabelli Global Small & Mid C | $6,000 | +20.0% | 557 | +56.0% | 0.00% | 0.0% |
| FIS | New | Fidelity Natl Information Sv | $6,000 | – | 66 | +100.0% | 0.00% | – |
| STM | STMicroelectronics N Vny registry | $6,000 | -25.0% | 178 | 0.0% | 0.00% | -33.3% | |
| EXPO | Exponent Inc | $4,000 | -20.0% | 46 | 0.0% | 0.00% | 0.0% | |
| EEA | The European Equity Fund Inc | $5,000 | -28.6% | 728 | 0.0% | 0.00% | -33.3% | |
| EMF | Buy | Templeton Emerging Markets Fund | $4,000 | 0.0% | 369 | +37.2% | 0.00% | +100.0% |
| TER | Teradyne Inc | $4,000 | -20.0% | 44 | 0.0% | 0.00% | 0.0% | |
| COST | Costco Wholesale Corp. | $4,000 | -20.0% | 9 | 0.0% | 0.00% | 0.0% | |
| GLW | Buy | Corning Inc. | $5,000 | +25.0% | 155 | +38.4% | 0.00% | +100.0% |
| TTE | Sell | Totalenergies SEsponsored ads | $4,000 | -20.0% | 80 | -23.1% | 0.00% | 0.0% |
| CPRT | Copart Inc. | $4,000 | -20.0% | 36 | 0.0% | 0.00% | 0.0% | |
| COO | Cooper Cos Inc. | $4,000 | -20.0% | 12 | 0.0% | 0.00% | 0.0% | |
| USB | U.S. Bancorp | $5,000 | -16.7% | 112 | 0.0% | 0.00% | 0.0% | |
| COP | Buy | ConocoPhillips | $4,000 | +300.0% | 43 | +207.1% | 0.00% | – |
| CMCSA | Comcast Corp. Cl A Common Stockcl a | $4,000 | -20.0% | 114 | 0.0% | 0.00% | 0.0% | |
| CHT | Chungwa Telecom Co Ltdspon adr | $4,000 | 0.0% | 100 | 0.0% | 0.00% | +100.0% | |
| VRTX | Vertex Pharmaceuticals, Inc. | $6,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| CRL | Charles Riv Labs Intl Inc | $4,000 | -33.3% | 20 | 0.0% | 0.00% | 0.0% | |
| CAT | New | Caterpillar Inc. | $5,000 | – | 29 | +100.0% | 0.00% | – |
| CARR | Carrier Global Corporation | $5,000 | -28.6% | 142 | 0.0% | 0.00% | -33.3% | |
| WEC | WEC Energy Group, Inc. | $6,000 | 0.0% | 62 | 0.0% | 0.00% | 0.0% | |
| CME | CME Group Inc. | $6,000 | -14.3% | 30 | 0.0% | 0.00% | -33.3% | |
| BTI | Sell | British American Tobacco PLCsponsored adr | $6,000 | -25.0% | 133 | -29.3% | 0.00% | -33.3% |
| BBY | Best Buy Inc. | $5,000 | -28.6% | 73 | 0.0% | 0.00% | -33.3% | |
| YUMC | Yum China Hldgs Inc | $4,000 | +33.3% | 73 | 0.0% | 0.00% | +100.0% | |
| ZBRA | Zebra Technologies Corpcl a | $4,000 | -33.3% | 15 | 0.0% | 0.00% | 0.0% | |
| ZTS | Zoetis Inc.cl a | $6,000 | -14.3% | 37 | 0.0% | 0.00% | -33.3% | |
| BG | New | Bunge Limited | $5,000 | – | 58 | +100.0% | 0.00% | – |
| WRB | Berkley W R Corp | $6,000 | 0.0% | 90 | 0.0% | 0.00% | 0.0% | |
| ESSCW | New | East Stone Acquisition Corp*w exp 12/31/202 | $5,000 | – | 31,250 | +100.0% | 0.00% | – |
| ETN | Eaton Corp. plc (Ireland) | $6,000 | -14.3% | 44 | 0.0% | 0.00% | -33.3% | |
| BSY | Buy | Bentley Sys Inc. | $5,000 | 0.0% | 139 | +36.3% | 0.00% | 0.0% |
| LIN | Linde plc | $4,000 | -20.0% | 15 | 0.0% | 0.00% | 0.0% | |
| GOLD | Buy | Barrick Gold Corp | $6,000 | -14.3% | 349 | +19.1% | 0.00% | -33.3% |
| AMAT | Applied Materials, Inc. | $4,000 | -33.3% | 46 | 0.0% | 0.00% | 0.0% | |
| ADBE | Adobe Systems, Inc. | $5,000 | -28.6% | 15 | 0.0% | 0.00% | -33.3% | |
| JEQ | Buy | Aberdeen Japan Equity Fund Inc | $6,000 | +50.0% | 1,061 | +89.1% | 0.00% | +100.0% |
| AWP | Aberdeen Global Premier Properties Fund | $4,000 | -20.0% | 840 | 0.0% | 0.00% | 0.0% | |
| SQM | Sell | Sociedad Quimica Y Minera Despon adr ser b | $2,000 | -50.0% | 22 | -53.2% | 0.00% | 0.0% |
| V | Visa Inc | $2,000 | 0.0% | 9 | 0.0% | 0.00% | 0.0% | |
| CVE | New | Cenovus Energy Inc | $3,000 | – | 180 | +100.0% | 0.00% | – |
| WSO | Watsco Inc. | $3,000 | -25.0% | 13 | 0.0% | 0.00% | 0.0% | |
| NTES | Sell | Netease Incsponsored ads | $3,000 | 0.0% | 34 | -12.8% | 0.00% | 0.0% |
| CP | New | Canadian Pac Ry Ltd | $2,000 | – | 28 | +100.0% | 0.00% | – |
| IIF | Morgan Stanley India Investment Fund Inc | $2,000 | 0.0% | 76 | 0.0% | 0.00% | 0.0% | |
| Oppfi Incw exp 07/20/202 | $2,000 | -33.3% | 6,315 | 0.0% | 0.00% | 0.0% | ||
| MU | Micron Technology Inc | $2,000 | -33.3% | 39 | 0.0% | 0.00% | 0.0% | |
| Matterport Inccl a | $3,000 | -57.1% | 840 | 0.0% | 0.00% | -66.7% | ||
| LU | Lufax Holdings LTD | $2,000 | 0.0% | 335 | 0.0% | 0.00% | 0.0% | |
| BFAM | Bright Horizons Fam Sol In D | $2,000 | -33.3% | 25 | 0.0% | 0.00% | 0.0% | |
| PYPL | Sell | PayPal Holdings, Inc. | $3,000 | -57.1% | 43 | -29.5% | 0.00% | -66.7% |
| LII | Lennox Intl Inc | $2,000 | -33.3% | 12 | 0.0% | 0.00% | 0.0% | |
| PBR | Buy | Petroleo Brasileiro S.A. PETROBRASsponsored adr | $2,000 | 0.0% | 192 | +51.2% | 0.00% | 0.0% |
| WeWork Inc.*w exp 10/20/202 | $2,000 | -50.0% | 2,399 | 0.0% | 0.00% | 0.0% | ||
| LSEAW | Landsea Homes Corpw exp 01/07/202 | $3,000 | 0.0% | 12,738 | 0.0% | 0.00% | 0.0% | |
| PSX | Phillips 66 | $3,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| LRCX | Lam Research Corp | $2,000 | 0.0% | 4 | 0.0% | 0.00% | 0.0% | |
| KF | The Korea Fund Inc | $3,000 | 0.0% | 108 | 0.0% | 0.00% | 0.0% | |
| JOF | Buy | Japan Smaller Capitalization Fund Inc | $3,000 | 0.0% | 553 | +56.7% | 0.00% | 0.0% |
| KSA | New | Ishares Trmsci saudi arabia | $2,000 | – | 58 | +100.0% | 0.00% | – |
| ALLE | Allegion PLC | $3,000 | 0.0% | 31 | 0.0% | 0.00% | 0.0% | |
| IBKR | Interactive Brokers Group In | $3,000 | -25.0% | 55 | 0.0% | 0.00% | 0.0% | |
| QSR | Restaurant Brands International Inc | $3,000 | -25.0% | 68 | 0.0% | 0.00% | 0.0% | |
| ROL | Rollins Inc | $3,000 | 0.0% | 74 | 0.0% | 0.00% | 0.0% | |
| PODD | Insulet Corp. | $3,000 | -25.0% | 15 | 0.0% | 0.00% | 0.0% | |
| SK Telecom Ltdsponsored adr | $3,000 | -25.0% | 145 | 0.0% | 0.00% | 0.0% | ||
| IFN | The India Fund Inc | $2,000 | 0.0% | 93 | 0.0% | 0.00% | 0.0% | |
| BAP | Sell | Credicorp Ltd | $2,000 | -33.3% | 16 | -11.1% | 0.00% | 0.0% |
| IDXX | IDEXX Labs Inc. | $3,000 | -40.0% | 9 | 0.0% | 0.00% | -50.0% | |
| HUBS | HubSpot Inc. | $2,000 | -50.0% | 8 | 0.0% | 0.00% | 0.0% | |
| JKHY | Henry Jack & Assoc Inc | $3,000 | 0.0% | 16 | 0.0% | 0.00% | 0.0% | |
| SAP | SAP SEspon adr | $3,000 | -25.0% | 36 | 0.0% | 0.00% | 0.0% | |
| GS | Goldman Sachs Group, Inc. (The) | $2,000 | -33.3% | 8 | 0.0% | 0.00% | 0.0% | |
| SMG | Scotts Miracle-Gro Cocl a | $3,000 | -40.0% | 42 | 0.0% | 0.00% | -50.0% | |
| GDDY | GoDaddy, Inc.cl a | $3,000 | -25.0% | 44 | 0.0% | 0.00% | 0.0% | |
| GMED | New | Globus Med Inccl a | $2,000 | – | 44 | +100.0% | 0.00% | – |
| FN | Sell | Fabrinet | $2,000 | -50.0% | 22 | -35.3% | 0.00% | 0.0% |
| SHW | Sherwin-Williams Co. (The) | $3,000 | 0.0% | 14 | 0.0% | 0.00% | 0.0% | |
| BGNE | BeiGene, Ltd.sponsored adr | $2,000 | -33.3% | 15 | 0.0% | 0.00% | 0.0% | |
| Buy | Forge Global Holdings Inc.*w exp 03/29/202 added | $3,000 | -90.0% | 44,802 | +148.9% | 0.00% | -90.9% | |
| BIDU | Baidu Inc.spon adr rep a | $2,000 | 0.0% | 12 | 0.0% | 0.00% | 0.0% | |
| NVCR | Novocure Ltd | $2,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| FICO | Fair Isaac Corp | $2,000 | 0.0% | 5 | 0.0% | 0.00% | 0.0% | |
| SUZ | Suzano Papel e Celulose S.A.spon ads | $2,000 | 0.0% | 160 | 0.0% | 0.00% | 0.0% | |
| ES | Eversource Energy | $3,000 | -25.0% | 40 | 0.0% | 0.00% | 0.0% | |
| New | Aspen Technology Inc. | $3,000 | – | 14 | +100.0% | 0.00% | – | |
| TRP | New | Tc Energy Corp | $3,000 | – | 56 | +100.0% | 0.00% | – |
| TDY | Buy | Teledyne Technologies Inc. | $3,000 | +50.0% | 9 | +80.0% | 0.00% | 0.0% |
| AAPL | Apple Inc | $3,000 | -25.0% | 22 | 0.0% | 0.00% | 0.0% | |
| ANSS | Ansys Inc | $2,000 | -33.3% | 8 | 0.0% | 0.00% | 0.0% | |
| ELAN | Elanco Animal Health Inc. | $2,000 | -33.3% | 105 | 0.0% | 0.00% | 0.0% | |
| DLB | New | Dolby Laboratories Inccl a | $3,000 | – | 42 | +100.0% | 0.00% | – |
| THO | Sell | Thor Inds Inc | $3,000 | -25.0% | 38 | -17.4% | 0.00% | 0.0% |
| BUD | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $2,000 | -33.3% | 45 | 0.0% | 0.00% | 0.0% | |
| TRMB | Trimble, Inc. | $3,000 | -25.0% | 50 | 0.0% | 0.00% | 0.0% | |
| TCOM | Buy | Trip.com Group Ltd ADRads | $2,000 | 0.0% | 83 | +27.7% | 0.00% | 0.0% |
| MMYT | Sell | MakeMyTrip Limited Mauritius | $2,000 | 0.0% | 65 | -18.8% | 0.00% | 0.0% |
| RARE | Ultragenyx Pharmaceutical In | $2,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| UMC | United Microelectronics Corpspon adr new | $2,000 | 0.0% | 248 | 0.0% | 0.00% | 0.0% | |
| CHE | Chemed Corp New | $3,000 | 0.0% | 6 | 0.0% | 0.00% | 0.0% | |
| GENIWS | Exit | Genius Sports Limitedw exp 04/30/202 | $0 | – | -1,319 | -100.0% | 0.00% | – |
| XP | Exit | XP Inc.cl a | $0 | – | -44 | -100.0% | 0.00% | – |
| WEN | New | The Wendy's Co | $1,000 | – | 42 | +100.0% | 0.00% | – |
| TDCX Inc.ads | $1,000 | 0.0% | 111 | 0.0% | 0.00% | – | ||
| PAGS | Buy | Pagseguro Digital Ltd | $1,000 | 0.0% | 121 | +108.6% | 0.00% | – |
| PIPPWS | Pine Island Acquisition Corp*w exp 10/19/202 | $1,000 | -50.0% | 4,597 | 0.0% | 0.00% | -100.0% | |
| ASX | Sell | Ase Technology Hldg Co. Ltd.sponsored ads | $1,000 | -50.0% | 255 | -20.3% | 0.00% | -100.0% |
| BEKE | New | KE Hldgs Inc.sponsored ads | $1,000 | – | 55 | +100.0% | 0.00% | – |
| Doma Holdings Inc.*w exp 07/28/202 | $1,000 | -50.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| Lottery Com Inc.*w exp 05/09/202 | $1,000 | -50.0% | 4,529 | 0.0% | 0.00% | -100.0% | ||
| Alpha Tau Medical*w exp 03/07/202 | $1,000 | -50.0% | 2,500 | 0.0% | 0.00% | -100.0% | ||
| Buy | Thoughtworks Holding Inc. | $1,000 | 0.0% | 82 | +36.7% | 0.00% | – | |
| GRFS | New | Grifols S Asp adr rep b nvt | $1,000 | – | 91 | +100.0% | 0.00% | – |
| GOOG | Alphabet, Inc. Cl Ccl c | $1,000 | -96.0% | 9 | 0.0% | 0.00% | -100.0% | |
| PSTHWS | Pershing Square Tontine Hldg*w exp 07/24/202 | $1,000 | -66.7% | 3,000 | 0.0% | 0.00% | -100.0% | |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $1,000 | -50.0% | 2,000 | 0.0% | 0.00% | -100.0% | ||
| SMAR | Smartsheet, Inc. Cl A | $1,000 | -66.7% | 47 | 0.0% | 0.00% | -100.0% | |
| CEE | Exit | Central and Eastern European Fund Inc | $0 | – | -190 | -100.0% | -0.00% | – |
| IEX | Exit | IDEX Corp. | $0 | – | -22 | -100.0% | -0.00% | – |
| RBACWS | Exit | Redball Acquisition Corp*w exp 07/17/202 | $0 | – | -5,099 | -100.0% | -0.00% | – |
| ATVI | Exit | Activision Blizzard, Inc. | $0 | – | -36 | -100.0% | -0.00% | – |
| ICE | Exit | Intercontinental Exchange Group, Inc. | $0 | – | -29 | -100.0% | -0.00% | – |
| AMD | Exit | Advanced Micro Devices, Inc. | $0 | – | -37 | -100.0% | -0.00% | – |
| SHOP | Exit | Shopify, Inc.cl a | $0 | – | -9 | -100.0% | -0.00% | – |
| CDW | Exit | CDW Corp | $0 | – | -30 | -100.0% | -0.00% | – |
| AZPN | Exit | Aspen Technology Inc. | $0 | – | -33 | -100.0% | -0.00% | – |
| HON | Exit | Honeywell Intl, Inc. | $0 | – | -37 | -100.0% | -0.00% | – |
| Exit | Docebo Inc. | $0 | – | -383 | -100.0% | -0.01% | – | |
| OXSQ | Exit | Oxford Square Capital Corp. | $0 | – | -6,039 | -100.0% | -0.01% | – |
| SE | Exit | Sea Limitedadr | $0 | – | -191 | -100.0% | -0.01% | – |
| ABNB | Exit | Airbnb Inc. | $0 | – | -178 | -100.0% | -0.01% | – |
| RIO | Exit | Rio Tinto PLCsponsored adr | $0 | – | -470 | -100.0% | -0.01% | – |
| Exit | BRC Inc.*w exp 02/09/202 | $0 | – | -9,700 | -100.0% | -0.02% | – | |
| GDL | Exit | The GDL Fund | $0 | – | -4,983 | -100.0% | -0.02% | – |
| NEWT | Exit | Newtek Business Svcs Corp | $0 | – | -5,417 | -100.0% | -0.05% | – |
| JRS | Exit | Nuveen Real Estate Income Fund | $0 | – | -14,296 | -100.0% | -0.06% | – |
| CCAP | Exit | Crescent Cap BDC Inc. | $0 | – | -10,537 | -100.0% | -0.07% | – |
| NML | Exit | Neuberger Berman MLP Income Fund Inc | $0 | – | -286,171 | -100.0% | -0.69% | – |
| BRW | Exit | Saba Capital Income & Opportunities Fund | $0 | – | -1,872,387 | -100.0% | -3.17% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-08-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.