$267 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 326 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 18.6% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
HFRO | Buy | Highland Floating Rate Opportunities Fund | $35,096,000 | +17.2% | 2,939,330 | +7.9% | 13.15% | +20.9% |
NHF | Buy | Nexpoint Diversified Rel Et | $28,328,000 | +38.3% | 1,790,652 | +18.7% | 10.61% | +42.7% |
NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $9,050,000 | +42.2% | 610,260 | +23.5% | 3.39% | +46.8% |
BRW | Buy | Saba Capital Income & Opportunities Fund | $8,463,000 | +77.2% | 1,872,387 | +77.2% | 3.17% | +82.9% |
BIF | Buy | Boulder Growth & Income Fund Inc | $7,935,000 | +6.4% | 535,039 | +2.0% | 2.97% | +9.8% |
PCF | Buy | High Income Secs Fd Shs | $6,694,000 | -5.9% | 845,147 | +2.8% | 2.51% | -2.9% |
PDI | Buy | PIMCO Dynamic Income Fd | $6,436,000 | -1.3% | 264,111 | +4.9% | 2.41% | +1.8% |
SSSS | Buy | Sutter Rock Cap Corp | $5,534,000 | +46.2% | 641,197 | +119.3% | 2.07% | +50.8% |
Buy | BlackRock ESG Cap Allc Tr | $5,108,000 | +18.6% | 306,600 | +32.8% | 1.91% | +22.5% | |
BCAT | Buy | BlackRock Cap Allocation Tr | $5,094,000 | +14.4% | 307,595 | +34.4% | 1.91% | +18.1% |
NDP | Buy | Tortoise Energy Independence | $4,484,000 | +34.5% | 151,063 | +0.4% | 1.68% | +38.8% |
SAR | Buy | Saratoga Invt Corp | $4,477,000 | +51.0% | 164,249 | +62.8% | 1.68% | +55.9% |
CET | Sell | Central Securities Corp | $4,459,000 | -44.4% | 107,730 | -40.2% | 1.67% | -42.7% |
TBF | Sell | ProShares TRshrt 20+ yr tre | $4,131,000 | -33.2% | 233,521 | -39.6% | 1.55% | -31.0% |
AIF | Buy | Apollo Tactical Income Fund Inc | $3,950,000 | -3.3% | 275,070 | +3.2% | 1.48% | -0.2% |
FINS | Buy | Angel Oak Final Strategies Incm Trm Trst | $3,946,000 | +0.5% | 249,923 | +8.6% | 1.48% | +3.6% |
VCIF | Buy | Vertical Capital Income Fund | $3,908,000 | +6.1% | 390,830 | +8.2% | 1.46% | +9.5% |
MTZ | Sell | MasTec Inc | $3,805,000 | -33.4% | 43,686 | -29.4% | 1.43% | -31.2% |
Buy | Nuveen Mutli Asset Income Fund | $3,786,000 | -12.9% | 233,712 | +0.2% | 1.42% | -10.2% | |
BSTZ | Sell | BlackRock Science and Technology Trust II | $3,737,000 | -42.1% | 127,244 | -23.2% | 1.40% | -40.3% |
PEO | Buy | Adams Natural Resources Fund Inc | $3,645,000 | +3042.2% | 174,131 | +2375.6% | 1.37% | +3152.4% |
ECC | Buy | Eagle Pt Cr Co LLC | $3,475,000 | +10.6% | 264,225 | +17.8% | 1.30% | +14.2% |
GAM | Sell | General American Investors Co Inc | $3,256,000 | -23.2% | 76,667 | -20.1% | 1.22% | -20.8% |
ADX | Sell | Adams Diversified Equity Fund Inc | $3,052,000 | -7.2% | 165,536 | -2.3% | 1.14% | -4.3% |
NBXG | Sell | Neuberger Brman Next Genera | $3,010,000 | -21.9% | 215,800 | -3.1% | 1.13% | -19.4% |
JQC | Buy | Nuveen Credit Strategies Income Fund | $2,997,000 | +49850.0% | 484,927 | +54447.5% | 1.12% | +56050.0% |
JRI | Buy | Nuveen Real Asset Income and Growth Fund | $2,882,000 | -3.8% | 188,583 | +1.4% | 1.08% | -0.7% |
BIGZ | Buy | BlackRock Innovation and Grw | $2,805,000 | +807.8% | 246,251 | +1059.5% | 1.05% | +838.4% |
CEM | Buy | Clearbridge MLP And Midstrm | $2,787,000 | +89.7% | 82,665 | +51.4% | 1.04% | +95.9% |
Buy | Thornburg Incm Builder Opp Tr | $2,748,000 | -7.3% | 160,807 | +1.3% | 1.03% | -4.3% | |
WDI | Buy | Western Asset Diversifised In | $2,738,000 | -4.7% | 168,911 | +7.7% | 1.03% | -1.6% |
CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $2,682,000 | -6.4% | 505,154 | -2.4% | 1.00% | -3.4% |
FBP | First BanCorp/Puerto Rico | $2,627,000 | -4.8% | 200,211 | 0.0% | 0.98% | -1.8% | |
BPOP | Popular Inc | $2,519,000 | -0.4% | 30,814 | 0.0% | 0.94% | +2.8% | |
WIW | Sell | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $2,415,000 | -17.6% | 201,108 | -6.8% | 0.90% | -15.0% |
PTA | Buy | Cohen & Steers Tax Advan Pfd | $2,383,000 | -2.7% | 108,471 | +6.5% | 0.89% | +0.3% |
NEE | NextEra Energy Inc | $2,301,000 | -9.3% | 27,169 | 0.0% | 0.86% | -6.4% | |
AIO | Sell | AllianzGI Artificial Intelligence Opp Fund | $2,133,000 | -20.3% | 97,568 | -9.6% | 0.80% | -17.7% |
NPCT | Buy | Nuveen Core Plus Impact Fund | $2,132,000 | -11.8% | 141,881 | +7.5% | 0.80% | -8.9% |
JLS | Buy | Nuveen Mortgage and Income Fund | $2,082,000 | -7.9% | 114,018 | +5.7% | 0.78% | -5.0% |
DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $2,017,000 | -6.6% | 150,851 | +6.3% | 0.76% | -3.6% |
NCLH | Buy | Norwegian Cruise Line Holdings Ltd | $2,007,000 | +94.7% | 91,717 | +84.5% | 0.75% | +101.1% |
NFE | Buy | New Fortress Energy Inccl a | $1,999,000 | +137.1% | 46,911 | +34.4% | 0.75% | +144.8% |
EMO | Buy | Clearbridge Energy Midstrm O | $1,906,000 | +61.8% | 67,593 | +25.3% | 0.71% | +66.8% |
OXLC | Sell | Oxford Lane Cap Corp | $1,873,000 | -45.6% | 258,759 | -42.1% | 0.70% | -43.9% |
NML | Buy | Neuberger Berman MLP Income Fund Inc | $1,843,000 | +27.4% | 286,171 | +3.6% | 0.69% | +31.4% |
CPA | Copa Holdings SAcl a | $1,694,000 | +1.2% | 20,250 | 0.0% | 0.64% | +4.4% | |
VVR | New | Invesco Sr Income Tr | $1,673,000 | – | 392,683 | +100.0% | 0.63% | – |
RCL | Royal Caribbean Cruises Ltd | $1,645,000 | +8.9% | 19,633 | 0.0% | 0.62% | +12.4% | |
CLM | Sell | Cornerstone Strategic Value Fund Inc | $1,577,000 | -64.3% | 111,899 | -63.8% | 0.59% | -63.2% |
MLM | Martin Marietta Materials Inc | $1,540,000 | -12.6% | 4,000 | 0.0% | 0.58% | -9.8% | |
ASLE | Aersale Corporation | $1,516,000 | -11.3% | 96,418 | 0.0% | 0.57% | -8.5% | |
PGTI | PGT Innovations Inc | $1,387,000 | -20.0% | 77,117 | 0.0% | 0.52% | -17.5% | |
ASR | Sell | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,302,000 | -4.3% | 5,875 | -11.0% | 0.49% | -1.2% |
ASGI | Buy | Aberdeen Std Global Infrastructure | $1,216,000 | +16.7% | 60,369 | +19.0% | 0.46% | +20.6% |
CTR | Buy | Clearbridge MLP and Midstrm | $1,181,000 | +749.6% | 40,442 | +588.4% | 0.44% | +784.0% |
CX | Cemex SAB de CVspon adr new | $1,167,000 | -22.0% | 220,645 | 0.0% | 0.44% | -19.5% | |
JSD | New | Nuveen Short Duration Cr Opp | $1,166,000 | – | 81,956 | +100.0% | 0.44% | – |
FMX | Fomento Economico Mexicano SAB de CVspon adr units | $1,086,000 | +6.6% | 13,110 | 0.0% | 0.41% | +10.0% | |
IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $1,075,000 | -7.4% | 17,638 | 0.0% | 0.40% | -4.5% | |
VAC | Marriott Vacations Worldwide Corp | $1,064,000 | -6.7% | 6,745 | 0.0% | 0.40% | -3.6% | |
OCCI | Sell | OFS Credit Company Inc | $1,034,000 | -68.5% | 83,154 | -66.3% | 0.39% | -67.6% |
LEN | Lennar Corpcl a | $1,015,000 | -30.1% | 12,500 | 0.0% | 0.38% | -27.9% | |
BIL | SPDR Ser Trspdr bloomberg | $998,000 | 0.0% | 10,919 | 0.0% | 0.37% | +3.3% | |
VMC | Vulcan Materials Co | $919,000 | -11.5% | 5,000 | 0.0% | 0.34% | -8.8% | |
SMM | Sell | Salient Midstream & MLP Fdsh ben int | $881,000 | -24.1% | 106,934 | -37.9% | 0.33% | -21.6% |
CIB | Bancolombia SAspon adr pref | $865,000 | +34.9% | 20,280 | 0.0% | 0.32% | +39.1% | |
ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $823,000 | -70.9% | 57,378 | -67.5% | 0.31% | -70.0% |
PVI | New | Invesco Exch Traded Fd Tr IIvrdo tax free | $807,000 | – | 32,457 | +100.0% | 0.30% | – |
CRF | Sell | Cornerstone Total Rtrn Fd In | $778,000 | -82.0% | 55,965 | -82.2% | 0.29% | -81.5% |
SPE | Sell | Special Opportunities Fund Inc. | $778,000 | -76.9% | 51,830 | -76.3% | 0.29% | -76.2% |
ESRT | Empire State Realty Trust Inccl a | $726,000 | +10.3% | 73,894 | 0.0% | 0.27% | +13.8% | |
EVTC | EVERTEC Inc | $694,000 | -18.1% | 16,956 | 0.0% | 0.26% | -15.6% | |
LIVN | LivaNova PLC | $682,000 | -6.3% | 8,330 | 0.0% | 0.26% | -3.0% | |
SHY | Sell | Ishares Tr 13 Yr1 3 yr treas bd | $624,000 | -43.2% | 7,481 | -41.7% | 0.23% | -41.4% |
SEB | Seaboard Corp | $576,000 | +6.9% | 137 | 0.0% | 0.22% | +10.2% | |
CWCO | New | Consolidated Water Co Ltdord | $488,000 | – | 44,092 | +100.0% | 0.18% | – |
GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $485,000 | -82.4% | 36,276 | -80.1% | 0.18% | -81.8% |
MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $397,000 | -1.5% | 3,968 | 0.0% | 0.15% | +2.1% | |
IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $371,000 | -14.7% | 2,850 | 0.0% | 0.14% | -12.0% | |
CCL | Carnival Corpunit 99/99/9999 | $355,000 | +0.6% | 17,559 | 0.0% | 0.13% | +3.9% | |
New | Destra Multi-Alternative Fd | $344,000 | – | 38,644 | +100.0% | 0.13% | – | |
WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $306,000 | -11.0% | 26,116 | +0.5% | 0.12% | -8.0% |
LRFC | Logan Ridge Finance Corp | $288,000 | -1.7% | 12,751 | 0.0% | 0.11% | +1.9% | |
GLD | SPDR Gold Tr | $253,000 | +5.9% | 1,398 | 0.0% | 0.10% | +9.2% | |
PGP | Sell | PIMCO Global StocksPLS Inc. | $248,000 | -91.2% | 26,067 | -90.0% | 0.09% | -90.9% |
AMX | America Movil SAB de CV | $234,000 | +0.4% | 11,048 | 0.0% | 0.09% | +3.5% | |
MRK | Merck & Co Inc | $232,000 | +6.9% | 2,830 | 0.0% | 0.09% | +10.1% | |
PFX | Phenixfin Corp | $226,000 | -2.6% | 5,537 | 0.0% | 0.08% | +1.2% | |
MXE | Mexico Equity & Income Fd | $227,000 | +2.3% | 24,888 | 0.0% | 0.08% | +4.9% | |
CCAP | Crescent Cap BDC Inc. | $188,000 | +1.6% | 10,537 | 0.0% | 0.07% | +4.5% | |
LLY | Eli Lilly & Co | $184,000 | +4.0% | 642 | 0.0% | 0.07% | +7.8% | |
JRS | Sell | Nuveen Real Estate Income Fund | $169,000 | -95.0% | 14,296 | -94.5% | 0.06% | -94.8% |
AMGN | Amgen Inc | $169,000 | +7.6% | 700 | 0.0% | 0.06% | +10.5% | |
STK | New | Columbia Seligman Premium Technology Growth Fund | $165,000 | – | 5,153 | +100.0% | 0.06% | – |
CEF | Sprott Physical Gold and Silver Trusttr unit | $155,000 | +9.2% | 8,000 | 0.0% | 0.06% | +11.5% | |
NEWT | Sell | Newtek Business Svcs Corp | $145,000 | -27.9% | 5,417 | -25.6% | 0.05% | -26.0% |
TY | Buy | Tri-Continental Corp | $139,000 | -6.7% | 4,515 | +0.2% | 0.05% | -3.7% |
GSIE | Goldman Sachs ETF TRactivebeta int | $137,000 | -7.4% | 4,197 | 0.0% | 0.05% | -5.6% | |
BMY | Bristol-Myers Squibb Co | $124,000 | +17.0% | 1,700 | 0.0% | 0.05% | +21.1% | |
UNH | UnitedHealth Group Inc | $115,000 | +1.8% | 225 | 0.0% | 0.04% | +4.9% | |
ABBV | Buy | AbbVie, Inc. | $114,000 | +20.0% | 704 | +0.7% | 0.04% | +26.5% |
ASA | ASA Gold and Precious Metals Ltd | $113,000 | +6.6% | 5,035 | 0.0% | 0.04% | +10.5% | |
NVS | Novartis AGsponsored adr | $109,000 | 0.0% | 1,244 | 0.0% | 0.04% | +2.5% | |
SONY | Sell | Sony Corpsponsored adr | $108,000 | -22.9% | 1,049 | -5.2% | 0.04% | -21.6% |
NVO | Buy | Novo Nordisk A/S ADRadr | $103,000 | +22.6% | 927 | +23.8% | 0.04% | +30.0% |
SPY | SPDR S&P 500 ETF Trtr unit | $99,000 | -4.8% | 220 | 0.0% | 0.04% | -2.6% | |
QQQ | Invesco QQQ Trunit ser 1 | $98,000 | -8.4% | 270 | 0.0% | 0.04% | -5.1% | |
USO | United States Oil Fund LPunits | $93,000 | +36.8% | 1,250 | 0.0% | 0.04% | +40.0% | |
CNI | Sell | Canadian National Railway Company | $83,000 | -22.4% | 622 | -28.4% | 0.03% | -20.5% |
MA | Sell | MasterCard, Inc.cl a | $76,000 | -15.6% | 214 | -14.7% | 0.03% | -15.2% |
MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $74,000 | -5.1% | 150 | 0.0% | 0.03% | 0.0% | |
ASML | Buy | ASML Holding N V | $66,000 | +144.4% | 99 | +191.2% | 0.02% | +150.0% |
TSLA | Tesla Inc | $66,000 | +3.1% | 61 | 0.0% | 0.02% | +8.7% | |
Buy | GXO Logistics Incorporated | $62,000 | +29.2% | 869 | +63.7% | 0.02% | +35.3% | |
QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $58,000 | -4.9% | 2,027 | +1.5% | 0.02% | 0.0% |
RVT | Buy | Royce Value Trust Inc | $55,000 | -12.7% | 3,264 | +2.1% | 0.02% | -8.7% |
JCE | Buy | Nuveen Core Equity Alpha Fund | $57,000 | -3.4% | 3,245 | +1.6% | 0.02% | 0.0% |
TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $57,000 | +3.6% | 4,000 | 0.0% | 0.02% | +5.0% | |
SNY | Sell | Sanofisponsored adr | $56,000 | -17.6% | 1,089 | -20.3% | 0.02% | -16.0% |
MSFT | Buy | Microsoft Corp | $52,000 | -3.7% | 169 | +4.3% | 0.02% | -5.0% |
ASG | Buy | Liberty All Star Growth Fund Inc | $51,000 | -8.9% | 6,733 | +8.7% | 0.02% | -5.0% |
GAB | Buy | Gabelli Equity Trust Inc | $48,000 | -2.0% | 6,986 | +2.1% | 0.02% | 0.0% |
USA | Buy | Liberty All Star Equity Fundsh ben int | $46,000 | +2.2% | 5,683 | +5.5% | 0.02% | +6.2% |
BKR | Sell | Baker Hughes Companycl a | $46,000 | -27.0% | 1,258 | -51.7% | 0.02% | -26.1% |
New | BRC Inc.*w exp 02/09/202 | $43,000 | – | 9,700 | +100.0% | 0.02% | – | |
GDL | Buy | The GDL Fund | $43,000 | -2.3% | 4,983 | +1.4% | 0.02% | 0.0% |
EQIX | Buy | Equinix Inc | $39,000 | +457.1% | 52 | +550.0% | 0.02% | +400.0% |
CRSP | Buy | CRISPR Therapeutics AGnamen akt | $39,000 | +30.0% | 625 | +56.2% | 0.02% | +36.4% |
RIO | Sell | Rio Tinto PLCsponsored adr | $38,000 | -20.8% | 470 | -34.1% | 0.01% | -17.6% |
TSM | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $38,000 | -13.6% | 367 | 0.0% | 0.01% | -12.5% | |
GDV | Buy | The Gabelli Dividend & Income Trust | $34,000 | -8.1% | 1,395 | +1.6% | 0.01% | 0.0% |
BCS | Sell | Barclays PLCadr | $36,000 | -55.0% | 4,560 | -40.9% | 0.01% | -55.2% |
ABNB | Buy | Airbnb Inc. | $31,000 | +40.9% | 178 | +34.8% | 0.01% | +50.0% |
AVGO | Broadcom, Inc. | $33,000 | -5.7% | 53 | 0.0% | 0.01% | -7.7% | |
MDT | Buy | Medtronic plc | $33,000 | +230.0% | 297 | +206.2% | 0.01% | +200.0% |
AMZN | Amazon Com Inc | $29,000 | -3.3% | 9 | 0.0% | 0.01% | 0.0% | |
New | Forge Global Holdings Inc.*w exp 03/29/202 added | $30,000 | – | 18,000 | +100.0% | 0.01% | – | |
JPM | Sell | JPMorgan Chase & Co | $27,000 | -18.2% | 200 | -4.3% | 0.01% | -16.7% |
SE | Sea Limitedadr | $23,000 | -46.5% | 191 | 0.0% | 0.01% | -43.8% | |
GOOG | Alphabet, Inc. Cl Ccl c | $25,000 | -3.8% | 9 | 0.0% | 0.01% | 0.0% | |
OXSQ | Sell | Oxford Square Capital Corp. | $25,000 | -70.2% | 6,039 | -70.5% | 0.01% | -70.0% |
RYAAY | Sell | Ryanair Holdings plc ADRsponsored ads | $22,000 | -45.0% | 249 | -36.6% | 0.01% | -46.7% |
Sell | Wallbox NV*w exp 99/99/999 | $18,000 | -56.1% | 5,442 | -34.8% | 0.01% | -53.3% | |
HD | Sell | The Home Depot Inc | $18,000 | -30.8% | 59 | -6.3% | 0.01% | -22.2% |
INCY | Incyte Corp | $19,000 | +5.6% | 242 | 0.0% | 0.01% | 0.0% | |
Docebo Inc. | $20,000 | -23.1% | 383 | 0.0% | 0.01% | -22.2% | ||
New | TMC The Metals Company Inc | $18,000 | – | 7,000 | +100.0% | 0.01% | – | |
BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $19,000 | 0.0% | 1,936 | +4.1% | 0.01% | 0.0% |
BLK | BlackRock, Inc. | $18,000 | -18.2% | 24 | 0.0% | 0.01% | -12.5% | |
ZTR | Buy | Virtus Total Return Fund Inc. | $17,000 | +6.2% | 1,748 | +2.6% | 0.01% | 0.0% |
PEP | PepsiCo, Inc. | $15,000 | 0.0% | 89 | 0.0% | 0.01% | +20.0% | |
FB | Facebook, Inc.cl a | $17,000 | -34.6% | 76 | 0.0% | 0.01% | -33.3% | |
IBN | ICICI Bank Ltdadr | $14,000 | 0.0% | 713 | 0.0% | 0.01% | 0.0% | |
PG | Procter & Gamble Co. (The) | $14,000 | -6.7% | 94 | 0.0% | 0.01% | 0.0% | |
ISRG | Intuitive Surgical, Inc. | $14,000 | -12.5% | 45 | 0.0% | 0.01% | -16.7% | |
MDLZ | Mondelez International, Inc.cl a | $14,000 | -6.7% | 226 | 0.0% | 0.01% | 0.0% | |
TXN | Sell | Texas Instruments, Inc | $14,000 | -26.3% | 77 | -23.0% | 0.01% | -28.6% |
VALE | Buy | Vale SAadr | $14,000 | +40.0% | 707 | +2.5% | 0.01% | +25.0% |
TFC | Truist Financial Corp | $13,000 | 0.0% | 221 | 0.0% | 0.01% | 0.0% | |
CVX | Chevron Corp. | $13,000 | +44.4% | 77 | 0.0% | 0.01% | +66.7% | |
Buy | Rice Acquisition Corp*w exp 99/99/999 | $14,000 | -6.7% | 22,557 | +120.1% | 0.01% | 0.0% | |
AMT | American Tower Corporation | $11,000 | -15.4% | 43 | 0.0% | 0.00% | -20.0% | |
PAYX | Sell | Paychex, Inc | $10,000 | -9.1% | 74 | -7.5% | 0.00% | 0.0% |
TSI | TCW Strategic Income Fund Inc | $10,000 | -16.7% | 2,000 | 0.0% | 0.00% | 0.0% | |
QCOM | Qualcomm Inc | $11,000 | -15.4% | 70 | 0.0% | 0.00% | -20.0% | |
PCTTW | Purecycle Technologies Incw exp 01/28/202 | $10,000 | -16.7% | 3,331 | 0.0% | 0.00% | 0.0% | |
PLD | ProLogis, Inc. | $10,000 | -9.1% | 64 | 0.0% | 0.00% | 0.0% | |
CCI | Crown Castle Intl Corp. | $12,000 | -7.7% | 64 | 0.0% | 0.00% | -20.0% | |
CSCO | Cisco Systems, Inc. | $12,000 | -14.3% | 219 | 0.0% | 0.00% | -20.0% | |
MCD | McDonald's Corp | $10,000 | -9.1% | 42 | 0.0% | 0.00% | 0.0% | |
ADP | Sell | Automatic Data Processing, Inc. | $10,000 | -23.1% | 46 | -9.8% | 0.00% | -20.0% |
MMC | Marsh & McLennan Companies, Inc. | $12,000 | 0.0% | 68 | 0.0% | 0.00% | 0.0% | |
SBUX | Buy | Starbucks Corp. | $11,000 | 0.0% | 119 | +21.4% | 0.00% | 0.0% |
CB | Chubb Ltd | $10,000 | +11.1% | 45 | 0.0% | 0.00% | +33.3% | |
SRE | Sempra Energy | $11,000 | +37.5% | 64 | 0.0% | 0.00% | +33.3% | |
UPS | Buy | United Parcel Service Inccl b | $12,000 | +20.0% | 58 | +28.9% | 0.00% | 0.0% |
APD | Air products and Chemicals, Inc. | $12,000 | -20.0% | 50 | 0.0% | 0.00% | -20.0% | |
GF | Buy | The New Germany Fund Inc | $11,000 | +10.0% | 933 | +37.6% | 0.00% | 0.0% |
CHPT | Chargepoint Holdings Inc. | $11,000 | +10.0% | 529 | 0.0% | 0.00% | 0.0% | |
O | Buy | Realty Income Corp. | $10,000 | +25.0% | 142 | +27.9% | 0.00% | +33.3% |
PYPL | PayPal Holdings, Inc. | $7,000 | -41.7% | 61 | 0.0% | 0.00% | -25.0% | |
ADBE | Adobe Systems, Inc. | $7,000 | -22.2% | 15 | 0.0% | 0.00% | 0.0% | |
TWN | The Taiwan Fund Inc | $9,000 | -10.0% | 277 | 0.0% | 0.00% | -25.0% | |
ETN | Eaton Corp. plc (Ireland) | $7,000 | -12.5% | 44 | 0.0% | 0.00% | 0.0% | |
Buy | Matterport Inccl a | $7,000 | -22.2% | 840 | +86.7% | 0.00% | 0.0% | |
CARR | Carrier Global Corporation | $7,000 | -12.5% | 142 | 0.0% | 0.00% | 0.0% | |
CME | CME Group Inc. | $7,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
MXF | Buy | The Mexico Fund, Inc. | $8,000 | +14.3% | 476 | +5.5% | 0.00% | 0.0% |
TMO | Thermo Fisher Scientific, Inc. | $9,000 | -18.2% | 16 | 0.0% | 0.00% | -25.0% | |
MCO | Moody's Corp. | $7,000 | -22.2% | 22 | 0.0% | 0.00% | 0.0% | |
STM | STMicroelectronics N Vny registry | $8,000 | -11.1% | 178 | 0.0% | 0.00% | 0.0% | |
NFLX | Netflix, Inc. | $8,000 | -38.5% | 22 | 0.0% | 0.00% | -40.0% | |
BTI | British American Tobacco PLCsponsored adr | $8,000 | +14.3% | 188 | 0.0% | 0.00% | 0.0% | |
EFX | Equifax, Inc. | $9,000 | -18.2% | 36 | 0.0% | 0.00% | -25.0% | |
IRL | Sell | The New Ireland Fund Inc | $8,000 | -42.9% | 856 | -32.9% | 0.00% | -40.0% |
BBY | Buy | Best Buy Inc. | $7,000 | +16.7% | 73 | +21.7% | 0.00% | +50.0% |
ABT | Abbott Laboratories | $9,000 | -10.0% | 73 | 0.0% | 0.00% | -25.0% | |
NKE | Nike, Inc.cl b | $8,000 | -20.0% | 59 | 0.0% | 0.00% | -25.0% | |
GOLD | Buy | Barrick Gold Corp | $7,000 | +133.3% | 293 | +80.9% | 0.00% | +200.0% |
EEA | Buy | The European Equity Fund Inc | $7,000 | +16.7% | 728 | +18.0% | 0.00% | +50.0% |
AZN | AstraZeneca Group plc ADRsponsored adr | $9,000 | +12.5% | 135 | 0.0% | 0.00% | 0.0% | |
AGD | Buy | Aberdeen Global Dynamic Dividend Fund | $9,000 | 0.0% | 826 | +14.9% | 0.00% | 0.0% |
INFY | Infosys Ltdsponsored ads | $8,000 | 0.0% | 332 | 0.0% | 0.00% | 0.0% | |
BABA | Alibaba Group Holding Limitedsponsored ads | $7,000 | -12.5% | 64 | 0.0% | 0.00% | 0.0% | |
HON | Sell | Honeywell Intl, Inc. | $7,000 | -36.4% | 37 | -31.5% | 0.00% | -25.0% |
HLT | Hilton, Inc | $7,000 | -12.5% | 49 | 0.0% | 0.00% | 0.0% | |
HDB | HDFC Bank Ltdsponsored ads | $7,000 | -12.5% | 120 | 0.0% | 0.00% | 0.0% | |
PNC | The PNC Financial Services Group Inc | $9,000 | -10.0% | 50 | 0.0% | 0.00% | -25.0% | |
LMT | Lockheed Martin Corp. | $9,000 | +28.6% | 21 | 0.0% | 0.00% | 0.0% | |
ZTS | Zoetis Inc.cl a | $7,000 | -22.2% | 37 | 0.0% | 0.00% | 0.0% | |
EXPO | Buy | Exponent Inc | $5,000 | +66.7% | 46 | +70.4% | 0.00% | +100.0% |
AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $6,000 | 0.0% | 853 | +11.1% | 0.00% | 0.0% |
AWP | Buy | Aberdeen Global Premier Properties Fund | $5,000 | 0.0% | 840 | +4.7% | 0.00% | 0.0% |
AOD | Buy | Aberdeen Total Dynamic Dividend Fund | $5,000 | 0.0% | 547 | +6.0% | 0.00% | 0.0% |
AMAT | Applied Materials, Inc. | $6,000 | -14.3% | 46 | 0.0% | 0.00% | -33.3% | |
AZPN | Buy | Aspen Technology Inc. | $5,000 | +25.0% | 33 | +37.5% | 0.00% | +100.0% |
BSY | Buy | Bentley Sys Inc. | $5,000 | +66.7% | 102 | +54.5% | 0.00% | +100.0% |
WRB | Buy | Berkley W R Corp | $6,000 | +20.0% | 90 | +50.0% | 0.00% | 0.0% |
BGY | Buy | BlackRock Enhanced International Dividend Trust | $5,000 | 0.0% | 864 | +14.3% | 0.00% | 0.0% |
CDW | CDW Corp | $5,000 | -16.7% | 30 | 0.0% | 0.00% | 0.0% | |
CRL | Charles Riv Labs Intl Inc | $6,000 | -25.0% | 20 | 0.0% | 0.00% | -33.3% | |
CMCSA | Comcast Corp. Cl A Common Stockcl a | $5,000 | -16.7% | 114 | 0.0% | 0.00% | 0.0% | |
COO | Cooper Cos Inc. | $5,000 | 0.0% | 12 | 0.0% | 0.00% | 0.0% | |
CPRT | Copart Inc. | $5,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
COST | Costco Wholesale Corp. | $5,000 | 0.0% | 9 | 0.0% | 0.00% | 0.0% | |
GGZ | Buy | Gabelli Global Small & Mid C | $5,000 | 0.0% | 357 | +5.9% | 0.00% | 0.0% |
IDXX | IDEXX Labs Inc. | $5,000 | -16.7% | 9 | 0.0% | 0.00% | 0.0% | |
ITW | Illinois Tool Works, Inc. | $6,000 | -14.3% | 30 | 0.0% | 0.00% | -33.3% | |
KDP | New | Keurig Dr. Pepper Inc. | $5,000 | – | 119 | +100.0% | 0.00% | – |
LPLA | LPL Finl Hldgs Inc | $5,000 | 0.0% | 29 | 0.0% | 0.00% | 0.0% | |
NDSN | Nordson Corp | $5,000 | -16.7% | 22 | 0.0% | 0.00% | 0.0% | |
POOL | Pool Corp | $6,000 | -25.0% | 14 | 0.0% | 0.00% | -33.3% | |
SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $6,000 | -14.3% | 110 | 0.0% | 0.00% | -33.3% | |
REGN | Regeneron Pharmaceuticals, Inc. | $6,000 | +20.0% | 8 | 0.0% | 0.00% | 0.0% | |
SLB | Schlumberger Ltd | $6,000 | +50.0% | 138 | 0.0% | 0.00% | +100.0% | |
SMG | Scotts Miracle-Gro Cocl a | $5,000 | -28.6% | 42 | 0.0% | 0.00% | -33.3% | |
SHOP | Shopify, Inc.cl a | $6,000 | -50.0% | 9 | 0.0% | 0.00% | -50.0% | |
SITE | Siteone Landsscape Supply Inc | $5,000 | -37.5% | 32 | 0.0% | 0.00% | -33.3% | |
TER | Teradyne Inc | $5,000 | -28.6% | 44 | 0.0% | 0.00% | -33.3% | |
TTE | Totalenergies SEsponsored ads | $5,000 | 0.0% | 104 | 0.0% | 0.00% | 0.0% | |
USB | U.S. Bancorp | $6,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
VRTX | Vertex Pharmaceuticals, Inc. | $6,000 | +20.0% | 22 | 0.0% | 0.00% | 0.0% | |
WEC | WEC Energy Group, Inc. | $6,000 | 0.0% | 62 | 0.0% | 0.00% | 0.0% | |
ZBRA | Zebra Technologies Corpcl a | $6,000 | -33.3% | 15 | 0.0% | 0.00% | -33.3% | |
LIN | Linde plc | $5,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
PODD | Insulet Corp. | $4,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
LRCX | Lam Research Corp | $2,000 | -33.3% | 4 | 0.0% | 0.00% | 0.0% | |
KF | Buy | The Korea Fund Inc | $3,000 | 0.0% | 108 | +27.1% | 0.00% | 0.0% |
JD | JD.Com Incspon adr cl a | $4,000 | -20.0% | 75 | 0.0% | 0.00% | -50.0% | |
THO | Thor Inds Inc | $4,000 | -20.0% | 46 | 0.0% | 0.00% | -50.0% | |
JOF | Buy | Japan Smaller Capitalization Fund Inc | $3,000 | 0.0% | 353 | +10.0% | 0.00% | 0.0% |
ICE | Intercontinental Exchange Group, Inc. | $4,000 | 0.0% | 29 | 0.0% | 0.00% | 0.0% | |
IBKR | Interactive Brokers Group In | $4,000 | 0.0% | 55 | 0.0% | 0.00% | 0.0% | |
TRMB | Trimble, Inc. | $4,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
TCOM | Trip.com Group Ltd ADRads | $2,000 | 0.0% | 65 | 0.0% | 0.00% | 0.0% | |
SHG | Shinhan Financial Group Co Lspn adr restrd | $4,000 | 0.0% | 132 | 0.0% | 0.00% | 0.0% | |
RARE | Ultragenyx Pharmaceutical In | $2,000 | -33.3% | 30 | 0.0% | 0.00% | 0.0% | |
UMC | Sell | United Microelectronics Corpspon adr new | $2,000 | -33.3% | 248 | -16.5% | 0.00% | 0.0% |
IFN | Buy | The India Fund Inc | $2,000 | 0.0% | 93 | +12.0% | 0.00% | 0.0% |
IEX | IDEX Corp. | $4,000 | -20.0% | 22 | 0.0% | 0.00% | -50.0% | |
HUBS | HubSpot Inc. | $4,000 | -20.0% | 8 | 0.0% | 0.00% | -50.0% | |
JKHY | Henry Jack & Assoc Inc | $3,000 | 0.0% | 16 | 0.0% | 0.00% | 0.0% | |
GS | Goldman Sachs Group, Inc. (The) | $3,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
V | Sell | Visa Inc | $2,000 | -66.7% | 9 | -69.0% | 0.00% | -50.0% |
GDDY | GoDaddy, Inc.cl a | $4,000 | 0.0% | 44 | 0.0% | 0.00% | 0.0% | |
Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $2,000 | -50.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
FICO | Fair Isaac Corp | $2,000 | 0.0% | 5 | 0.0% | 0.00% | 0.0% | |
WSO | New | Watsco Inc. | $4,000 | – | 13 | +100.0% | 0.00% | – |
ASX | Sell | Ase Technology Hldg Co. Ltd.sponsored ads | $2,000 | -33.3% | 320 | -28.1% | 0.00% | 0.0% |
ES | Eversource Energy | $4,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
ELAN | Elanco Animal Health Inc. | $3,000 | 0.0% | 105 | 0.0% | 0.00% | 0.0% | |
Doma Holdings Inc.*w exp 07/28/202 | $2,000 | -60.0% | 5,000 | 0.0% | 0.00% | -50.0% | ||
WeWork Inc.*w exp 10/20/202 | $4,000 | -20.0% | 2,399 | 0.0% | 0.00% | -50.0% | ||
YUMC | Yum China Hldgs Inc | $3,000 | -25.0% | 73 | 0.0% | 0.00% | 0.0% | |
GLW | Corning Inc. | $4,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
ALLE | Allegion PLC | $3,000 | -25.0% | 31 | 0.0% | 0.00% | 0.0% | |
BAP | Credicorp Ltd | $3,000 | +50.0% | 18 | 0.0% | 0.00% | 0.0% | |
CHT | Chungwa Telecom Co Ltdspon adr | $4,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
CHE | Chemed Corp New | $3,000 | 0.0% | 6 | 0.0% | 0.00% | 0.0% | |
FN | Fabrinet | $4,000 | 0.0% | 34 | 0.0% | 0.00% | 0.0% | |
CEE | Central and Eastern European Fund Inc | $3,000 | -40.0% | 190 | 0.0% | 0.00% | -50.0% | |
BFAM | Bright Horizons Fam Sol In D | $3,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
BGNE | BeiGene, Ltd.sponsored adr | $3,000 | -25.0% | 15 | 0.0% | 0.00% | 0.0% | |
NVCR | Novocure Ltd | $2,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
RBACWS | Redball Acquisition Corp*w exp 07/17/202 | $4,000 | -33.3% | 5,099 | 0.0% | 0.00% | -50.0% | |
BIDU | Baidu Inc.spon adr rep a | $2,000 | 0.0% | 12 | 0.0% | 0.00% | 0.0% | |
AAPL | Apple Inc | $4,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
ANSS | Ansys Inc | $3,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
New | Alpha Tau Medical*w exp 03/07/202 | $2,000 | – | 2,500 | +100.0% | 0.00% | – | |
BUD | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $3,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
AMD | Advanced Micro Devices, Inc. | $4,000 | -20.0% | 37 | 0.0% | 0.00% | -50.0% | |
ATVI | Activision Blizzard, Inc. | $3,000 | +50.0% | 36 | 0.0% | 0.00% | 0.0% | |
MMYT | MakeMyTrip Limited Mauritius | $2,000 | 0.0% | 80 | 0.0% | 0.00% | 0.0% | |
JEQ | Aberdeen Japan Equity Fund Inc | $4,000 | -20.0% | 561 | 0.0% | 0.00% | -50.0% | |
Buy | SK Telecom Ltdsponsored adr | $4,000 | +100.0% | 145 | +88.3% | 0.00% | 0.0% | |
SAP | SAP SEspon adr | $4,000 | -20.0% | 36 | 0.0% | 0.00% | -50.0% | |
ROL | Rollins Inc | $3,000 | 0.0% | 74 | 0.0% | 0.00% | 0.0% | |
QSR | Restaurant Brands International Inc | $4,000 | 0.0% | 68 | 0.0% | 0.00% | 0.0% | |
PIPPWS | Pine Island Acquisition Corp*w exp 10/19/202 | $2,000 | -50.0% | 4,597 | 0.0% | 0.00% | 0.0% | |
SGEN | Seattle Genetics, In | $3,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
PSX | Phillips 66 | $3,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
NOW | ServiceNow, Inc. | $4,000 | -20.0% | 8 | 0.0% | 0.00% | -50.0% | |
SHW | Sherwin-Williams Co. (The) | $3,000 | -40.0% | 14 | 0.0% | 0.00% | -50.0% | |
SMAR | Smartsheet, Inc. Cl A | $3,000 | -25.0% | 47 | 0.0% | 0.00% | 0.0% | |
SQM | Buy | Sociedad Quimica Y Minera Despon adr ser b | $4,000 | +100.0% | 47 | +23.7% | 0.00% | 0.0% |
PBR | New | Petroleo Brasileiro S.A. PETROBRASsponsored adr | $2,000 | – | 127 | +100.0% | 0.00% | – |
PSTHWS | Pershing Square Tontine Hldg*w exp 07/24/202 | $3,000 | -25.0% | 3,000 | 0.0% | 0.00% | 0.0% | |
Oppfi Incw exp 07/20/202 | $3,000 | -25.0% | 6,315 | 0.0% | 0.00% | 0.0% | ||
NTES | Netease Incsponsored ads | $3,000 | -25.0% | 39 | 0.0% | 0.00% | 0.0% | |
CAF | Morgan Stanley China A Sh Fd | $3,000 | -25.0% | 197 | 0.0% | 0.00% | 0.0% | |
IIF | Morgan Stanley India Investment Fund Inc | $2,000 | 0.0% | 76 | 0.0% | 0.00% | 0.0% | |
SUZ | New | Suzano Papel e Celulose S.A.spon ads | $2,000 | – | 160 | +100.0% | 0.00% | – |
MU | Buy | Micron Technology Inc | $3,000 | 0.0% | 39 | +25.8% | 0.00% | 0.0% |
LU | Lufax Holdings LTD | $2,000 | 0.0% | 335 | 0.0% | 0.00% | 0.0% | |
Lottery Com Inc.*w exp 05/09/202 | $2,000 | -60.0% | 4,529 | 0.0% | 0.00% | -50.0% | ||
LII | Lennox Intl Inc | $3,000 | -25.0% | 12 | 0.0% | 0.00% | 0.0% | |
LSEAW | Landsea Homes Corpw exp 01/07/202 | $3,000 | +50.0% | 12,738 | 0.0% | 0.00% | 0.0% | |
TDY | Teledyne Technologies Inc. | $2,000 | 0.0% | 5 | 0.0% | 0.00% | 0.0% | |
EMF | Buy | Templeton Emerging Markets Fund | $4,000 | 0.0% | 269 | +13.0% | 0.00% | 0.0% |
Buy | Thoughtworks Holding Inc. | $1,000 | 0.0% | 60 | +57.9% | 0.00% | – | |
COP | New | ConocoPhillips | $1,000 | – | 14 | +100.0% | 0.00% | – |
GENIWS | Genius Sports Limitedw exp 04/30/202 | $1,000 | -66.7% | 1,319 | 0.0% | 0.00% | -100.0% | |
BEKE | Exit | KE Hldgs Inc.sponsored ads | $0 | – | -55 | -100.0% | 0.00% | – |
New | TDCX Inc.ads | $1,000 | – | 111 | +100.0% | 0.00% | – | |
PAGS | Pagseguro Digital Ltd | $1,000 | -50.0% | 58 | 0.0% | 0.00% | -100.0% | |
XP | XP Inc.cl a | $1,000 | 0.0% | 44 | 0.0% | 0.00% | – | |
WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
Exit | Special Opportunities Fund Inc.right 01/21/2022 | $0 | – | -40,691 | -100.0% | -0.00% | – | |
GDS | Exit | GDS Holdingssponsored ads | $0 | – | -34 | -100.0% | -0.00% | – |
LI | Exit | LI Auto Incsponsored ads | $0 | – | -50 | -100.0% | -0.00% | – |
YNDX | Exit | Yandex N V | $0 | – | -54 | -100.0% | -0.00% | – |
Exit | Matterport Incw exp 08/24/202 | $0 | – | -390 | -100.0% | -0.00% | – | |
LYB | Exit | LyondellBasell Industries N.V. Class A | $0 | – | -46 | -100.0% | -0.00% | – |
ACMR | Exit | ACM Reseach Inc. | $0 | – | -24 | -100.0% | -0.00% | – |
VZ | Exit | Verizon Communications Inc | $0 | – | -77 | -100.0% | -0.00% | – |
DCT | Exit | Duck Creek Technologies Inc | $0 | – | -59 | -100.0% | -0.00% | – |
UL | Exit | Unilever PLCspon adr new | $0 | – | -41 | -100.0% | -0.00% | – |
PACXW | Exit | Pioneer Merger Corpw exp 01/07/202 | $0 | – | -7,000 | -100.0% | -0.00% | – |
MSCI | Exit | MSCI Inc. | $0 | – | -10 | -100.0% | -0.00% | – |
OGN | Exit | Organon & Co | $0 | – | -265 | -100.0% | -0.00% | – |
ALC | Exit | Alcon, Inc. | $0 | – | -100 | -100.0% | -0.00% | – |
MOTVWS | Exit | Motive Capital Corpw exp 12/31/202 | $0 | – | -10,000 | -100.0% | -0.00% | – |
Exit | Li-Cycle Holdings Corp.w exp 8/10/202 | $0 | – | -6,044 | -100.0% | -0.01% | – | |
SBEAW | Exit | Silverbox Engaged Merger Co*w exp 06/02/202 | $0 | – | -12,000 | -100.0% | -0.01% | – |
NBO | Exit | Neuberger Brman NY Muni Fd | $0 | – | -1,422 | -100.0% | -0.01% | – |
NXJ | Exit | Nuveen New Jersey Quality Municipal Income Fund | $0 | – | -2,000 | -100.0% | -0.01% | – |
CEV | Exit | Eaton Vance Calif Mun Incomsh ben int | $0 | – | -2,192 | -100.0% | -0.01% | – |
FTCH | Exit | Farfetch Ltd | $0 | – | -893 | -100.0% | -0.01% | – |
PZC | Exit | PIMCO California Municipal Income Fund III | $0 | – | -3,061 | -100.0% | -0.01% | – |
SVVC | Exit | Firsthand Technology Value Fund, Inc. | $0 | – | -8,571 | -100.0% | -0.01% | – |
ENX | Exit | Eaton Vance New York Mun Bd | $0 | – | -3,297 | -100.0% | -0.02% | – |
JMM | Exit | Nuveen Multi-Market Income Fund Inc | $0 | – | -6,009 | -100.0% | -0.02% | – |
SBI | Exit | Western Assest Intm Muni Fd | $0 | – | -7,562 | -100.0% | -0.03% | – |
VFL | Exit | Delaware Invts Natl Mun Incosh ben int | $0 | – | -5,984 | -100.0% | -0.03% | – |
VTN | Exit | Invesco Tr Invt Grade New Yo | $0 | – | -7,286 | -100.0% | -0.04% | – |
VMM | Exit | Delaware Investments Minnesota Municipal Income Fund II Inc | $0 | – | -7,663 | -100.0% | -0.04% | – |
NMCO | Exit | Nuveen Municipal Credit Opp Fund | $0 | – | -8,002 | -100.0% | -0.04% | – |
NUO | Exit | Nuveen Ohio Qlty Mun Income | $0 | – | -8,889 | -100.0% | -0.05% | – |
CXE | Exit | MFS High Income Mun Trsh ben int | $0 | – | -37,230 | -100.0% | -0.07% | – |
NDMO | Exit | Nuveen Dynamic Mun Opportuni | $0 | – | -12,031 | -100.0% | -0.07% | – |
NUV | Exit | Nuveen Mun Value Fd Inc. | $0 | – | -31,269 | -100.0% | -0.12% | – |
NXP | Exit | Nuveen Select Tax-Free Incomsh ben int | $0 | – | -20,429 | -100.0% | -0.12% | – |
NBW | Exit | Neuberger Brman Clifrn Muni | $0 | – | -25,049 | -100.0% | -0.13% | – |
PCEF | Exit | Invesco Exch Traded Fd Tr II | $0 | – | -17,934 | -100.0% | -0.16% | – |
MHI | Exit | Pioneer Municipal High Income Trust | $0 | – | -35,612 | -100.0% | -0.16% | – |
XMPT | Exit | Vaneck Vectors ETF Tr | $0 | – | -18,104 | -100.0% | -0.20% | – |
Exit | Pioneer Mun High Income Oppo | $0 | – | -29,265 | -100.0% | -0.20% | – | |
RFM | Exit | Rivernorth Flexible Mun Income | $0 | – | -28,200 | -100.0% | -0.22% | – |
CXH | Exit | MFS Investment Grade Municipal Trustsh ben int | $0 | – | -59,765 | -100.0% | -0.22% | – |
BFZ | Exit | BlackRock Calif Mun Income | $0 | – | -42,870 | -100.0% | -0.23% | – |
PNI | Exit | Pimco New York Municipal Income Fund II | $0 | – | -56,290 | -100.0% | -0.23% | – |
CEFS | Exit | Exchange Listed FDS Trsaba int rate | $0 | – | -37,414 | -100.0% | -0.28% | – |
DTF | Exit | DTF Tax-Free Income Inc | $0 | – | -68,037 | -100.0% | -0.35% | – |
JMST | Exit | JP Morgan Exchange-Traded Fultra sht muncpl | $0 | – | -21,358 | -100.0% | -0.40% | – |
TYG | Exit | Tortoise Energy Infra Corp | $0 | – | -48,536 | -100.0% | -0.49% | – |
FUMB | Exit | First Trust Ultra Short Duration Municipalultra sht dur mu | $0 | – | -80,047 | -100.0% | -0.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-16
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
Central Securities Corp. | 42 | Q3 2023 | 5.0% |
Adams Express Company | 42 | Q3 2023 | 3.3% |
GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-14 |
SC 13G/A | 2024-01-17 |
SC 13G | 2024-01-17 |
SC 13G/A | 2023-12-05 |
SC 13G/A | 2023-12-05 |
SC 13G | 2023-11-17 |
13F-HR | 2023-11-13 |
13F-HR/A | 2023-08-16 |
13F-HR/A | 2023-08-16 |
SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.