Thomas J. Herzfeld Advisors, Inc. - Q1 2022 holdings

$267 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 326 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 18.6% .

 Value Shares↓ Weighting
HFRO BuyHighland Floating Rate Opportunities Fund$35,096,000
+17.2%
2,939,330
+7.9%
13.15%
+20.9%
NHF BuyNexpoint Diversified Rel Et$28,328,000
+38.3%
1,790,652
+18.7%
10.61%
+42.7%
NRGX BuyPIMCO Enrgy Tactical Cr Opp$9,050,000
+42.2%
610,260
+23.5%
3.39%
+46.8%
BRW BuySaba Capital Income & Opportunities Fund$8,463,000
+77.2%
1,872,387
+77.2%
3.17%
+82.9%
BIF BuyBoulder Growth & Income Fund Inc$7,935,000
+6.4%
535,039
+2.0%
2.97%
+9.8%
PCF BuyHigh Income Secs Fd Shs$6,694,000
-5.9%
845,147
+2.8%
2.51%
-2.9%
PDI BuyPIMCO Dynamic Income Fd$6,436,000
-1.3%
264,111
+4.9%
2.41%
+1.8%
SSSS BuySutter Rock Cap Corp$5,534,000
+46.2%
641,197
+119.3%
2.07%
+50.8%
BuyBlackRock ESG Cap Allc Tr$5,108,000
+18.6%
306,600
+32.8%
1.91%
+22.5%
BCAT BuyBlackRock Cap Allocation Tr$5,094,000
+14.4%
307,595
+34.4%
1.91%
+18.1%
NDP BuyTortoise Energy Independence$4,484,000
+34.5%
151,063
+0.4%
1.68%
+38.8%
SAR BuySaratoga Invt Corp$4,477,000
+51.0%
164,249
+62.8%
1.68%
+55.9%
CET SellCentral Securities Corp$4,459,000
-44.4%
107,730
-40.2%
1.67%
-42.7%
TBF SellProShares TRshrt 20+ yr tre$4,131,000
-33.2%
233,521
-39.6%
1.55%
-31.0%
AIF BuyApollo Tactical Income Fund Inc$3,950,000
-3.3%
275,070
+3.2%
1.48%
-0.2%
FINS BuyAngel Oak Final Strategies Incm Trm Trst$3,946,000
+0.5%
249,923
+8.6%
1.48%
+3.6%
VCIF BuyVertical Capital Income Fund$3,908,000
+6.1%
390,830
+8.2%
1.46%
+9.5%
MTZ SellMasTec Inc$3,805,000
-33.4%
43,686
-29.4%
1.43%
-31.2%
BuyNuveen Mutli Asset Income Fund$3,786,000
-12.9%
233,712
+0.2%
1.42%
-10.2%
BSTZ SellBlackRock Science and Technology Trust II$3,737,000
-42.1%
127,244
-23.2%
1.40%
-40.3%
PEO BuyAdams Natural Resources Fund Inc$3,645,000
+3042.2%
174,131
+2375.6%
1.37%
+3152.4%
ECC BuyEagle Pt Cr Co LLC$3,475,000
+10.6%
264,225
+17.8%
1.30%
+14.2%
GAM SellGeneral American Investors Co Inc$3,256,000
-23.2%
76,667
-20.1%
1.22%
-20.8%
ADX SellAdams Diversified Equity Fund Inc$3,052,000
-7.2%
165,536
-2.3%
1.14%
-4.3%
NBXG SellNeuberger Brman Next Genera$3,010,000
-21.9%
215,800
-3.1%
1.13%
-19.4%
JQC BuyNuveen Credit Strategies Income Fund$2,997,000
+49850.0%
484,927
+54447.5%
1.12%
+56050.0%
JRI BuyNuveen Real Asset Income and Growth Fund$2,882,000
-3.8%
188,583
+1.4%
1.08%
-0.7%
BIGZ BuyBlackRock Innovation and Grw$2,805,000
+807.8%
246,251
+1059.5%
1.05%
+838.4%
CEM BuyClearbridge MLP And Midstrm$2,787,000
+89.7%
82,665
+51.4%
1.04%
+95.9%
BuyThornburg Incm Builder Opp Tr$2,748,000
-7.3%
160,807
+1.3%
1.03%
-4.3%
WDI BuyWestern Asset Diversifised In$2,738,000
-4.7%
168,911
+7.7%
1.03%
-1.6%
CUBA SellThe Herzfeld Caribbean Basin Fund Inc$2,682,000
-6.4%
505,154
-2.4%
1.00%
-3.4%
FBP  First BanCorp/Puerto Rico$2,627,000
-4.8%
200,2110.0%0.98%
-1.8%
BPOP  Popular Inc$2,519,000
-0.4%
30,8140.0%0.94%
+2.8%
WIW SellWestern Asset/Claymore Inflation-Linked Opportunities & Income Fund$2,415,000
-17.6%
201,108
-6.8%
0.90%
-15.0%
PTA BuyCohen & Steers Tax Advan Pfd$2,383,000
-2.7%
108,471
+6.5%
0.89%
+0.3%
NEE  NextEra Energy Inc$2,301,000
-9.3%
27,1690.0%0.86%
-6.4%
AIO SellAllianzGI Artificial Intelligence Opp Fund$2,133,000
-20.3%
97,568
-9.6%
0.80%
-17.7%
NPCT BuyNuveen Core Plus Impact Fund$2,132,000
-11.8%
141,881
+7.5%
0.80%
-8.9%
JLS BuyNuveen Mortgage and Income Fund$2,082,000
-7.9%
114,018
+5.7%
0.78%
-5.0%
DMO BuyWestern Asset Mortgage Opp Fund Inc.$2,017,000
-6.6%
150,851
+6.3%
0.76%
-3.6%
NCLH BuyNorwegian Cruise Line Holdings Ltd$2,007,000
+94.7%
91,717
+84.5%
0.75%
+101.1%
NFE BuyNew Fortress Energy Inccl a$1,999,000
+137.1%
46,911
+34.4%
0.75%
+144.8%
EMO BuyClearbridge Energy Midstrm O$1,906,000
+61.8%
67,593
+25.3%
0.71%
+66.8%
OXLC SellOxford Lane Cap Corp$1,873,000
-45.6%
258,759
-42.1%
0.70%
-43.9%
NML BuyNeuberger Berman MLP Income Fund Inc$1,843,000
+27.4%
286,171
+3.6%
0.69%
+31.4%
CPA  Copa Holdings SAcl a$1,694,000
+1.2%
20,2500.0%0.64%
+4.4%
VVR NewInvesco Sr Income Tr$1,673,000392,683
+100.0%
0.63%
RCL  Royal Caribbean Cruises Ltd$1,645,000
+8.9%
19,6330.0%0.62%
+12.4%
CLM SellCornerstone Strategic Value Fund Inc$1,577,000
-64.3%
111,899
-63.8%
0.59%
-63.2%
MLM  Martin Marietta Materials Inc$1,540,000
-12.6%
4,0000.0%0.58%
-9.8%
ASLE  Aersale Corporation$1,516,000
-11.3%
96,4180.0%0.57%
-8.5%
PGTI  PGT Innovations Inc$1,387,000
-20.0%
77,1170.0%0.52%
-17.5%
ASR SellGrupo Aeroportuario del Sureste SAB de CVspon adr ser b$1,302,000
-4.3%
5,875
-11.0%
0.49%
-1.2%
ASGI BuyAberdeen Std Global Infrastructure$1,216,000
+16.7%
60,369
+19.0%
0.46%
+20.6%
CTR BuyClearbridge MLP and Midstrm$1,181,000
+749.6%
40,442
+588.4%
0.44%
+784.0%
CX  Cemex SAB de CVspon adr new$1,167,000
-22.0%
220,6450.0%0.44%
-19.5%
JSD NewNuveen Short Duration Cr Opp$1,166,00081,956
+100.0%
0.44%
FMX  Fomento Economico Mexicano SAB de CVspon adr units$1,086,000
+6.6%
13,1100.0%0.41%
+10.0%
IHI  iShares U.S. Medical Devices ETFu.s. med dvc etf$1,075,000
-7.4%
17,6380.0%0.40%
-4.5%
VAC  Marriott Vacations Worldwide Corp$1,064,000
-6.7%
6,7450.0%0.40%
-3.6%
OCCI SellOFS Credit Company Inc$1,034,000
-68.5%
83,154
-66.3%
0.39%
-67.6%
LEN  Lennar Corpcl a$1,015,000
-30.1%
12,5000.0%0.38%
-27.9%
BIL  SPDR Ser Trspdr bloomberg$998,0000.0%10,9190.0%0.37%
+3.3%
VMC  Vulcan Materials Co$919,000
-11.5%
5,0000.0%0.34%
-8.8%
SMM SellSalient Midstream & MLP Fdsh ben int$881,000
-24.1%
106,934
-37.9%
0.33%
-21.6%
CIB  Bancolombia SAspon adr pref$865,000
+34.9%
20,2800.0%0.32%
+39.1%
ISD SellPGIM Short Duration High Yield Fund, Inc.$823,000
-70.9%
57,378
-67.5%
0.31%
-70.0%
PVI NewInvesco Exch Traded Fd Tr IIvrdo tax free$807,00032,457
+100.0%
0.30%
CRF SellCornerstone Total Rtrn Fd In$778,000
-82.0%
55,965
-82.2%
0.29%
-81.5%
SPE SellSpecial Opportunities Fund Inc.$778,000
-76.9%
51,830
-76.3%
0.29%
-76.2%
ESRT  Empire State Realty Trust Inccl a$726,000
+10.3%
73,8940.0%0.27%
+13.8%
EVTC  EVERTEC Inc$694,000
-18.1%
16,9560.0%0.26%
-15.6%
LIVN  LivaNova PLC$682,000
-6.3%
8,3300.0%0.26%
-3.0%
SHY SellIshares Tr 13 Yr1 3 yr treas bd$624,000
-43.2%
7,481
-41.7%
0.23%
-41.4%
SEB  Seaboard Corp$576,000
+6.9%
1370.0%0.22%
+10.2%
CWCO NewConsolidated Water Co Ltdord$488,00044,092
+100.0%
0.18%
GHY SellPGIM Global Short Duration High Yield Fund, Inc.$485,000
-82.4%
36,276
-80.1%
0.18%
-81.8%
MINT  PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac$397,000
-1.5%
3,9680.0%0.15%
+2.1%
IBB  iShares Nasdaq Biotechnology ETFnasdaq biotech$371,000
-14.7%
2,8500.0%0.14%
-12.0%
CCL  Carnival Corpunit 99/99/9999$355,000
+0.6%
17,5590.0%0.13%
+3.9%
NewDestra Multi-Alternative Fd$344,00038,644
+100.0%
0.13%
WIA BuyWestern Asset/Claymore Inflation-Linked Securities & Income Fund$306,000
-11.0%
26,116
+0.5%
0.12%
-8.0%
LRFC  Logan Ridge Finance Corp$288,000
-1.7%
12,7510.0%0.11%
+1.9%
GLD  SPDR Gold Tr$253,000
+5.9%
1,3980.0%0.10%
+9.2%
PGP SellPIMCO Global StocksPLS Inc.$248,000
-91.2%
26,067
-90.0%
0.09%
-90.9%
AMX  America Movil SAB de CV$234,000
+0.4%
11,0480.0%0.09%
+3.5%
MRK  Merck & Co Inc$232,000
+6.9%
2,8300.0%0.09%
+10.1%
PFX  Phenixfin Corp$226,000
-2.6%
5,5370.0%0.08%
+1.2%
MXE  Mexico Equity & Income Fd$227,000
+2.3%
24,8880.0%0.08%
+4.9%
CCAP  Crescent Cap BDC Inc.$188,000
+1.6%
10,5370.0%0.07%
+4.5%
LLY  Eli Lilly & Co$184,000
+4.0%
6420.0%0.07%
+7.8%
JRS SellNuveen Real Estate Income Fund$169,000
-95.0%
14,296
-94.5%
0.06%
-94.8%
AMGN  Amgen Inc$169,000
+7.6%
7000.0%0.06%
+10.5%
STK NewColumbia Seligman Premium Technology Growth Fund$165,0005,153
+100.0%
0.06%
CEF  Sprott Physical Gold and Silver Trusttr unit$155,000
+9.2%
8,0000.0%0.06%
+11.5%
NEWT SellNewtek Business Svcs Corp$145,000
-27.9%
5,417
-25.6%
0.05%
-26.0%
TY BuyTri-Continental Corp$139,000
-6.7%
4,515
+0.2%
0.05%
-3.7%
GSIE  Goldman Sachs ETF TRactivebeta int$137,000
-7.4%
4,1970.0%0.05%
-5.6%
BMY  Bristol-Myers Squibb Co$124,000
+17.0%
1,7000.0%0.05%
+21.1%
UNH  UnitedHealth Group Inc$115,000
+1.8%
2250.0%0.04%
+4.9%
ABBV BuyAbbVie, Inc.$114,000
+20.0%
704
+0.7%
0.04%
+26.5%
ASA  ASA Gold and Precious Metals Ltd$113,000
+6.6%
5,0350.0%0.04%
+10.5%
NVS  Novartis AGsponsored adr$109,0000.0%1,2440.0%0.04%
+2.5%
SONY SellSony Corpsponsored adr$108,000
-22.9%
1,049
-5.2%
0.04%
-21.6%
NVO BuyNovo Nordisk A/S ADRadr$103,000
+22.6%
927
+23.8%
0.04%
+30.0%
SPY  SPDR S&P 500 ETF Trtr unit$99,000
-4.8%
2200.0%0.04%
-2.6%
QQQ  Invesco QQQ Trunit ser 1$98,000
-8.4%
2700.0%0.04%
-5.1%
USO  United States Oil Fund LPunits$93,000
+36.8%
1,2500.0%0.04%
+40.0%
CNI SellCanadian National Railway Company$83,000
-22.4%
622
-28.4%
0.03%
-20.5%
MA SellMasterCard, Inc.cl a$76,000
-15.6%
214
-14.7%
0.03%
-15.2%
MDY  SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp$74,000
-5.1%
1500.0%0.03%0.0%
ASML BuyASML Holding N V$66,000
+144.4%
99
+191.2%
0.02%
+150.0%
TSLA  Tesla Inc$66,000
+3.1%
610.0%0.02%
+8.7%
BuyGXO Logistics Incorporated$62,000
+29.2%
869
+63.7%
0.02%
+35.3%
QQQX BuyNuveen NASDAQ 100 Dynamic Overwrite Fund$58,000
-4.9%
2,027
+1.5%
0.02%0.0%
RVT BuyRoyce Value Trust Inc$55,000
-12.7%
3,264
+2.1%
0.02%
-8.7%
JCE BuyNuveen Core Equity Alpha Fund$57,000
-3.4%
3,245
+1.6%
0.02%0.0%
TAK  Takeda Pharmaceutical Co Ltdsponsored adr$57,000
+3.6%
4,0000.0%0.02%
+5.0%
SNY SellSanofisponsored adr$56,000
-17.6%
1,089
-20.3%
0.02%
-16.0%
MSFT BuyMicrosoft Corp$52,000
-3.7%
169
+4.3%
0.02%
-5.0%
ASG BuyLiberty All Star Growth Fund Inc$51,000
-8.9%
6,733
+8.7%
0.02%
-5.0%
GAB BuyGabelli Equity Trust Inc$48,000
-2.0%
6,986
+2.1%
0.02%0.0%
USA BuyLiberty All Star Equity Fundsh ben int$46,000
+2.2%
5,683
+5.5%
0.02%
+6.2%
BKR SellBaker Hughes Companycl a$46,000
-27.0%
1,258
-51.7%
0.02%
-26.1%
NewBRC Inc.*w exp 02/09/202$43,0009,700
+100.0%
0.02%
GDL BuyThe GDL Fund$43,000
-2.3%
4,983
+1.4%
0.02%0.0%
EQIX BuyEquinix Inc$39,000
+457.1%
52
+550.0%
0.02%
+400.0%
CRSP BuyCRISPR Therapeutics AGnamen akt$39,000
+30.0%
625
+56.2%
0.02%
+36.4%
RIO SellRio Tinto PLCsponsored adr$38,000
-20.8%
470
-34.1%
0.01%
-17.6%
TSM  Taiwan Semiconductor Manufacturing Company Limitedsponsored adr$38,000
-13.6%
3670.0%0.01%
-12.5%
GDV BuyThe Gabelli Dividend & Income Trust$34,000
-8.1%
1,395
+1.6%
0.01%0.0%
BCS SellBarclays PLCadr$36,000
-55.0%
4,560
-40.9%
0.01%
-55.2%
ABNB BuyAirbnb Inc.$31,000
+40.9%
178
+34.8%
0.01%
+50.0%
AVGO  Broadcom, Inc.$33,000
-5.7%
530.0%0.01%
-7.7%
MDT BuyMedtronic plc$33,000
+230.0%
297
+206.2%
0.01%
+200.0%
AMZN  Amazon Com Inc$29,000
-3.3%
90.0%0.01%0.0%
NewForge Global Holdings Inc.*w exp 03/29/202 added$30,00018,000
+100.0%
0.01%
JPM SellJPMorgan Chase & Co$27,000
-18.2%
200
-4.3%
0.01%
-16.7%
SE  Sea Limitedadr$23,000
-46.5%
1910.0%0.01%
-43.8%
GOOG  Alphabet, Inc. Cl Ccl c$25,000
-3.8%
90.0%0.01%0.0%
OXSQ SellOxford Square Capital Corp.$25,000
-70.2%
6,039
-70.5%
0.01%
-70.0%
RYAAY SellRyanair Holdings plc ADRsponsored ads$22,000
-45.0%
249
-36.6%
0.01%
-46.7%
SellWallbox NV*w exp 99/99/999$18,000
-56.1%
5,442
-34.8%
0.01%
-53.3%
HD SellThe Home Depot Inc$18,000
-30.8%
59
-6.3%
0.01%
-22.2%
INCY  Incyte Corp$19,000
+5.6%
2420.0%0.01%0.0%
 Docebo Inc.$20,000
-23.1%
3830.0%0.01%
-22.2%
NewTMC The Metals Company Inc$18,0007,000
+100.0%
0.01%
BDJ BuyBlackRock Enhanced Equity Dividend Trust$19,0000.0%1,936
+4.1%
0.01%0.0%
BLK  BlackRock, Inc.$18,000
-18.2%
240.0%0.01%
-12.5%
ZTR BuyVirtus Total Return Fund Inc.$17,000
+6.2%
1,748
+2.6%
0.01%0.0%
PEP  PepsiCo, Inc.$15,0000.0%890.0%0.01%
+20.0%
FB  Facebook, Inc.cl a$17,000
-34.6%
760.0%0.01%
-33.3%
IBN  ICICI Bank Ltdadr$14,0000.0%7130.0%0.01%0.0%
PG  Procter & Gamble Co. (The)$14,000
-6.7%
940.0%0.01%0.0%
ISRG  Intuitive Surgical, Inc.$14,000
-12.5%
450.0%0.01%
-16.7%
MDLZ  Mondelez International, Inc.cl a$14,000
-6.7%
2260.0%0.01%0.0%
TXN SellTexas Instruments, Inc$14,000
-26.3%
77
-23.0%
0.01%
-28.6%
VALE BuyVale SAadr$14,000
+40.0%
707
+2.5%
0.01%
+25.0%
TFC  Truist Financial Corp$13,0000.0%2210.0%0.01%0.0%
CVX  Chevron Corp.$13,000
+44.4%
770.0%0.01%
+66.7%
BuyRice Acquisition Corp*w exp 99/99/999$14,000
-6.7%
22,557
+120.1%
0.01%0.0%
AMT  American Tower Corporation$11,000
-15.4%
430.0%0.00%
-20.0%
PAYX SellPaychex, Inc$10,000
-9.1%
74
-7.5%
0.00%0.0%
TSI  TCW Strategic Income Fund Inc$10,000
-16.7%
2,0000.0%0.00%0.0%
QCOM  Qualcomm Inc$11,000
-15.4%
700.0%0.00%
-20.0%
PCTTW  Purecycle Technologies Incw exp 01/28/202$10,000
-16.7%
3,3310.0%0.00%0.0%
PLD  ProLogis, Inc.$10,000
-9.1%
640.0%0.00%0.0%
CCI  Crown Castle Intl Corp.$12,000
-7.7%
640.0%0.00%
-20.0%
CSCO  Cisco Systems, Inc.$12,000
-14.3%
2190.0%0.00%
-20.0%
MCD  McDonald's Corp$10,000
-9.1%
420.0%0.00%0.0%
ADP SellAutomatic Data Processing, Inc.$10,000
-23.1%
46
-9.8%
0.00%
-20.0%
MMC  Marsh & McLennan Companies, Inc.$12,0000.0%680.0%0.00%0.0%
SBUX BuyStarbucks Corp.$11,0000.0%119
+21.4%
0.00%0.0%
CB  Chubb Ltd$10,000
+11.1%
450.0%0.00%
+33.3%
SRE  Sempra Energy$11,000
+37.5%
640.0%0.00%
+33.3%
UPS BuyUnited Parcel Service Inccl b$12,000
+20.0%
58
+28.9%
0.00%0.0%
APD  Air products and Chemicals, Inc.$12,000
-20.0%
500.0%0.00%
-20.0%
GF BuyThe New Germany Fund Inc$11,000
+10.0%
933
+37.6%
0.00%0.0%
CHPT  Chargepoint Holdings Inc.$11,000
+10.0%
5290.0%0.00%0.0%
O BuyRealty Income Corp.$10,000
+25.0%
142
+27.9%
0.00%
+33.3%
PYPL  PayPal Holdings, Inc.$7,000
-41.7%
610.0%0.00%
-25.0%
ADBE  Adobe Systems, Inc.$7,000
-22.2%
150.0%0.00%0.0%
TWN  The Taiwan Fund Inc$9,000
-10.0%
2770.0%0.00%
-25.0%
ETN  Eaton Corp. plc (Ireland)$7,000
-12.5%
440.0%0.00%0.0%
BuyMatterport Inccl a$7,000
-22.2%
840
+86.7%
0.00%0.0%
CARR  Carrier Global Corporation$7,000
-12.5%
1420.0%0.00%0.0%
CME  CME Group Inc.$7,0000.0%300.0%0.00%0.0%
MXF BuyThe Mexico Fund, Inc.$8,000
+14.3%
476
+5.5%
0.00%0.0%
TMO  Thermo Fisher Scientific, Inc.$9,000
-18.2%
160.0%0.00%
-25.0%
MCO  Moody's Corp.$7,000
-22.2%
220.0%0.00%0.0%
STM  STMicroelectronics N Vny registry$8,000
-11.1%
1780.0%0.00%0.0%
NFLX  Netflix, Inc.$8,000
-38.5%
220.0%0.00%
-40.0%
BTI  British American Tobacco PLCsponsored adr$8,000
+14.3%
1880.0%0.00%0.0%
EFX  Equifax, Inc.$9,000
-18.2%
360.0%0.00%
-25.0%
IRL SellThe New Ireland Fund Inc$8,000
-42.9%
856
-32.9%
0.00%
-40.0%
BBY BuyBest Buy Inc.$7,000
+16.7%
73
+21.7%
0.00%
+50.0%
ABT  Abbott Laboratories$9,000
-10.0%
730.0%0.00%
-25.0%
NKE  Nike, Inc.cl b$8,000
-20.0%
590.0%0.00%
-25.0%
GOLD BuyBarrick Gold Corp$7,000
+133.3%
293
+80.9%
0.00%
+200.0%
EEA BuyThe European Equity Fund Inc$7,000
+16.7%
728
+18.0%
0.00%
+50.0%
AZN  AstraZeneca Group plc ADRsponsored adr$9,000
+12.5%
1350.0%0.00%0.0%
AGD BuyAberdeen Global Dynamic Dividend Fund$9,0000.0%826
+14.9%
0.00%0.0%
INFY  Infosys Ltdsponsored ads$8,0000.0%3320.0%0.00%0.0%
BABA  Alibaba Group Holding Limitedsponsored ads$7,000
-12.5%
640.0%0.00%0.0%
HON SellHoneywell Intl, Inc.$7,000
-36.4%
37
-31.5%
0.00%
-25.0%
HLT  Hilton, Inc$7,000
-12.5%
490.0%0.00%0.0%
HDB  HDFC Bank Ltdsponsored ads$7,000
-12.5%
1200.0%0.00%0.0%
PNC  The PNC Financial Services Group Inc$9,000
-10.0%
500.0%0.00%
-25.0%
LMT  Lockheed Martin Corp.$9,000
+28.6%
210.0%0.00%0.0%
ZTS  Zoetis Inc.cl a$7,000
-22.2%
370.0%0.00%0.0%
EXPO BuyExponent Inc$5,000
+66.7%
46
+70.4%
0.00%
+100.0%
AEF BuyAberdeen Emerging Markets Equity Inc.$6,0000.0%853
+11.1%
0.00%0.0%
AWP BuyAberdeen Global Premier Properties Fund$5,0000.0%840
+4.7%
0.00%0.0%
AOD BuyAberdeen Total Dynamic Dividend Fund$5,0000.0%547
+6.0%
0.00%0.0%
AMAT  Applied Materials, Inc.$6,000
-14.3%
460.0%0.00%
-33.3%
AZPN BuyAspen Technology Inc.$5,000
+25.0%
33
+37.5%
0.00%
+100.0%
BSY BuyBentley Sys Inc.$5,000
+66.7%
102
+54.5%
0.00%
+100.0%
WRB BuyBerkley W R Corp$6,000
+20.0%
90
+50.0%
0.00%0.0%
BGY BuyBlackRock Enhanced International Dividend Trust$5,0000.0%864
+14.3%
0.00%0.0%
CDW  CDW Corp$5,000
-16.7%
300.0%0.00%0.0%
CRL  Charles Riv Labs Intl Inc$6,000
-25.0%
200.0%0.00%
-33.3%
CMCSA  Comcast Corp. Cl A Common Stockcl a$5,000
-16.7%
1140.0%0.00%0.0%
COO  Cooper Cos Inc.$5,0000.0%120.0%0.00%0.0%
CPRT  Copart Inc.$5,0000.0%360.0%0.00%0.0%
COST  Costco Wholesale Corp.$5,0000.0%90.0%0.00%0.0%
GGZ BuyGabelli Global Small & Mid C$5,0000.0%357
+5.9%
0.00%0.0%
IDXX  IDEXX Labs Inc.$5,000
-16.7%
90.0%0.00%0.0%
ITW  Illinois Tool Works, Inc.$6,000
-14.3%
300.0%0.00%
-33.3%
KDP NewKeurig Dr. Pepper Inc.$5,000119
+100.0%
0.00%
LPLA  LPL Finl Hldgs Inc$5,0000.0%290.0%0.00%0.0%
NDSN  Nordson Corp$5,000
-16.7%
220.0%0.00%0.0%
POOL  Pool Corp$6,000
-25.0%
140.0%0.00%
-33.3%
SVXY  ProShares Short VIX Short-Term Futures ETFsht vix st trm$6,000
-14.3%
1100.0%0.00%
-33.3%
REGN  Regeneron Pharmaceuticals, Inc.$6,000
+20.0%
80.0%0.00%0.0%
SLB  Schlumberger Ltd$6,000
+50.0%
1380.0%0.00%
+100.0%
SMG  Scotts Miracle-Gro Cocl a$5,000
-28.6%
420.0%0.00%
-33.3%
SHOP  Shopify, Inc.cl a$6,000
-50.0%
90.0%0.00%
-50.0%
SITE  Siteone Landsscape Supply Inc$5,000
-37.5%
320.0%0.00%
-33.3%
TER  Teradyne Inc$5,000
-28.6%
440.0%0.00%
-33.3%
TTE  Totalenergies SEsponsored ads$5,0000.0%1040.0%0.00%0.0%
USB  U.S. Bancorp$6,0000.0%1120.0%0.00%0.0%
VRTX  Vertex Pharmaceuticals, Inc.$6,000
+20.0%
220.0%0.00%0.0%
WEC  WEC Energy Group, Inc.$6,0000.0%620.0%0.00%0.0%
ZBRA  Zebra Technologies Corpcl a$6,000
-33.3%
150.0%0.00%
-33.3%
LIN  Linde plc$5,0000.0%150.0%0.00%0.0%
PODD  Insulet Corp.$4,0000.0%150.0%0.00%0.0%
LRCX  Lam Research Corp$2,000
-33.3%
40.0%0.00%0.0%
KF BuyThe Korea Fund Inc$3,0000.0%108
+27.1%
0.00%0.0%
JD  JD.Com Incspon adr cl a$4,000
-20.0%
750.0%0.00%
-50.0%
THO  Thor Inds Inc$4,000
-20.0%
460.0%0.00%
-50.0%
JOF BuyJapan Smaller Capitalization Fund Inc$3,0000.0%353
+10.0%
0.00%0.0%
ICE  Intercontinental Exchange Group, Inc.$4,0000.0%290.0%0.00%0.0%
IBKR  Interactive Brokers Group In$4,0000.0%550.0%0.00%0.0%
TRMB  Trimble, Inc.$4,0000.0%500.0%0.00%0.0%
TCOM  Trip.com Group Ltd ADRads$2,0000.0%650.0%0.00%0.0%
SHG  Shinhan Financial Group Co Lspn adr restrd$4,0000.0%1320.0%0.00%0.0%
RARE  Ultragenyx Pharmaceutical In$2,000
-33.3%
300.0%0.00%0.0%
UMC SellUnited Microelectronics Corpspon adr new$2,000
-33.3%
248
-16.5%
0.00%0.0%
IFN BuyThe India Fund Inc$2,0000.0%93
+12.0%
0.00%0.0%
IEX  IDEX Corp.$4,000
-20.0%
220.0%0.00%
-50.0%
HUBS  HubSpot Inc.$4,000
-20.0%
80.0%0.00%
-50.0%
JKHY  Henry Jack & Assoc Inc$3,0000.0%160.0%0.00%0.0%
GS  Goldman Sachs Group, Inc. (The)$3,0000.0%80.0%0.00%0.0%
V SellVisa Inc$2,000
-66.7%
9
-69.0%
0.00%
-50.0%
GDDY  GoDaddy, Inc.cl a$4,0000.0%440.0%0.00%0.0%
 Ginkgo Bioworks Holdings Inc.*w exp 08/01/202$2,000
-50.0%
2,0000.0%0.00%0.0%
FICO  Fair Isaac Corp$2,0000.0%50.0%0.00%0.0%
WSO NewWatsco Inc.$4,00013
+100.0%
0.00%
ASX SellAse Technology Hldg Co. Ltd.sponsored ads$2,000
-33.3%
320
-28.1%
0.00%0.0%
ES  Eversource Energy$4,0000.0%400.0%0.00%0.0%
ELAN  Elanco Animal Health Inc.$3,0000.0%1050.0%0.00%0.0%
 Doma Holdings Inc.*w exp 07/28/202$2,000
-60.0%
5,0000.0%0.00%
-50.0%
 WeWork Inc.*w exp 10/20/202$4,000
-20.0%
2,3990.0%0.00%
-50.0%
YUMC  Yum China Hldgs Inc$3,000
-25.0%
730.0%0.00%0.0%
GLW  Corning Inc.$4,0000.0%1120.0%0.00%0.0%
ALLE  Allegion PLC$3,000
-25.0%
310.0%0.00%0.0%
BAP  Credicorp Ltd$3,000
+50.0%
180.0%0.00%0.0%
CHT  Chungwa Telecom Co Ltdspon adr$4,0000.0%1000.0%0.00%0.0%
CHE  Chemed Corp New$3,0000.0%60.0%0.00%0.0%
FN  Fabrinet$4,0000.0%340.0%0.00%0.0%
CEE  Central and Eastern European Fund Inc$3,000
-40.0%
1900.0%0.00%
-50.0%
BFAM  Bright Horizons Fam Sol In D$3,0000.0%250.0%0.00%0.0%
BGNE  BeiGene, Ltd.sponsored adr$3,000
-25.0%
150.0%0.00%0.0%
NVCR  Novocure Ltd$2,0000.0%220.0%0.00%0.0%
RBACWS  Redball Acquisition Corp*w exp 07/17/202$4,000
-33.3%
5,0990.0%0.00%
-50.0%
BIDU  Baidu Inc.spon adr rep a$2,0000.0%120.0%0.00%0.0%
AAPL  Apple Inc$4,0000.0%220.0%0.00%0.0%
ANSS  Ansys Inc$3,0000.0%80.0%0.00%0.0%
NewAlpha Tau Medical*w exp 03/07/202$2,0002,500
+100.0%
0.00%
BUD  Anheuser-Busch Inbev SA/NV ADRsponsored adr$3,0000.0%450.0%0.00%0.0%
AMD  Advanced Micro Devices, Inc.$4,000
-20.0%
370.0%0.00%
-50.0%
ATVI  Activision Blizzard, Inc.$3,000
+50.0%
360.0%0.00%0.0%
MMYT  MakeMyTrip Limited Mauritius$2,0000.0%800.0%0.00%0.0%
JEQ  Aberdeen Japan Equity Fund Inc$4,000
-20.0%
5610.0%0.00%
-50.0%
BuySK Telecom Ltdsponsored adr$4,000
+100.0%
145
+88.3%
0.00%0.0%
SAP  SAP SEspon adr$4,000
-20.0%
360.0%0.00%
-50.0%
ROL  Rollins Inc$3,0000.0%740.0%0.00%0.0%
QSR  Restaurant Brands International Inc$4,0000.0%680.0%0.00%0.0%
PIPPWS  Pine Island Acquisition Corp*w exp 10/19/202$2,000
-50.0%
4,5970.0%0.00%0.0%
SGEN  Seattle Genetics, In$3,0000.0%220.0%0.00%0.0%
PSX  Phillips 66$3,0000.0%380.0%0.00%0.0%
NOW  ServiceNow, Inc.$4,000
-20.0%
80.0%0.00%
-50.0%
SHW  Sherwin-Williams Co. (The)$3,000
-40.0%
140.0%0.00%
-50.0%
SMAR  Smartsheet, Inc. Cl A$3,000
-25.0%
470.0%0.00%0.0%
SQM BuySociedad Quimica Y Minera Despon adr ser b$4,000
+100.0%
47
+23.7%
0.00%0.0%
PBR NewPetroleo Brasileiro S.A. PETROBRASsponsored adr$2,000127
+100.0%
0.00%
PSTHWS  Pershing Square Tontine Hldg*w exp 07/24/202$3,000
-25.0%
3,0000.0%0.00%0.0%
 Oppfi Incw exp 07/20/202$3,000
-25.0%
6,3150.0%0.00%0.0%
NTES  Netease Incsponsored ads$3,000
-25.0%
390.0%0.00%0.0%
CAF  Morgan Stanley China A Sh Fd$3,000
-25.0%
1970.0%0.00%0.0%
IIF  Morgan Stanley India Investment Fund Inc$2,0000.0%760.0%0.00%0.0%
SUZ NewSuzano Papel e Celulose S.A.spon ads$2,000160
+100.0%
0.00%
MU BuyMicron Technology Inc$3,0000.0%39
+25.8%
0.00%0.0%
LU  Lufax Holdings LTD$2,0000.0%3350.0%0.00%0.0%
 Lottery Com Inc.*w exp 05/09/202$2,000
-60.0%
4,5290.0%0.00%
-50.0%
LII  Lennox Intl Inc$3,000
-25.0%
120.0%0.00%0.0%
LSEAW  Landsea Homes Corpw exp 01/07/202$3,000
+50.0%
12,7380.0%0.00%0.0%
TDY  Teledyne Technologies Inc.$2,0000.0%50.0%0.00%0.0%
EMF BuyTempleton Emerging Markets Fund$4,0000.0%269
+13.0%
0.00%0.0%
BuyThoughtworks Holding Inc.$1,0000.0%60
+57.9%
0.00%
COP NewConocoPhillips$1,00014
+100.0%
0.00%
GENIWS  Genius Sports Limitedw exp 04/30/202$1,000
-66.7%
1,3190.0%0.00%
-100.0%
BEKE ExitKE Hldgs Inc.sponsored ads$0-55
-100.0%
0.00%
NewTDCX Inc.ads$1,000111
+100.0%
0.00%
PAGS  Pagseguro Digital Ltd$1,000
-50.0%
580.0%0.00%
-100.0%
XP  XP Inc.cl a$1,0000.0%440.0%0.00%
WEN ExitThe Wendy's Co$0-42
-100.0%
0.00%
ExitSpecial Opportunities Fund Inc.right 01/21/2022$0-40,691
-100.0%
-0.00%
GDS ExitGDS Holdingssponsored ads$0-34
-100.0%
-0.00%
LI ExitLI Auto Incsponsored ads$0-50
-100.0%
-0.00%
YNDX ExitYandex N V$0-54
-100.0%
-0.00%
ExitMatterport Incw exp 08/24/202$0-390
-100.0%
-0.00%
LYB ExitLyondellBasell Industries N.V. Class A$0-46
-100.0%
-0.00%
ACMR ExitACM Reseach Inc.$0-24
-100.0%
-0.00%
VZ ExitVerizon Communications Inc$0-77
-100.0%
-0.00%
DCT ExitDuck Creek Technologies Inc$0-59
-100.0%
-0.00%
UL ExitUnilever PLCspon adr new$0-41
-100.0%
-0.00%
PACXW ExitPioneer Merger Corpw exp 01/07/202$0-7,000
-100.0%
-0.00%
MSCI ExitMSCI Inc.$0-10
-100.0%
-0.00%
OGN ExitOrganon & Co$0-265
-100.0%
-0.00%
ALC ExitAlcon, Inc.$0-100
-100.0%
-0.00%
MOTVWS ExitMotive Capital Corpw exp 12/31/202$0-10,000
-100.0%
-0.00%
ExitLi-Cycle Holdings Corp.w exp 8/10/202$0-6,044
-100.0%
-0.01%
SBEAW ExitSilverbox Engaged Merger Co*w exp 06/02/202$0-12,000
-100.0%
-0.01%
NBO ExitNeuberger Brman NY Muni Fd$0-1,422
-100.0%
-0.01%
NXJ ExitNuveen New Jersey Quality Municipal Income Fund$0-2,000
-100.0%
-0.01%
CEV ExitEaton Vance Calif Mun Incomsh ben int$0-2,192
-100.0%
-0.01%
FTCH ExitFarfetch Ltd$0-893
-100.0%
-0.01%
PZC ExitPIMCO California Municipal Income Fund III$0-3,061
-100.0%
-0.01%
SVVC ExitFirsthand Technology Value Fund, Inc.$0-8,571
-100.0%
-0.01%
ENX ExitEaton Vance New York Mun Bd$0-3,297
-100.0%
-0.02%
JMM ExitNuveen Multi-Market Income Fund Inc$0-6,009
-100.0%
-0.02%
SBI ExitWestern Assest Intm Muni Fd$0-7,562
-100.0%
-0.03%
VFL ExitDelaware Invts Natl Mun Incosh ben int$0-5,984
-100.0%
-0.03%
VTN ExitInvesco Tr Invt Grade New Yo$0-7,286
-100.0%
-0.04%
VMM ExitDelaware Investments Minnesota Municipal Income Fund II Inc$0-7,663
-100.0%
-0.04%
NMCO ExitNuveen Municipal Credit Opp Fund$0-8,002
-100.0%
-0.04%
NUO ExitNuveen Ohio Qlty Mun Income$0-8,889
-100.0%
-0.05%
CXE ExitMFS High Income Mun Trsh ben int$0-37,230
-100.0%
-0.07%
NDMO ExitNuveen Dynamic Mun Opportuni$0-12,031
-100.0%
-0.07%
NUV ExitNuveen Mun Value Fd Inc.$0-31,269
-100.0%
-0.12%
NXP ExitNuveen Select Tax-Free Incomsh ben int$0-20,429
-100.0%
-0.12%
NBW ExitNeuberger Brman Clifrn Muni$0-25,049
-100.0%
-0.13%
PCEF ExitInvesco Exch Traded Fd Tr II$0-17,934
-100.0%
-0.16%
MHI ExitPioneer Municipal High Income Trust$0-35,612
-100.0%
-0.16%
XMPT ExitVaneck Vectors ETF Tr$0-18,104
-100.0%
-0.20%
ExitPioneer Mun High Income Oppo$0-29,265
-100.0%
-0.20%
RFM ExitRivernorth Flexible Mun Income$0-28,200
-100.0%
-0.22%
CXH ExitMFS Investment Grade Municipal Trustsh ben int$0-59,765
-100.0%
-0.22%
BFZ ExitBlackRock Calif Mun Income$0-42,870
-100.0%
-0.23%
PNI ExitPimco New York Municipal Income Fund II$0-56,290
-100.0%
-0.23%
CEFS ExitExchange Listed FDS Trsaba int rate$0-37,414
-100.0%
-0.28%
DTF ExitDTF Tax-Free Income Inc$0-68,037
-100.0%
-0.35%
JMST ExitJP Morgan Exchange-Traded Fultra sht muncpl$0-21,358
-100.0%
-0.40%
TYG ExitTortoise Energy Infra Corp$0-48,536
-100.0%
-0.49%
FUMB ExitFirst Trust Ultra Short Duration Municipalultra sht dur mu$0-80,047
-100.0%
-0.59%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2022-05-16
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SRH Total Return Fund Inc.42Q3 20237.3%
Central Securities Corp.42Q3 20235.0%
Adams Express Company42Q3 20233.3%
GENERAL AMERN INVS INC42Q3 20232.8%
The Herzfeld Caribbean Basin Fund, Inc.42Q3 20233.5%
Liberty All-Star Equity Fund42Q3 20232.9%
TRI CONTL CORP42Q3 20232.6%
WESTERN ASSET CLYM INFL OPP42Q3 20232.1%
Royce Value Trust Inc.42Q3 20231.4%
The New Germany Fund Inc42Q3 20231.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)
Thomas J. Herzfeld Advisors, Inc. Q1 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
PROSHARES TRUSTSold outOctober 03, 202200.0%
OFS Credit Company, Inc.June 08, 2020149,6494.8%
Oxford Lane Capital Corp.August 10, 2017319,8725.0%
Oxford Lane Capital Corp.July 10, 2015742,17517.8%
HERZFELD CARIBBEAN BASIN FUND INCFebruary 24, 2014229,7886.2%
Oxford Lane Capital Corp.Sold outNovember 21, 201300.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-14
SC 13G/A2024-01-17
SC 13G2024-01-17
SC 13G/A2023-12-05
SC 13G/A2023-12-05
SC 13G2023-11-17
13F-HR2023-11-13
13F-HR/A2023-08-16
13F-HR/A2023-08-16
SC 13G2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (266909000.0 != 266910000.0)

Export Thomas J. Herzfeld Advisors, Inc.'s holdings