$275 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 361 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 27.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $29,949,000 | +9.7% | 2,725,128 | +7.5% | 10.87% | -9.8% |
| NHF | Buy | Nexpoint Diversified Rel Et | $20,482,000 | +16.5% | 1,508,212 | +19.3% | 7.44% | -4.2% |
| CET | Buy | Central Securities Corp | $8,027,000 | +12.5% | 180,055 | +6.6% | 2.91% | -7.5% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $7,455,000 | +10.4% | 524,636 | +1.9% | 2.71% | -9.2% |
| PCF | Buy | High Income Secs Fd Shs | $7,110,000 | +7384.2% | 822,020 | +7456.7% | 2.58% | +6047.6% |
| PDI | New | PIMCO Dynamic Income Fd | $6,521,000 | – | 251,677 | +100.0% | 2.37% | – |
| BSTZ | Sell | BlackRock Science and Technology Trust II | $6,455,000 | -1.0% | 165,757 | -1.9% | 2.34% | -18.6% |
| NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $6,363,000 | +19.6% | 494,040 | +13.4% | 2.31% | -1.7% |
| TBF | Buy | ProShares TRshrt 20+ yr tre | $6,180,000 | +7.3% | 386,522 | +12.0% | 2.24% | -11.8% |
| MTZ | Sell | MasTec Inc | $5,710,000 | -1.0% | 61,874 | -7.5% | 2.07% | -18.6% |
| BRW | Buy | Saba Capital Income & Opportunities Fund | $4,775,000 | +112.5% | 1,056,444 | +113.9% | 1.73% | +74.8% |
| BCAT | New | BlackRock Cap Allocation Tr | $4,452,000 | – | 228,877 | +100.0% | 1.62% | – |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $4,418,000 | -26.0% | 309,198 | -33.7% | 1.60% | -39.2% |
| New | Nuveen Mutli Asset Income Fund | $4,348,000 | – | 233,153 | +100.0% | 1.58% | – | |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $4,321,000 | -29.4% | 314,225 | -36.3% | 1.57% | -41.9% |
| New | BlackRock ESG Cap Allc Tr | $4,306,000 | – | 230,868 | +100.0% | 1.56% | – | |
| GAM | Buy | General American Investors Co Inc | $4,241,000 | +7.3% | 95,942 | +4.5% | 1.54% | -11.7% |
| AIF | Buy | Apollo Tactical Income Fund Inc | $4,084,000 | -1.7% | 266,554 | +1.5% | 1.48% | -19.1% |
| FINS | Buy | Angel Oak Final Strategies Incm Trm Trst | $3,928,000 | +15007.7% | 230,222 | +14695.8% | 1.43% | +12863.6% |
| NBXG | New | Neuberger Brman Next Genera | $3,853,000 | – | 222,725 | +100.0% | 1.40% | – |
| SSSS | Buy | Sutter Rock Cap Corp | $3,786,000 | +945.9% | 292,346 | +941.3% | 1.38% | +759.4% |
| VCIF | Buy | Vertical Capital Income Fund | $3,683,000 | +11.5% | 361,052 | +14.6% | 1.34% | -8.4% |
| OXLC | Buy | Oxford Lane Cap Corp | $3,445,000 | +25.4% | 446,759 | +17.2% | 1.25% | +3.1% |
| SPE | Buy | Special Opportunities Fund Inc. | $3,373,000 | +3.8% | 218,316 | +3.3% | 1.22% | -14.6% |
| JRS | Buy | Nuveen Real Estate Income Fund | $3,352,000 | +507.2% | 261,493 | +403.3% | 1.22% | +398.8% |
| NDP | Buy | Tortoise Energy Independence | $3,333,000 | +7.2% | 150,528 | +4.7% | 1.21% | -11.9% |
| ADX | Buy | Adams Diversified Equity Fund Inc | $3,289,000 | +8.1% | 169,437 | +10.3% | 1.19% | -11.2% |
| OCCI | Sell | OFS Credit Company Inc | $3,287,000 | -35.9% | 246,549 | -34.6% | 1.19% | -47.3% |
| ECC | Buy | Eagle Pt Cr Co LLC | $3,141,000 | +10.6% | 224,391 | +7.6% | 1.14% | -9.1% |
| JRI | Buy | Nuveen Real Asset Income and Growth Fund | $2,997,000 | +15.2% | 185,920 | +9.0% | 1.09% | -5.3% |
| New | Thornburg Incm Builder Opp Tr | $2,963,000 | – | 158,805 | +100.0% | 1.08% | – | |
| SAR | New | Saratoga Invt Corp | $2,964,000 | – | 100,890 | +100.0% | 1.08% | – |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $2,932,000 | +11.3% | 215,870 | +8.9% | 1.06% | -8.5% |
| WDI | New | Western Asset Diversifised In | $2,872,000 | – | 156,835 | +100.0% | 1.04% | – |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $2,864,000 | +1.4% | 517,601 | +4.6% | 1.04% | -16.6% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $2,832,000 | -2.6% | 176,451 | -1.5% | 1.03% | -20.0% |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $2,811,000 | +49.8% | 259,544 | +49.7% | 1.02% | +23.3% |
| FBP | Sell | First BanCorp/Puerto Rico | $2,759,000 | -10.8% | 200,211 | -14.9% | 1.00% | -26.6% |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $2,757,000 | -6.3% | 182,681 | -4.4% | 1.00% | -23.0% |
| AIO | Sell | AllianzGI Artificial Intelligence Opp Fund | $2,675,000 | -7.3% | 107,889 | -0.3% | 0.97% | -23.8% |
| NEE | NextEra Energy Inc | $2,536,000 | +18.9% | 27,169 | 0.0% | 0.92% | -2.2% | |
| BPOP | Sell | Popular Inc | $2,528,000 | -5.4% | 30,814 | -10.5% | 0.92% | -22.2% |
| PTA | New | Cohen & Steers Tax Advan Pfd | $2,450,000 | – | 101,885 | +100.0% | 0.89% | – |
| NPCT | New | Nuveen Core Plus Impact Fund | $2,416,000 | – | 132,025 | +100.0% | 0.88% | – |
| JLS | Buy | Nuveen Mortgage and Income Fund | $2,261,000 | +14.9% | 107,917 | +13.8% | 0.82% | -5.5% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $2,159,000 | +3.1% | 141,972 | +4.8% | 0.78% | -15.2% |
| MLM | Sell | Martin Marietta Materials Inc | $1,762,000 | +14.6% | 4,000 | -11.1% | 0.64% | -5.7% |
| PGTI | PGT Innovations Inc | $1,734,000 | +17.7% | 77,117 | 0.0% | 0.63% | -3.1% | |
| ASLE | Buy | Aersale Corporation | $1,710,000 | +31.6% | 96,418 | +26.2% | 0.62% | +8.2% |
| CPA | Copa Holdings SAcl a | $1,674,000 | +1.6% | 20,250 | 0.0% | 0.61% | -16.5% | |
| FUMB | Buy | First Trust Ultra Short Duration Municipalultra sht dur mu | $1,614,000 | +1.6% | 80,047 | +1.7% | 0.59% | -16.4% |
| RCL | Royal Caribbean Cruises Ltd | $1,510,000 | -13.5% | 19,633 | 0.0% | 0.55% | -28.9% | |
| CX | Cemex SAB de CVspon adr new | $1,496,000 | -5.4% | 220,645 | 0.0% | 0.54% | -22.3% | |
| CEM | Sell | Clearbridge MLP And Midstrm | $1,469,000 | -15.7% | 54,596 | -14.9% | 0.53% | -30.8% |
| LEN | Lennar Corpcl a | $1,452,000 | +24.0% | 12,500 | 0.0% | 0.53% | +1.9% | |
| NML | Sell | Neuberger Berman MLP Income Fund Inc | $1,447,000 | +5.8% | 276,120 | -0.5% | 0.52% | -13.1% |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,361,000 | +10.3% | 6,600 | 0.0% | 0.49% | -9.4% | |
| TYG | Sell | Tortoise Energy Infra Corp | $1,355,000 | +0.5% | 48,536 | -2.4% | 0.49% | -17.3% |
| EMO | Sell | Clearbridge Energy Midstrm O | $1,178,000 | -7.5% | 53,943 | -7.5% | 0.43% | -24.0% |
| IHI | Buy | iShares U.S. Medical Devices ETFu.s. med dvc etf | $1,161,000 | +7.8% | 17,638 | +2.9% | 0.42% | -11.3% |
| SMM | Buy | Salient Midstream & MLP Fdsh ben int | $1,160,000 | +6.2% | 172,121 | +0.1% | 0.42% | -12.7% |
| VAC | Marriott Vacations Worldwide Corp | $1,140,000 | +7.4% | 6,745 | 0.0% | 0.41% | -11.7% | |
| SHY | Sell | Ishares Tr 13 Yr1 3 yr treas bd | $1,098,000 | -85.9% | 12,835 | -85.8% | 0.40% | -88.4% |
| JMST | Buy | JP Morgan Exchange-Traded Fultra sht muncpl | $1,091,000 | +0.4% | 21,358 | +0.4% | 0.40% | -17.5% |
| ASGI | New | Aberdeen Std Global Infrastructure | $1,042,000 | – | 50,742 | +100.0% | 0.38% | – |
| VMC | Vulcan Materials Co | $1,038,000 | +22.7% | 5,000 | 0.0% | 0.38% | +0.8% | |
| NCLH | Norwegian Cruise Line Holdings Ltd | $1,031,000 | -22.4% | 49,717 | 0.0% | 0.37% | -36.2% | |
| FMX | Sell | Fomento Economico Mexicano SAB de CVspon adr units | $1,019,000 | -19.6% | 13,110 | -10.4% | 0.37% | -33.9% |
| BIL | SPDR Ser Trspdr bloomberg | $998,000 | -0.1% | 10,919 | 0.0% | 0.36% | -17.9% | |
| DTF | Buy | DTF Tax-Free Income Inc | $972,000 | +425.4% | 68,037 | +432.6% | 0.35% | +330.5% |
| EVTC | EVERTEC Inc | $847,000 | +9.3% | 16,956 | 0.0% | 0.31% | -9.9% | |
| NFE | Buy | New Fortress Energy Inccl a | $843,000 | -7.8% | 34,911 | +6.0% | 0.31% | -24.3% |
| CEFS | New | Exchange Listed FDS Trsaba int rate | $774,000 | – | 37,414 | +100.0% | 0.28% | – |
| LIVN | LivaNova PLC | $728,000 | +10.3% | 8,330 | 0.0% | 0.26% | -9.3% | |
| ESRT | Empire State Realty Trust Inccl a | $658,000 | -11.2% | 73,894 | 0.0% | 0.24% | -26.9% | |
| CIB | Sell | Bancolombia SAspon adr pref | $641,000 | -20.5% | 20,280 | -12.9% | 0.23% | -34.6% |
| PNI | Buy | Pimco New York Municipal Income Fund II | $639,000 | +800.0% | 56,290 | +820.8% | 0.23% | +648.4% |
| BFZ | Buy | BlackRock Calif Mun Income | $624,000 | +2.5% | 42,870 | +3.7% | 0.23% | -15.6% |
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $616,000 | +27.8% | 59,765 | +24.1% | 0.22% | +5.2% |
| RFM | New | Rivernorth Flexible Mun Income | $618,000 | – | 28,200 | +100.0% | 0.22% | – |
| SEB | Seaboard Corp | $539,000 | -4.1% | 137 | 0.0% | 0.20% | -21.0% | |
| XMPT | New | Vaneck Vectors ETF Tr | $536,000 | – | 18,104 | +100.0% | 0.20% | – |
| New | Pioneer Mun High Income Oppo | $538,000 | – | 29,265 | +100.0% | 0.20% | – | |
| PCEF | New | Invesco Exch Traded Fd Tr II | $434,000 | – | 17,934 | +100.0% | 0.16% | – |
| MHI | Buy | Pioneer Municipal High Income Trust | $436,000 | +200.7% | 35,612 | +198.9% | 0.16% | +146.9% |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $435,000 | -5.6% | 2,850 | 0.0% | 0.16% | -22.5% | |
| MINT | Sell | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $403,000 | -4.0% | 3,968 | -3.8% | 0.15% | -21.1% |
| CCL | Carnival Corpunit 99/99/9999 | $353,000 | -19.6% | 17,559 | 0.0% | 0.13% | -34.0% | |
| NBW | New | Neuberger Brman Clifrn Muni | $351,000 | – | 25,049 | +100.0% | 0.13% | – |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $344,000 | -2.5% | 25,990 | +1.4% | 0.12% | -19.9% |
| NXP | New | Nuveen Select Tax-Free Incomsh ben int | $326,000 | – | 20,429 | +100.0% | 0.12% | – |
| NUV | New | Nuveen Mun Value Fd Inc. | $325,000 | – | 31,269 | +100.0% | 0.12% | – |
| BIGZ | New | BlackRock Innovation and Grw | $309,000 | – | 21,237 | +100.0% | 0.11% | – |
| LRFC | Buy | Logan Ridge Finance Corp | $293,000 | +90.3% | 12,751 | +112.5% | 0.11% | +55.9% |
| GLD | SPDR Gold Tr | $239,000 | +3.9% | 1,398 | 0.0% | 0.09% | -14.7% | |
| AMX | America Movil SAB de CV | $233,000 | +19.5% | 11,048 | 0.0% | 0.08% | -1.2% | |
| PFX | Buy | Phenixfin Corp | $232,000 | +64.5% | 5,537 | +68.7% | 0.08% | +35.5% |
| MXE | New | Mexico Equity & Income Fd | $222,000 | – | 24,888 | +100.0% | 0.08% | – |
| MRK | Merck & Co Inc | $217,000 | +1.9% | 2,830 | 0.0% | 0.08% | -16.0% | |
| NDMO | New | Nuveen Dynamic Mun Opportuni | $200,000 | – | 12,031 | +100.0% | 0.07% | – |
| NEWT | Buy | Newtek Business Svcs Corp | $201,000 | +81.1% | 7,284 | +82.1% | 0.07% | +49.0% |
| CXE | New | MFS High Income Mun Trsh ben int | $190,000 | – | 37,230 | +100.0% | 0.07% | – |
| CCAP | New | Crescent Cap BDC Inc. | $185,000 | – | 10,537 | +100.0% | 0.07% | – |
| LLY | Eli Lilly & Co | $177,000 | +19.6% | 642 | 0.0% | 0.06% | -1.5% | |
| AMGN | Sell | Amgen Inc | $157,000 | +3.3% | 700 | -2.4% | 0.06% | -14.9% |
| TY | Buy | Tri-Continental Corp | $149,000 | +9.6% | 4,504 | +10.6% | 0.05% | -10.0% |
| GSIE | Buy | Goldman Sachs ETF TRactivebeta int | $148,000 | +35.8% | 4,197 | +31.5% | 0.05% | +12.5% |
| NUO | Sell | Nuveen Ohio Qlty Mun Income | $142,000 | -53.9% | 8,889 | -54.3% | 0.05% | -61.8% |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $142,000 | +3.6% | 8,000 | 0.0% | 0.05% | -13.3% | |
| SONY | Buy | Sony Corpsponsored adr | $140,000 | +33.3% | 1,106 | +16.3% | 0.05% | +10.9% |
| CTR | Clearbridge MLP and Midstrm | $139,000 | -1.4% | 5,875 | 0.0% | 0.05% | -19.4% | |
| NMCO | New | Nuveen Municipal Credit Opp Fund | $125,000 | – | 8,002 | +100.0% | 0.04% | – |
| PEO | Buy | Adams Natural Resources Fund Inc | $116,000 | +6.4% | 7,034 | +1.4% | 0.04% | -12.5% |
| UNH | UnitedHealth Group Inc | $113,000 | +28.4% | 225 | 0.0% | 0.04% | +5.1% | |
| NVS | Novartis AGsponsored adr | $109,000 | +6.9% | 1,244 | 0.0% | 0.04% | -11.1% | |
| CNI | Buy | Canadian National Railway Company | $107,000 | +39.0% | 869 | +29.7% | 0.04% | +14.7% |
| QQQ | Invesco QQQ Trunit ser 1 | $107,000 | +10.3% | 270 | 0.0% | 0.04% | -9.3% | |
| VMM | Delaware Investments Minnesota Municipal Income Fund II Inc | $108,000 | -0.9% | 7,663 | 0.0% | 0.04% | -18.8% | |
| BMY | Bristol-Myers Squibb Co | $106,000 | +5.0% | 1,700 | 0.0% | 0.04% | -15.6% | |
| SPY | SPDR S&P 500 ETF Trtr unit | $104,000 | +10.6% | 220 | 0.0% | 0.04% | -9.5% | |
| ASA | Buy | ASA Gold and Precious Metals Ltd | $106,000 | +11.6% | 5,035 | +0.0% | 0.04% | -9.5% |
| VTN | Invesco Tr Invt Grade New Yo | $98,000 | 0.0% | 7,286 | 0.0% | 0.04% | -16.3% | |
| ABBV | AbbVie, Inc. | $95,000 | +26.7% | 699 | 0.0% | 0.03% | +3.0% | |
| MA | MasterCard, Inc.cl a | $90,000 | +3.4% | 251 | 0.0% | 0.03% | -13.2% | |
| NVO | Buy | Novo Nordisk A/S ADRadr | $84,000 | +95.3% | 749 | +68.3% | 0.03% | +57.9% |
| VFL | Delaware Invts Natl Mun Incosh ben int | $84,000 | 0.0% | 5,984 | 0.0% | 0.03% | -18.9% | |
| OXSQ | New | Oxford Square Capital Corp. | $84,000 | – | 20,494 | +100.0% | 0.03% | – |
| BCS | Buy | Barclays PLCadr | $80,000 | +66.7% | 7,710 | +66.3% | 0.03% | +38.1% |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $78,000 | +8.3% | 150 | 0.0% | 0.03% | -12.5% | |
| SBI | Sell | Western Assest Intm Muni Fd | $73,000 | -83.1% | 7,562 | -82.9% | 0.03% | -85.9% |
| USO | United States Oil Fund LPunits | $68,000 | +3.0% | 1,250 | 0.0% | 0.02% | -13.8% | |
| SNY | Buy | Sanofisponsored adr | $68,000 | +36.0% | 1,367 | +31.6% | 0.02% | +13.6% |
| TSLA | Tesla Inc | $64,000 | +36.2% | 61 | 0.0% | 0.02% | +9.5% | |
| RVT | Buy | Royce Value Trust Inc | $63,000 | +14.5% | 3,197 | +4.3% | 0.02% | -4.2% |
| BKR | Buy | Baker Hughes Companycl a | $63,000 | +31.2% | 2,604 | +34.2% | 0.02% | +9.5% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $61,000 | +8.9% | 1,997 | +1.6% | 0.02% | -12.0% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $59,000 | +18.0% | 3,193 | +5.4% | 0.02% | -4.5% |
| MSFT | Buy | Microsoft Corp | $54,000 | +25.6% | 162 | +6.6% | 0.02% | +5.3% |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $55,000 | -16.7% | 4,000 | 0.0% | 0.02% | -31.0% | |
| ASG | Liberty All Star Growth Fund Inc | $56,000 | +5.7% | 6,196 | 0.0% | 0.02% | -13.0% | |
| GAB | Buy | Gabelli Equity Trust Inc | $49,000 | +11.4% | 6,842 | +2.5% | 0.02% | -5.3% |
| RIO | New | Rio Tinto PLCsponsored adr | $48,000 | – | 713 | +100.0% | 0.02% | – |
| New | GXO Logistics Incorporated | $48,000 | – | 531 | +100.0% | 0.02% | – | |
| JMM | Sell | Nuveen Multi-Market Income Fund Inc | $46,000 | -11.5% | 6,009 | -13.2% | 0.02% | -26.1% |
| GDL | Buy | The GDL Fund | $44,000 | 0.0% | 4,915 | +1.4% | 0.02% | -15.8% |
| USA | Liberty All Star Equity Fundsh ben int | $45,000 | -2.2% | 5,389 | 0.0% | 0.02% | -20.0% | |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $44,000 | +22.2% | 367 | +12.6% | 0.02% | 0.0% |
| SE | Buy | Sea Limitedadr | $43,000 | -28.3% | 191 | +2.1% | 0.02% | -38.5% |
| New | Wallbox NV*w exp 99/99/999 | $41,000 | – | 8,352 | +100.0% | 0.02% | – | |
| RYAAY | Sell | Ryanair Holdings plc ADRsponsored ads | $40,000 | -28.6% | 393 | -23.4% | 0.02% | -40.0% |
| ENX | Sell | Eaton Vance New York Mun Bd | $40,000 | -54.0% | 3,297 | -53.5% | 0.02% | -60.5% |
| AVGO | Broadcom, Inc. | $35,000 | +34.6% | 53 | 0.0% | 0.01% | +18.2% | |
| GDV | Buy | The Gabelli Dividend & Income Trust | $37,000 | +5.7% | 1,373 | +1.3% | 0.01% | -13.3% |
| JPM | JPMorgan Chase & Co | $33,000 | -2.9% | 209 | 0.0% | 0.01% | -20.0% | |
| SVVC | Firsthand Technology Value Fund, Inc. | $34,000 | -17.1% | 8,571 | 0.0% | 0.01% | -33.3% | |
| PZC | New | PIMCO California Municipal Income Fund III | $34,000 | – | 3,061 | +100.0% | 0.01% | – |
| CRSP | CRISPR Therapeutics AGnamen akt | $30,000 | -33.3% | 400 | 0.0% | 0.01% | -45.0% | |
| CEV | Sell | Eaton Vance Calif Mun Incomsh ben int | $30,000 | -75.0% | 2,192 | -75.0% | 0.01% | -79.2% |
| FTCH | Buy | Farfetch Ltd | $30,000 | +42.9% | 893 | +63.3% | 0.01% | +22.2% |
| AMZN | Amazon Com Inc | $30,000 | 0.0% | 9 | 0.0% | 0.01% | -15.4% | |
| NXJ | Sell | Nuveen New Jersey Quality Municipal Income Fund | $31,000 | -63.5% | 2,000 | -63.5% | 0.01% | -71.1% |
| ASML | New | ASML Holding N V | $27,000 | – | 34 | +100.0% | 0.01% | – |
| FB | Facebook, Inc.cl a | $26,000 | 0.0% | 76 | 0.0% | 0.01% | -18.2% | |
| GOOG | Alphabet, Inc. Cl Ccl c | $26,000 | +8.3% | 9 | 0.0% | 0.01% | -18.2% | |
| Buy | Docebo Inc. | $26,000 | +52.9% | 383 | +68.0% | 0.01% | +12.5% | |
| HD | The Home Depot Inc | $26,000 | +23.8% | 63 | 0.0% | 0.01% | 0.0% | |
| ABNB | Buy | Airbnb Inc. | $22,000 | +37.5% | 132 | +34.7% | 0.01% | +14.3% |
| BLK | BlackRock, Inc. | $22,000 | +10.0% | 24 | 0.0% | 0.01% | -11.1% | |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $19,000 | +5.6% | 1,859 | +1.5% | 0.01% | -12.5% |
| TXN | Texas Instruments, Inc | $19,000 | 0.0% | 100 | 0.0% | 0.01% | -12.5% | |
| INCY | Incyte Corp | $18,000 | +5.9% | 242 | 0.0% | 0.01% | -12.5% | |
| NBO | New | Neuberger Brman NY Muni Fd | $18,000 | – | 1,422 | +100.0% | 0.01% | – |
| ISRG | Buy | Intuitive Surgical, Inc. | $16,000 | +220.0% | 45 | +200.0% | 0.01% | +200.0% |
| ZTR | Buy | Virtus Total Return Fund Inc. | $16,000 | +6.7% | 1,704 | +2.6% | 0.01% | -14.3% |
| SBEAW | New | Silverbox Engaged Merger Co*w exp 06/02/202 | $17,000 | – | 12,000 | +100.0% | 0.01% | – |
| PEP | PepsiCo, Inc. | $15,000 | +15.4% | 89 | 0.0% | 0.01% | -16.7% | |
| Li-Cycle Holdings Corp.w exp 8/10/202 | $15,000 | 0.0% | 6,044 | 0.0% | 0.01% | -28.6% | ||
| QCOM | Qualcomm Inc | $13,000 | +44.4% | 70 | 0.0% | 0.01% | +25.0% | |
| PG | Buy | Procter & Gamble Co. (The) | $15,000 | +36.4% | 94 | +19.0% | 0.01% | 0.0% |
| ADP | Automatic Data Processing, Inc. | $13,000 | +30.0% | 51 | 0.0% | 0.01% | +25.0% | |
| NFLX | Netflix, Inc. | $13,000 | 0.0% | 22 | 0.0% | 0.01% | -16.7% | |
| TFC | Truist Financial Corp | $13,000 | 0.0% | 221 | 0.0% | 0.01% | -16.7% | |
| IBN | Buy | ICICI Bank Ltdadr | $14,000 | +40.0% | 713 | +37.4% | 0.01% | +25.0% |
| MDLZ | Buy | Mondelez International, Inc.cl a | $15,000 | +25.0% | 226 | +10.2% | 0.01% | 0.0% |
| IRL | Buy | The New Ireland Fund Inc | $14,000 | +75.0% | 1,276 | +90.2% | 0.01% | +25.0% |
| APD | Buy | Air products and Chemicals, Inc. | $15,000 | +25.0% | 50 | +6.4% | 0.01% | 0.0% |
| CCI | Crown Castle Intl Corp. | $13,000 | +18.2% | 64 | 0.0% | 0.01% | 0.0% | |
| AMT | American Tower Corporation | $13,000 | +18.2% | 43 | 0.0% | 0.01% | 0.0% | |
| CSCO | Cisco Systems, Inc. | $14,000 | +16.7% | 219 | 0.0% | 0.01% | 0.0% | |
| New | Rice Acquisition Corp*w exp 99/99/999 | $15,000 | – | 10,248 | +100.0% | 0.01% | – | |
| PAYX | Paychex, Inc | $11,000 | +22.2% | 80 | 0.0% | 0.00% | 0.0% | |
| PCTTW | Purecycle Technologies Incw exp 01/28/202 | $12,000 | -29.4% | 3,331 | 0.0% | 0.00% | -50.0% | |
| MOTVWS | Motive Capital Corpw exp 12/31/202 | $10,000 | -23.1% | 10,000 | 0.0% | 0.00% | -33.3% | |
| SHOP | Shopify, Inc.cl a | $12,000 | 0.0% | 9 | 0.0% | 0.00% | -20.0% | |
| CHPT | Chargepoint Holdings Inc. | $10,000 | -9.1% | 529 | 0.0% | 0.00% | -20.0% | |
| MDT | Buy | Medtronic plc | $10,000 | 0.0% | 97 | +16.9% | 0.00% | 0.0% |
| MMC | Marsh & McLennan Companies, Inc. | $12,000 | +20.0% | 68 | 0.0% | 0.00% | 0.0% | |
| GF | The New Germany Fund Inc | $10,000 | -23.1% | 678 | 0.0% | 0.00% | -33.3% | |
| NKE | Nike, Inc.cl b | $10,000 | +11.1% | 59 | 0.0% | 0.00% | 0.0% | |
| VALE | Buy | Vale SAadr | $10,000 | +11.1% | 690 | +7.5% | 0.00% | 0.0% |
| MCD | McDonald's Corp | $11,000 | +10.0% | 42 | 0.0% | 0.00% | 0.0% | |
| HON | Sell | Honeywell Intl, Inc. | $11,000 | -15.4% | 54 | -10.0% | 0.00% | -33.3% |
| UPS | Buy | United Parcel Service Inccl b | $10,000 | +66.7% | 45 | +32.4% | 0.00% | +33.3% |
| TMO | Thermo Fisher Scientific, Inc. | $11,000 | +22.2% | 16 | 0.0% | 0.00% | 0.0% | |
| TWN | The Taiwan Fund Inc | $10,000 | 0.0% | 277 | 0.0% | 0.00% | 0.0% | |
| TSI | TCW Strategic Income Fund Inc | $12,000 | +9.1% | 2,000 | 0.0% | 0.00% | -20.0% | |
| PNC | The PNC Financial Services Group Inc | $10,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| PYPL | Sell | PayPal Holdings, Inc. | $12,000 | -82.1% | 61 | -76.4% | 0.00% | -86.7% |
| SBUX | Starbucks Corp. | $11,000 | 0.0% | 98 | 0.0% | 0.00% | -20.0% | |
| EFX | Buy | Equifax, Inc. | $11,000 | +37.5% | 36 | +12.5% | 0.00% | 0.0% |
| ABT | Abbott Laboratories | $10,000 | +11.1% | 73 | 0.0% | 0.00% | 0.0% | |
| PLD | ProLogis, Inc. | $11,000 | +37.5% | 64 | 0.0% | 0.00% | 0.0% | |
| AMAT | Applied Materials, Inc. | $7,000 | +16.7% | 46 | 0.0% | 0.00% | 0.0% | |
| HDB | Buy | HDFC Bank Ltdsponsored ads | $8,000 | +100.0% | 120 | +103.4% | 0.00% | +50.0% |
| SMG | Buy | Scotts Miracle-Gro Cocl a | $7,000 | +40.0% | 42 | +23.5% | 0.00% | +50.0% |
| ZTS | Zoetis Inc.cl a | $9,000 | +28.6% | 37 | 0.0% | 0.00% | 0.0% | |
| AZN | AstraZeneca Group plc ADRsponsored adr | $8,000 | 0.0% | 135 | 0.0% | 0.00% | -25.0% | |
| ETN | Eaton Corp. plc (Ireland) | $8,000 | +14.3% | 44 | 0.0% | 0.00% | 0.0% | |
| OGN | Organon & Co | $8,000 | -11.1% | 265 | 0.0% | 0.00% | -25.0% | |
| ALC | Alcon, Inc. | $9,000 | +12.5% | 100 | 0.0% | 0.00% | -25.0% | |
| BTI | British American Tobacco PLCsponsored adr | $7,000 | 0.0% | 188 | 0.0% | 0.00% | 0.0% | |
| CARR | Buy | Carrier Global Corporation | $8,000 | +100.0% | 142 | +69.0% | 0.00% | +50.0% |
| TER | Buy | Teradyne Inc | $7,000 | +75.0% | 44 | +15.8% | 0.00% | +50.0% |
| SITE | Buy | Siteone Landsscape Supply Inc | $8,000 | +60.0% | 32 | +28.0% | 0.00% | +50.0% |
| SRE | Sempra Energy | $8,000 | 0.0% | 64 | 0.0% | 0.00% | -25.0% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $7,000 | +16.7% | 110 | 0.0% | 0.00% | 0.0% | |
| CRL | Buy | Charles Riv Labs Intl Inc | $8,000 | +14.3% | 20 | +17.6% | 0.00% | 0.0% |
| POOL | Buy | Pool Corp | $8,000 | +60.0% | 14 | +27.3% | 0.00% | +50.0% |
| CME | CME Group Inc. | $7,000 | +16.7% | 30 | 0.0% | 0.00% | 0.0% | |
| STM | STMicroelectronics N Vny registry | $9,000 | +12.5% | 178 | 0.0% | 0.00% | -25.0% | |
| MXF | The Mexico Fund, Inc. | $7,000 | 0.0% | 451 | 0.0% | 0.00% | 0.0% | |
| MCO | Moody's Corp. | $9,000 | +12.5% | 22 | 0.0% | 0.00% | -25.0% | |
| LMT | Sell | Lockheed Martin Corp. | $7,000 | -22.2% | 21 | -16.0% | 0.00% | -25.0% |
| BABA | Buy | Alibaba Group Holding Limitedsponsored ads | $8,000 | +33.3% | 64 | +52.4% | 0.00% | 0.0% |
| INFY | Buy | Infosys Ltdsponsored ads | $8,000 | +60.0% | 332 | +46.3% | 0.00% | +50.0% |
| EQIX | Equinix Inc | $7,000 | +16.7% | 8 | 0.0% | 0.00% | 0.0% | |
| ADBE | Adobe Systems, Inc. | $9,000 | 0.0% | 15 | 0.0% | 0.00% | -25.0% | |
| ITW | Illinois Tool Works, Inc. | $7,000 | +16.7% | 30 | 0.0% | 0.00% | 0.0% | |
| New | Matterport Inccl a | $9,000 | – | 450 | +100.0% | 0.00% | – | |
| AGD | Aberdeen Global Dynamic Dividend Fund | $9,000 | +12.5% | 719 | 0.0% | 0.00% | -25.0% | |
| O | Buy | Realty Income Corp. | $8,000 | +33.3% | 111 | +18.1% | 0.00% | 0.0% |
| ZBRA | Buy | Zebra Technologies Corpcl a | $9,000 | +50.0% | 15 | +25.0% | 0.00% | 0.0% |
| CB | Chubb Ltd | $9,000 | +12.5% | 45 | 0.0% | 0.00% | -25.0% | |
| CVX | Chevron Corp. | $9,000 | +12.5% | 77 | 0.0% | 0.00% | -25.0% | |
| HLT | Hilton, Inc | $8,000 | +33.3% | 49 | 0.0% | 0.00% | 0.0% | |
| MSCI | Buy | MSCI Inc. | $6,000 | +20.0% | 10 | +11.1% | 0.00% | 0.0% |
| New | Lottery Com Inc.*w exp 05/09/202 | $5,000 | – | 4,529 | +100.0% | 0.00% | – | |
| LPLA | Buy | LPL Finl Hldgs Inc | $5,000 | +25.0% | 29 | +26.1% | 0.00% | 0.0% |
| JD | Buy | JD.Com Incspon adr cl a | $5,000 | +25.0% | 75 | +53.1% | 0.00% | 0.0% |
| NDSN | Buy | Nordson Corp | $6,000 | +50.0% | 22 | +22.2% | 0.00% | 0.0% |
| IDXX | IDEXX Labs Inc. | $6,000 | 0.0% | 9 | 0.0% | 0.00% | -33.3% | |
| IEX | IDEX Corp. | $5,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $6,000 | -50.0% | 889 | -51.1% | 0.00% | -60.0% |
| HUBS | HubSpot Inc. | $5,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
| GGZ | Gabelli Global Small & Mid C | $5,000 | 0.0% | 337 | 0.0% | 0.00% | 0.0% | |
| EEA | The European Equity Fund Inc | $6,000 | -14.3% | 617 | 0.0% | 0.00% | -33.3% | |
| New | Doma Holdings Inc.*w exp 07/28/202 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| COST | Costco Wholesale Corp. | $5,000 | +25.0% | 9 | 0.0% | 0.00% | 0.0% | |
| CPRT | Buy | Copart Inc. | $5,000 | +25.0% | 36 | +24.1% | 0.00% | 0.0% |
| REGN | Regeneron Pharmaceuticals, Inc. | $5,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
| COO | Buy | Cooper Cos Inc. | $5,000 | 0.0% | 12 | +9.1% | 0.00% | 0.0% |
| CMCSA | Comcast Corp. Cl A Common Stockcl a | $6,000 | 0.0% | 114 | 0.0% | 0.00% | -33.3% | |
| CEE | Central and Eastern European Fund Inc | $5,000 | 0.0% | 190 | 0.0% | 0.00% | 0.0% | |
| SAP | SAP SEspon adr | $5,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| CDW | Buy | CDW Corp | $6,000 | +50.0% | 30 | +25.0% | 0.00% | 0.0% |
| NOW | ServiceNow, Inc. | $5,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
| SHW | Sherwin-Williams Co. (The) | $5,000 | +25.0% | 14 | 0.0% | 0.00% | 0.0% | |
| BGY | BlackRock Enhanced International Dividend Trust | $5,000 | 0.0% | 756 | 0.0% | 0.00% | 0.0% | |
| BBY | Best Buy Inc. | $6,000 | 0.0% | 60 | 0.0% | 0.00% | -33.3% | |
| WRB | Buy | Berkley W R Corp | $5,000 | +25.0% | 60 | +22.4% | 0.00% | 0.0% |
| THO | Buy | Thor Inds Inc | $5,000 | +25.0% | 46 | +27.8% | 0.00% | 0.0% |
| TTE | Totalenergies SEsponsored ads | $5,000 | 0.0% | 104 | 0.0% | 0.00% | 0.0% | |
| USB | U.S. Bancorp | $6,000 | -14.3% | 112 | 0.0% | 0.00% | -33.3% | |
| VRTX | Vertex Pharmaceuticals, Inc. | $5,000 | +25.0% | 22 | 0.0% | 0.00% | 0.0% | |
| V | Visa Inc | $6,000 | 0.0% | 29 | 0.0% | 0.00% | -33.3% | |
| WEC | WEC Energy Group, Inc. | $6,000 | +20.0% | 62 | 0.0% | 0.00% | 0.0% | |
| AMD | Advanced Micro Devices, Inc. | $5,000 | +25.0% | 37 | 0.0% | 0.00% | 0.0% | |
| New | WeWork Inc.*w exp 10/20/202 | $5,000 | – | 2,399 | +100.0% | 0.00% | – | |
| LIN | Linde plc | $5,000 | +25.0% | 15 | 0.0% | 0.00% | 0.0% | |
| AOD | Aberdeen Total Dynamic Dividend Fund | $5,000 | 0.0% | 516 | 0.0% | 0.00% | 0.0% | |
| JEQ | Aberdeen Japan Equity Fund Inc | $5,000 | 0.0% | 561 | 0.0% | 0.00% | 0.0% | |
| RBACWS | New | Redball Acquisition Corp*w exp 07/17/202 | $6,000 | – | 5,099 | +100.0% | 0.00% | – |
| PACXW | Pioneer Merger Corpw exp 01/07/202 | $5,000 | -37.5% | 7,000 | 0.0% | 0.00% | -50.0% | |
| AWP | Aberdeen Global Premier Properties Fund | $5,000 | 0.0% | 802 | 0.0% | 0.00% | 0.0% | |
| AEF | Aberdeen Emerging Markets Equity Inc. | $6,000 | 0.0% | 768 | 0.0% | 0.00% | -33.3% | |
| PSTHWS | New | Pershing Square Tontine Hldg*w exp 07/24/202 | $4,000 | – | 3,000 | +100.0% | 0.00% | – |
| ANSS | Buy | Ansys Inc | $3,000 | +50.0% | 8 | +33.3% | 0.00% | 0.0% |
| PODD | Insulet Corp. | $4,000 | 0.0% | 15 | 0.0% | 0.00% | -50.0% | |
| BUD | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $3,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| IBKR | Buy | Interactive Brokers Group In | $4,000 | +33.3% | 55 | +17.0% | 0.00% | 0.0% |
| ICE | Intercontinental Exchange Group, Inc. | $4,000 | +33.3% | 29 | 0.0% | 0.00% | 0.0% | |
| JOF | Japan Smaller Capitalization Fund Inc | $3,000 | 0.0% | 321 | 0.0% | 0.00% | 0.0% | |
| KF | The Korea Fund Inc | $3,000 | 0.0% | 85 | 0.0% | 0.00% | 0.0% | |
| YUMC | Buy | Yum China Hldgs Inc | $4,000 | +33.3% | 73 | +58.7% | 0.00% | 0.0% |
| LI | New | LI Auto Incsponsored ads | $2,000 | – | 50 | +100.0% | 0.00% | – |
| NTES | Buy | Netease Incsponsored ads | $4,000 | +100.0% | 39 | +56.0% | 0.00% | 0.0% |
| ALLE | Buy | Allegion PLC | $4,000 | +33.3% | 31 | +24.0% | 0.00% | 0.0% |
| BAP | New | Credicorp Ltd | $2,000 | – | 18 | +100.0% | 0.00% | – |
| CAF | Morgan Stanley China A Sh Fd | $4,000 | 0.0% | 197 | 0.0% | 0.00% | -50.0% | |
| ATVI | Activision Blizzard, Inc. | $2,000 | -33.3% | 36 | 0.0% | 0.00% | 0.0% | |
| FN | Sell | Fabrinet | $4,000 | 0.0% | 34 | -2.9% | 0.00% | -50.0% |
| GENIWS | Sell | Genius Sports Limitedw exp 04/30/202 | $3,000 | -76.9% | 1,319 | -29.4% | 0.00% | -83.3% |
| IIF | Morgan Stanley India Investment Fund Inc | $2,000 | 0.0% | 76 | 0.0% | 0.00% | 0.0% | |
| MU | New | Micron Technology Inc | $3,000 | – | 31 | +100.0% | 0.00% | – |
| NVCR | New | Novocure Ltd | $2,000 | – | 22 | +100.0% | 0.00% | – |
| PAGS | Buy | Pagseguro Digital Ltd | $2,000 | 0.0% | 58 | +61.1% | 0.00% | 0.0% |
| LRCX | New | Lam Research Corp | $3,000 | – | 4 | +100.0% | 0.00% | – |
| LSEAW | Landsea Homes Corpw exp 01/07/202 | $2,000 | -33.3% | 12,738 | 0.0% | 0.00% | 0.0% | |
| LII | Buy | Lennox Intl Inc | $4,000 | +33.3% | 12 | +20.0% | 0.00% | 0.0% |
| Sell | Matterport Incw exp 08/24/202 | $4,000 | -69.2% | 390 | -76.2% | 0.00% | -83.3% | |
| LYB | LyondellBasell Industries N.V. Class A | $4,000 | 0.0% | 46 | 0.0% | 0.00% | -50.0% | |
| YNDX | Buy | Yandex N V | $3,000 | 0.0% | 54 | +50.0% | 0.00% | 0.0% |
| LU | Buy | Lufax Holdings LTD | $2,000 | +100.0% | 335 | +80.1% | 0.00% | – |
| MMYT | Buy | MakeMyTrip Limited Mauritius | $2,000 | +100.0% | 80 | +53.8% | 0.00% | – |
| ASX | Buy | Ase Technology Hldg Co. Ltd.sponsored ads | $3,000 | +50.0% | 445 | +51.9% | 0.00% | 0.0% |
| CHE | Buy | Chemed Corp New | $3,000 | +50.0% | 6 | +20.0% | 0.00% | 0.0% |
| SLB | Schlumberger Ltd | $4,000 | 0.0% | 138 | 0.0% | 0.00% | -50.0% | |
| New | SK Telecom Ltdsponsored adr | $2,000 | – | 77 | +100.0% | 0.00% | – | |
| CHT | Buy | Chungwa Telecom Co Ltdspon adr | $4,000 | +100.0% | 100 | +58.7% | 0.00% | 0.0% |
| BFAM | Buy | Bright Horizons Fam Sol In D | $3,000 | 0.0% | 25 | +19.0% | 0.00% | 0.0% |
| SGEN | Seattle Genetics, In | $3,000 | -25.0% | 22 | 0.0% | 0.00% | -50.0% | |
| ROL | Buy | Rollins Inc | $3,000 | +50.0% | 74 | +19.4% | 0.00% | 0.0% |
| SHG | Buy | Shinhan Financial Group Co Lspn adr restrd | $4,000 | +33.3% | 132 | +57.1% | 0.00% | 0.0% |
| QSR | Restaurant Brands International Inc | $4,000 | 0.0% | 68 | 0.0% | 0.00% | -50.0% | |
| GLW | Corning Inc. | $4,000 | 0.0% | 112 | 0.0% | 0.00% | -50.0% | |
| PIPPWS | New | Pine Island Acquisition Corp*w exp 10/19/202 | $4,000 | – | 4,597 | +100.0% | 0.00% | – |
| SMAR | Smartsheet, Inc. Cl A | $4,000 | +33.3% | 47 | 0.0% | 0.00% | 0.0% | |
| SQM | New | Sociedad Quimica Y Minera Despon adr ser b | $2,000 | – | 38 | +100.0% | 0.00% | – |
| DCT | Buy | Duck Creek Technologies Inc | $2,000 | 0.0% | 59 | +20.4% | 0.00% | 0.0% |
| New | Special Opportunities Fund Inc.right 01/21/2022 | $2,000 | – | 40,691 | +100.0% | 0.00% | – | |
| ELAN | Buy | Elanco Animal Health Inc. | $3,000 | 0.0% | 105 | +20.7% | 0.00% | 0.0% |
| PSX | Phillips 66 | $3,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| ES | Eversource Energy | $4,000 | +33.3% | 40 | 0.0% | 0.00% | 0.0% | |
| EXPO | Buy | Exponent Inc | $3,000 | +50.0% | 27 | +22.7% | 0.00% | 0.0% |
| BSY | Buy | Bentley Sys Inc. | $3,000 | 0.0% | 66 | +20.0% | 0.00% | 0.0% |
| TDY | Buy | Teledyne Technologies Inc. | $2,000 | +100.0% | 5 | +66.7% | 0.00% | – |
| EMF | Templeton Emerging Markets Fund | $4,000 | 0.0% | 238 | 0.0% | 0.00% | -50.0% | |
| ACMR | Buy | ACM Reseach Inc. | $2,000 | 0.0% | 24 | +50.0% | 0.00% | 0.0% |
| BGNE | BeiGene, Ltd.sponsored adr | $4,000 | -20.0% | 15 | 0.0% | 0.00% | -50.0% | |
| FICO | Buy | Fair Isaac Corp | $2,000 | 0.0% | 5 | +25.0% | 0.00% | 0.0% |
| GDS | Buy | GDS Holdingssponsored ads | $2,000 | +100.0% | 34 | +30.8% | 0.00% | – |
| GOLD | Buy | Barrick Gold Corp | $3,000 | +50.0% | 162 | +54.3% | 0.00% | 0.0% |
| BIDU | New | Baidu Inc.spon adr rep a | $2,000 | – | 12 | +100.0% | 0.00% | – |
| Oppfi Incw exp 07/20/202 | $4,000 | -60.0% | 6,315 | 0.0% | 0.00% | -75.0% | ||
| New | Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $4,000 | – | 2,000 | +100.0% | 0.00% | – | |
| TRMB | Trimble, Inc. | $4,000 | 0.0% | 50 | 0.0% | 0.00% | -50.0% | |
| TCOM | Buy | Trip.com Group Ltd ADRads | $2,000 | +100.0% | 65 | +54.8% | 0.00% | – |
| GDDY | GoDaddy, Inc.cl a | $4,000 | +33.3% | 44 | 0.0% | 0.00% | 0.0% | |
| RARE | Ultragenyx Pharmaceutical In | $3,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| UL | Buy | Unilever PLCspon adr new | $2,000 | 0.0% | 41 | +46.4% | 0.00% | 0.0% |
| UMC | Buy | United Microelectronics Corpspon adr new | $3,000 | +50.0% | 297 | +42.8% | 0.00% | 0.0% |
| GS | Goldman Sachs Group, Inc. (The) | $3,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
| AZPN | Buy | Aspen Technology Inc. | $4,000 | +100.0% | 24 | +20.0% | 0.00% | 0.0% |
| JKHY | Buy | Henry Jack & Assoc Inc | $3,000 | +50.0% | 16 | +23.1% | 0.00% | 0.0% |
| IFN | The India Fund Inc | $2,000 | 0.0% | 83 | 0.0% | 0.00% | 0.0% | |
| AAPL | Apple Inc | $4,000 | +33.3% | 22 | 0.0% | 0.00% | 0.0% | |
| VZ | Verizon Communications Inc | $4,000 | 0.0% | 77 | 0.0% | 0.00% | -50.0% | |
| BEKE | New | KE Hldgs Inc.sponsored ads | $1,000 | – | 55 | +100.0% | 0.00% | – |
| XP | Buy | XP Inc.cl a | $1,000 | 0.0% | 44 | +37.5% | 0.00% | – |
| ACEVW | Exit | Ace Convergence Acqu Corpw exp 09/30202 | $0 | – | -2,192 | -100.0% | 0.00% | – |
| WEN | New | The Wendy's Co | $1,000 | – | 42 | +100.0% | 0.00% | – |
| NTCO | Exit | Natura & Co Hldgs S Aads | $0 | – | -63 | -100.0% | 0.00% | – |
| New | Thoughtworks Holding Inc. | $1,000 | – | 38 | +100.0% | 0.00% | – | |
| RBACU | Exit | Redball Acquisition Corpunit 99/99/9999 | $0 | – | -298 | -100.0% | -0.00% | – |
| RDY | Exit | Dr Reddys Labs Ltdadr | $0 | – | -24 | -100.0% | -0.00% | – |
| ORGNW | Exit | Origin Materials Inc.w exp 06/24/202 | $0 | – | -1,853 | -100.0% | -0.00% | – |
| Exit | Jackson Financial Inc. | $0 | – | -76 | -100.0% | -0.00% | – | |
| SUNLWS | Exit | Sunlight Financial Holdingsw exp 07/09/202 | $0 | – | -3,250 | -100.0% | -0.00% | – |
| SKM | Exit | SK Telecom Ltdsponsored adr | $0 | – | -128 | -100.0% | -0.00% | – |
| FMACWS | Exit | Firstmark Horizon Acquisitionw exp 09/26/202 | $0 | – | -4,292 | -100.0% | -0.00% | – |
| FREEW | Exit | Whole Earth Brands Inc.*w exp 06/25/202 | $0 | – | -4,243 | -100.0% | -0.00% | – |
| Exit | TMC The Metals Company Incw exp 09/09/202 | $0 | – | -6,739 | -100.0% | -0.00% | – | |
| BOWXW | Exit | Bowx Acquisition Corpw exp 08/03/202 | $0 | – | -4,399 | -100.0% | -0.00% | – |
| KPLTW | Exit | Katapult Holdings Inc.w exp 06/09/202 | $0 | – | -5,038 | -100.0% | -0.00% | – |
| KPLT | Exit | Katapult Holdings Inc. | $0 | – | -1,420 | -100.0% | -0.00% | – |
| RONIU | Exit | Rice Acquisition Corpcorp ii unit 99/99 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| AVPT | Exit | Avepoint Inc. | $0 | – | -967 | -100.0% | -0.00% | – |
| QSI | Exit | Quantum SI Inc | $0 | – | -965 | -100.0% | -0.00% | – |
| Exit | Archaea Energy Inc.w exp 10/26/202 | $0 | – | -1,588 | -100.0% | -0.01% | – | |
| TDACW | Exit | Trident Acquisitions Corpw exp 05/09/202 | $0 | – | -6,029 | -100.0% | -0.01% | – |
| Exit | Angel Oak Finl Strategies inright 10/14/2021 | $0 | – | -73,420 | -100.0% | -0.01% | – | |
| JPC | Exit | Nuveen Pfd & Income Opportun | $0 | – | -2,790 | -100.0% | -0.01% | – |
| OTIS | Exit | Otis Worldwide Corp | $0 | – | -427 | -100.0% | -0.02% | – |
| CDNS | Exit | Cadence Design Systems, Inc. | $0 | – | -236 | -100.0% | -0.02% | – |
| TM | Exit | Toyota Motor Corp | $0 | – | -277 | -100.0% | -0.02% | – |
| PUK | Exit | Prudential PLCadr | $0 | – | -1,537 | -100.0% | -0.03% | – |
| BGX | Exit | Blackstone / GSO Long-Short Credit Income Fund | $0 | – | -4,893 | -100.0% | -0.03% | – |
| GDX | Exit | VanEck Vectors Gold Miners ETFgold miners etf | $0 | – | -3,075 | -100.0% | -0.04% | – |
| AVK | Exit | Advent Claymore Convertible Securities and Income Fund | $0 | – | -5,586 | -100.0% | -0.04% | – |
| ASLEW | Exit | Aersale Corporationw exp 12/22/202 | $0 | – | -20,000 | -100.0% | -0.05% | – |
| BWG | Exit | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $0 | – | -14,803 | -100.0% | -0.08% | – |
| EVV | Exit | Eaton Vance Limited Duration Income Fund | $0 | – | -15,953 | -100.0% | -0.09% | – |
| VPV | Exit | Invesco PA Value Mun Inc Tr | $0 | – | -16,250 | -100.0% | -0.10% | – |
| GPM | Exit | Guggenheim Enhanced Equity Income Fund | $0 | – | -25,136 | -100.0% | -0.10% | – |
| BMEZ | Exit | BlackRock Health Sciences Trust II | $0 | – | -12,648 | -100.0% | -0.15% | – |
| FAX | Exit | Aberdeen Asia Pacific Income | $0 | – | -160,265 | -100.0% | -0.29% | – |
| CWCO | Exit | Consolidated Water Co Ltdord | $0 | – | -58,877 | -100.0% | -0.30% | – |
| SUB | Exit | iShares Trshrt nat mun etf | $0 | – | -8,266 | -100.0% | -0.39% | – |
| RVI | Exit | Retail Value Inc. | $0 | – | -39,698 | -100.0% | -0.46% | – |
| JRO | Exit | Nuveen Fltng Rte Incm Opp Fd | $0 | – | -182,277 | -100.0% | -0.80% | – |
| IBMJ | Exit | iShares Tribonds dec 2021 | $0 | – | -78,690 | -100.0% | -0.89% | – |
| JTD | Exit | Nuveen Tax-Advanteaged Divid | $0 | – | -177,689 | -100.0% | -1.24% | – |
| PCI | Exit | PIMCO Dynamic Credit and Mortgage Income Fund | $0 | – | -240,745 | -100.0% | -2.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.