$226 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 349 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 22.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $27,312,000 | +0.0% | 2,535,919 | +1.3% | 12.06% | +5.9% |
| NHF | Buy | NexPoint Credit Strategies Fund | $17,580,000 | +2.7% | 1,263,868 | +1.6% | 7.76% | +8.7% |
| SHY | Buy | Ishares Tr 13 Yr1 3 yr treas bd | $7,761,000 | +303.6% | 90,086 | +303.6% | 3.43% | +327.3% |
| CET | Sell | Central Securities Corp | $7,134,000 | -2.5% | 168,850 | -2.7% | 3.15% | +3.2% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $6,753,000 | +8.8% | 515,095 | +12.4% | 2.98% | +15.2% |
| BSTZ | Sell | BlackRock Science and Technology Trust II | $6,518,000 | -10.2% | 168,939 | -2.9% | 2.88% | -5.0% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $6,117,000 | -8.8% | 492,938 | -16.6% | 2.70% | -3.5% |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $5,970,000 | -9.6% | 466,403 | -18.0% | 2.64% | -4.2% |
| MTZ | MasTec Inc | $5,770,000 | -18.7% | 66,874 | 0.0% | 2.55% | -13.9% | |
| TBF | Buy | ProShares TRshrt 20+ yr tre | $5,759,000 | +23.8% | 345,258 | +25.3% | 2.54% | +31.1% |
| NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $5,322,000 | +11.2% | 435,849 | +13.8% | 2.35% | +17.7% |
| OCCI | Sell | OFS Credit Company Inc | $5,127,000 | -11.9% | 376,716 | -5.7% | 2.26% | -6.7% |
| PCI | Buy | PIMCO Dynamic Credit and Mortgage Income Fund | $5,087,000 | +18.2% | 240,745 | +25.2% | 2.25% | +25.1% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $4,153,000 | -15.0% | 262,524 | -16.0% | 1.83% | -10.1% |
| GAM | Buy | General American Investors Co Inc | $3,952,000 | +26.4% | 91,774 | +27.4% | 1.74% | +33.8% |
| VCIF | Buy | Vertical Capital Income Fund | $3,303,000 | +0.1% | 314,917 | +3.1% | 1.46% | +6.0% |
| SPE | Sell | Special Opportunities Fund Inc. | $3,248,000 | -1.3% | 211,351 | -2.6% | 1.43% | +4.4% |
| NDP | Sell | Tortoise Energy Independence | $3,109,000 | +4.2% | 143,739 | -2.5% | 1.37% | +10.3% |
| FBP | First BanCorp/Puerto Rico | $3,093,000 | +10.3% | 235,211 | 0.0% | 1.37% | +16.8% | |
| ADX | Sell | Adams Diversified Equity Fund Inc | $3,043,000 | -12.9% | 153,672 | -13.0% | 1.34% | -7.8% |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $2,943,000 | -47.1% | 191,112 | -45.3% | 1.30% | -44.0% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $2,909,000 | -50.4% | 179,151 | -50.3% | 1.28% | -47.5% |
| AIO | Sell | AllianzGI Artificial Intelligence Opp Fund | $2,887,000 | -7.2% | 108,212 | -3.5% | 1.28% | -1.7% |
| ECC | Buy | Eagle Pt Cr Co LLC | $2,839,000 | +52.6% | 208,479 | +51.9% | 1.25% | +61.6% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $2,825,000 | -1.3% | 494,718 | +8.4% | 1.25% | +4.5% |
| JTD | Sell | Nuveen Tax-Advanteaged Divid | $2,815,000 | -1.8% | 177,689 | -0.4% | 1.24% | +4.0% |
| OXLC | Buy | Oxford Lane Cap Corp | $2,748,000 | +48.2% | 381,077 | +52.3% | 1.21% | +56.9% |
| BPOP | Popular Inc | $2,673,000 | +3.5% | 34,414 | 0.0% | 1.18% | +9.6% | |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $2,635,000 | +4.2% | 198,255 | +2.7% | 1.16% | +10.3% |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $2,602,000 | -9.6% | 170,646 | -4.7% | 1.15% | -4.3% |
| BRW | Sell | Saba Capital Income & Opportunities Fund | $2,247,000 | -17.5% | 493,949 | -14.5% | 0.99% | -12.6% |
| NEE | Sell | NextEra Energy Inc | $2,133,000 | +7.0% | 27,169 | -0.1% | 0.94% | +13.4% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $2,094,000 | +2.5% | 135,433 | +3.3% | 0.92% | +8.6% |
| IBMJ | New | iShares Tribonds dec 2021 | $2,013,000 | – | 78,690 | +100.0% | 0.89% | – |
| JLS | Buy | Nuveen Mortgage and Income Fund | $1,967,000 | +1.8% | 94,802 | +2.5% | 0.87% | +7.8% |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $1,876,000 | +107.3% | 173,426 | +112.7% | 0.83% | +119.6% |
| JRO | Buy | Nuveen Fltng Rte Incm Opp Fd | $1,819,000 | +4.8% | 182,277 | +2.5% | 0.80% | +10.9% |
| RCL | Buy | Royal Caribbean Cruises Ltd | $1,746,000 | +4.4% | 19,633 | +0.1% | 0.77% | +10.6% |
| CEM | Sell | Clearbridge MLP And Midstrm | $1,743,000 | -12.8% | 64,191 | -6.1% | 0.77% | -7.7% |
| CPA | Copa Holdings SAcl a | $1,648,000 | +8.1% | 20,250 | 0.0% | 0.73% | +14.5% | |
| FUMB | New | First Trust Ultra Short Duration Municipalultra sht dur mu | $1,588,000 | – | 78,717 | +100.0% | 0.70% | – |
| CX | Cemex SAB de CVspon adr new | $1,582,000 | -14.6% | 220,645 | 0.0% | 0.70% | -9.6% | |
| MLM | Martin Marietta Materials Inc | $1,538,000 | -2.8% | 4,500 | 0.0% | 0.68% | +2.9% | |
| PGTI | PGT Innovations Inc | $1,473,000 | -17.8% | 77,117 | 0.0% | 0.65% | -13.0% | |
| NML | Buy | Neuberger Berman MLP Income Fund Inc | $1,368,000 | -1.4% | 277,507 | +0.0% | 0.60% | +4.3% |
| TYG | Sell | Tortoise Energy Infra Corp | $1,348,000 | -10.6% | 49,725 | -5.0% | 0.60% | -5.4% |
| NCLH | Norwegian Cruise Line Holdings Ltd | $1,328,000 | -9.2% | 49,717 | 0.0% | 0.59% | -3.9% | |
| ASLE | Aersale Corporation | $1,299,000 | +36.4% | 76,418 | 0.0% | 0.57% | +44.6% | |
| EMO | Sell | Clearbridge Energy Midstrm O | $1,274,000 | -7.5% | 58,299 | -2.4% | 0.56% | -2.1% |
| FMX | Fomento Economico Mexicano SAB de CVspon adr units | $1,268,000 | +2.6% | 14,626 | 0.0% | 0.56% | +8.5% | |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,234,000 | +1.1% | 6,600 | 0.0% | 0.54% | +7.1% | |
| LEN | Lennar Corpcl a | $1,171,000 | -5.7% | 12,500 | 0.0% | 0.52% | -0.2% | |
| SMM | Buy | Salient Midstream & MLP Fdsh ben int | $1,092,000 | +6.5% | 171,988 | +0.0% | 0.48% | +12.6% |
| JMST | New | JP Morgan Exchange-Traded Fultra sht muncpl | $1,087,000 | – | 21,275 | +100.0% | 0.48% | – |
| IHI | Buy | iShares U.S. Medical Devices ETFu.s. med dvc etf | $1,077,000 | +526.2% | 17,148 | +500.0% | 0.48% | +561.1% |
| VAC | Marriott Vacations Worldwide Corp | $1,061,000 | -1.2% | 6,745 | 0.0% | 0.47% | +4.7% | |
| RVI | Sell | Retail Value Inc. | $1,045,000 | -3.3% | 39,698 | -20.1% | 0.46% | +2.2% |
| BIL | SPDR Ser Trspdr bloomberg | $999,000 | 0.0% | 10,919 | 0.0% | 0.44% | +5.8% | |
| NFE | New Fortress Energy Inccl a | $914,000 | -26.8% | 32,943 | 0.0% | 0.40% | -22.5% | |
| SUB | New | iShares Trshrt nat mun etf | $889,000 | – | 8,266 | +100.0% | 0.39% | – |
| VMC | Vulcan Materials Co | $846,000 | -2.8% | 5,000 | 0.0% | 0.37% | +3.0% | |
| CIB | Bancolombia SAspon adr pref | $806,000 | +20.3% | 23,280 | 0.0% | 0.36% | +27.6% | |
| EVTC | EVERTEC Inc | $775,000 | +4.7% | 16,956 | 0.0% | 0.34% | +10.7% | |
| ESRT | Empire State Realty Trust Inccl a | $741,000 | -16.5% | 73,894 | 0.0% | 0.33% | -11.6% | |
| CWCO | Consolidated Water Co Ltdord | $671,000 | -2.9% | 58,877 | 0.0% | 0.30% | +2.8% | |
| FAX | Sell | Aberdeen Asia Pacific Income | $665,000 | -84.0% | 160,265 | -82.9% | 0.29% | -83.0% |
| LIVN | LivaNova PLC | $660,000 | -5.8% | 8,330 | 0.0% | 0.29% | -0.3% | |
| BFZ | Sell | BlackRock Calif Mun Income | $609,000 | -42.9% | 41,321 | -41.9% | 0.27% | -39.6% |
| SEB | Seaboard Corp | $562,000 | +6.0% | 137 | 0.0% | 0.25% | +12.2% | |
| JRS | New | Nuveen Real Estate Income Fund | $552,000 | – | 51,956 | +100.0% | 0.24% | – |
| CXH | Sell | MFS Investment Grade Municipal Trustsh ben int | $482,000 | -35.2% | 48,165 | -33.5% | 0.21% | -31.3% |
| IBB | iShares Nasdaq Biotechnology ETFnasdaq biotech | $461,000 | -1.1% | 2,850 | 0.0% | 0.20% | +5.2% | |
| CCL | Carnival Corpunit 99/99/9999 | $439,000 | -5.2% | 17,559 | 0.0% | 0.19% | +0.5% | |
| SBI | Sell | Western Assest Intm Muni Fd | $432,000 | -6.9% | 44,288 | -6.8% | 0.19% | -1.5% |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $420,000 | -0.2% | 4,125 | 0.0% | 0.18% | +5.1% | |
| SSSS | Sell | Sutter Rock Cap Corp | $362,000 | -39.2% | 28,074 | -36.3% | 0.16% | -35.5% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $353,000 | -1.4% | 25,625 | +0.3% | 0.16% | +4.7% |
| BMEZ | Sell | BlackRock Health Sciences Trust II | $341,000 | -65.0% | 12,648 | -62.5% | 0.15% | -62.9% |
| NUO | Buy | Nuveen Ohio Qlty Mun Income | $308,000 | -2.5% | 19,446 | +0.8% | 0.14% | +3.0% |
| GLD | SPDR Gold Tr | $230,000 | -0.9% | 1,398 | 0.0% | 0.10% | +5.2% | |
| GPM | New | Guggenheim Enhanced Equity Income Fund | $226,000 | – | 25,136 | +100.0% | 0.10% | – |
| VPV | Sell | Invesco PA Value Mun Inc Tr | $215,000 | -13.0% | 16,250 | -12.1% | 0.10% | -7.8% |
| MRK | Merck & Co Inc | $213,000 | -3.2% | 2,830 | 0.0% | 0.09% | +2.2% | |
| EVV | Sell | Eaton Vance Limited Duration Income Fund | $210,000 | -95.2% | 15,953 | -95.2% | 0.09% | -94.9% |
| AMX | America Movil SAB de CV | $195,000 | +17.5% | 11,048 | 0.0% | 0.09% | +24.6% | |
| BWG | Sell | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $185,000 | -77.0% | 14,803 | -76.8% | 0.08% | -75.6% |
| DTF | Buy | DTF Tax-Free Income Inc | $185,000 | -1.1% | 12,774 | +2.4% | 0.08% | +5.1% |
| LRFC | New | Logan Ridge Finance Corp | $154,000 | – | 6,000 | +100.0% | 0.07% | – |
| AMGN | Amgen Inc | $152,000 | -13.1% | 717 | 0.0% | 0.07% | -8.2% | |
| LLY | Eli Lilly & Co | $148,000 | +0.7% | 642 | 0.0% | 0.06% | +6.6% | |
| MHI | Sell | Pioneer Municipal High Income Trust | $145,000 | -29.6% | 11,914 | -25.0% | 0.06% | -25.6% |
| PFX | Buy | Phenixfin Corp | $141,000 | +65.9% | 3,283 | +57.6% | 0.06% | +77.1% |
| CTR | Clearbridge MLP and Midstrm | $141,000 | -5.4% | 5,875 | 0.0% | 0.06% | 0.0% | |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $137,000 | -8.1% | 8,000 | 0.0% | 0.06% | -3.2% | |
| TY | Buy | Tri-Continental Corp | $136,000 | -2.2% | 4,073 | +0.2% | 0.06% | +3.4% |
| ASLEW | New | Aersale Corporationw exp 12/22/202 | $123,000 | – | 20,000 | +100.0% | 0.05% | – |
| CEV | Buy | Eaton Vance Calif Mun Incomsh ben int | $120,000 | +0.8% | 8,782 | +2.8% | 0.05% | +6.0% |
| NEWT | New | Newtek Business Svcs Corp | $111,000 | – | 4,000 | +100.0% | 0.05% | – |
| PEO | Buy | Adams Natural Resources Fund Inc | $109,000 | -2.7% | 6,935 | +0.3% | 0.05% | +2.1% |
| VMM | Sell | Delaware Investments Minnesota Municipal Income Fund II Inc | $109,000 | -45.8% | 7,663 | -46.1% | 0.05% | -42.9% |
| GSIE | Goldman Sachs ETF TRactivebeta int | $109,000 | -1.8% | 3,192 | 0.0% | 0.05% | +4.3% | |
| SONY | Buy | Sony Corpsponsored adr | $105,000 | +45.8% | 951 | +28.2% | 0.05% | +53.3% |
| NVS | Novartis AGsponsored adr | $102,000 | -10.5% | 1,244 | 0.0% | 0.04% | -6.2% | |
| BMY | Bristol-Myers Squibb Co | $101,000 | -11.4% | 1,700 | 0.0% | 0.04% | -6.2% | |
| AVK | Sell | Advent Claymore Convertible Securities and Income Fund | $100,000 | -96.6% | 5,586 | -96.4% | 0.04% | -96.5% |
| VTN | Sell | Invesco Tr Invt Grade New Yo | $98,000 | -9.3% | 7,286 | -6.4% | 0.04% | -4.4% |
| QQQ | Invesco QQQ Trunit ser 1 | $97,000 | +1.0% | 270 | 0.0% | 0.04% | +7.5% | |
| PCF | New | High Income Secs Fd Shs | $95,000 | – | 10,878 | +100.0% | 0.04% | – |
| SPY | SPDR S&P 500 ETF Trtr unit | $94,000 | 0.0% | 220 | 0.0% | 0.04% | +7.7% | |
| ASA | ASA Gold and Precious Metals Ltd | $95,000 | -12.8% | 5,033 | 0.0% | 0.04% | -6.7% | |
| GDX | VanEck Vectors Gold Miners ETFgold miners etf | $91,000 | -12.5% | 3,075 | 0.0% | 0.04% | -7.0% | |
| UNH | UnitedHealth Group Inc | $88,000 | -2.2% | 225 | 0.0% | 0.04% | +2.6% | |
| ENX | Sell | Eaton Vance New York Mun Bd | $87,000 | -68.2% | 7,088 | -66.8% | 0.04% | -66.7% |
| NXJ | Sell | Nuveen New Jersey Quality Municipal Income Fund | $85,000 | -15.8% | 5,482 | -15.1% | 0.04% | -9.5% |
| MA | MasterCard, Inc.cl a | $87,000 | -5.4% | 251 | 0.0% | 0.04% | 0.0% | |
| VFL | Sell | Delaware Invts Natl Mun Incosh ben int | $84,000 | -8.7% | 5,984 | -7.9% | 0.04% | -2.6% |
| CNI | Buy | Canadian National Railway Company | $77,000 | +28.3% | 670 | +18.6% | 0.03% | +36.0% |
| ABBV | AbbVie, Inc. | $75,000 | -5.1% | 699 | 0.0% | 0.03% | 0.0% | |
| BGX | Buy | Blackstone / GSO Long-Short Credit Income Fund | $74,000 | +1.4% | 4,893 | +0.9% | 0.03% | +10.0% |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $72,000 | -2.7% | 150 | 0.0% | 0.03% | +3.2% | |
| PNI | Sell | Pimco New York Municipal Income Fund II | $71,000 | -82.5% | 6,113 | -81.9% | 0.03% | -81.7% |
| PYPL | Buy | PayPal Holdings, Inc. | $67,000 | -5.6% | 258 | +6.2% | 0.03% | 0.0% |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $66,000 | -1.5% | 4,000 | 0.0% | 0.03% | +3.6% | |
| USO | United States Oil Fund LPunits | $66,000 | +6.5% | 1,250 | 0.0% | 0.03% | +11.5% | |
| PUK | Buy | Prudential PLCadr | $60,000 | +20.0% | 1,537 | +17.9% | 0.03% | +23.8% |
| SE | Sell | Sea Limitedadr | $60,000 | +1.7% | 187 | -12.6% | 0.03% | +4.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $56,000 | -1.8% | 1,966 | +1.5% | 0.02% | +4.2% |
| RYAAY | Buy | Ryanair Holdings plc ADRsponsored ads | $56,000 | +12.0% | 513 | +10.1% | 0.02% | +19.0% |
| RVT | Buy | Royce Value Trust Inc | $55,000 | -3.5% | 3,065 | +1.9% | 0.02% | 0.0% |
| JMM | Buy | Nuveen Multi-Market Income Fund Inc | $52,000 | +2.0% | 6,926 | +0.7% | 0.02% | +9.5% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $53,000 | -1.9% | 6,196 | +2.0% | 0.02% | 0.0% |
| TM | Sell | Toyota Motor Corp | $49,000 | -29.0% | 277 | -30.1% | 0.02% | -24.1% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $50,000 | +2.0% | 3,028 | +1.8% | 0.02% | +10.0% |
| SNY | Buy | Sanofisponsored adr | $50,000 | +8.7% | 1,039 | +17.7% | 0.02% | +15.8% |
| BKR | Baker Hughes Companycl a | $48,000 | +9.1% | 1,940 | 0.0% | 0.02% | +16.7% | |
| BCS | New | Barclays PLCadr | $48,000 | – | 4,636 | +100.0% | 0.02% | – |
| TSLA | Tesla Inc | $47,000 | +14.6% | 61 | 0.0% | 0.02% | +23.5% | |
| CRSP | Sell | CRISPR Therapeutics AGnamen akt | $45,000 | -32.8% | 400 | -3.6% | 0.02% | -28.6% |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $46,000 | -2.1% | 5,389 | +2.6% | 0.02% | 0.0% |
| GAB | Buy | Gabelli Equity Trust Inc | $44,000 | -2.2% | 6,672 | +2.2% | 0.02% | 0.0% |
| MSFT | Microsoft Corp | $43,000 | +4.9% | 152 | 0.0% | 0.02% | +11.8% | |
| NVO | Buy | Novo Nordisk A/S ADRadr | $43,000 | +760.0% | 445 | +641.7% | 0.02% | +850.0% |
| GDL | Buy | The GDL Fund | $44,000 | +2.3% | 4,849 | +1.3% | 0.02% | +5.6% |
| SVVC | Firsthand Technology Value Fund, Inc. | $41,000 | -16.3% | 8,571 | 0.0% | 0.02% | -10.0% | |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $36,000 | -2.7% | 326 | +4.5% | 0.02% | +6.7% |
| CDNS | Sell | Cadence Design Systems, Inc. | $36,000 | -21.7% | 236 | -29.8% | 0.02% | -15.8% |
| JPM | Sell | JPMorgan Chase & Co | $34,000 | 0.0% | 209 | -5.4% | 0.02% | +7.1% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $35,000 | 0.0% | 1,356 | +1.3% | 0.02% | 0.0% |
| OTIS | Sell | Otis Worldwide Corp | $35,000 | -31.4% | 427 | -32.1% | 0.02% | -28.6% |
| AMZN | Buy | Amazon Com Inc | $30,000 | +7.1% | 9 | +12.5% | 0.01% | +8.3% |
| JPC | Nuveen Pfd & Income Opportun | $28,000 | 0.0% | 2,790 | 0.0% | 0.01% | 0.0% | |
| AVGO | Broadcom, Inc. | $26,000 | +4.0% | 53 | 0.0% | 0.01% | +10.0% | |
| FB | Facebook, Inc.cl a | $26,000 | 0.0% | 76 | 0.0% | 0.01% | 0.0% | |
| FINS | New | Angel Oak Final Strategies Incm Trm Trst | $26,000 | – | 1,556 | +100.0% | 0.01% | – |
| GOOG | Buy | Alphabet, Inc. Cl Ccl c | $24,000 | +20.0% | 9 | +12.5% | 0.01% | +37.5% |
| HD | Sell | The Home Depot Inc | $21,000 | -4.5% | 63 | -10.0% | 0.01% | 0.0% |
| BLK | BlackRock, Inc. | $20,000 | -4.8% | 24 | 0.0% | 0.01% | 0.0% | |
| FTCH | New | Farfetch Ltd | $21,000 | – | 547 | +100.0% | 0.01% | – |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $18,000 | 0.0% | 1,831 | +1.4% | 0.01% | 0.0% |
| New | Docebo Inc. | $17,000 | – | 228 | +100.0% | 0.01% | – | |
| INCY | Incyte Corp | $17,000 | -15.0% | 242 | 0.0% | 0.01% | 0.0% | |
| TXN | Texas Instruments, Inc | $19,000 | 0.0% | 100 | 0.0% | 0.01% | 0.0% | |
| PCTTW | Purecycle Technologies Incw exp 01/28/202 | $17,000 | -58.5% | 3,331 | 0.0% | 0.01% | -52.9% | |
| New | Angel Oak Finl Strategies inright 10/14/2021 | $16,000 | – | 73,420 | +100.0% | 0.01% | – | |
| ZTR | Buy | Virtus Total Return Fund Inc. | $15,000 | -6.2% | 1,661 | +2.5% | 0.01% | 0.0% |
| New | Li-Cycle Holdings Corp.w exp 8/10/202 | $15,000 | – | 6,044 | +100.0% | 0.01% | – | |
| ABNB | Airbnb Inc. | $16,000 | +6.7% | 98 | 0.0% | 0.01% | +16.7% | |
| PEP | PepsiCo, Inc. | $13,000 | 0.0% | 89 | 0.0% | 0.01% | +20.0% | |
| HON | Honeywell Intl, Inc. | $13,000 | 0.0% | 60 | 0.0% | 0.01% | +20.0% | |
| NFLX | Netflix, Inc. | $13,000 | +8.3% | 22 | 0.0% | 0.01% | +20.0% | |
| New | Matterport Incw exp 08/24/202 | $13,000 | – | 1,640 | +100.0% | 0.01% | – | |
| GENIWS | Sell | Genius Sports Limitedw exp 04/30/202 | $13,000 | -35.0% | 1,869 | -24.4% | 0.01% | -25.0% |
| TFC | Truist Financial Corp | $13,000 | +8.3% | 221 | 0.0% | 0.01% | +20.0% | |
| MOTVWS | New | Motive Capital Corpw exp 12/31/202 | $13,000 | – | 10,000 | +100.0% | 0.01% | – |
| GF | The New Germany Fund Inc | $13,000 | -7.1% | 678 | 0.0% | 0.01% | 0.0% | |
| MDLZ | Mondelez International, Inc.cl a | $12,000 | -7.7% | 205 | 0.0% | 0.01% | 0.0% | |
| PG | Procter & Gamble Co. (The) | $11,000 | 0.0% | 79 | 0.0% | 0.01% | 0.0% | |
| TSI | TCW Strategic Income Fund Inc | $11,000 | -8.3% | 2,000 | 0.0% | 0.01% | 0.0% | |
| SHOP | Shopify, Inc.cl a | $12,000 | -7.7% | 9 | 0.0% | 0.01% | 0.0% | |
| New | Archaea Energy Inc.w exp 10/26/202 | $12,000 | – | 1,588 | +100.0% | 0.01% | – | |
| SBUX | Starbucks Corp. | $11,000 | 0.0% | 98 | 0.0% | 0.01% | 0.0% | |
| CSCO | Cisco Systems, Inc. | $12,000 | 0.0% | 219 | 0.0% | 0.01% | 0.0% | |
| AMT | American Tower Corporation | $11,000 | -8.3% | 43 | 0.0% | 0.01% | 0.0% | |
| CHPT | New | Chargepoint Holdings Inc. | $11,000 | – | 529 | +100.0% | 0.01% | – |
| CCI | Crown Castle Intl Corp. | $11,000 | -8.3% | 64 | 0.0% | 0.01% | 0.0% | |
| TDACW | Trident Acquisitions Corpw exp 05/09/202 | $12,000 | -14.3% | 6,029 | 0.0% | 0.01% | -16.7% | |
| APD | Air products and Chemicals, Inc. | $12,000 | -14.3% | 47 | 0.0% | 0.01% | -16.7% | |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $12,000 | -98.5% | 1,819 | -98.5% | 0.01% | -98.5% |
| CB | Chubb Ltd | $8,000 | +14.3% | 45 | 0.0% | 0.00% | +33.3% | |
| ABT | Abbott Laboratories | $9,000 | +12.5% | 73 | 0.0% | 0.00% | +33.3% | |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $8,000 | -95.7% | 719 | -95.4% | 0.00% | -94.9% |
| ADBE | Buy | Adobe Systems, Inc. | $9,000 | +80.0% | 15 | +87.5% | 0.00% | +100.0% |
| AZN | AstraZeneca Group plc ADRsponsored adr | $8,000 | 0.0% | 135 | 0.0% | 0.00% | +33.3% | |
| ADP | Automatic Data Processing, Inc. | $10,000 | 0.0% | 51 | 0.0% | 0.00% | 0.0% | |
| AVPT | New | Avepoint Inc. | $8,000 | – | 967 | +100.0% | 0.00% | – |
| BOWXW | Bowx Acquisition Corpw exp 08/03/202 | $9,000 | -40.0% | 4,399 | 0.0% | 0.00% | -33.3% | |
| CVX | Chevron Corp. | $8,000 | 0.0% | 77 | 0.0% | 0.00% | +33.3% | |
| EFX | Equifax, Inc. | $8,000 | 0.0% | 32 | 0.0% | 0.00% | +33.3% | |
| IBN | Buy | ICICI Bank Ltdadr | $10,000 | +25.0% | 519 | +9.3% | 0.00% | +33.3% |
| KPLT | Buy | Katapult Holdings Inc. | $8,000 | +60.0% | 1,420 | +238.1% | 0.00% | +100.0% |
| KPLTW | Katapult Holdings Inc.w exp 06/09/202 | $8,000 | -50.0% | 5,038 | 0.0% | 0.00% | -42.9% | |
| LMT | Lockheed Martin Corp. | $9,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| MMC | Marsh & McLennan Companies, Inc. | $10,000 | 0.0% | 68 | 0.0% | 0.00% | 0.0% | |
| MCD | McDonald's Corp | $10,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| MCO | Buy | Moody's Corp. | $8,000 | 0.0% | 22 | +4.8% | 0.00% | +33.3% |
| IRL | The New Ireland Fund Inc | $8,000 | 0.0% | 671 | 0.0% | 0.00% | +33.3% | |
| NKE | Nike, Inc.cl b | $9,000 | 0.0% | 59 | 0.0% | 0.00% | 0.0% | |
| New | Oppfi Incw exp 07/20/202 | $10,000 | – | 6,315 | +100.0% | 0.00% | – | |
| OGN | Organon & Co | $9,000 | +12.5% | 265 | 0.0% | 0.00% | +33.3% | |
| PNC | The PNC Financial Services Group Inc | $10,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| PAYX | Sell | Paychex, Inc | $9,000 | -18.2% | 80 | -21.6% | 0.00% | -20.0% |
| PLD | ProLogis, Inc. | $8,000 | 0.0% | 64 | 0.0% | 0.00% | +33.3% | |
| QCOM | Qualcomm Inc | $9,000 | -10.0% | 70 | 0.0% | 0.00% | 0.0% | |
| QSI | Quantum SI Inc | $8,000 | -33.3% | 965 | 0.0% | 0.00% | -20.0% | |
| SRE | Sempra Energy | $8,000 | 0.0% | 64 | 0.0% | 0.00% | +33.3% | |
| STM | Buy | STMicroelectronics N Vny registry | $8,000 | +100.0% | 178 | +47.1% | 0.00% | +100.0% |
| TWN | The Taiwan Fund Inc | $10,000 | 0.0% | 277 | 0.0% | 0.00% | 0.0% | |
| TMO | Sell | Thermo Fisher Scientific, Inc. | $9,000 | -18.2% | 16 | -27.3% | 0.00% | -20.0% |
| VALE | Vale SAadr | $9,000 | -40.0% | 642 | 0.0% | 0.00% | -33.3% | |
| MDT | Buy | Medtronic plc | $10,000 | +11.1% | 83 | +13.7% | 0.00% | 0.0% |
| RONIU | New | Rice Acquisition Corpcorp ii unit 99/99 | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| PACXW | Pioneer Merger Corpw exp 01/07/202 | $8,000 | -27.3% | 7,000 | 0.0% | 0.00% | -20.0% | |
| ALC | Alcon, Inc. | $8,000 | +14.3% | 100 | 0.0% | 0.00% | +33.3% | |
| BBY | Buy | Best Buy Inc. | $6,000 | 0.0% | 60 | +13.2% | 0.00% | 0.0% |
| UPS | Buy | United Parcel Service Inccl b | $6,000 | +20.0% | 34 | +54.5% | 0.00% | +50.0% |
| MXF | The Mexico Fund, Inc. | $7,000 | 0.0% | 451 | 0.0% | 0.00% | 0.0% | |
| ZBRA | Zebra Technologies Corpcl a | $6,000 | 0.0% | 12 | 0.0% | 0.00% | 0.0% | |
| USB | U.S. Bancorp | $7,000 | +16.7% | 112 | 0.0% | 0.00% | 0.0% | |
| BTI | British American Tobacco PLCsponsored adr | $7,000 | 0.0% | 188 | 0.0% | 0.00% | 0.0% | |
| ITW | Illinois Tool Works, Inc. | $6,000 | -14.3% | 30 | 0.0% | 0.00% | 0.0% | |
| CME | New | CME Group Inc. | $6,000 | – | 30 | +100.0% | 0.00% | – |
| FREEW | Whole Earth Brands Inc.*w exp 06/25/202 | $7,000 | -22.2% | 4,243 | 0.0% | 0.00% | -25.0% | |
| CRL | Charles Riv Labs Intl Inc | $7,000 | +16.7% | 17 | 0.0% | 0.00% | 0.0% | |
| CMCSA | Comcast Corp. Cl A Common Stockcl a | $6,000 | -14.3% | 114 | 0.0% | 0.00% | 0.0% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $6,000 | 0.0% | 110 | 0.0% | 0.00% | 0.0% | |
| IDXX | Buy | IDEXX Labs Inc. | $6,000 | +20.0% | 9 | +12.5% | 0.00% | +50.0% |
| ETN | Eaton Corp. plc (Ireland) | $7,000 | 0.0% | 44 | 0.0% | 0.00% | 0.0% | |
| New | TMC The Metals Company Incw exp 09/09/202 | $6,000 | – | 6,739 | +100.0% | 0.00% | – | |
| EEA | The European Equity Fund Inc | $7,000 | 0.0% | 617 | 0.0% | 0.00% | 0.0% | |
| ZTS | Zoetis Inc.cl a | $7,000 | 0.0% | 37 | 0.0% | 0.00% | 0.0% | |
| EQIX | Sell | Equinix Inc | $6,000 | -89.3% | 8 | -88.6% | 0.00% | -87.0% |
| AMAT | New | Applied Materials, Inc. | $6,000 | – | 46 | +100.0% | 0.00% | – |
| V | Visa Inc | $6,000 | -14.3% | 29 | 0.0% | 0.00% | 0.0% | |
| O | Realty Income Corp. | $6,000 | 0.0% | 94 | 0.0% | 0.00% | 0.0% | |
| AEF | Aberdeen Emerging Markets Equity Inc. | $6,000 | -14.3% | 768 | 0.0% | 0.00% | 0.0% | |
| BABA | Alibaba Group Holding Limitedsponsored ads | $6,000 | -40.0% | 42 | 0.0% | 0.00% | -25.0% | |
| HLT | Buy | Hilton, Inc | $6,000 | +50.0% | 49 | +36.1% | 0.00% | +50.0% |
| NOW | ServiceNow, Inc. | $5,000 | +25.0% | 8 | 0.0% | 0.00% | 0.0% | |
| JD | JD.Com Incspon adr cl a | $4,000 | 0.0% | 49 | 0.0% | 0.00% | 0.0% | |
| ISRG | Intuitive Surgical, Inc. | $5,000 | -64.3% | 15 | 0.0% | 0.00% | -66.7% | |
| PODD | Insulet Corp. | $4,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| INFY | Infosys Ltdsponsored ads | $5,000 | 0.0% | 227 | 0.0% | 0.00% | 0.0% | |
| POOL | Pool Corp | $5,000 | 0.0% | 11 | 0.0% | 0.00% | 0.0% | |
| IEX | IDEX Corp. | $5,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| HUBS | New | HubSpot Inc. | $5,000 | – | 8 | +100.0% | 0.00% | – |
| REGN | Regeneron Pharmaceuticals, Inc. | $5,000 | +25.0% | 8 | 0.0% | 0.00% | 0.0% | |
| QSR | Restaurant Brands International Inc | $4,000 | 0.0% | 68 | 0.0% | 0.00% | 0.0% | |
| HDB | Buy | HDFC Bank Ltdsponsored ads | $4,000 | +33.3% | 59 | +28.3% | 0.00% | +100.0% |
| SKM | SK Telecom Ltdsponsored adr | $4,000 | 0.0% | 128 | 0.0% | 0.00% | 0.0% | |
| GGZ | Gabelli Global Small & Mid C | $5,000 | 0.0% | 337 | 0.0% | 0.00% | 0.0% | |
| FMACWS | Firstmark Horizon Acquisitionw exp 09/26/202 | $5,000 | -28.6% | 4,292 | 0.0% | 0.00% | -33.3% | |
| SAP | New | SAP SEspon adr | $5,000 | – | 36 | +100.0% | 0.00% | – |
| SLB | Schlumberger Ltd | $4,000 | 0.0% | 138 | 0.0% | 0.00% | 0.0% | |
| SMG | Scotts Miracle-Gro Cocl a | $5,000 | -28.6% | 34 | 0.0% | 0.00% | -33.3% | |
| SGEN | Seattle Genetics, In | $4,000 | +33.3% | 22 | 0.0% | 0.00% | +100.0% | |
| SHW | Sherwin-Williams Co. (The) | $4,000 | 0.0% | 14 | 0.0% | 0.00% | 0.0% | |
| SITE | Siteone Landsscape Supply Inc | $5,000 | +25.0% | 25 | 0.0% | 0.00% | 0.0% | |
| COST | Sell | Costco Wholesale Corp. | $4,000 | -33.3% | 9 | -35.7% | 0.00% | -33.3% |
| SUNLWS | New | Sunlight Financial Holdingsw exp 07/09/202 | $4,000 | – | 3,250 | +100.0% | 0.00% | – |
| GLW | New | Corning Inc. | $4,000 | – | 112 | +100.0% | 0.00% | – |
| CPRT | Copart Inc. | $4,000 | 0.0% | 29 | 0.0% | 0.00% | 0.0% | |
| COO | Cooper Cos Inc. | $5,000 | +25.0% | 11 | 0.0% | 0.00% | 0.0% | |
| EMF | Templeton Emerging Markets Fund | $4,000 | -20.0% | 238 | 0.0% | 0.00% | 0.0% | |
| TER | Teradyne Inc | $4,000 | -20.0% | 38 | 0.0% | 0.00% | 0.0% | |
| THO | Thor Inds Inc | $4,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| CEE | Central and Eastern European Fund Inc | $5,000 | 0.0% | 190 | 0.0% | 0.00% | 0.0% | |
| TTE | Buy | Totalenergies SEsponsored ads | $5,000 | 0.0% | 104 | +1.0% | 0.00% | 0.0% |
| CARR | Buy | Carrier Global Corporation | $4,000 | 0.0% | 84 | +1.2% | 0.00% | 0.0% |
| CDW | CDW Corp | $4,000 | 0.0% | 24 | 0.0% | 0.00% | 0.0% | |
| TRMB | Trimble, Inc. | $4,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| BGY | BlackRock Enhanced International Dividend Trust | $5,000 | 0.0% | 756 | 0.0% | 0.00% | 0.0% | |
| VZ | Verizon Communications Inc | $4,000 | 0.0% | 77 | 0.0% | 0.00% | 0.0% | |
| VRTX | Vertex Pharmaceuticals, Inc. | $4,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| WRB | Berkley W R Corp | $4,000 | 0.0% | 49 | 0.0% | 0.00% | 0.0% | |
| BGNE | BeiGene, Ltd.sponsored adr | $5,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| WEC | Sell | WEC Energy Group, Inc. | $5,000 | -16.7% | 62 | -12.7% | 0.00% | -33.3% |
| FN | Fabrinet | $4,000 | +33.3% | 35 | 0.0% | 0.00% | +100.0% | |
| AMD | Advanced Micro Devices, Inc. | $4,000 | +33.3% | 37 | 0.0% | 0.00% | +100.0% | |
| LIN | Linde plc | $4,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $5,000 | -99.0% | 516 | -98.9% | 0.00% | -99.0% |
| JEQ | Aberdeen Japan Equity Fund Inc | $5,000 | 0.0% | 561 | 0.0% | 0.00% | 0.0% | |
| AWP | Aberdeen Global Premier Properties Fund | $5,000 | 0.0% | 802 | 0.0% | 0.00% | 0.0% | |
| LYB | LyondellBasell Industries N.V. Class A | $4,000 | -20.0% | 46 | 0.0% | 0.00% | 0.0% | |
| NDSN | Nordson Corp | $4,000 | 0.0% | 18 | 0.0% | 0.00% | 0.0% | |
| CAF | Morgan Stanley China A Sh Fd | $4,000 | -20.0% | 197 | 0.0% | 0.00% | 0.0% | |
| MSCI | MSCI Inc. | $5,000 | 0.0% | 9 | 0.0% | 0.00% | 0.0% | |
| LPLA | LPL Finl Hldgs Inc | $4,000 | +33.3% | 23 | 0.0% | 0.00% | +100.0% | |
| GDDY | GoDaddy, Inc.cl a | $3,000 | -25.0% | 44 | 0.0% | 0.00% | -50.0% | |
| SHG | Shinhan Financial Group Co Lspn adr restrd | $3,000 | 0.0% | 84 | 0.0% | 0.00% | 0.0% | |
| RBACU | Redball Acquisition Corpunit 99/99/9999 | $3,000 | 0.0% | 298 | 0.0% | 0.00% | 0.0% | |
| DCT | Duck Creek Technologies Inc | $2,000 | 0.0% | 49 | 0.0% | 0.00% | 0.0% | |
| ELAN | Elanco Animal Health Inc. | $3,000 | 0.0% | 87 | 0.0% | 0.00% | 0.0% | |
| ACMR | New | ACM Reseach Inc. | $2,000 | – | 16 | +100.0% | 0.00% | – |
| LII | Lennox Intl Inc | $3,000 | -25.0% | 10 | 0.0% | 0.00% | -50.0% | |
| YNDX | Yandex N V | $3,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| New | Jackson Financial Inc. | $2,000 | – | 76 | +100.0% | 0.00% | – | |
| ASX | Ase Technology Hldg Co. Ltd.sponsored ads | $2,000 | 0.0% | 293 | 0.0% | 0.00% | 0.0% | |
| SMAR | Smartsheet, Inc. Cl A | $3,000 | 0.0% | 47 | 0.0% | 0.00% | 0.0% | |
| GS | Goldman Sachs Group, Inc. (The) | $3,000 | 0.0% | 8 | 0.0% | 0.00% | 0.0% | |
| RARE | Ultragenyx Pharmaceutical In | $3,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| UL | Unilever PLCspon adr new | $2,000 | 0.0% | 28 | 0.0% | 0.00% | 0.0% | |
| UMC | New | United Microelectronics Corpspon adr new | $2,000 | – | 208 | +100.0% | 0.00% | – |
| JKHY | Henry Jack & Assoc Inc | $2,000 | 0.0% | 13 | 0.0% | 0.00% | 0.0% | |
| BFAM | Bright Horizons Fam Sol In D | $3,000 | 0.0% | 21 | 0.0% | 0.00% | 0.0% | |
| FICO | Fair Isaac Corp | $2,000 | 0.0% | 4 | 0.0% | 0.00% | 0.0% | |
| ROL | Rollins Inc | $2,000 | 0.0% | 62 | 0.0% | 0.00% | 0.0% | |
| LSEAW | Landsea Homes Corpw exp 01/07/202 | $3,000 | -25.0% | 12,738 | 0.0% | 0.00% | -50.0% | |
| NTES | Netease Incsponsored ads | $2,000 | -33.3% | 25 | 0.0% | 0.00% | 0.0% | |
| CHE | Chemed Corp New | $2,000 | 0.0% | 5 | 0.0% | 0.00% | 0.0% | |
| BSY | Bentley Sys Inc. | $3,000 | -25.0% | 55 | 0.0% | 0.00% | -50.0% | |
| CHT | Chungwa Telecom Co Ltdspon adr | $2,000 | -33.3% | 63 | 0.0% | 0.00% | 0.0% | |
| GOLD | Barrick Gold Corp | $2,000 | 0.0% | 105 | 0.0% | 0.00% | 0.0% | |
| IIF | Morgan Stanley India Investment Fund Inc | $2,000 | 0.0% | 76 | 0.0% | 0.00% | 0.0% | |
| AZPN | Aspen Technology Inc. | $2,000 | -33.3% | 20 | 0.0% | 0.00% | 0.0% | |
| AAPL | Apple Inc | $3,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| ANSS | Ansys Inc | $2,000 | 0.0% | 6 | 0.0% | 0.00% | 0.0% | |
| YUMC | Yum China Hldgs Inc | $3,000 | 0.0% | 46 | 0.0% | 0.00% | 0.0% | |
| IFN | The India Fund Inc | $2,000 | 0.0% | 83 | 0.0% | 0.00% | 0.0% | |
| IBKR | Interactive Brokers Group In | $3,000 | 0.0% | 47 | 0.0% | 0.00% | 0.0% | |
| ALLE | Allegion PLC | $3,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| BUD | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $3,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| ICE | Intercontinental Exchange Group, Inc. | $3,000 | 0.0% | 29 | 0.0% | 0.00% | 0.0% | |
| PSX | Phillips 66 | $3,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| JOF | Japan Smaller Capitalization Fund Inc | $3,000 | 0.0% | 321 | 0.0% | 0.00% | 0.0% | |
| EXPO | Exponent Inc | $2,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| ORGNW | Origin Materials Inc.w exp 06/24/202 | $3,000 | -25.0% | 1,853 | 0.0% | 0.00% | -50.0% | |
| ATVI | Activision Blizzard, Inc. | $3,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| ES | Eversource Energy | $3,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| RDY | Sell | Dr Reddys Labs Ltdadr | $2,000 | -33.3% | 24 | -47.8% | 0.00% | 0.0% |
| KF | The Korea Fund Inc | $3,000 | -25.0% | 85 | 0.0% | 0.00% | -50.0% | |
| PAGS | Pagseguro Digital Ltd | $2,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| TCOM | Sell | Trip.com Group Ltd ADRads | $1,000 | -66.7% | 42 | -53.3% | 0.00% | -100.0% |
| TDY | Teledyne Technologies Inc. | $1,000 | 0.0% | 3 | 0.0% | 0.00% | – | |
| NTCO | New | Natura & Co Hldgs S Aads | $1,000 | – | 63 | +100.0% | 0.00% | – |
| ACEVW | Ace Convergence Acqu Corpw exp 09/30202 | $1,000 | -75.0% | 2,192 | 0.0% | 0.00% | -100.0% | |
| LU | New | Lufax Holdings LTD | $1,000 | – | 186 | +100.0% | 0.00% | – |
| MOMO | Exit | Momo Incadr | $0 | – | -75 | -100.0% | 0.00% | – |
| GDS | New | GDS Holdingssponsored ads | $1,000 | – | 26 | +100.0% | 0.00% | – |
| MMYT | MakeMyTrip Limited Mauritius | $1,000 | -50.0% | 52 | 0.0% | 0.00% | -100.0% | |
| IQ | Exit | Iqiyi Incsponsored ads | $0 | – | -86 | -100.0% | 0.00% | – |
| XP | XP Inc.cl a | $1,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| ADSK | Exit | Autodesk, Inc. | $0 | – | -9 | -100.0% | -0.00% | – |
| VIH | Exit | VPC Impact Acquisition Hldng | $0 | – | -346 | -100.0% | -0.00% | – |
| RIO | Exit | Rio Tinto PLCsponsored adr | $0 | – | -20 | -100.0% | -0.00% | – |
| FREE | Exit | Whole Earth Brands, Inc. | $0 | – | -274 | -100.0% | -0.00% | – |
| NVCR | Exit | Novocure Ltd | $0 | – | -22 | -100.0% | -0.00% | – |
| DMYI | Exit | DMY Technology Group Inc. III | $0 | – | -575 | -100.0% | -0.00% | – |
| VIHAW | Exit | VPC Impact Acquisition Hldngw exp 10/22/202 | $0 | – | -4,547 | -100.0% | -0.00% | – |
| SPRQWS | Exit | Spartan Acquisition Corp IIw exp 11/30/202 | $0 | – | -3,250 | -100.0% | -0.00% | – |
| VT | Exit | Vanguard Intl Equity Index Ftt wrld st etf | $0 | – | -63 | -100.0% | -0.00% | – |
| GHVIW | Exit | Gores Holdings VI Incw exp 08/24/202 | $0 | – | -1,640 | -100.0% | -0.00% | – |
| NEBCW | Exit | Nebula Caravel Acquisition Cw exp 10/01/202 | $0 | – | -3,647 | -100.0% | -0.00% | – |
| SOACWS | Exit | Sustainable Opportnts Acq Cow exp 99/99/999 | $0 | – | -6,739 | -100.0% | -0.00% | – |
| TBSAW | Exit | TPG Pace Tech Opportunitiesw exp 10/09/202 | $0 | – | -5,109 | -100.0% | -0.00% | – |
| APXT | Exit | Apex Technology Acquisition | $0 | – | -967 | -100.0% | -0.01% | – |
| MUI | Exit | BlackRock Muni Intermediate Duration Fund Inc | $0 | – | -780 | -100.0% | -0.01% | – |
| RICEWS | Exit | Rice Acquisition Corpw exp 10/26/202 | $0 | – | -1,988 | -100.0% | -0.01% | – |
| KPTI | Exit | Karyopharm Therapeutics Inc | $0 | – | -1,500 | -100.0% | -0.01% | – |
| FGNAWS | Exit | FG New Amer Acquisition Corpw exp 8/31/202 | $0 | – | -6,315 | -100.0% | -0.01% | – |
| PDACWS | Exit | Peridot Aqcuisition Corpw exp 11/30/202 | $0 | – | -6,044 | -100.0% | -0.01% | – |
| BKNG | Exit | Booking Holdings Inc. | $0 | – | -8 | -100.0% | -0.01% | – |
| ASML | Exit | ASML Holding N V | $0 | – | -33 | -100.0% | -0.01% | – |
| EIC | Exit | Eagle Pointe Income Company | $0 | – | -1,800 | -100.0% | -0.01% | – |
| CHPTWS | Exit | Chargepoint Holdings Inc.w exp 07/25/202 | $0 | – | -1,261 | -100.0% | -0.01% | – |
| INO | Exit | Inovio Pharmaceuticals Inc | $0 | – | -5,000 | -100.0% | -0.02% | – |
| EFT | Exit | Eaton Vance Flting Rate Inc | $0 | – | -3,467 | -100.0% | -0.02% | – |
| NUW | Exit | Nuveen Amt- Free Mun Value Fd | $0 | – | -5,000 | -100.0% | -0.04% | – |
| PZC | Exit | PIMCO California Municipal Income Fund III | $0 | – | -9,469 | -100.0% | -0.04% | – |
| VTOL | Exit | Bristow Group, Inc. | $0 | – | -4,491 | -100.0% | -0.05% | – |
| MFM | Exit | MFS Municipal Income Trustsh ben int | $0 | – | -17,193 | -100.0% | -0.05% | – |
| PHK | Exit | PIMCO High Income Fund | $0 | – | -24,998 | -100.0% | -0.07% | – |
| TV | Exit | Grupo Televisa SABspon adr rep ord | $0 | – | -13,504 | -100.0% | -0.08% | – |
| RMM | Exit | Rivernorth Managed Duration Municipal Income Fund Inc. | $0 | – | -12,041 | -100.0% | -0.10% | – |
| KTF | Exit | Deutsche Municipal Income Trust | $0 | – | -21,663 | -100.0% | -0.11% | – |
| PCK | Exit | PIMCO Calif Mun Income Fd II | $0 | – | -30,152 | -100.0% | -0.12% | – |
| MNP | Exit | Western Asset Municipal Partners Fund | $0 | – | -20,025 | -100.0% | -0.14% | – |
| RMI | Exit | Rivernorth Opportunistic Mun | $0 | – | -14,642 | -100.0% | -0.14% | – |
| RFM | Exit | Rivernorth Flexible Mun Income | $0 | – | -18,561 | -100.0% | -0.18% | – |
| NMCO | Exit | Nuveen Municipal Credit Opp Fund | $0 | – | -33,574 | -100.0% | -0.22% | – |
| FSD | Exit | First Trust High Income Long/Short Fund | $0 | – | -65,459 | -100.0% | -0.43% | – |
| RMRM | Exit | RMR Real Estate Income Fund | $0 | – | -187,276 | -100.0% | -0.93% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.