$240 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 355 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 15.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $27,301,000 | +11.6% | 2,502,355 | +13.5% | 11.39% | +2.7% |
| NHF | Buy | NexPoint Credit Strategies Fund | $17,115,000 | +50.4% | 1,243,834 | +24.5% | 7.14% | +38.2% |
| CET | Buy | Central Securities Corp | $7,318,000 | +13.8% | 173,460 | +2.3% | 3.05% | +4.7% |
| BSTZ | Buy | BlackRock Science and Technology Trust II | $7,259,000 | +19.3% | 174,033 | +2.1% | 3.03% | +9.7% |
| MTZ | Sell | MasTec Inc | $7,095,000 | +5.3% | 66,874 | -7.0% | 2.96% | -3.1% |
| CRF | Buy | Cornerstone Total Rtrn Fd In | $6,707,000 | +424.8% | 590,893 | +512.3% | 2.80% | +382.4% |
| CLM | Buy | Cornerstone Strategic Value Fund Inc | $6,601,000 | +394.8% | 568,592 | +474.3% | 2.75% | +355.0% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $6,205,000 | +13.5% | 458,298 | +5.5% | 2.59% | +4.4% |
| ISD | Sell | PGIM Short Duration High Yield Fund, Inc. | $5,864,000 | -15.7% | 360,431 | -18.9% | 2.45% | -22.5% |
| OCCI | Buy | OFS Credit Company Inc | $5,817,000 | +4591.1% | 399,514 | +4643.7% | 2.43% | +4232.1% |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $5,566,000 | -25.5% | 349,156 | -30.3% | 2.32% | -31.5% |
| AIF | Buy | Apollo Tactical Income Fund Inc | $4,888,000 | +8.3% | 312,346 | +3.0% | 2.04% | -0.4% |
| NRGX | Buy | PIMCO Enrgy Tactical Cr Opp | $4,787,000 | +31.4% | 382,924 | +8.8% | 2.00% | +20.9% |
| TBF | New | ProShares TRshrt 20+ yr tre | $4,651,000 | – | 275,544 | +100.0% | 1.94% | – |
| EVV | Sell | Eaton Vance Limited Duration Income Fund | $4,406,000 | -51.0% | 332,243 | -53.3% | 1.84% | -54.9% |
| PCI | Buy | PIMCO Dynamic Credit and Mortgage Income Fund | $4,304,000 | +4.0% | 192,336 | +3.5% | 1.80% | -4.4% |
| FAX | Sell | Aberdeen Asia Pacific Income | $4,149,000 | +6.2% | 936,626 | -1.9% | 1.73% | -2.3% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $3,492,000 | +6.2% | 176,651 | -1.9% | 1.46% | -2.3% |
| VCIF | Sell | Vertical Capital Income Fund | $3,299,000 | +4.6% | 305,503 | -0.3% | 1.38% | -3.8% |
| SPE | New | Special Opportunities Fund Inc. | $3,291,000 | – | 216,947 | +100.0% | 1.37% | – |
| GAM | Sell | General American Investors Co Inc | $3,127,000 | +8.6% | 72,020 | -0.4% | 1.30% | -0.2% |
| AIO | Sell | AllianzGI Artificial Intelligence Opp Fund | $3,110,000 | +2.5% | 112,177 | -1.8% | 1.30% | -5.8% |
| NDP | Buy | Tortoise Energy Independence | $2,984,000 | +1021.8% | 147,437 | +859.5% | 1.24% | +928.9% |
| AVK | Sell | Advent Claymore Convertible Securities and Income Fund | $2,973,000 | -15.9% | 154,261 | -22.9% | 1.24% | -22.6% |
| JRI | Sell | Nuveen Real Asset Income and Growth Fund | $2,879,000 | +6.4% | 179,137 | -2.5% | 1.20% | -2.1% |
| JTD | Buy | Nuveen Tax-Advanteaged Divid | $2,866,000 | +15.1% | 178,343 | +8.2% | 1.20% | +5.8% |
| CUBA | Buy | The Herzfeld Caribbean Basin Fund Inc | $2,861,000 | +13.3% | 456,243 | +6.2% | 1.19% | +4.1% |
| FBP | Sell | First BanCorp/Puerto Rico | $2,804,000 | +1.9% | 235,211 | -3.8% | 1.17% | -6.3% |
| BRW | New | Saba Capital Income & Opportunities Fund | $2,722,000 | – | 577,815 | +100.0% | 1.14% | – |
| BPOP | Sell | Popular Inc | $2,583,000 | -1.8% | 34,414 | -8.0% | 1.08% | -9.7% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $2,530,000 | +9.4% | 192,953 | +1.4% | 1.06% | +0.6% |
| RMRM | Buy | RMR Real Estate Income Fund | $2,234,000 | +5.2% | 187,276 | +5.9% | 0.93% | -3.2% |
| DMO | Sell | Western Asset Mortgage Opp Fund Inc. | $2,043,000 | -4.0% | 131,070 | -9.8% | 0.85% | -11.7% |
| CEM | Buy | Clearbridge MLP And Midstrm | $1,999,000 | +246.4% | 68,381 | +176.7% | 0.83% | +218.3% |
| NEE | NextEra Energy Inc | $1,993,000 | -3.1% | 27,199 | 0.0% | 0.83% | -10.9% | |
| JLS | Buy | Nuveen Mortgage and Income Fund | $1,933,000 | +4.5% | 92,517 | +3.8% | 0.81% | -3.9% |
| SHY | Buy | Ishares Tr 13 Yr1 3 yr treas bd | $1,923,000 | +198.1% | 22,319 | +198.3% | 0.80% | +173.7% |
| ECC | Buy | Eagle Pt Cr Co LLC | $1,860,000 | +16.2% | 137,268 | +2.7% | 0.78% | +6.9% |
| OXLC | New | Oxford Lane Cap Corp | $1,854,000 | – | 250,206 | +100.0% | 0.77% | – |
| CX | Cemex SAB de CVspon adr new | $1,853,000 | +20.5% | 220,645 | 0.0% | 0.77% | +10.7% | |
| PGTI | PGT Innovations Inc | $1,791,000 | -8.0% | 77,117 | 0.0% | 0.75% | -15.4% | |
| JRO | Buy | Nuveen Fltng Rte Incm Opp Fd | $1,736,000 | +5.7% | 177,835 | +3.2% | 0.72% | -2.8% |
| RCL | Sell | Royal Caribbean Cruises Ltd | $1,672,000 | -20.5% | 19,607 | -20.2% | 0.70% | -26.9% |
| MLM | Buy | Martin Marietta Materials Inc | $1,583,000 | +57.2% | 4,500 | +50.0% | 0.66% | +44.4% |
| CPA | Copa Holdings SAcl a | $1,525,000 | -6.8% | 20,250 | 0.0% | 0.64% | -14.3% | |
| TYG | Buy | Tortoise Energy Infra Corp | $1,507,000 | +69.1% | 52,353 | +43.6% | 0.63% | +55.7% |
| NCLH | Sell | Norwegian Cruise Line Holdings Ltd | $1,462,000 | -18.1% | 49,717 | -23.2% | 0.61% | -24.7% |
| NML | Buy | Neuberger Berman MLP Income Fund Inc | $1,387,000 | +19.1% | 277,486 | +0.0% | 0.58% | +9.7% |
| EMO | Buy | Clearbridge Energy Midstrm O | $1,378,000 | +696.5% | 59,722 | +545.4% | 0.58% | +637.2% |
| NFE | New Fortress Energy Inccl a | $1,248,000 | -17.5% | 32,943 | 0.0% | 0.52% | -24.1% | |
| LEN | Lennar Corpcl a | $1,242,000 | -1.8% | 12,500 | 0.0% | 0.52% | -9.8% | |
| FMX | Fomento Economico Mexicano SAB de CVspon adr units | $1,236,000 | +12.2% | 14,626 | 0.0% | 0.52% | +3.2% | |
| ASR | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $1,220,000 | +4.0% | 6,600 | 0.0% | 0.51% | -4.3% | |
| RVI | Buy | Retail Value Inc. | $1,081,000 | +134.0% | 49,698 | +101.2% | 0.45% | +114.8% |
| VAC | Marriott Vacations Worldwide Corp | $1,074,000 | -8.6% | 6,745 | 0.0% | 0.45% | -15.9% | |
| BFZ | Buy | BlackRock Calif Mun Income | $1,066,000 | +5.6% | 71,111 | +1.2% | 0.44% | -2.8% |
| FSD | Sell | First Trust High Income Long/Short Fund | $1,031,000 | -38.8% | 65,459 | -41.3% | 0.43% | -43.8% |
| SMM | Buy | Salient Midstream & MLP Fdsh ben int | $1,025,000 | +16.9% | 171,981 | +0.0% | 0.43% | +7.5% |
| BIL | SPDR Ser Trspdr bloomberg | $999,000 | 0.0% | 10,919 | 0.0% | 0.42% | -7.9% | |
| BMEZ | BlackRock Health Sciences Trust II | $975,000 | +9.9% | 33,722 | 0.0% | 0.41% | +1.2% | |
| ASLE | Buy | Aersale Corporation | $952,000 | +4.4% | 76,418 | +3.0% | 0.40% | -4.1% |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $905,000 | +24.0% | 81,553 | +18.8% | 0.38% | +13.9% |
| ESRT | Empire State Realty Trust Inccl a | $887,000 | +7.9% | 73,894 | 0.0% | 0.37% | -0.8% | |
| VMC | Vulcan Materials Co | $870,000 | +3.1% | 5,000 | 0.0% | 0.36% | -5.2% | |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $815,000 | -86.7% | 120,678 | -87.2% | 0.34% | -87.8% |
| BWG | Sell | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | $806,000 | -49.1% | 63,896 | -51.4% | 0.34% | -53.3% |
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $744,000 | +5.5% | 72,416 | +0.8% | 0.31% | -3.1% |
| EVTC | EVERTEC Inc | $740,000 | +17.3% | 16,956 | 0.0% | 0.31% | +8.0% | |
| LIVN | LivaNova PLC | $701,000 | +14.2% | 8,330 | 0.0% | 0.29% | +4.7% | |
| CWCO | Consolidated Water Co Ltdord | $691,000 | -12.8% | 58,877 | 0.0% | 0.29% | -19.8% | |
| CIB | Bancolombia SAspon adr pref | $670,000 | -10.1% | 23,280 | 0.0% | 0.28% | -17.5% | |
| SSSS | Buy | Sutter Rock Cap Corp | $595,000 | +18.8% | 44,076 | +19.3% | 0.25% | +9.3% |
| SEB | Seaboard Corp | $530,000 | +4.7% | 137 | 0.0% | 0.22% | -3.9% | |
| NMCO | Buy | Nuveen Municipal Credit Opp Fund | $518,000 | +11.2% | 33,574 | +1.0% | 0.22% | +2.4% |
| AOD | Sell | Aberdeen Total Dynamic Dividend Fund | $482,000 | -87.1% | 47,346 | -87.9% | 0.20% | -88.1% |
| IBB | Sell | iShares Nasdaq Biotechnology ETFnasdaq biotech | $466,000 | -44.3% | 2,850 | -48.6% | 0.19% | -48.8% |
| SBI | Buy | Western Assest Intm Muni Fd | $464,000 | +7.2% | 47,522 | +1.9% | 0.19% | -1.0% |
| CCL | Sell | Carnival Corpunit 99/99/9999 | $463,000 | -31.7% | 17,559 | -31.3% | 0.19% | -37.3% |
| RFM | Sell | Rivernorth Flexible Mun Income | $439,000 | +2.1% | 18,561 | -4.7% | 0.18% | -6.2% |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $421,000 | +0.2% | 4,125 | 0.0% | 0.18% | -7.9% | |
| PNI | Buy | Pimco New York Municipal Income Fund II | $406,000 | +7.7% | 33,733 | +0.9% | 0.17% | -1.2% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $358,000 | +9.8% | 25,552 | +0.1% | 0.15% | +0.7% |
| RMI | Sell | Rivernorth Opportunistic Mun | $339,000 | -60.0% | 14,642 | -62.0% | 0.14% | -63.3% |
| MNP | Sell | Western Asset Municipal Partners Fund | $330,000 | -28.4% | 20,025 | -33.4% | 0.14% | -34.0% |
| NUO | Buy | Nuveen Ohio Qlty Mun Income | $316,000 | +5.7% | 19,294 | +0.8% | 0.13% | -2.9% |
| PCK | Buy | PIMCO Calif Mun Income Fd II | $290,000 | +8.2% | 30,152 | +1.8% | 0.12% | -0.8% |
| ENX | Sell | Eaton Vance New York Mun Bd | $274,000 | -16.7% | 21,342 | -20.9% | 0.11% | -23.5% |
| KTF | Sell | Deutsche Municipal Income Trust | $265,000 | -19.9% | 21,663 | -23.8% | 0.11% | -26.0% |
| VPV | Buy | Invesco PA Value Mun Inc Tr | $247,000 | +3.3% | 18,491 | +0.8% | 0.10% | -4.6% |
| RMM | Sell | Rivernorth Managed Duration Municipal Income Fund Inc. | $244,000 | -33.0% | 12,041 | -38.5% | 0.10% | -38.2% |
| GLD | SPDR Gold Tr | $232,000 | +3.6% | 1,398 | 0.0% | 0.10% | -4.9% | |
| MRK | Buy | Merck & Co Inc | $220,000 | +1.9% | 2,830 | +0.8% | 0.09% | -6.1% |
| MHI | Sell | Pioneer Municipal High Income Trust | $206,000 | -5.1% | 15,886 | -9.3% | 0.09% | -12.2% |
| VMM | Buy | Delaware Investments Minnesota Municipal Income Fund II Inc | $201,000 | +35.8% | 14,218 | +26.7% | 0.08% | +25.4% |
| TV | Sell | Grupo Televisa SABspon adr rep ord | $193,000 | +15.6% | 13,504 | -28.4% | 0.08% | +6.6% |
| DTF | Buy | DTF Tax-Free Income Inc | $187,000 | +6.2% | 12,472 | +1.5% | 0.08% | -2.5% |
| AGD | Sell | Aberdeen Global Dynamic Dividend Fund | $187,000 | -86.3% | 15,570 | -87.3% | 0.08% | -87.4% |
| AMGN | Amgen Inc | $175,000 | -1.7% | 717 | 0.0% | 0.07% | -9.9% | |
| IHI | iShares U.S. Medical Devices ETFu.s. med dvc etf | $172,000 | -81.8% | 2,858 | 0.0% | 0.07% | -83.2% | |
| PHK | Sell | PIMCO High Income Fund | $171,000 | -91.2% | 24,998 | -91.4% | 0.07% | -92.0% |
| AMX | Buy | America Movil SAB de CV | $166,000 | +11.4% | 11,048 | +0.9% | 0.07% | +1.5% |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $149,000 | +7.2% | 8,000 | 0.0% | 0.06% | -1.6% | |
| CTR | New | Clearbridge MLP and Midstrm | $149,000 | – | 5,875 | +100.0% | 0.06% | – |
| LLY | Eli Lilly & Co | $147,000 | +22.5% | 642 | 0.0% | 0.06% | +13.0% | |
| TY | Buy | Tri-Continental Corp | $139,000 | +6.9% | 4,064 | +1.0% | 0.06% | -1.7% |
| MFM | MFS Municipal Income Trustsh ben int | $123,000 | +5.1% | 17,193 | 0.0% | 0.05% | -3.8% | |
| CEV | New | Eaton Vance Calif Mun Incomsh ben int | $119,000 | – | 8,541 | +100.0% | 0.05% | – |
| NVS | Buy | Novartis AGsponsored adr | $114,000 | +8.6% | 1,244 | +1.0% | 0.05% | 0.0% |
| BMY | Bristol-Myers Squibb Co | $114,000 | +6.5% | 1,700 | 0.0% | 0.05% | -2.0% | |
| VTOL | Bristow Group, Inc. | $115,000 | -0.9% | 4,491 | 0.0% | 0.05% | -9.4% | |
| PEO | Buy | Adams Natural Resources Fund Inc | $112,000 | +9.8% | 6,917 | +0.2% | 0.05% | +2.2% |
| GSIE | Goldman Sachs ETF TRactivebeta int | $111,000 | +5.7% | 3,192 | 0.0% | 0.05% | -4.2% | |
| VTN | Sell | Invesco Tr Invt Grade New Yo | $108,000 | -60.4% | 7,786 | -62.6% | 0.04% | -63.7% |
| PZC | Buy | PIMCO California Municipal Income Fund III | $109,000 | +11.2% | 9,469 | +1.8% | 0.04% | +2.3% |
| ASA | Buy | ASA Gold and Precious Metals Ltd | $109,000 | +9.0% | 5,033 | +0.0% | 0.04% | 0.0% |
| GDX | VanEck Vectors Gold Miners ETFgold miners etf | $104,000 | +4.0% | 3,075 | 0.0% | 0.04% | -4.4% | |
| NXJ | Nuveen New Jersey Quality Municipal Income Fund | $101,000 | +8.6% | 6,456 | 0.0% | 0.04% | 0.0% | |
| QQQ | Invesco QQQ Trunit ser 1 | $96,000 | +11.6% | 270 | 0.0% | 0.04% | +2.6% | |
| SPY | SPDR S&P 500 ETF Trtr unit | $94,000 | +8.0% | 220 | 0.0% | 0.04% | 0.0% | |
| UNH | UnitedHealth Group Inc | $90,000 | +7.1% | 225 | 0.0% | 0.04% | 0.0% | |
| MA | Buy | MasterCard, Inc.cl a | $92,000 | +12.2% | 251 | +8.7% | 0.04% | +2.7% |
| VFL | Delaware Invts Natl Mun Incosh ben int | $92,000 | +8.2% | 6,500 | 0.0% | 0.04% | -2.6% | |
| NUW | Nuveen Amt- Free Mun Value Fd | $86,000 | +4.9% | 5,000 | 0.0% | 0.04% | -2.7% | |
| PFX | New | Phenixfin Corp | $85,000 | – | 2,083 | +100.0% | 0.04% | – |
| ABBV | AbbVie, Inc. | $79,000 | +3.9% | 699 | 0.0% | 0.03% | -2.9% | |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $74,000 | +4.2% | 150 | 0.0% | 0.03% | -3.1% | |
| SONY | Buy | Sony Corpsponsored adr | $72,000 | +4.3% | 742 | +13.5% | 0.03% | -3.2% |
| BGX | Buy | Blackstone / GSO Long-Short Credit Income Fund | $73,000 | +7.4% | 4,847 | +1.0% | 0.03% | -3.2% |
| PYPL | Buy | PayPal Holdings, Inc. | $71,000 | +39.2% | 243 | +16.8% | 0.03% | +30.4% |
| TM | Buy | Toyota Motor Corp | $69,000 | +76.9% | 396 | +60.3% | 0.03% | +61.1% |
| CRSP | Sell | CRISPR Therapeutics AGnamen akt | $67,000 | +31.4% | 415 | -0.5% | 0.03% | +21.7% |
| TAK | Takeda Pharmaceutical Co Ltdsponsored adr | $67,000 | -8.2% | 4,000 | 0.0% | 0.03% | -15.2% | |
| USO | United States Oil Fund LPunits | $62,000 | +21.6% | 1,250 | 0.0% | 0.03% | +13.0% | |
| CNI | Buy | Canadian National Railway Company | $60,000 | +5.3% | 565 | +15.5% | 0.02% | -3.8% |
| SE | Buy | Sea Limitedadr | $59,000 | +40.5% | 214 | +13.8% | 0.02% | +31.6% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $57,000 | +9.6% | 1,937 | +1.6% | 0.02% | 0.0% |
| RVT | Buy | Royce Value Trust Inc | $57,000 | +5.6% | 3,009 | +1.6% | 0.02% | 0.0% |
| EQIX | Sell | Equinix Inc | $56,000 | +7.7% | 70 | -9.1% | 0.02% | -4.2% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $54,000 | +5.9% | 6,075 | +2.1% | 0.02% | 0.0% |
| PUK | Buy | Prudential PLCadr | $50,000 | +31.6% | 1,304 | +47.0% | 0.02% | +23.5% |
| EFT | Sell | Eaton Vance Flting Rate Inc | $50,000 | -34.2% | 3,467 | -35.4% | 0.02% | -38.2% |
| OTIS | Sell | Otis Worldwide Corp | $51,000 | 0.0% | 629 | -16.1% | 0.02% | -8.7% |
| JMM | Buy | Nuveen Multi-Market Income Fund Inc | $51,000 | +2.0% | 6,881 | +0.7% | 0.02% | -8.7% |
| RYAAY | Buy | Ryanair Holdings plc ADRsponsored ads | $50,000 | +6.4% | 466 | +13.7% | 0.02% | 0.0% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $49,000 | +11.4% | 2,973 | +2.0% | 0.02% | 0.0% |
| SVVC | Firsthand Technology Value Fund, Inc. | $49,000 | +6.5% | 8,571 | 0.0% | 0.02% | -4.8% | |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $47,000 | +20.5% | 5,253 | +2.5% | 0.02% | +11.1% |
| CDNS | Buy | Cadence Design Systems, Inc. | $46,000 | +9.5% | 336 | +9.4% | 0.02% | 0.0% |
| INO | Inovio Pharmaceuticals Inc | $46,000 | 0.0% | 5,000 | 0.0% | 0.02% | -9.5% | |
| SNY | Buy | Sanofisponsored adr | $46,000 | +21.1% | 883 | +13.6% | 0.02% | +11.8% |
| GAB | Buy | Gabelli Equity Trust Inc | $45,000 | +2.3% | 6,528 | +2.1% | 0.02% | -5.0% |
| BKR | New | Baker Hughes Companycl a | $44,000 | – | 1,940 | +100.0% | 0.02% | – |
| GDL | Buy | The GDL Fund | $43,000 | +2.4% | 4,786 | +1.3% | 0.02% | -5.3% |
| MSFT | Buy | Microsoft Corp | $41,000 | +28.1% | 152 | +12.6% | 0.02% | +13.3% |
| PCTTW | Sell | Purecycle Technologies Incw exp 01/28/202 | $41,000 | -29.3% | 3,331 | -19.4% | 0.02% | -34.6% |
| TSLA | Buy | Tesla Inc | $41,000 | +20.6% | 61 | +19.6% | 0.02% | +13.3% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $35,000 | +9.4% | 1,339 | +1.3% | 0.02% | 0.0% |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $37,000 | +8.8% | 312 | +9.9% | 0.02% | 0.0% |
| JPM | Buy | JPMorgan Chase & Co | $34,000 | +17.2% | 221 | +15.7% | 0.01% | +7.7% |
| AMZN | Buy | Amazon Com Inc | $28,000 | +86.7% | 8 | +60.0% | 0.01% | +71.4% |
| CHPTWS | Buy | Chargepoint Holdings Inc.w exp 07/25/202 | $29,000 | +61.1% | 1,261 | +8.3% | 0.01% | +50.0% |
| EIC | New | Eagle Pointe Income Company | $29,000 | – | 1,800 | +100.0% | 0.01% | – |
| JPC | Nuveen Pfd & Income Opportun | $28,000 | +7.7% | 2,790 | 0.0% | 0.01% | 0.0% | |
| FB | Buy | Facebook, Inc.cl a | $26,000 | +62.5% | 76 | +40.7% | 0.01% | +57.1% |
| AVGO | Buy | Broadcom, Inc. | $25,000 | +8.7% | 53 | +8.2% | 0.01% | 0.0% |
| ASML | New | ASML Holding N V | $23,000 | – | 33 | +100.0% | 0.01% | – |
| BLK | BlackRock, Inc. | $21,000 | +16.7% | 24 | 0.0% | 0.01% | +12.5% | |
| HD | Buy | The Home Depot Inc | $22,000 | +10.0% | 70 | +4.5% | 0.01% | 0.0% |
| INCY | Sell | Incyte Corp | $20,000 | -4.8% | 242 | -6.9% | 0.01% | -20.0% |
| BKNG | New | Booking Holdings Inc. | $18,000 | – | 8 | +100.0% | 0.01% | – |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $18,000 | +5.9% | 1,805 | +1.5% | 0.01% | 0.0% |
| GOOG | Buy | Alphabet, Inc. Cl Ccl c | $20,000 | +42.9% | 8 | +14.3% | 0.01% | +33.3% |
| GENIWS | New | Genius Sports Limitedw exp 04/30/202 | $20,000 | – | 2,472 | +100.0% | 0.01% | – |
| TXN | Texas Instruments, Inc | $19,000 | 0.0% | 100 | 0.0% | 0.01% | -11.1% | |
| ZTR | Buy | Virtus Total Return Fund Inc. | $16,000 | +6.7% | 1,621 | +2.5% | 0.01% | 0.0% |
| KPLTW | New | Katapult Holdings Inc.w exp 06/09/202 | $16,000 | – | 5,038 | +100.0% | 0.01% | – |
| PDACWS | Buy | Peridot Aqcuisition Corpw exp 11/30/202 | $16,000 | +166.7% | 6,044 | +62.8% | 0.01% | +133.3% |
| VALE | Buy | Vale SAadr | $15,000 | +66.7% | 642 | +29.7% | 0.01% | +50.0% |
| BOWXW | Bowx Acquisition Corpw exp 08/03/202 | $15,000 | +66.7% | 4,399 | 0.0% | 0.01% | +50.0% | |
| KPTI | Karyopharm Therapeutics Inc | $15,000 | -6.2% | 1,500 | 0.0% | 0.01% | -14.3% | |
| APD | Air products and Chemicals, Inc. | $14,000 | +7.7% | 47 | 0.0% | 0.01% | 0.0% | |
| GF | Buy | The New Germany Fund Inc | $14,000 | +7.7% | 678 | +4.5% | 0.01% | 0.0% |
| FGNAWS | New | FG New Amer Acquisition Corpw exp 8/31/202 | $14,000 | – | 6,315 | +100.0% | 0.01% | – |
| TDACW | Buy | Trident Acquisitions Corpw exp 05/09/202 | $14,000 | +27.3% | 6,029 | +9.2% | 0.01% | +20.0% |
| ABNB | New | Airbnb Inc. | $15,000 | – | 98 | +100.0% | 0.01% | – |
| ISRG | Buy | Intuitive Surgical, Inc. | $14,000 | +75.0% | 15 | +36.4% | 0.01% | +50.0% |
| APXT | Buy | Apex Technology Acquisition | $12,000 | +20.0% | 967 | +8.9% | 0.01% | 0.0% |
| SHOP | Buy | Shopify, Inc.cl a | $13,000 | +116.7% | 9 | +80.0% | 0.01% | +66.7% |
| MUI | Sell | BlackRock Muni Intermediate Duration Fund Inc | $12,000 | -94.0% | 780 | -94.1% | 0.01% | -94.5% |
| SBUX | Sell | Starbucks Corp. | $11,000 | -8.3% | 98 | -10.9% | 0.01% | 0.0% |
| TSI | TCW Strategic Income Fund Inc | $12,000 | +9.1% | 2,000 | 0.0% | 0.01% | 0.0% | |
| MDLZ | Sell | Mondelez International, Inc.cl a | $13,000 | -73.5% | 205 | -75.4% | 0.01% | -77.3% |
| HON | Honeywell Intl, Inc. | $13,000 | 0.0% | 60 | 0.0% | 0.01% | -16.7% | |
| NFLX | Buy | Netflix, Inc. | $12,000 | +50.0% | 22 | +46.7% | 0.01% | +25.0% |
| PACXW | New | Pioneer Merger Corpw exp 01/07/202 | $11,000 | – | 7,000 | +100.0% | 0.01% | – |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $11,000 | +57.1% | 22 | +46.7% | 0.01% | +66.7% |
| CSCO | Cisco Systems, Inc. | $12,000 | +9.1% | 219 | 0.0% | 0.01% | 0.0% | |
| AMT | Buy | American Tower Corporation | $12,000 | +50.0% | 43 | +26.5% | 0.01% | +25.0% |
| RICEWS | Rice Acquisition Corpw exp 10/26/202 | $11,000 | +266.7% | 1,988 | 0.0% | 0.01% | +400.0% | |
| QSI | New | Quantum SI Inc | $12,000 | – | 965 | +100.0% | 0.01% | – |
| PG | Buy | Procter & Gamble Co. (The) | $11,000 | +22.2% | 79 | +19.7% | 0.01% | +25.0% |
| TFC | Truist Financial Corp | $12,000 | -7.7% | 221 | 0.0% | 0.01% | -16.7% | |
| PAYX | Paychex, Inc | $11,000 | +10.0% | 102 | 0.0% | 0.01% | 0.0% | |
| CCI | Sell | Crown Castle Intl Corp. | $12,000 | 0.0% | 64 | -8.6% | 0.01% | 0.0% |
| PEP | PepsiCo, Inc. | $13,000 | 0.0% | 89 | 0.0% | 0.01% | -16.7% | |
| MDT | Medtronic plc | $9,000 | 0.0% | 73 | 0.0% | 0.00% | 0.0% | |
| ADP | Automatic Data Processing, Inc. | $10,000 | 0.0% | 51 | 0.0% | 0.00% | -20.0% | |
| BABA | Alibaba Group Holding Limitedsponsored ads | $10,000 | 0.0% | 42 | 0.0% | 0.00% | -20.0% | |
| MCD | McDonald's Corp | $10,000 | +11.1% | 42 | 0.0% | 0.00% | 0.0% | |
| TBSAW | New | TPG Pace Tech Opportunitiesw exp 10/09/202 | $9,000 | – | 5,109 | +100.0% | 0.00% | – |
| MMC | Marsh & McLennan Companies, Inc. | $10,000 | +25.0% | 68 | 0.0% | 0.00% | 0.0% | |
| FREEW | Buy | Whole Earth Brands Inc.*w exp 06/25/202 | $9,000 | +12.5% | 4,243 | +8.7% | 0.00% | 0.0% |
| TWN | Buy | The Taiwan Fund Inc | $10,000 | +400.0% | 277 | +214.8% | 0.00% | +300.0% |
| LMT | Sell | Lockheed Martin Corp. | $9,000 | -18.2% | 25 | -19.4% | 0.00% | -20.0% |
| GHVIW | Gores Holdings VI Incw exp 08/24/202 | $10,000 | +66.7% | 1,640 | 0.0% | 0.00% | +33.3% | |
| NKE | Buy | Nike, Inc.cl b | $9,000 | +50.0% | 59 | +37.2% | 0.00% | +33.3% |
| PNC | The PNC Financial Services Group Inc | $10,000 | +11.1% | 50 | 0.0% | 0.00% | 0.0% | |
| SOACWS | Buy | Sustainable Opportnts Acq Cow exp 99/99/999 | $10,000 | +66.7% | 6,739 | +8.5% | 0.00% | +33.3% |
| NEBCW | Buy | Nebula Caravel Acquisition Cw exp 10/01/202 | $9,000 | +80.0% | 3,647 | +8.7% | 0.00% | +100.0% |
| QCOM | Qualcomm Inc | $10,000 | +11.1% | 70 | 0.0% | 0.00% | 0.0% | |
| EFX | Buy | Equifax, Inc. | $8,000 | +60.0% | 32 | +14.3% | 0.00% | +50.0% |
| ABT | Abbott Laboratories | $8,000 | -11.1% | 73 | 0.0% | 0.00% | -25.0% | |
| AEF | Aberdeen Emerging Markets Equity Inc. | $7,000 | 0.0% | 768 | 0.0% | 0.00% | 0.0% | |
| AZN | Buy | AstraZeneca Group plc ADRsponsored adr | $8,000 | +60.0% | 135 | +36.4% | 0.00% | +50.0% |
| BBY | Buy | Best Buy Inc. | $6,000 | +200.0% | 53 | +211.8% | 0.00% | +200.0% |
| BTI | Buy | British American Tobacco PLCsponsored adr | $7,000 | +40.0% | 188 | +33.3% | 0.00% | +50.0% |
| CRL | Charles Riv Labs Intl Inc | $6,000 | +20.0% | 17 | 0.0% | 0.00% | +50.0% | |
| CVX | Chevron Corp. | $8,000 | 0.0% | 77 | 0.0% | 0.00% | -25.0% | |
| CMCSA | Comcast Corp. Cl A Common Stockcl a | $7,000 | +16.7% | 114 | 0.0% | 0.00% | 0.0% | |
| COST | Buy | Costco Wholesale Corp. | $6,000 | +50.0% | 14 | +27.3% | 0.00% | +50.0% |
| DMYI | Buy | DMY Technology Group Inc. III | $6,000 | 0.0% | 575 | +8.9% | 0.00% | 0.0% |
| EEA | The European Equity Fund Inc | $7,000 | 0.0% | 617 | 0.0% | 0.00% | 0.0% | |
| FMACWS | Buy | Firstmark Horizon Acquisitionw exp 09/26/202 | $7,000 | +16.7% | 4,292 | +7.9% | 0.00% | 0.0% |
| IBN | Buy | ICICI Bank Ltdadr | $8,000 | +14.3% | 475 | +10.2% | 0.00% | 0.0% |
| ITW | Illinois Tool Works, Inc. | $7,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| MXF | Buy | The Mexico Fund, Inc. | $7,000 | +75.0% | 451 | +46.0% | 0.00% | +50.0% |
| MCO | Buy | Moody's Corp. | $8,000 | +100.0% | 21 | +40.0% | 0.00% | +50.0% |
| IRL | Buy | The New Ireland Fund Inc | $8,000 | +14.3% | 671 | +10.9% | 0.00% | 0.0% |
| OGN | New | Organon & Co | $8,000 | – | 265 | +100.0% | 0.00% | – |
| PLD | ProLogis, Inc. | $8,000 | +14.3% | 64 | 0.0% | 0.00% | 0.0% | |
| SVXY | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $6,000 | +20.0% | 110 | 0.0% | 0.00% | +50.0% | |
| O | Buy | Realty Income Corp. | $6,000 | +20.0% | 94 | +32.4% | 0.00% | +50.0% |
| SMG | Scotts Miracle-Gro Cocl a | $7,000 | -12.5% | 34 | 0.0% | 0.00% | -25.0% | |
| SRE | Sempra Energy | $8,000 | 0.0% | 64 | 0.0% | 0.00% | -25.0% | |
| SPRQWS | Spartan Acquisition Corp IIw exp 11/30/202 | $6,000 | 0.0% | 3,250 | 0.0% | 0.00% | 0.0% | |
| USB | U.S. Bancorp | $6,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
| VT | Buy | Vanguard Intl Equity Index Ftt wrld st etf | $7,000 | +75.0% | 63 | +43.2% | 0.00% | +50.0% |
| V | Sell | Visa Inc | $7,000 | +16.7% | 29 | -3.3% | 0.00% | 0.0% |
| WEC | WEC Energy Group, Inc. | $6,000 | -14.3% | 71 | 0.0% | 0.00% | 0.0% | |
| ZBRA | Zebra Technologies Corpcl a | $6,000 | 0.0% | 12 | 0.0% | 0.00% | 0.0% | |
| ZTS | Buy | Zoetis Inc.cl a | $7,000 | +75.0% | 37 | +48.0% | 0.00% | +50.0% |
| ETN | Buy | Eaton Corp. plc (Ireland) | $7,000 | +40.0% | 44 | +25.7% | 0.00% | +50.0% |
| VIHAW | VPC Impact Acquisition Hldngw exp 10/22/202 | $8,000 | -38.5% | 4,547 | 0.0% | 0.00% | -50.0% | |
| ALC | Alcon, Inc. | $7,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| CB | Buy | Chubb Ltd | $7,000 | +16.7% | 45 | +28.6% | 0.00% | 0.0% |
| REGN | Buy | Regeneron Pharmaceuticals, Inc. | $4,000 | +33.3% | 8 | +14.3% | 0.00% | +100.0% |
| VZ | Sell | Verizon Communications Inc | $4,000 | -42.9% | 77 | -35.8% | 0.00% | -33.3% |
| VRTX | Buy | Vertex Pharmaceuticals, Inc. | $4,000 | +33.3% | 22 | +57.1% | 0.00% | +100.0% |
| STM | Buy | STMicroelectronics N Vny registry | $4,000 | +33.3% | 121 | +33.0% | 0.00% | +100.0% |
| QSR | Buy | Restaurant Brands International Inc | $4,000 | 0.0% | 68 | +19.3% | 0.00% | 0.0% |
| CPRT | Copart Inc. | $4,000 | +33.3% | 29 | 0.0% | 0.00% | +100.0% | |
| COO | Cooper Cos Inc. | $4,000 | 0.0% | 11 | 0.0% | 0.00% | 0.0% | |
| KF | The Korea Fund Inc | $4,000 | 0.0% | 85 | 0.0% | 0.00% | 0.0% | |
| AWP | Sell | Aberdeen Global Premier Properties Fund | $5,000 | -99.8% | 802 | -99.8% | 0.00% | -99.8% |
| PODD | Buy | Insulet Corp. | $4,000 | +33.3% | 15 | +36.4% | 0.00% | +100.0% |
| CEE | Sell | Central and Eastern European Fund Inc | $5,000 | -16.7% | 190 | -17.7% | 0.00% | -33.3% |
| CARR | New | Carrier Global Corporation | $4,000 | – | 83 | +100.0% | 0.00% | – |
| CDW | CDW Corp | $4,000 | 0.0% | 24 | 0.0% | 0.00% | 0.0% | |
| INFY | Infosys Ltdsponsored ads | $5,000 | +25.0% | 227 | 0.0% | 0.00% | 0.0% | |
| FREE | Whole Earth Brands, Inc. | $4,000 | 0.0% | 274 | 0.0% | 0.00% | 0.0% | |
| BGY | BlackRock Enhanced International Dividend Trust | $5,000 | 0.0% | 756 | 0.0% | 0.00% | 0.0% | |
| LII | Lennox Intl Inc | $4,000 | +33.3% | 10 | 0.0% | 0.00% | +100.0% | |
| JEQ | Aberdeen Japan Equity Fund Inc | $5,000 | 0.0% | 561 | 0.0% | 0.00% | 0.0% | |
| LYB | Buy | LyondellBasell Industries N.V. Class A | $5,000 | +66.7% | 46 | +39.4% | 0.00% | +100.0% |
| ACEVW | Ace Convergence Acqu Corpw exp 09/30202 | $4,000 | 0.0% | 2,192 | 0.0% | 0.00% | 0.0% | |
| IDXX | Buy | IDEXX Labs Inc. | $5,000 | +66.7% | 8 | +33.3% | 0.00% | +100.0% |
| WRB | Berkley W R Corp | $4,000 | 0.0% | 49 | 0.0% | 0.00% | 0.0% | |
| ADBE | Buy | Adobe Systems, Inc. | $5,000 | +66.7% | 8 | +14.3% | 0.00% | +100.0% |
| BSY | Bentley Sys Inc. | $4,000 | +33.3% | 55 | 0.0% | 0.00% | +100.0% | |
| ORGNW | New | Origin Materials Inc.w exp 06/24/202 | $4,000 | – | 1,853 | +100.0% | 0.00% | – |
| BGNE | Buy | BeiGene, Ltd.sponsored adr | $5,000 | +25.0% | 15 | +25.0% | 0.00% | 0.0% |
| LIN | Buy | Linde plc | $4,000 | +33.3% | 15 | +50.0% | 0.00% | +100.0% |
| EMF | Templeton Emerging Markets Fund | $5,000 | 0.0% | 238 | 0.0% | 0.00% | 0.0% | |
| TER | Teradyne Inc | $5,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| IEX | Buy | IDEX Corp. | $5,000 | +25.0% | 22 | +22.2% | 0.00% | 0.0% |
| NVCR | New | Novocure Ltd | $5,000 | – | 22 | +100.0% | 0.00% | – |
| HLT | Buy | Hilton, Inc | $4,000 | +33.3% | 36 | +38.5% | 0.00% | +100.0% |
| SKM | SK Telecom Ltdsponsored adr | $4,000 | +33.3% | 128 | 0.0% | 0.00% | +100.0% | |
| THO | Thor Inds Inc | $4,000 | -20.0% | 36 | 0.0% | 0.00% | 0.0% | |
| NOW | Buy | ServiceNow, Inc. | $4,000 | 0.0% | 8 | +14.3% | 0.00% | 0.0% |
| SHW | Buy | Sherwin-Williams Co. (The) | $4,000 | +300.0% | 14 | +133.3% | 0.00% | – |
| TTE | Buy | Totalenergies SEsponsored ads | $5,000 | +25.0% | 103 | +35.5% | 0.00% | 0.0% |
| GDDY | Buy | GoDaddy, Inc.cl a | $4,000 | +100.0% | 44 | +37.5% | 0.00% | +100.0% |
| GGZ | Buy | Gabelli Global Small & Mid C | $5,000 | +150.0% | 337 | +153.4% | 0.00% | +100.0% |
| LSEAW | Buy | Landsea Homes Corpw exp 01/07/202 | $4,000 | +33.3% | 12,738 | +8.3% | 0.00% | +100.0% |
| TRMB | Buy | Trimble, Inc. | $4,000 | +33.3% | 50 | +25.0% | 0.00% | +100.0% |
| KPLT | New | Katapult Holdings Inc. | $5,000 | – | 420 | +100.0% | 0.00% | – |
| SITE | Sell | Siteone Landsscape Supply Inc | $4,000 | -20.0% | 25 | -16.7% | 0.00% | 0.0% |
| POOL | Pool Corp | $5,000 | +25.0% | 11 | 0.0% | 0.00% | 0.0% | |
| SLB | Sell | Schlumberger Ltd | $4,000 | 0.0% | 138 | -4.2% | 0.00% | 0.0% |
| JD | JD.Com Incspon adr cl a | $4,000 | 0.0% | 49 | 0.0% | 0.00% | 0.0% | |
| UPS | Buy | United Parcel Service Inccl b | $5,000 | +150.0% | 22 | +100.0% | 0.00% | +100.0% |
| NDSN | Nordson Corp | $4,000 | 0.0% | 18 | 0.0% | 0.00% | 0.0% | |
| CAF | Buy | Morgan Stanley China A Sh Fd | $5,000 | +150.0% | 197 | +99.0% | 0.00% | +100.0% |
| NVO | Buy | Novo Nordisk A/S ADRadr | $5,000 | +66.7% | 60 | +36.4% | 0.00% | +100.0% |
| MSCI | MSCI Inc. | $5,000 | +25.0% | 9 | 0.0% | 0.00% | 0.0% | |
| MMYT | MakeMyTrip Limited Mauritius | $2,000 | 0.0% | 52 | 0.0% | 0.00% | 0.0% | |
| LPLA | LPL Finl Hldgs Inc | $3,000 | 0.0% | 23 | 0.0% | 0.00% | 0.0% | |
| SGEN | Buy | Seattle Genetics, In | $3,000 | +50.0% | 22 | +22.2% | 0.00% | 0.0% |
| SHG | Shinhan Financial Group Co Lspn adr restrd | $3,000 | 0.0% | 84 | 0.0% | 0.00% | 0.0% | |
| SMAR | Buy | Smartsheet, Inc. Cl A | $3,000 | +50.0% | 47 | +38.2% | 0.00% | 0.0% |
| JOF | Japan Smaller Capitalization Fund Inc | $3,000 | 0.0% | 321 | 0.0% | 0.00% | 0.0% | |
| ICE | Buy | Intercontinental Exchange Group, Inc. | $3,000 | +50.0% | 29 | +31.8% | 0.00% | 0.0% |
| IBKR | Interactive Brokers Group In | $3,000 | 0.0% | 47 | 0.0% | 0.00% | 0.0% | |
| IFN | Sell | The India Fund Inc | $2,000 | -60.0% | 83 | -61.4% | 0.00% | -50.0% |
| JKHY | Henry Jack & Assoc Inc | $2,000 | 0.0% | 13 | 0.0% | 0.00% | 0.0% | |
| HDB | HDFC Bank Ltdsponsored ads | $3,000 | -25.0% | 46 | 0.0% | 0.00% | -50.0% | |
| GS | Buy | Goldman Sachs Group, Inc. (The) | $3,000 | +50.0% | 8 | +14.3% | 0.00% | 0.0% |
| FICO | Fair Isaac Corp | $2,000 | 0.0% | 4 | 0.0% | 0.00% | 0.0% | |
| TCOM | Trip.com Group Ltd ADRads | $3,000 | -25.0% | 90 | 0.0% | 0.00% | -50.0% | |
| EXPO | Exponent Inc | $2,000 | 0.0% | 22 | 0.0% | 0.00% | 0.0% | |
| RARE | Buy | Ultragenyx Pharmaceutical In | $3,000 | 0.0% | 30 | +36.4% | 0.00% | 0.0% |
| UL | Unilever PLCspon adr new | $2,000 | 0.0% | 28 | 0.0% | 0.00% | 0.0% | |
| ES | Buy | Eversource Energy | $3,000 | +50.0% | 40 | +48.1% | 0.00% | 0.0% |
| ASX | Sell | Ase Technology Hldg Co. Ltd.sponsored ads | $2,000 | -50.0% | 293 | -38.3% | 0.00% | -50.0% |
| ELAN | Elanco Animal Health Inc. | $3,000 | 0.0% | 87 | 0.0% | 0.00% | 0.0% | |
| DCT | Duck Creek Technologies Inc | $2,000 | 0.0% | 49 | 0.0% | 0.00% | 0.0% | |
| RDY | Dr Reddys Labs Ltdadr | $3,000 | 0.0% | 46 | 0.0% | 0.00% | 0.0% | |
| CHT | Chungwa Telecom Co Ltdspon adr | $3,000 | +50.0% | 63 | 0.0% | 0.00% | 0.0% | |
| CHE | Chemed Corp New | $2,000 | 0.0% | 5 | 0.0% | 0.00% | 0.0% | |
| BFAM | Bright Horizons Fam Sol In D | $3,000 | -25.0% | 21 | 0.0% | 0.00% | -50.0% | |
| YUMC | Buy | Yum China Hldgs Inc | $3,000 | +50.0% | 46 | +64.3% | 0.00% | 0.0% |
| ALLE | Allegion PLC | $3,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| FN | Fabrinet | $3,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| GOLD | Buy | Barrick Gold Corp | $2,000 | 0.0% | 105 | +34.6% | 0.00% | 0.0% |
| ADSK | Buy | Autodesk, Inc. | $3,000 | +50.0% | 9 | +28.6% | 0.00% | 0.0% |
| AZPN | Aspen Technology Inc. | $3,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| PAGS | Buy | Pagseguro Digital Ltd | $2,000 | +100.0% | 36 | +38.5% | 0.00% | – |
| AAPL | Buy | Apple Inc | $3,000 | +50.0% | 22 | +29.4% | 0.00% | 0.0% |
| RBACU | Buy | Redball Acquisition Corpunit 99/99/9999 | $3,000 | 0.0% | 298 | +8.8% | 0.00% | 0.0% |
| ANSS | Ansys Inc | $2,000 | 0.0% | 6 | 0.0% | 0.00% | 0.0% | |
| BUD | Buy | Anheuser-Busch Inbev SA/NV ADRsponsored adr | $3,000 | +50.0% | 45 | +25.0% | 0.00% | 0.0% |
| AMD | Buy | Advanced Micro Devices, Inc. | $3,000 | +50.0% | 37 | +54.2% | 0.00% | 0.0% |
| VIH | Buy | VPC Impact Acquisition Hldng | $3,000 | -25.0% | 346 | +26.3% | 0.00% | -50.0% |
| ATVI | Buy | Activision Blizzard, Inc. | $3,000 | 0.0% | 36 | +33.3% | 0.00% | 0.0% |
| YNDX | Yandex N V | $3,000 | +50.0% | 36 | 0.0% | 0.00% | 0.0% | |
| RIO | Sell | Rio Tinto PLCsponsored adr | $2,000 | 0.0% | 20 | -20.0% | 0.00% | 0.0% |
| PSX | Phillips 66 | $3,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| ROL | Rollins Inc | $2,000 | 0.0% | 62 | 0.0% | 0.00% | 0.0% | |
| NTES | Netease Incsponsored ads | $3,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| IIF | Sell | Morgan Stanley India Investment Fund Inc | $2,000 | -50.0% | 76 | -53.4% | 0.00% | -50.0% |
| IQ | Buy | Iqiyi Incsponsored ads | $1,000 | 0.0% | 86 | +38.7% | 0.00% | – |
| HIMSWS | Exit | Hims & Hers Health Inc.w exp 01/20/202 | $0 | – | -250 | -100.0% | 0.00% | – |
| MOMO | Momo Incadr | $1,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| XP | XP Inc.cl a | $1,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| TDY | New | Teledyne Technologies Inc. | $1,000 | – | 3 | +100.0% | 0.00% | – |
| BAP | Exit | Credicorp Ltd | $0 | – | -13 | -100.0% | -0.00% | – |
| AACQW | Exit | Artius Acquisition Inc.w exp 07/13/202 | $0 | – | -1,705 | -100.0% | -0.00% | – |
| IHG | Exit | InterContinental Hotels Group plc ADRsponsored adr | $0 | – | -33 | -100.0% | -0.00% | – |
| FLIR | Exit | Flir Sys Inc | $0 | – | -51 | -100.0% | -0.00% | – |
| TEVA | Exit | Teva Pharmaceutical Inds Ltdsponsored adr | $0 | – | -168 | -100.0% | -0.00% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -109 | -100.0% | -0.00% | – |
| FSRV | Exit | Finserv Acquisition Corpcl a | $0 | – | -386 | -100.0% | -0.00% | – |
| PACEWS | Exit | TPG Pace Tech Opportunitiesw exp 10/09/202 | $0 | – | -4,711 | -100.0% | -0.00% | – |
| MELI | Exit | MercadoLibre, Inc. | $0 | – | -5 | -100.0% | -0.00% | – |
| ALUSU | Exit | Alussa Energy Acquisition Co.unit 10/31/2026 | $0 | – | -613 | -100.0% | -0.00% | – |
| FRXWS | Exit | Forest Road Acquisition Corpw exp 12/31/202 | $0 | – | -2,809 | -100.0% | -0.00% | – |
| FSRVW | Exit | Finserv Acquisition Corpw exp 12/31/202 | $0 | – | -3,292 | -100.0% | -0.01% | – |
| DMYDWS | Exit | DMY Technology Group Inc. IIw exp 07/29/202 | $0 | – | -2,760 | -100.0% | -0.01% | – |
| CAPA | Exit | Highcape Cap Acquisition Cor | $0 | – | -887 | -100.0% | -0.01% | – |
| MAV | Exit | Pioneer Municipal High Income Advantage Trust | $0 | – | -3,135 | -100.0% | -0.02% | – |
| PCEF | Exit | Invesco Exch Traded Fd Tr II | $0 | – | -1,800 | -100.0% | -0.02% | – |
| KSM | Exit | DWS Strategic Municipal Income Trust | $0 | – | -5,000 | -100.0% | -0.03% | – |
| DSU | Exit | BlackRock Debt Strategies Fund | $0 | – | -7,820 | -100.0% | -0.04% | – |
| Exit | Center Coast Brkfld MLP Enrg | $0 | – | -10,259 | -100.0% | -0.05% | – | |
| FMO | Exit | Fiduciary Claymore Engry Inf | $0 | – | -12,995 | -100.0% | -0.06% | – |
| MHF | Exit | Western Asset Mun Hi Incm Fd | $0 | – | -18,532 | -100.0% | -0.07% | – |
| EVY | Exit | Eaton Vance New York Mun Incsh ben int | $0 | – | -15,847 | -100.0% | -0.10% | – |
| FPF | Exit | First Tr Inter Dur Pfd & In | $0 | – | -25,235 | -100.0% | -0.27% | – |
| KMF | Exit | Kayne Anderson NextGen Enrgy | $0 | – | -104,924 | -100.0% | -0.32% | – |
| EAD | Exit | Wells Fargo Advantage Incomewf inc oppty fd | $0 | – | -91,776 | -100.0% | -0.35% | – |
| AWF | Exit | AllianceBernstern Global High Income Fund | $0 | – | -67,809 | -100.0% | -0.36% | – |
| RCS | Exit | PIMCO Strategic Income Fd | $0 | – | -130,707 | -100.0% | -0.44% | – |
| VTA | Exit | Invesco Dynamic Credit Opportunities Fund | $0 | – | -103,877 | -100.0% | -0.54% | – |
| EVG | Exit | Eaton Vance Short Duration Diversified Income Fund | $0 | – | -95,386 | -100.0% | -0.57% | – |
| KYN | Exit | Kayne Anderson Energy Infrst | $0 | – | -326,041 | -100.0% | -1.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.