$898 Million is the total value of Nantahala Capital Management's 60 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 40.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $100,360,000 | -53.2% | 730,000 | -54.1% | 11.18% | -49.8% |
| SPY | New | SPDR S&P 500 ETF TRput | $70,722,000 | – | 300,000 | +100.0% | 7.88% | – |
| SGMS | Sell | SCIENTIFIC GAMES CORPcall | $69,531,000 | +8.0% | 2,940,000 | -36.1% | 7.74% | +15.9% |
| DLB | Sell | DOLBY LABORATORIES INC | $47,300,000 | +12.8% | 902,507 | -2.7% | 5.27% | +21.0% |
| DLB | Buy | DOLBY LABORATORIES INCcall | $47,169,000 | +160.9% | 900,000 | +125.0% | 5.25% | +180.1% |
| YHOO | Buy | YAHOO INC | $44,109,000 | +29.2% | 950,425 | +7.7% | 4.91% | +38.6% |
| FCFS | Buy | FIRSTCASH INC | $43,437,000 | +6.9% | 883,772 | +2.2% | 4.84% | +14.7% |
| CASH | Buy | META FINL GROUP INC | $38,758,000 | -2.7% | 437,947 | +13.2% | 4.32% | +4.4% |
| SODA | Sell | SODASTREAM INTERNATIONAL LTD | $35,976,000 | -12.4% | 742,843 | -28.6% | 4.01% | -6.0% |
| SPY | New | SPDR S&P 500 ETF TRcall | $35,361,000 | – | 150,000 | +100.0% | 3.94% | – |
| CDXS | Buy | CODEXIS INC | $28,792,000 | +11.7% | 5,998,322 | +7.1% | 3.21% | +19.9% |
| AKBA | Buy | AKEBIA THERAPEUTICS INC | $20,981,000 | -9.7% | 2,280,531 | +2.2% | 2.34% | -3.1% |
| BPI | Buy | BRIDGEPOINT ED INC | $20,772,000 | +15.6% | 1,946,761 | +9.7% | 2.31% | +24.0% |
| WRLD | New | WORLD ACCEP CORP DEL | $20,420,000 | – | 394,354 | +100.0% | 2.28% | – |
| QADA | Sell | QAD INCcl a | $19,744,000 | -14.4% | 708,954 | -6.6% | 2.20% | -8.2% |
| TBBK | Buy | BANCORP INC DEL | $19,072,000 | -30.9% | 3,739,697 | +6.4% | 2.12% | -25.9% |
| LXFR | Buy | LUXFER HLDGS PLCsponsored adr | $18,925,000 | +13.0% | 1,556,293 | +1.2% | 2.11% | +21.3% |
| SCLN | Sell | SCICLONE PHARMACEUTICALS INC | $18,535,000 | -20.9% | 1,891,328 | -12.8% | 2.06% | -15.1% |
| RH | New | RHcall | $18,504,000 | – | 400,000 | +100.0% | 2.06% | – |
| GDEN | Buy | GOLDEN ENTMT INC | $14,174,000 | +15.4% | 1,071,329 | +5.7% | 1.58% | +23.8% |
| CTRN | Sell | CITI TRENDS INC | $11,719,000 | -23.0% | 689,352 | -14.7% | 1.30% | -17.5% |
| ORM | Sell | OWENS RLTY MTG INC | $11,524,000 | -5.0% | 647,403 | -1.2% | 1.28% | +2.0% |
| ARQL | Buy | ARQULE INC | $10,282,000 | -12.6% | 9,700,043 | +3.9% | 1.14% | -6.2% |
| ONDK | Buy | ON DECK CAP INC | $8,951,000 | +10.0% | 1,776,026 | +1.1% | 1.00% | +18.0% |
| CCN | Sell | CARDCONNECT CORP | $8,922,000 | -25.2% | 675,926 | -28.0% | 0.99% | -19.7% |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES Ncall | $8,744,000 | -46.6% | 800,000 | -55.5% | 0.97% | -42.7% |
| KRE | Sell | SPDR SERIES TRUSTput | $8,192,000 | -77.3% | 150,000 | -76.9% | 0.91% | -75.7% |
| ENT | New | GLOBAL EAGLE ENTMT INC | $7,204,000 | – | 2,258,163 | +100.0% | 0.80% | – |
| GME | New | GAMESTOP CORP NEWput | $6,765,000 | – | 300,000 | +100.0% | 0.75% | – |
| LINC | Sell | LINCOLN EDL SVCS CORP | $6,319,000 | +38.6% | 2,248,899 | -5.3% | 0.70% | +48.8% |
| CGNT | Buy | COGENTIX MED INC | $6,188,000 | -1.7% | 3,362,995 | +7.4% | 0.69% | +5.4% |
| RLGT | Sell | RADIANT LOGISTICS INC | $5,904,000 | -2.0% | 1,180,754 | -23.5% | 0.66% | +5.3% |
| SHLDQ | SEARS HLDGS CORPcall | $5,745,000 | +23.7% | 500,000 | 0.0% | 0.64% | +32.8% | |
| SGMS | Sell | SCIENTIFIC GAMES CORPcl a | $5,219,000 | -68.6% | 220,675 | -81.4% | 0.58% | -66.3% |
| EZCORP INCnote 2.625% 6/1 | $5,184,000 | -3.3% | 5,500,000 | 0.0% | 0.58% | +3.6% | ||
| FNTEU | New | FINTECH ACQUISITION CORP IIunit 99/99/9999 | $5,100,000 | – | 500,000 | +100.0% | 0.57% | – |
| EPM | Sell | EVOLUTION PETROLEUM CORP | $4,505,000 | -34.5% | 563,171 | -18.2% | 0.50% | -29.8% |
| CCXI | Buy | CHEMOCENTRYX INC | $4,407,000 | +27.4% | 605,353 | +29.5% | 0.49% | +36.8% |
| DVD | DOVER MOTORSPORTS INC | $3,797,000 | -4.3% | 1,725,789 | 0.0% | 0.42% | +2.7% | |
| EZPW | EZCORP INCcl a non vtg | $3,150,000 | -23.5% | 386,494 | 0.0% | 0.35% | -17.8% | |
| CRMT | New | AMERICAS CAR MART INC | $3,070,000 | – | 84,214 | +100.0% | 0.34% | – |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $3,012,000 | -48.2% | 1,771,613 | -0.7% | 0.34% | -44.4% |
| EMMS | Buy | EMMIS COMMUNICATIONS CORP | $2,599,000 | +13.7% | 1,060,802 | +57.4% | 0.29% | +22.4% |
| STRL | STERLING CONSTRUCTION CO INC | $2,383,000 | +9.4% | 257,604 | 0.0% | 0.26% | +17.3% | |
| QURE | UNIQURE NV | $2,312,000 | +3.2% | 400,000 | 0.0% | 0.26% | +10.7% | |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $2,304,000 | +15.3% | 667,946 | -2.7% | 0.26% | +24.2% |
| PTIE | Sell | PAIN THERAPEUTICS INC | $2,170,000 | +11.0% | 2,429,353 | -29.2% | 0.24% | +19.2% |
| SHOS | New | SEARS HOMETOWN & OUTLET STOR | $1,907,000 | – | 488,976 | +100.0% | 0.21% | – |
| FBK | FB FINL CORP | $1,768,000 | +36.2% | 50,000 | 0.0% | 0.20% | +45.9% | |
| STRM | Buy | STREAMLINE HEALTH SOLUTIONS | $1,506,000 | -18.1% | 1,476,225 | +0.4% | 0.17% | -12.0% |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $1,344,000 | +2.2% | 1,280,120 | +0.3% | 0.15% | +9.5% |
| FALC | Sell | FALCONSTOR SOFTWARE INC | $1,130,000 | -22.4% | 2,841,368 | -12.2% | 0.13% | -16.6% |
| SNAK | New | INVENTURE FOODS INC | $920,000 | – | 208,181 | +100.0% | 0.10% | – |
| MFCB | MFC BANCORP LTD | $602,000 | -8.6% | 337,978 | 0.0% | 0.07% | -1.5% | |
| RBCAA | REPUBLIC BANCORP KYcl a | $253,000 | -13.1% | 7,371 | 0.0% | 0.03% | -6.7% | |
| OCN | Exit | OCWEN FINL CORPcall | $0 | – | -186,000 | -100.0% | -0.10% | – |
| CCNWW | Exit | CARDCONNECT CORP*w exp 07/29/202 | $0 | – | -447,363 | -100.0% | -0.15% | – |
| ONCE | Exit | SPARK THERAPEUTICS INCcall | $0 | – | -30,000 | -100.0% | -0.16% | – |
| EMGCQ | Exit | EMERGENT CAP INC | $0 | – | -2,010,970 | -100.0% | -0.25% | – |
| VAC | Exit | MARRIOTT VACATIONS WRLDWDE C | $0 | – | -40,000 | -100.0% | -0.35% | – |
| DV | Exit | DEVRY ED GROUP INCput | $0 | – | -150,000 | -100.0% | -0.49% | – |
| CXW | Exit | CORECIVIC INCput | $0 | – | -300,000 | -100.0% | -0.76% | – |
| RACE | Exit | FERRARI N V | $0 | – | -129,064 | -100.0% | -0.78% | – |
| Exit | IMPERIAL HLDGS INCnote 8.500% 2/1 | $0 | – | -9,970,000 | -100.0% | -0.78% | – | |
| PIP | Exit | PHARMATHENE INC | $0 | – | -3,202,045 | -100.0% | -1.08% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -628,893 | -100.0% | -1.11% | – |
| RH | Exit | RESTORATION HARDWARE HLDGS I | $0 | – | -364,376 | -100.0% | -1.16% | – |
| ARIA | Exit | ARIAD PHARMACEUTICALS INCput | $0 | – | -900,000 | -100.0% | -1.16% | – |
| RH | Exit | RESTORATION HARDWARE HLDGS Icall | $0 | – | -700,000 | -100.0% | -2.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.