Nantahala Capital Management filings

This page lists the SEC filings reported by Nantahala Capital Management.

SEC filings by Nantahala Capital Management (insiders)
TypeFiled
42024-03-21EDGAR
42024-03-15EDGAR
42024-01-24EDGAR
32024-01-22EDGAR
32023-06-22EDGAR
42022-07-15EDGAR
42022-06-08EDGAR
42020-11-16EDGAR
32020-10-15EDGAR
42019-06-17EDGAR
32019-05-10EDGAR
32019-05-03EDGAR
42012-04-24EDGAR
32011-06-16EDGAR
32011-06-10EDGAR
Form 13F-HR
The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
Form SC 13D/G
Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
Form 3, 4, and 5
Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.