$963 Million is the total value of Nantahala Capital Management's 71 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 30.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $214,412,000 | +28.3% | 1,590,000 | +18.2% | 22.26% | +10.5% |
| SGMS | SCIENTIFIC GAMES CORPcall | $64,375,000 | +24.2% | 4,598,200 | 0.0% | 6.68% | +7.0% | |
| DLB | Buy | DOLBY LABORATORIES INC | $41,932,000 | -8.9% | 927,907 | +9.4% | 4.35% | -21.6% |
| SODA | Sell | SODASTREAM INTERNATIONAL LTD | $41,081,000 | +17.2% | 1,040,817 | -21.1% | 4.26% | +0.9% |
| FCFS | Buy | FIRSTCASH INC | $40,630,000 | +4.9% | 864,472 | +5.1% | 4.22% | -9.7% |
| CASH | Sell | META FINL GROUP INC | $39,821,000 | +54.5% | 386,986 | -9.0% | 4.13% | +33.0% |
| KRE | New | SPDR SERIES TRUSTput | $36,121,000 | – | 650,000 | +100.0% | 3.75% | – |
| YHOO | Sell | YAHOO INC | $34,137,000 | -33.6% | 882,776 | -26.0% | 3.54% | -42.8% |
| TBBK | Sell | BANCORP INC DEL | $27,618,000 | +1.7% | 3,513,697 | -16.9% | 2.87% | -12.4% |
| CDXS | Buy | CODEXIS INC | $25,769,000 | +4.4% | 5,602,041 | +0.7% | 2.68% | -10.1% |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $23,426,000 | +29.2% | 2,169,043 | +22.6% | 2.43% | +11.2% |
| AKBA | Buy | AKEBIA THERAPEUTICS INC | $23,239,000 | +34.1% | 2,232,408 | +16.6% | 2.41% | +15.4% |
| QADA | Sell | QAD INCcl a | $23,072,000 | +33.0% | 758,954 | -2.1% | 2.40% | +14.5% |
| RH | Buy | RESTORATION HARDWARE HLDGS Icall | $21,490,000 | +107.2% | 700,000 | +133.3% | 2.23% | +78.3% |
| DLB | New | DOLBY LABORATORIES INCcall | $18,076,000 | – | 400,000 | +100.0% | 1.88% | – |
| BPI | Buy | BRIDGEPOINT ED INC | $17,973,000 | +58.2% | 1,774,198 | +7.3% | 1.87% | +36.2% |
| LXFR | Buy | LUXFER HLDGS PLCsponsored adr | $16,741,000 | +22.6% | 1,537,293 | +30.5% | 1.74% | +5.6% |
| SGMS | Sell | SCIENTIFIC GAMES CORPcl a | $16,614,000 | -28.7% | 1,186,689 | -42.6% | 1.72% | -38.6% |
| FCAU | FIAT CHRYSLER AUTOMOBILES Ncall | $16,378,000 | +42.5% | 1,795,800 | 0.0% | 1.70% | +22.7% | |
| CTRN | Sell | CITI TRENDS INC | $15,229,000 | -36.1% | 808,349 | -32.4% | 1.58% | -44.9% |
| GDEN | Buy | GOLDEN ENTMT INC | $12,278,000 | +4.4% | 1,013,860 | +7.5% | 1.28% | -10.1% |
| ORM | Sell | OWENS RLTY MTG INC | $12,130,000 | -10.1% | 654,968 | -15.9% | 1.26% | -22.6% |
| CCN | CARDCONNECT CORP | $11,923,000 | +30.0% | 938,808 | 0.0% | 1.24% | +11.9% | |
| ARQL | Buy | ARQULE INC | $11,760,000 | -27.9% | 9,333,541 | +0.8% | 1.22% | -37.9% |
| ARIA | New | ARIAD PHARMACEUTICALS INCput | $11,196,000 | – | 900,000 | +100.0% | 1.16% | – |
| RH | Buy | RESTORATION HARDWARE HLDGS I | $11,186,000 | +18.5% | 364,376 | +33.5% | 1.16% | +2.0% |
| ERI | Buy | ELDORADO RESORTS INC | $10,660,000 | +64.9% | 628,893 | +36.8% | 1.11% | +42.1% |
| PIP | PHARMATHENE INC | $10,407,000 | +12.1% | 3,202,045 | 0.0% | 1.08% | -3.6% | |
| ONDK | Buy | ON DECK CAP INC | $8,135,000 | +95.9% | 1,757,126 | +141.2% | 0.84% | +68.7% |
| Sell | IMPERIAL HLDGS INCnote 8.500% 2/1 | $7,561,000 | -29.4% | 9,970,000 | -16.7% | 0.78% | -39.2% | |
| RACE | Sell | FERRARI N V | $7,504,000 | -23.7% | 129,064 | -31.9% | 0.78% | -34.3% |
| CXW | New | CORECIVIC INCput | $7,338,000 | – | 300,000 | +100.0% | 0.76% | – |
| EPM | Sell | EVOLUTION PETROLEUM CORP | $6,883,000 | +21.3% | 688,282 | -23.8% | 0.72% | +4.5% |
| CGNT | Sell | COGENTIX MED INC | $6,296,000 | +4.0% | 3,132,384 | -5.8% | 0.65% | -10.4% |
| RLGT | Sell | RADIANT LOGISTICS INC | $6,022,000 | +32.5% | 1,544,154 | -3.5% | 0.62% | +14.1% |
| TWMC | TRANS WORLD ENTMT CORP | $5,820,000 | -5.4% | 1,784,034 | 0.0% | 0.60% | -18.6% | |
| EZCORP INCnote 2.625% 6/1 | $5,361,000 | -2.1% | 5,500,000 | 0.0% | 0.56% | -15.6% | ||
| DV | New | DEVRY ED GROUP INCput | $4,680,000 | – | 150,000 | +100.0% | 0.49% | – |
| SHLDQ | New | SEARS HLDGS CORPcall | $4,645,000 | – | 500,000 | +100.0% | 0.48% | – |
| LINC | Buy | LINCOLN EDL SVCS CORP | $4,558,000 | -8.5% | 2,373,899 | +4.9% | 0.47% | -21.3% |
| EZPW | Sell | EZCORP INCcl a non vtg | $4,116,000 | -47.1% | 386,494 | -45.1% | 0.43% | -54.5% |
| DVD | Buy | DOVER MOTORSPORTS INC | $3,969,000 | +30.6% | 1,725,789 | +40.3% | 0.41% | +12.6% |
| CCXI | Buy | CHEMOCENTRYX INC | $3,459,000 | +22.8% | 467,455 | +0.2% | 0.36% | +5.6% |
| VAC | New | MARRIOTT VACATIONS WRLDWDE C | $3,394,000 | – | 40,000 | +100.0% | 0.35% | – |
| EMGCQ | Buy | EMERGENT CAP INC | $2,433,000 | -55.0% | 2,010,970 | +9.0% | 0.25% | -61.2% |
| EMMS | Buy | EMMIS COMMUNICATIONS CORP | $2,285,000 | +64.9% | 674,122 | +97.0% | 0.24% | +41.9% |
| QURE | New | UNIQURE NV | $2,240,000 | – | 400,000 | +100.0% | 0.23% | – |
| STRL | Buy | STERLING CONSTRUCTION CO INC | $2,179,000 | +122.8% | 257,604 | +103.9% | 0.23% | +91.5% |
| UTI | Buy | UNIVERSAL TECHNICAL INST INC | $1,998,000 | +3532.7% | 686,546 | +2127.2% | 0.21% | +2857.1% |
| PTIE | Sell | PAIN THERAPEUTICS INC | $1,955,000 | -49.5% | 3,429,353 | -11.4% | 0.20% | -56.5% |
| STRM | Buy | STREAMLINE HEALTH SOLUTIONS | $1,838,000 | +44.4% | 1,470,063 | +112.4% | 0.19% | +24.8% |
| ONCE | New | SPARK THERAPEUTICS INCcall | $1,497,000 | – | 30,000 | +100.0% | 0.16% | – |
| FALC | Sell | FALCONSTOR SOFTWARE INC | $1,456,000 | -58.7% | 3,235,818 | -4.6% | 0.15% | -64.5% |
| CCNWW | CARDCONNECT CORP*w exp 07/29/202 | $1,423,000 | +191.6% | 447,363 | 0.0% | 0.15% | +150.8% | |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $1,315,000 | -3.5% | 1,276,311 | +1.2% | 0.14% | -16.5% |
| FBK | FB FINL CORP | $1,298,000 | +28.6% | 50,000 | 0.0% | 0.14% | +10.7% | |
| OCN | OCWEN FINL CORPcall | $1,003,000 | +46.9% | 186,000 | 0.0% | 0.10% | +26.8% | |
| MFCB | MFC BANCORP LTD | $659,000 | -4.9% | 337,978 | 0.0% | 0.07% | -19.0% | |
| RBCAA | Sell | REPUBLIC BANCORP KYcl a | $291,000 | -93.8% | 7,371 | -95.1% | 0.03% | -94.7% |
| CASLQ | Exit | CASTLE A M & CO | $0 | – | -134,764 | -100.0% | -0.01% | – |
| PHMD | Exit | PHOTOMEDEX INC | $0 | – | -276,958 | -100.0% | -0.04% | – |
| TA | Exit | TRAVELCENTERS AMER LLC | $0 | – | -152,511 | -100.0% | -0.13% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEWcall | $0 | – | -157,400 | -100.0% | -0.26% | – |
| ERI | Exit | ELDORADO RESORTS INCcall | $0 | – | -190,500 | -100.0% | -0.32% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEWput | $0 | – | -400,000 | -100.0% | -0.67% | – |
| CRMT | Exit | AMERICAS CAR MART INC | $0 | – | -202,350 | -100.0% | -0.89% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INCcall | $0 | – | -150,000 | -100.0% | -1.11% | – |
| PRTA | Exit | PROTHENA CORPput | $0 | – | -229,000 | -100.0% | -1.66% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.