$1.26 Billion is the total value of Nantahala Capital Management's 72 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 43.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $270,567,000 | +169.6% | 1,920,000 | +163.0% | 21.46% | +92.0% |
| SGMS | SCIENTIFIC GAMES CORPcall | $76,734,000 | +10.4% | 2,940,000 | 0.0% | 6.09% | -21.4% | |
| SPY | SPDR S&P 500 ETF TRput | $72,540,000 | +2.6% | 300,000 | 0.0% | 5.76% | -26.9% | |
| AABA | New | ALTABA INC | $60,603,000 | – | 1,112,397 | +100.0% | 4.81% | – |
| RH | Buy | RHcall | $55,681,000 | +200.9% | 863,000 | +115.8% | 4.42% | +114.3% |
| EXAS | New | EXACT SCIENCES CORPput | $49,518,000 | – | 1,400,000 | +100.0% | 3.93% | – |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $48,360,000 | +36.8% | 200,000 | +33.3% | 3.84% | -2.6% |
| DLB | DOLBY LABORATORIES INC | $44,187,000 | -6.6% | 902,507 | 0.0% | 3.51% | -33.5% | |
| CASH | META FINL GROUP INC | $38,977,000 | +0.6% | 437,947 | 0.0% | 3.09% | -28.4% | |
| FCFS | Sell | FIRSTCASH INC | $35,607,000 | -18.0% | 610,756 | -30.9% | 2.82% | -41.6% |
| CDXS | Buy | CODEXIS INC | $35,362,000 | +22.8% | 6,488,379 | +8.2% | 2.80% | -12.5% |
| WRLD | Buy | WORLD ACCEP CORP DEL | $33,250,000 | +62.8% | 443,861 | +12.6% | 2.64% | +16.0% |
| SODA | Sell | SODASTREAM INTERNATIONAL LTD | $31,994,000 | -11.1% | 597,795 | -19.5% | 2.54% | -36.7% |
| AKBA | Sell | AKEBIA THERAPEUTICS INC | $30,876,000 | +47.2% | 2,148,623 | -5.8% | 2.45% | +4.8% |
| TBBK | BANCORP INC DEL | $28,347,000 | +48.6% | 3,739,697 | 0.0% | 2.25% | +5.9% | |
| LXFR | Buy | LUXFER HLDGS PLCsponsored adr | $27,250,000 | +44.0% | 2,130,544 | +36.9% | 2.16% | +2.6% |
| QADA | Buy | QAD INCcl a | $22,948,000 | +16.2% | 716,021 | +1.0% | 1.82% | -17.2% |
| GDEN | Buy | GOLDEN ENTMT INC | $22,601,000 | +59.5% | 1,091,329 | +1.9% | 1.79% | +13.6% |
| BPI | Sell | BRIDGEPOINT ED INC | $20,569,000 | -1.0% | 1,393,589 | -28.4% | 1.63% | -29.5% |
| ENT | Buy | GLOBAL EAGLE ENTMT INC | $19,579,000 | +171.8% | 5,499,695 | +143.5% | 1.55% | +93.6% |
| SODA | New | SODASTREAM INTERNATIONAL LTDcall | $16,056,000 | – | 300,000 | +100.0% | 1.27% | – |
| AFI | New | ARMSTRONG FLOORING INC | $14,494,000 | – | 806,590 | +100.0% | 1.15% | – |
| ARQL | Buy | ARQULE INC | $12,697,000 | +23.5% | 10,239,651 | +5.6% | 1.01% | -12.1% |
| MDCO | New | MEDICINES COcall | $11,403,000 | – | 300,000 | +100.0% | 0.90% | – |
| ORM | Sell | OWENS RLTY MTG INC | $10,978,000 | -4.7% | 647,313 | -0.0% | 0.87% | -32.2% |
| CCN | CARDCONNECT CORP | $10,173,000 | +14.0% | 675,926 | 0.0% | 0.81% | -18.8% | |
| FCAU | FIAT CHRYSLER AUTOMOBILES Ncall | $9,672,000 | +10.6% | 800,000 | 0.0% | 0.77% | -21.3% | |
| ONDK | Buy | ON DECK CAP INC | $9,315,000 | +4.1% | 1,999,020 | +12.6% | 0.74% | -25.9% |
| SHLDQ | Buy | SEARS HLDGS CORPcall | $8,860,000 | +54.2% | 1,000,000 | +100.0% | 0.70% | +9.8% |
| AVXS | New | AVEXIS INCput | $8,216,000 | – | 100,000 | +100.0% | 0.65% | – |
| PETS | New | PETMED EXPRESS INCput | $8,120,000 | – | 200,000 | +100.0% | 0.64% | – |
| JMBA | New | JAMBA INC | $7,355,000 | – | 944,129 | +100.0% | 0.58% | – |
| QURE | Buy | UNIQURE NV | $6,855,000 | +196.5% | 1,107,483 | +176.9% | 0.54% | +110.9% |
| LINC | Sell | LINCOLN EDL SVCS CORP | $6,505,000 | +2.9% | 2,098,377 | -6.7% | 0.52% | -26.7% |
| GME | GAMESTOP CORP NEWput | $6,483,000 | -4.2% | 300,000 | 0.0% | 0.51% | -31.8% | |
| CGNT | Buy | COGENTIX MED INC | $6,324,000 | +2.2% | 3,634,265 | +8.1% | 0.50% | -27.1% |
| CTRN | Sell | CITI TRENDS INC | $6,222,000 | -46.9% | 293,206 | -57.5% | 0.49% | -62.1% |
| AGLE | New | AEGLEA BIOTHERAPEUTICS INC | $6,133,000 | – | 1,592,903 | +100.0% | 0.49% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCcall | $5,750,000 | – | 500,000 | +100.0% | 0.46% | – |
| CCXI | CHEMOCENTRYX INC | $5,666,000 | +28.6% | 605,353 | 0.0% | 0.45% | -8.4% | |
| FNTEU | Sell | FINTECH ACQUISITION CORP IIunit 99/99/9999 | $5,195,000 | +1.9% | 499,998 | -0.0% | 0.41% | -27.5% |
| ELVT | New | ELEVATE CREDIT INC | $4,950,000 | – | 625,000 | +100.0% | 0.39% | – |
| EPM | EVOLUTION PETROLEUM CORP | $4,562,000 | +1.3% | 563,171 | 0.0% | 0.36% | -27.9% | |
| NATR | New | NATURES SUNSHINE PRODUCTS IN | $4,158,000 | – | 313,814 | +100.0% | 0.33% | – |
| DVD | DOVER MOTORSPORTS INC | $3,624,000 | -4.6% | 1,725,789 | 0.0% | 0.29% | -31.9% | |
| STRL | STERLING CONSTRUCTION CO INC | $3,367,000 | +41.3% | 257,604 | 0.0% | 0.27% | +0.8% | |
| RLGT | Sell | RADIANT LOGISTICS INC | $3,316,000 | -43.8% | 616,400 | -47.8% | 0.26% | -60.0% |
| CRMT | AMERICAS CAR MART INC | $3,276,000 | +6.7% | 84,214 | 0.0% | 0.26% | -24.0% | |
| EMMS | Buy | EMMIS COMMUNICATIONS CORP | $3,137,000 | +20.7% | 1,092,951 | +3.0% | 0.25% | -14.1% |
| EZPW | EZCORP INCcl a non vtg | $2,976,000 | -5.5% | 386,494 | 0.0% | 0.24% | -32.8% | |
| TWMC | Buy | TRANS WORLD ENTMT CORP | $2,921,000 | -3.0% | 1,825,453 | +3.0% | 0.23% | -31.0% |
| SHOS | Buy | SEARS HOMETOWN & OUTLET STOR | $2,822,000 | +48.0% | 1,045,236 | +113.8% | 0.22% | +5.7% |
| UTI | UNIVERSAL TECHNICAL INST INC | $2,385,000 | +3.5% | 667,946 | 0.0% | 0.19% | -26.5% | |
| ASCMA | New | ASCENT CAP GROUP INC | $2,071,000 | – | 134,827 | +100.0% | 0.16% | – |
| STRM | Buy | STREAMLINE HEALTH SOLUTIONS | $1,884,000 | +25.1% | 1,760,297 | +19.2% | 0.15% | -11.3% |
| FBK | FB FINL CORP | $1,810,000 | +2.4% | 50,000 | 0.0% | 0.14% | -26.9% | |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $1,609,000 | +19.7% | 1,449,559 | +13.2% | 0.13% | -14.7% |
| PTIE | New | PAIN THERAPEUTICS INC | $1,440,000 | – | 347,050 | +100.0% | 0.11% | – |
| FALC | FALCONSTOR SOFTWARE INC | $737,000 | -34.8% | 2,841,368 | 0.0% | 0.06% | -54.0% | |
| MFCB | MFC BANCORP LTD | $602,000 | 0.0% | 337,978 | 0.0% | 0.05% | -28.4% | |
| LEE | New | LEE ENTERPRISES INC | $336,000 | – | 177,085 | +100.0% | 0.03% | – |
| RBCAA | REPUBLIC BANCORP KYcl a | $263,000 | +4.0% | 7,371 | 0.0% | 0.02% | -25.0% | |
| TAXA | New | LIBERTY TAX INCcl a | $227,000 | – | 17,491 | +100.0% | 0.02% | – |
| SNAK | Exit | INVENTURE FOODS INC | $0 | – | -208,181 | -100.0% | -0.10% | – |
| PTIE | Exit | PAIN THERAPEUTICS INC | $0 | – | -2,429,353 | -100.0% | -0.24% | – |
| Exit | EZCORP INCnote 2.625% 6/1 | $0 | – | -5,500,000 | -100.0% | -0.58% | – | |
| SGMS | Exit | SCIENTIFIC GAMES CORPcl a | $0 | – | -220,675 | -100.0% | -0.58% | – |
| KRE | Exit | SPDR SERIES TRUSTput | $0 | – | -150,000 | -100.0% | -0.91% | – |
| SCLN | Exit | SCICLONE PHARMACEUTICALS INC | $0 | – | -1,891,328 | -100.0% | -2.06% | – |
| YHOO | Exit | YAHOO INC | $0 | – | -950,425 | -100.0% | -4.91% | – |
| DLB | Exit | DOLBY LABORATORIES INCcall | $0 | – | -900,000 | -100.0% | -5.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.