Nantahala Capital Management Q3 2023 significant ownership

Nantahala Capital Management is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.

Nantahala Capital Management Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
AYTU BIOPHARMA, INCJune 16, 20231,086,81219.7%
Acer Therapeutics Inc.February 14, 20231,226,1917.5%
Aeglea BioTherapeutics, Inc.February 14, 20234,611,3027.5%
AKUMIN INC.February 14, 20232,206,9602.5%
ALTA EQUIPMENT GROUP INC.February 14, 20231,188,9853.7%
Apollo Endosurgery, Inc.February 14, 20234,056,6279.9%
Autolus Therapeutics plcFebruary 14, 20237,782,0184.7%
Bioventus Inc.February 14, 20233,168,5745.1%
CATALYST BIOSCIENCES, INC.February 14, 2023438,0551.4%
Drive Shack Inc.February 14, 20236,500,0007.0%
DXP ENTERPRISES INCFebruary 14, 2023338,0901.8%
FALCONSTOR SOFTWARE INCFebruary 14, 2023638,1518.8%
Fintech Acquisition Corp VSold outFebruary 14, 202300.0%
IDW MEDIA HOLDINGS, INC.February 14, 2023836,0196.2%
Immatics N.V.February 14, 20233,734,6284.9%
INSU ACQUISITION CORP IIISold outFebruary 14, 202300.0%
SHIFT TECHNOLOGIES, INC.February 14, 20232,752,7571.6%
Syndax Pharmaceuticals IncFebruary 14, 2023975,7051.4%
TravelCenters of America Inc. /MD/February 14, 20231,031,3946.9%
AVENUE THERAPEUTICS, INC.Sold outDecember 14, 202200.0%
Zovio IncSold outDecember 14, 202200.0%
Cue Biopharma, Inc.December 02, 202293,2970.3%
Scully Royalty Ltd.December 02, 2022317,6812.1%
ARYA Sciences Acquisition Corp VSold outNovember 23, 202200.0%
Sitio Royalties Corp.Sold outNovember 23, 202200.0%
IMAC Holdings, Inc.September 09, 20221,233,5463.8%
IMAGEWARE SYSTEMS INCJuly 15, 2022236,528,68941.1%
Armstrong Flooring, Inc.Sold outFebruary 14, 202200.0%
BBQ HOLDINGS, INC.February 14, 20221,000,0009.5%
BIODELIVERY SCIENCES INTERNATIONAL INCSold outFebruary 14, 202200.0%
Galmed Pharmaceuticals Ltd.February 14, 2022297,9471.2%
GOLDEN ENTERTAINMENT, INC.February 14, 20221,071,3153.7%
HTG MOLECULAR DIAGNOSTICS, INCFebruary 14, 2022335,0154.4%
International Money Express, Inc.February 14, 20221,611,4884.2%
LINCOLN EDUCATIONAL SERVICES CORPFebruary 14, 20221,003,0243.7%
MERRIMACK PHARMACEUTICALS INCFebruary 14, 2022569,9714.3%
Metromile, Inc.February 14, 20221,677,9081.3%
Perella Weinberg PartnersFebruary 14, 20221,340,0203.1%
QAD INCSold outFebruary 14, 202200.0%
Select Interior Concepts, Inc.Sold outFebruary 14, 202200.0%
Semler Scientific, Inc.February 14, 2022279,0854.1%
STREAMLINE HEALTH SOLUTIONS INC.Sold outFebruary 14, 202200.0%
TFF Pharmaceuticals, Inc.Sold outFebruary 14, 202200.0%
Wave Life Sciences Ltd.February 14, 2022907,0941.5%
Yatra Online, Inc.Sold outFebruary 14, 202200.0%
DOVER MOTORSPORTS INCSold outDecember 10, 202100.0%
Cerecor Inc.February 16, 20216,233,3168.3%
CRH Medical CorpFebruary 16, 20216,892,0059.7%
FinTech Acquisition Corp. IVFebruary 16, 20211,200,0005.1%
SUNESIS PHARMACEUTICALS INCSold outFebruary 16, 202100.0%
Akebia Therapeutics, Inc.February 12, 20217,040,4874.9%
CHEMBIO DIAGNOSTICS, INC.Sold outFebruary 12, 202100.0%
JOINT CorpFebruary 12, 2021693,1724.9%
Neos Therapeutics, Inc.Sold outFebruary 12, 202100.0%
On Deck Capital, Inc.Sold outFebruary 12, 202100.0%
Party City Holdco Inc.February 12, 2021834,0020.8%
SCIENTIFIC GAMES CORPFebruary 12, 20214,565,8604.8%
Exela Technologies, Inc.Sold outFebruary 10, 202100.0%
Franchise Group, Inc.Sold outJanuary 11, 202100.0%
Global Eagle Entertainment Inc.November 10, 2020799,99721.3%
ARYA SCIENCES ACQUISITION CORP.May 11, 20201,565,03110.9%
CARVANA CO.February 14, 20201,551,2953.1%
HTG MOLECULAR DIAGNOSTICS, INCFebruary 14, 20205,000,0008.6%
SUNESIS PHARMACEUTICALS INCFebruary 14, 20208,765,6007.9%
TENET HEALTHCARE CORPFebruary 14, 20203,700,9143.6%
EMMIS COMMUNICATIONS CORPFebruary 13, 2020781,7836.6%
Global Eagle Entertainment Inc.February 13, 202029,031,54231.3%
WORLD ACCEPTANCE CORPFebruary 13, 2020316,7534.0%
CURO Group Holdings Corp.Sold outFebruary 12, 202000.0%
RumbleON, Inc.Sold outFebruary 12, 202000.0%
ARQULE INCSold outFebruary 10, 202000.0%
Ascent Capital Group, Inc.Sold outSeptember 10, 201900.0%
VIVEVE MEDICAL, INC.Sold outSeptember 10, 201900.0%
FTD Companies, Inc.Sold outJune 17, 201900.0%
Bridgepoint Education IncFebruary 14, 20192,348,8658.7%
DarioHealth Corp.February 14, 20193,695,1999.9%
FALCONSTOR SOFTWARE INCFebruary 14, 201958,079,2729.7%
Liberty Tax, Inc.February 14, 20191,113,8497.9%
MFC BANCORP LTD.February 14, 2019846,5556.8%
Owens Realty Mortgage, Inc.February 14, 2019593,2827.0%
SEARS HOMETOWN & OUTLET STORES, INC.February 14, 20192,136,2519.4%
EMERGENT CAPITAL, INC.February 13, 20195,478,1603.5%
HUMANIGEN, INCFebruary 13, 20191,450,0001.3%
SIGA TECHNOLOGIES INCFebruary 13, 20192,273,7382.8%
TRANS WORLD ENTERTAINMENT CORPSold outFebruary 13, 201900.0%
DOVER DOWNS GAMING & ENTERTAINMENT INCFebruary 08, 20191,161,2336.3%
PAIN THERAPEUTICS INCSold outDecember 10, 201800.0%
JAMBA, INC.September 10, 2018764,7354.9%
BANCORP INCFebruary 14, 20182,260,0134.0%
Citi Trends IncSold outFebruary 14, 201800.0%
COGENTIX MEDICAL INC /DE/February 14, 20183,639,8536.0%
EMERGENT CAPITAL, INC.February 14, 20189,309,2296.0%
KALOBIOS PHARMACEUTICALS INCFebruary 14, 20171,450,0009.7%
LUXFER HOLDINGS PLCFebruary 14, 20171,537,2935.9%
META FINANCIAL GROUP INCFebruary 14, 2017386,9864.2%
PAIN THERAPEUTICS INCFebruary 14, 20173,429,3537.4%
PHARMATHENE, INCFebruary 14, 20173,202,0454.8%
RADIANT LOGISTICS, INCFebruary 14, 20171,544,1543.2%
SodaStream International Ltd.February 14, 20171,040,8174.9%
ITT EDUCATIONAL SERVICES INCSold outNovember 10, 201600.0%
Regional Management Corp.February 16, 2016627,4934.9%
CACHE INCFebruary 17, 20151,727,0575.6%
IMPERIAL HOLDINGS, INC.February 17, 20153,570,36715.1%
MOTORCAR PARTS AMERICA INCFebruary 14, 2014287,5791.9%
Dolan Co.February 10, 2014592,4781.9%
SCIENTIFIC LEARNING CORPJanuary 10, 20144,813,24919.0%
diaDexus, Inc.August 09, 2013471,8760.9%
GTSI CORPSold outFebruary 14, 201300.0%
HOLLYWOOD MEDIA CORPFebruary 14, 20131,080,4724.7%
PINNACLE AIRLINES CORPSold outFebruary 14, 201300.0%
Sucampo Pharmaceuticals, Inc.February 14, 20131,268,9153.0%
SUN HEALTHCARE GROUP INCSold outFebruary 14, 201300.0%
UFP TECHNOLOGIES INCFebruary 14, 2013329,9604.9%
VERSANT CORPSold outJanuary 09, 201300.0%
ADAMS GOLF INCMay 09, 2012313,9603.9%
4 KIDS ENTERTAINMENT INCMarch 06, 2012614,4764.5%
HANDLEMAN CO /MI/Sold outFebruary 14, 201200.0%
MACE SECURITY INTERNATIONAL INCFebruary 14, 20123,679,3596.2%
MiddleBrook Pharmaceuticals, Inc.Sold outFebruary 14, 201200.0%
CPEX Pharmaceuticals, Inc.Sold outFebruary 11, 201100.0%
VAXGEN INCMay 04, 20101,829,9085.5%
FOOTSTAR INCSold outJanuary 14, 201000.0%

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