$829 Million is the total value of Nantahala Capital Management's 67 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 53.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $167,064,000 | -15.5% | 1,345,000 | -21.8% | 20.14% | -6.0% |
| SGMS | SCIENTIFIC GAMES CORPcall | $51,822,000 | +22.6% | 4,598,200 | 0.0% | 6.25% | +36.4% | |
| YHOO | Buy | YAHOO INC | $51,409,000 | +31.3% | 1,192,776 | +14.4% | 6.20% | +46.0% |
| DLB | Buy | DOLBY LABORATORIES INC | $46,033,000 | +17.9% | 847,907 | +3.9% | 5.55% | +31.1% |
| FCFS | New | FIRSTCASH INC | $38,743,000 | – | 822,912 | +100.0% | 4.67% | – |
| SODA | Sell | SODASTREAM INTERNATIONAL LTD | $35,038,000 | +18.5% | 1,319,215 | -4.8% | 4.22% | +31.8% |
| TBBK | Buy | BANCORP INC DEL | $27,152,000 | +195.6% | 4,229,213 | +177.2% | 3.27% | +228.7% |
| CASH | Sell | META FINL GROUP INC | $25,776,000 | +6.7% | 425,271 | -10.3% | 3.11% | +18.7% |
| CDXS | Buy | CODEXIS INC | $24,691,000 | +10.5% | 5,561,082 | +0.3% | 2.98% | +22.9% |
| CTRN | Sell | CITI TRENDS INC | $23,816,000 | +28.0% | 1,194,988 | -0.3% | 2.87% | +42.3% |
| SGMS | Sell | SCIENTIFIC GAMES CORPcl a | $23,305,000 | -14.5% | 2,067,876 | -30.3% | 2.81% | -4.9% |
| SCLN | SCICLONE PHARMACEUTICALS INC | $18,138,000 | -21.5% | 1,769,558 | 0.0% | 2.19% | -12.7% | |
| QADA | Buy | QAD INCcl a | $17,343,000 | +73.5% | 774,933 | +49.4% | 2.09% | +92.9% |
| AKBA | Buy | AKEBIA THERAPEUTICS INC | $17,331,000 | +37.9% | 1,915,008 | +14.0% | 2.09% | +53.3% |
| ARQL | Buy | ARQULE INC | $16,303,000 | -4.3% | 9,263,041 | +3.3% | 1.97% | +6.5% |
| PRTA | New | PROTHENA CORPput | $13,733,000 | – | 229,000 | +100.0% | 1.66% | – |
| LXFR | Buy | LUXFER HLDGS PLCsponsored adr | $13,654,000 | +6.1% | 1,178,078 | +10.2% | 1.65% | +18.0% |
| ORM | Sell | OWENS RLTY MTG INC | $13,490,000 | -11.5% | 778,867 | -15.0% | 1.63% | -1.6% |
| GDEN | Sell | GOLDEN ENTMT INC | $11,757,000 | +1.4% | 942,786 | -5.0% | 1.42% | +12.8% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES Ncall | $11,493,000 | +88.6% | 1,795,800 | +80.3% | 1.39% | +109.7% |
| BPI | Sell | BRIDGEPOINT ED INC | $11,362,000 | -17.2% | 1,653,826 | -12.8% | 1.37% | -7.9% |
| IMPERIAL HLDGS INCnote 8.500% 2/1 | $10,716,000 | -0.1% | 11,970,000 | 0.0% | 1.29% | +11.2% | ||
| RH | New | RESTORATION HARDWARE HLDGS Icall | $10,374,000 | – | 300,000 | +100.0% | 1.25% | – |
| RACE | FERRARI N V | $9,834,000 | +26.7% | 189,582 | 0.0% | 1.19% | +41.0% | |
| RH | RESTORATION HARDWARE HLDGS I | $9,436,000 | +20.6% | 272,876 | 0.0% | 1.14% | +34.2% | |
| PIP | Sell | PHARMATHENE INC | $9,286,000 | +17.0% | 3,202,045 | -1.5% | 1.12% | +30.2% |
| SRPT | SAREPTA THERAPEUTICS INCcall | $9,212,000 | +222.0% | 150,000 | 0.0% | 1.11% | +258.4% | |
| CCN | New | CARDCONNECT CORP | $9,172,000 | – | 938,808 | +100.0% | 1.11% | – |
| EZPW | Sell | EZCORP INCcl a non vtg | $7,780,000 | -26.9% | 703,471 | -50.0% | 0.94% | -18.6% |
| CRMT | Sell | AMERICAS CAR MART INC | $7,364,000 | +14.3% | 202,350 | -11.3% | 0.89% | +27.2% |
| ERI | New | ELDORADO RESORTS INC | $6,465,000 | – | 459,793 | +100.0% | 0.78% | – |
| TWMC | TRANS WORLD ENTMT CORP | $6,155,000 | -8.0% | 1,784,034 | 0.0% | 0.74% | +2.3% | |
| CGNT | Buy | COGENTIX MED INC | $6,051,000 | +100.6% | 3,324,877 | +6.1% | 0.73% | +123.2% |
| EPM | EVOLUTION PETROLEUM CORP | $5,673,000 | +14.8% | 903,282 | 0.0% | 0.68% | +27.6% | |
| CXW | New | CORRECTIONS CORP AMER NEWput | $5,548,000 | – | 400,000 | +100.0% | 0.67% | – |
| EZCORP INCnote 2.625% 6/1 | $5,476,000 | +18.5% | 5,500,000 | 0.0% | 0.66% | +31.7% | ||
| EMGCQ | EMERGENT CAP INC | $5,408,000 | -12.8% | 1,845,659 | 0.0% | 0.65% | -3.0% | |
| LINC | Buy | LINCOLN EDL SVCS CORP | $4,981,000 | +50.9% | 2,263,899 | +2.9% | 0.60% | +67.9% |
| RBCAA | Sell | REPUBLIC BANCORP KYcl a | $4,714,000 | -10.8% | 151,658 | -20.7% | 0.57% | -0.9% |
| RLGT | Sell | RADIANT LOGISTICS INC | $4,546,000 | -40.6% | 1,600,665 | -37.2% | 0.55% | -34.0% |
| ONDK | Buy | ON DECK CAP INC | $4,153,000 | +36.1% | 728,564 | +23.0% | 0.50% | +51.4% |
| PTIE | Sell | PAIN THERAPEUTICS INC | $3,870,000 | -69.2% | 3,870,832 | -32.5% | 0.47% | -65.7% |
| FALC | Sell | FALCONSTOR SOFTWARE INC | $3,528,000 | -1.0% | 3,392,318 | -0.0% | 0.42% | +10.1% |
| DVD | Buy | DOVER MOTORSPORTS INC | $3,038,000 | +16.9% | 1,229,789 | +2.7% | 0.37% | +29.8% |
| CCXI | Buy | CHEMOCENTRYX INC | $2,817,000 | +46.3% | 466,440 | +8.8% | 0.34% | +62.7% |
| ERI | New | ELDORADO RESORTS INCcall | $2,678,000 | – | 190,500 | +100.0% | 0.32% | – |
| CXW | New | CORRECTIONS CORP AMER NEWcall | $2,183,000 | – | 157,400 | +100.0% | 0.26% | – |
| EMMS | New | EMMIS COMMUNICATIONS CORP | $1,386,000 | – | 342,193 | +100.0% | 0.17% | – |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $1,362,000 | +19.9% | 1,261,253 | +17.7% | 0.16% | +33.3% |
| STRM | New | STREAMLINE HEALTH SOLUTIONS | $1,273,000 | – | 692,108 | +100.0% | 0.15% | – |
| TA | TRAVELCENTERS AMER LLC | $1,092,000 | -12.2% | 152,511 | 0.0% | 0.13% | -2.2% | |
| FBK | New | FB FINL CORP | $1,009,000 | – | 50,000 | +100.0% | 0.12% | – |
| STRL | New | STERLING CONSTRUCTION CO INC | $978,000 | – | 126,337 | +100.0% | 0.12% | – |
| MFCB | MFC BANCORP LTD | $693,000 | -6.4% | 337,978 | 0.0% | 0.08% | +5.0% | |
| OCN | OCWEN FINL CORPcall | $683,000 | +114.8% | 186,000 | 0.0% | 0.08% | +141.2% | |
| CCNWW | New | CARDCONNECT CORP*w exp 07/29/202 | $488,000 | – | 447,363 | +100.0% | 0.06% | – |
| PHMD | New | PHOTOMEDEX INC | $357,000 | – | 276,958 | +100.0% | 0.04% | – |
| CASLQ | CASTLE A M & CO | $108,000 | -51.1% | 134,764 | 0.0% | 0.01% | -45.8% | |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $55,000 | -50.5% | 30,825 | -37.1% | 0.01% | -41.7% |
| FNTCW | Exit | FINTECH ACQUISITION CORP*w exp 02/19/202 | $0 | – | -397,363 | -100.0% | -0.03% | – |
| PHMD | Exit | PHOTOMEDEX INC | $0 | – | -1,384,777 | -100.0% | -0.04% | – |
| WHF | Exit | WHITEHORSE FIN INC | $0 | – | -57,132 | -100.0% | -0.07% | – |
| EMMS | Exit | EMMIS COMMUNICATIONS CORPcl a | $0 | – | -1,368,777 | -100.0% | -0.11% | – |
| SXCP | Exit | SUNCOKE ENERGY PARTNERS L P | $0 | – | -97,375 | -100.0% | -0.11% | – |
| ESINQ | Exit | ITT EDUCATIONAL SERVICES INCcall | $0 | – | -1,000,000 | -100.0% | -0.21% | – |
| CSH | Exit | CASH AMER INTL INC | $0 | – | -48,394 | -100.0% | -0.22% | – |
| RM | Exit | REGIONAL MGMT CORP | $0 | – | -172,974 | -100.0% | -0.28% | – |
| SXC | Exit | SUNCOKE ENERGY INC | $0 | – | -464,182 | -100.0% | -0.29% | – |
| FCAU | Exit | FIAT CHRYSLER AUTOMOBILES N | $0 | – | -543,952 | -100.0% | -0.36% | – |
| ESINQ | Exit | ITT EDUCATIONAL SERVICES INC | $0 | – | -2,063,792 | -100.0% | -0.43% | – |
| FNTC | Exit | FINTECH ACQUISITION CORP | $0 | – | -397,363 | -100.0% | -0.43% | – |
| QADB | Exit | QAD INCcl b | $0 | – | -245,765 | -100.0% | -0.46% | – |
| M | Exit | MACYS INC | $0 | – | -150,000 | -100.0% | -0.55% | – |
| SFR | Exit | COLONY STARWOOD HOMES | $0 | – | -255,951 | -100.0% | -0.84% | – |
| CROX | Exit | CROCS INC | $0 | – | -1,118,223 | -100.0% | -1.37% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -120,000 | -100.0% | -1.50% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTput | $0 | – | -250,000 | -100.0% | -2.92% | – |
| FCFS | Exit | FIRST CASH FINL SVCS INC | $0 | – | -787,073 | -100.0% | -4.38% | – |
| DRII | Exit | DIAMOND RESORTS INTL INCcall | $0 | – | -1,400,000 | -100.0% | -4.55% | – |
| DRII | Exit | DIAMOND RESORTS INTL INC | $0 | – | -1,699,487 | -100.0% | -5.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.