$922 Million is the total value of Nantahala Capital Management's 73 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 32.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $197,766,000 | -16.5% | 1,720,000 | -19.6% | 21.44% | -12.0% |
| DRII | Sell | DIAMOND RESORTS INTL INC | $50,917,000 | +13.4% | 1,699,487 | -8.0% | 5.52% | +19.5% |
| SGMS | SCIENTIFIC GAMES CORPcall | $42,257,000 | -2.5% | 4,598,200 | 0.0% | 4.58% | +2.7% | |
| DRII | DIAMOND RESORTS INTL INCcall | $41,944,000 | +23.3% | 1,400,000 | 0.0% | 4.55% | +29.9% | |
| FCFS | Buy | FIRST CASH FINL SVCS INC | $40,400,000 | +79.1% | 787,073 | +60.7% | 4.38% | +88.8% |
| YHOO | Sell | YAHOO INC | $39,167,000 | -1.1% | 1,042,776 | -3.1% | 4.25% | +4.2% |
| DLB | Sell | DOLBY LABORATORIES INC | $39,060,000 | +7.0% | 816,307 | -2.8% | 4.23% | +12.8% |
| SODA | Sell | SODASTREAM INTERNATIONAL LTD | $29,570,000 | +48.9% | 1,386,290 | -1.7% | 3.21% | +56.9% |
| SGMS | Sell | SCIENTIFIC GAMES CORPcl a | $27,267,000 | -19.4% | 2,967,002 | -17.3% | 2.96% | -15.0% |
| QQQ | New | POWERSHARES QQQ TRUSTput | $26,885,000 | – | 250,000 | +100.0% | 2.92% | – |
| CASH | Buy | META FINL GROUP INC | $24,160,000 | +12.4% | 474,098 | +0.6% | 2.62% | +18.5% |
| SCLN | Sell | SCICLONE PHARMACEUTICALS INC | $23,110,000 | +3.7% | 1,769,558 | -12.6% | 2.50% | +9.3% |
| CDXS | Buy | CODEXIS INC | $22,349,000 | +43.3% | 5,545,543 | +10.6% | 2.42% | +51.1% |
| CTRN | Buy | CITI TRENDS INC | $18,609,000 | +4.1% | 1,198,280 | +19.5% | 2.02% | +9.7% |
| ARQL | Buy | ARQULE INC | $17,032,000 | +24.6% | 8,964,045 | +4.9% | 1.85% | +31.3% |
| ORM | Sell | OWENS RLTY MTG INC | $15,247,000 | +1.1% | 916,268 | -2.9% | 1.65% | +6.6% |
| IWM | Sell | ISHARES TRcall | $13,798,000 | -69.6% | 120,000 | -70.8% | 1.50% | -68.0% |
| BPI | Sell | BRIDGEPOINT ED INC | $13,730,000 | -38.1% | 1,896,445 | -13.9% | 1.49% | -34.8% |
| LXFR | Buy | LUXFER HLDGS PLCsponsored adr | $12,866,000 | +53.3% | 1,069,501 | +35.2% | 1.40% | +61.5% |
| CROX | Sell | CROCS INC | $12,614,000 | -15.7% | 1,118,223 | -28.1% | 1.37% | -11.2% |
| AKBA | Buy | AKEBIA THERAPEUTICS INC | $12,569,000 | +3.5% | 1,680,390 | +24.7% | 1.36% | +9.1% |
| PTIE | Sell | PAIN THERAPEUTICS INC | $12,560,000 | -12.5% | 5,735,324 | -10.9% | 1.36% | -7.7% |
| GDEN | Buy | GOLDEN ENTMT INC | $11,597,000 | +15.0% | 992,068 | +6.7% | 1.26% | +21.2% |
| Sell | IMPERIAL HLDGS INCnote 8.500% 2/1 | $10,723,000 | -14.0% | 11,970,000 | -14.3% | 1.16% | -9.4% | |
| EZPW | Buy | EZCORP INCcl a non vtg | $10,638,000 | +535.1% | 1,407,086 | +149.6% | 1.15% | +570.3% |
| QADA | Buy | QAD INCcl a | $9,996,000 | -2.9% | 518,716 | +7.0% | 1.08% | +2.4% |
| TBBK | BANCORP INC DEL | $9,185,000 | +5.2% | 1,525,787 | 0.0% | 1.00% | +10.9% | |
| PIP | Buy | PHARMATHENE INC | $7,935,000 | +24.2% | 3,252,045 | +0.0% | 0.86% | +30.9% |
| RH | New | RESTORATION HARDWARE HLDGS I | $7,826,000 | – | 272,876 | +100.0% | 0.85% | – |
| SFR | Buy | COLONY STARWOOD HOMES | $7,786,000 | +36.8% | 255,951 | +11.3% | 0.84% | +44.3% |
| RACE | Sell | FERRARI N V | $7,760,000 | -13.5% | 189,582 | -11.9% | 0.84% | -8.9% |
| RLGT | Sell | RADIANT LOGISTICS INC | $7,652,000 | -22.0% | 2,550,665 | -7.2% | 0.83% | -17.7% |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $6,690,000 | -12.4% | 1,784,034 | -12.3% | 0.72% | -7.8% |
| CRMT | New | AMERICAS CAR MART INC | $6,443,000 | – | 228,156 | +100.0% | 0.70% | – |
| EMGCQ | Sell | EMERGENT CAP INC | $6,201,000 | -20.4% | 1,845,659 | -4.7% | 0.67% | -16.1% |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES Ncall | $6,094,000 | -24.4% | 995,800 | -0.4% | 0.66% | -20.3% |
| RBCAA | Sell | REPUBLIC BANCORP KYcl a | $5,286,000 | -3.3% | 191,314 | -9.6% | 0.57% | +2.0% |
| M | Sell | MACYS INC | $5,042,000 | -64.2% | 150,000 | -53.0% | 0.55% | -62.2% |
| EPM | Sell | EVOLUTION PETROLEUM CORP | $4,941,000 | -1.9% | 903,282 | -12.9% | 0.54% | +3.5% |
| New | EZCORP INCnote 2.625% 6/1 | $4,622,000 | – | 5,500,000 | +100.0% | 0.50% | – | |
| QADB | QAD INCcl b | $4,252,000 | -2.4% | 245,765 | 0.0% | 0.46% | +2.9% | |
| FNTC | New | FINTECH ACQUISITION CORP | $3,974,000 | – | 397,363 | +100.0% | 0.43% | – |
| ESINQ | Sell | ITT EDUCATIONAL SERVICES INC | $3,962,000 | -54.5% | 2,063,792 | -26.8% | 0.43% | -52.0% |
| FALC | Sell | FALCONSTOR SOFTWARE INC | $3,563,000 | -37.4% | 3,393,018 | -20.2% | 0.39% | -34.1% |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES N | $3,329,000 | -29.8% | 543,952 | -7.5% | 0.36% | -26.0% |
| LINC | Buy | LINCOLN EDL SVCS CORP | $3,301,000 | -38.1% | 2,200,494 | +2.3% | 0.36% | -34.8% |
| ONDK | New | ON DECK CAP INC | $3,051,000 | – | 592,515 | +100.0% | 0.33% | – |
| CGNT | Buy | COGENTIX MED INC | $3,016,000 | +10.1% | 3,134,956 | +25.8% | 0.33% | +16.0% |
| SRPT | Sell | SAREPTA THERAPEUTICS INCcall | $2,861,000 | -26.7% | 150,000 | -25.0% | 0.31% | -22.9% |
| SXC | Sell | SUNCOKE ENERGY INC | $2,702,000 | -52.5% | 464,182 | -47.0% | 0.29% | -50.0% |
| DVD | Sell | DOVER MOTORSPORTS INC | $2,598,000 | -8.4% | 1,197,313 | -4.1% | 0.28% | -3.4% |
| RM | Sell | REGIONAL MGMT CORP | $2,536,000 | -74.3% | 172,974 | -70.0% | 0.28% | -72.9% |
| CSH | Sell | CASH AMER INTL INC | $2,063,000 | -76.6% | 48,394 | -78.8% | 0.22% | -75.3% |
| CCXI | New | CHEMOCENTRYX INC | $1,925,000 | – | 428,687 | +100.0% | 0.21% | – |
| ESINQ | New | ITT EDUCATIONAL SERVICES INCcall | $1,920,000 | – | 1,000,000 | +100.0% | 0.21% | – |
| TA | New | TRAVELCENTERS AMER LLC | $1,244,000 | – | 152,511 | +100.0% | 0.14% | – |
| DDE | Buy | DOVER DOWNS GAMING & ENTMT I | $1,136,000 | +465.2% | 1,071,772 | +470.2% | 0.12% | +485.7% |
| SXCP | Sell | SUNCOKE ENERGY PARTNERS L P | $1,052,000 | -24.0% | 97,375 | -48.0% | 0.11% | -19.7% |
| EMMS | Buy | EMMIS COMMUNICATIONS CORPcl a | $996,000 | +38.3% | 1,368,777 | +10.6% | 0.11% | +45.9% |
| MFCB | Sell | MFC BANCORP LTD | $740,000 | -3.6% | 337,978 | -12.9% | 0.08% | +1.3% |
| WHF | Sell | WHITEHORSE FIN INC | $618,000 | -74.7% | 57,132 | -75.8% | 0.07% | -73.4% |
| PHMD | PHOTOMEDEX INC | $349,000 | -53.3% | 1,384,777 | 0.0% | 0.04% | -50.6% | |
| FNTCW | New | FINTECH ACQUISITION CORP*w exp 02/19/202 | $318,000 | – | 397,363 | +100.0% | 0.03% | – |
| OCN | OCWEN FINL CORPcall | $318,000 | -30.7% | 186,000 | 0.0% | 0.03% | -27.7% | |
| CASLQ | CASTLE A M & CO | $221,000 | -39.3% | 134,764 | 0.0% | 0.02% | -35.1% | |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $111,000 | -87.2% | 49,003 | -75.6% | 0.01% | -86.5% |
| CVO | Exit | CENVEO INC | $0 | – | -1,247,162 | -100.0% | -0.06% | – |
| SGYPQ | Exit | SYNERGY PHARMACEUTICALS DEL | $0 | – | -300,000 | -100.0% | -0.08% | – |
| GME | Exit | GAMESTOP CORP NEWput | $0 | – | -47,700 | -100.0% | -0.16% | – |
| RYAM | Exit | RAYONIER ADVANCED MATLS INC | $0 | – | -178,651 | -100.0% | -0.18% | – |
| Exit | CASTLE A M & COnote 7.000/1 | $0 | – | -3,623,000 | -100.0% | -0.18% | – | |
| RYI | Exit | RYERSON HLDG CORP | $0 | – | -403,226 | -100.0% | -0.23% | – |
| USAK | Exit | USA TRUCK INC | $0 | – | -154,996 | -100.0% | -0.30% | – |
| REXI | Exit | RESOURCE AMERICA INCcl a | $0 | – | -691,032 | -100.0% | -0.41% | – |
| BCOV | Exit | BRIGHTCOVE INC | $0 | – | -641,972 | -100.0% | -0.41% | – |
| FNTCU | Exit | FINTECH ACQUISITION CORP*unit 99/99/9999 | $0 | – | -450,000 | -100.0% | -0.50% | – |
| SIR | Exit | SELECT INCOME REIT | $0 | – | -365,457 | -100.0% | -0.87% | – |
| CRWN | Exit | CROWN MEDIA HLDGS INCcl a | $0 | – | -2,275,217 | -100.0% | -1.19% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-08-15
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.