$972 Million is the total value of Nantahala Capital Management's 78 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 31.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $236,750,000 | +100.2% | 2,140,000 | +103.8% | 24.36% | +57.9% |
| IWM | New | ISHARES TRcall | $45,447,000 | – | 410,800 | +100.0% | 4.68% | – |
| DRII | Buy | DIAMOND RESORTS INTL INC | $44,909,000 | +2.2% | 1,848,127 | +7.3% | 4.62% | -19.4% |
| SGMS | Sell | SCIENTIFIC GAMES CORPcall | $43,361,000 | -2.3% | 4,598,200 | -7.1% | 4.46% | -23.0% |
| YHOO | Sell | YAHOO INC | $39,602,000 | +7.9% | 1,075,850 | -2.5% | 4.07% | -14.9% |
| DLB | Sell | DOLBY LABORATORIES INC | $36,498,000 | +20.6% | 839,807 | -6.6% | 3.76% | -4.9% |
| DRII | New | DIAMOND RESORTS INTL INCcall | $34,020,000 | – | 1,400,000 | +100.0% | 3.50% | – |
| SGMS | Buy | SCIENTIFIC GAMES CORPcl a | $33,815,000 | +12.3% | 3,585,901 | +6.8% | 3.48% | -11.5% |
| FCFS | Sell | FIRST CASH FINL SVCS INC | $22,556,000 | -16.7% | 489,713 | -32.3% | 2.32% | -34.3% |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $22,277,000 | +323.4% | 2,025,150 | +254.1% | 2.29% | +234.1% |
| BPI | Buy | BRIDGEPOINT ED INC | $22,196,000 | +34.7% | 2,201,945 | +1.7% | 2.28% | +6.2% |
| CASH | Buy | META FINL GROUP INC | $21,487,000 | +6.5% | 471,198 | +7.3% | 2.21% | -16.0% |
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $19,864,000 | -6.7% | 1,410,806 | +8.1% | 2.04% | -26.4% |
| CTRN | Buy | CITI TRENDS INC | $17,876,000 | +10.3% | 1,002,603 | +31.5% | 1.84% | -13.0% |
| CDXS | Buy | CODEXIS INC | $15,595,000 | -23.4% | 5,014,509 | +4.2% | 1.60% | -39.6% |
| ORM | Sell | OWENS RLTY MTG INC | $15,074,000 | +5.8% | 943,890 | -11.0% | 1.55% | -16.5% |
| CROX | Buy | CROCS INC | $14,969,000 | +32.2% | 1,555,996 | +40.8% | 1.54% | +4.3% |
| PTIE | Buy | PAIN THERAPEUTICS INC | $14,349,000 | +41.1% | 6,434,498 | +10.7% | 1.48% | +11.2% |
| M | New | MACYS INC | $14,070,000 | – | 319,112 | +100.0% | 1.45% | – |
| ARQL | Buy | ARQULE INC | $13,670,000 | +6.6% | 8,543,652 | +44.6% | 1.41% | -16.0% |
| Sell | IMPERIAL HLDS INCnote 8.500% 2/1 | $12,472,000 | -4.1% | 13,970,000 | -5.4% | 1.28% | -24.4% | |
| AKBA | Buy | AKEBIA THERAPEUTICS INC | $12,139,000 | +323.8% | 1,347,326 | +507.8% | 1.25% | +234.0% |
| CRWN | Sell | CROWN MEDIA HLDGS INCcl a | $11,558,000 | -9.9% | 2,275,217 | -0.5% | 1.19% | -28.9% |
| QADA | Buy | QAD INCcl a | $10,297,000 | +6.2% | 484,560 | +2.6% | 1.06% | -16.3% |
| GDEN | Sell | GOLDEN ENTMT INC | $10,083,000 | +3.0% | 930,205 | -2.8% | 1.04% | -18.8% |
| RM | Sell | REGIONAL MGMT CORP | $9,873,000 | +1.7% | 577,024 | -8.0% | 1.02% | -19.7% |
| RLGT | Buy | RADIANT LOGISTICS INC | $9,812,000 | +11.1% | 2,748,540 | +6.7% | 1.01% | -12.4% |
| RACE | New | FERRARI N V | $8,969,000 | – | 215,082 | +100.0% | 0.92% | – |
| CSH | Sell | CASH AMER INTL INC | $8,820,000 | -22.4% | 228,262 | -39.8% | 0.91% | -38.8% |
| TBBK | BANCORP INC DEL | $8,728,000 | -10.2% | 1,525,787 | 0.0% | 0.90% | -29.2% | |
| ESINQ | Buy | ITT EDUCATIONAL SERVICES INC | $8,712,000 | -8.6% | 2,819,288 | +10.3% | 0.90% | -27.9% |
| SIR | Sell | SELECT INCOME REIT | $8,424,000 | +3.4% | 365,457 | -11.1% | 0.87% | -18.4% |
| LXFR | Buy | LUXFER HLDGS PLCsponsored adr | $8,394,000 | +23.9% | 791,155 | +14.9% | 0.86% | -2.3% |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES Ncall | $8,060,000 | -73.8% | 1,000,000 | -54.5% | 0.83% | -79.4% |
| EMGCQ | Sell | EMERGENT CAP INC | $7,789,000 | -5.1% | 1,937,560 | -12.9% | 0.80% | -25.2% |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $7,638,000 | -7.2% | 2,034,034 | -11.5% | 0.79% | -26.7% |
| PIP | Sell | PHARMATHENE INC | $6,390,000 | -0.8% | 3,251,838 | -4.1% | 0.66% | -21.8% |
| SXC | Sell | SUNCOKE ENERGY INC | $5,693,000 | +71.2% | 875,782 | -8.6% | 0.59% | +35.0% |
| FALC | Sell | FALCONSTOR SOFTWARE INC | $5,696,000 | -35.1% | 4,250,690 | -9.0% | 0.59% | -48.8% |
| SFR | New | COLONY STARWOOD HOMES | $5,691,000 | – | 229,951 | +100.0% | 0.58% | – |
| RBCAA | Sell | REPUBLIC BANCORP KYcl a | $5,466,000 | -27.8% | 211,624 | -26.2% | 0.56% | -43.1% |
| LINC | Buy | LINCOLN EDL SVCS CORP | $5,335,000 | +32.0% | 2,151,049 | +5.9% | 0.55% | +4.2% |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $5,039,000 | +12.9% | 1,036,786 | +11.7% | 0.52% | -11.0% |
| FNTCU | Sell | FINTECH ACQUISITION CORP*unit 99/99/9999 | $4,871,000 | -19.7% | 450,000 | -25.0% | 0.50% | -36.7% |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES N | $4,739,000 | -56.7% | 587,952 | -24.9% | 0.49% | -65.8% |
| QADB | Sell | QAD INCcl b | $4,355,000 | -8.5% | 245,765 | -5.0% | 0.45% | -27.9% |
| BCOV | Sell | BRIGHTCOVE INC | $4,006,000 | -19.1% | 641,972 | -19.6% | 0.41% | -36.2% |
| REXI | New | RESOURCE AMERICA INCcl a | $3,987,000 | – | 691,032 | +100.0% | 0.41% | – |
| SRPT | New | SAREPTA THERAPEUTICS INCcall | $3,904,000 | – | 200,000 | +100.0% | 0.40% | – |
| USAK | Sell | USA TRUCK INC | $2,920,000 | -41.5% | 154,996 | -45.9% | 0.30% | -54.0% |
| DVD | Sell | DOVER MOTORSPORTS INC | $2,835,000 | -5.4% | 1,248,903 | -2.9% | 0.29% | -25.3% |
| CGNT | Sell | COGENTIX MED INC | $2,740,000 | -18.1% | 2,491,304 | -4.0% | 0.28% | -35.5% |
| WHF | Buy | WHITEHORSE FIN INC | $2,446,000 | +7.4% | 235,669 | +18.8% | 0.25% | -15.2% |
| RYI | New | RYERSON HLDG CORP | $2,242,000 | – | 403,226 | +100.0% | 0.23% | – |
| Sell | CASTLE A M & COnote 7.000/1 | $1,777,000 | +21.5% | 3,623,000 | -4.7% | 0.18% | -4.2% | |
| RYAM | New | RAYONIER ADVANCED MATLS INC | $1,697,000 | – | 178,651 | +100.0% | 0.18% | – |
| EZPW | New | EZCORP INCcl a non vtg | $1,675,000 | – | 563,813 | +100.0% | 0.17% | – |
| GME | Sell | GAMESTOP CORP NEWput | $1,514,000 | +8.0% | 47,700 | -4.6% | 0.16% | -14.8% |
| SXCP | SUNCOKE ENERGY PARTNERS L P | $1,385,000 | -0.8% | 187,375 | 0.0% | 0.14% | -22.0% | |
| UTI | Buy | UNIVERSAL TECHNICAL INST INC | $867,000 | -3.7% | 201,187 | +4.2% | 0.09% | -23.9% |
| SGYPQ | New | SYNERGY PHARMACEUTICALS DEL | $828,000 | – | 300,000 | +100.0% | 0.08% | – |
| MFCB | Buy | MFC BANCORP LTD | $768,000 | +158.6% | 387,978 | +154.5% | 0.08% | +102.6% |
| PHMD | Buy | PHOTOMEDEX INC | $748,000 | +151.0% | 1,384,777 | +109.4% | 0.08% | +97.4% |
| EMMS | Buy | EMMIS COMMUNICATIONS CORPcl a | $720,000 | -7.2% | 1,237,562 | +2.1% | 0.07% | -26.7% |
| CVO | Sell | CENVEO INC | $564,000 | -57.8% | 1,247,162 | -14.5% | 0.06% | -66.7% |
| OCN | Sell | OCWEN FINL CORPcall | $459,000 | -66.1% | 186,000 | -4.1% | 0.05% | -73.3% |
| CASLQ | Sell | CASTLE A M & CO | $364,000 | +7.7% | 134,764 | -36.6% | 0.04% | -15.9% |
| DDE | Sell | DOVER DOWNS GAMING & ENTMT I | $201,000 | +4.1% | 187,970 | -5.4% | 0.02% | -16.0% |
| SODA | Exit | SODASTREAM INTERNATIONAL LTDcall | $0 | – | -65,000 | -100.0% | -0.14% | – |
| DYAX | Exit | DYAX CORP | $0 | – | -48,873 | -100.0% | -0.24% | – |
| DYAX | Exit | DYAX CORPput | $0 | – | -51,000 | -100.0% | -0.25% | – |
| NRC | Exit | NATIONAL RESH CORPcl a | $0 | – | -142,454 | -100.0% | -0.30% | – |
| INCY | Exit | INCYTE CORPcall | $0 | – | -31,000 | -100.0% | -0.44% | – |
| URI | Exit | UNITED RENTALS INCcall | $0 | – | -54,200 | -100.0% | -0.51% | – |
| GM | Exit | GENERAL MTRS COput | $0 | – | -170,000 | -100.0% | -0.75% | – |
| CROX | Exit | CROCS INCcall | $0 | – | -576,900 | -100.0% | -0.77% | – |
| F | Exit | FORD MTR CO DELput | $0 | – | -560,000 | -100.0% | -1.03% | – |
| Exit | ISIS PHARMACEUTICALS INC DELnote 2.750/0 | $0 | – | -2,500,000 | -100.0% | -1.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-16
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.