$767 Million is the total value of Nantahala Capital Management's 74 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 17.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $118,251,000 | -6.6% | 1,050,000 | -9.5% | 15.43% | -10.3% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcall | $44,385,000 | +73.5% | 4,948,200 | +102.1% | 5.79% | +66.7% |
| DRII | Buy | DIAMOND RESORTS INTL INC | $43,926,000 | +34.2% | 1,721,908 | +23.0% | 5.73% | +29.0% |
| YHOO | Buy | YAHOO INC | $36,702,000 | +958.0% | 1,103,500 | +819.6% | 4.79% | +916.6% |
| FCAU | FIAT CHRYSLER AUTOMOBILES Ncall | $30,778,000 | +5.9% | 2,200,000 | 0.0% | 4.02% | +1.8% | |
| DLB | Buy | DOLBY LABORATORIES INC | $30,270,000 | +6.2% | 899,543 | +2.9% | 3.95% | +2.1% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcl a | $30,120,000 | -12.3% | 3,357,880 | +2.1% | 3.93% | -15.7% |
| FCFS | Buy | FIRST CASH FINL SVCS INC | $27,063,000 | -4.2% | 723,020 | +2.6% | 3.53% | -7.9% |
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $21,284,000 | +39.1% | 1,304,977 | +17.4% | 2.78% | +33.7% |
| CDXS | Buy | CODEXIS INC | $20,351,000 | +51.8% | 4,811,222 | +21.7% | 2.66% | +45.9% |
| CASH | Buy | META FINL GROUP INC | $20,177,000 | +63.5% | 439,308 | +48.7% | 2.63% | +57.1% |
| BPI | Buy | BRIDGEPOINT ED INC | $16,474,000 | +13.2% | 2,164,843 | +13.3% | 2.15% | +8.8% |
| CTRN | Buy | CITI TRENDS INC | $16,201,000 | +57.6% | 762,409 | +73.4% | 2.11% | +51.4% |
| ORM | Buy | OWENS RLTY MTG INC | $14,246,000 | +5.4% | 1,060,724 | +8.0% | 1.86% | +1.2% |
| IMPERIAL HLDGS INCnote 8.500% 2/1 | $13,010,000 | -19.1% | 14,770,000 | 0.0% | 1.70% | -22.2% | ||
| CRWN | Buy | CROWN MEDIA HLDGS INCcl a | $12,827,000 | +7.4% | 2,286,479 | +2.5% | 1.67% | +3.2% |
| ARQL | Buy | ARQULE INC | $12,821,000 | +60.0% | 5,908,122 | +37.9% | 1.67% | +53.8% |
| CSH | Sell | CASH AMER INTL INC | $11,363,000 | -35.7% | 379,406 | -39.9% | 1.48% | -38.2% |
| CROX | Buy | CROCS INC | $11,319,000 | -0.1% | 1,105,357 | +26.1% | 1.48% | -4.0% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES N | $10,949,000 | +10.4% | 782,600 | +4.2% | 1.43% | +6.1% |
| PTIE | Buy | PAIN THERAPEUTICS INC | $10,170,000 | +22.5% | 5,811,557 | +28.1% | 1.33% | +17.7% |
| GDEN | Buy | GOLDEN ENTMT INC | $9,786,000 | +57.3% | 956,558 | +39.0% | 1.28% | +51.3% |
| TBBK | Buy | BANCORP INC DEL | $9,719,000 | -12.2% | 1,525,787 | +5.0% | 1.27% | -15.6% |
| RM | Buy | REGIONAL MGMT CORP | $9,707,000 | +9.5% | 627,493 | +9.8% | 1.27% | +5.2% |
| QADA | Buy | QAD INCcl a | $9,693,000 | -7.5% | 472,360 | +15.4% | 1.26% | -11.0% |
| ESINQ | Buy | ITT EDUCATIONAL SERVICES INC | $9,530,000 | +20.1% | 2,555,084 | +10.5% | 1.24% | +15.4% |
| ISIS PHARMACEUTICALS INC DELnote 2.750/0 | $9,372,000 | +52.0% | 2,500,000 | 0.0% | 1.22% | +46.1% | ||
| RLGT | Buy | RADIANT LOGISTICS INC | $8,833,000 | +39.2% | 2,575,172 | +81.0% | 1.15% | +33.8% |
| FALC | Buy | FALCONSTOR SOFTWARE INC | $8,780,000 | +17.0% | 4,670,085 | +23.8% | 1.14% | +12.4% |
| TWMC | Buy | TRANS WORLD ENTMT CORP | $8,228,000 | -1.8% | 2,298,270 | +3.4% | 1.07% | -5.7% |
| EMGCQ | Buy | EMERGENT CAP INC | $8,206,000 | -24.4% | 2,223,924 | +7.9% | 1.07% | -27.3% |
| SIR | Buy | SELECT INCOME REIT | $8,144,000 | +9.8% | 410,902 | +5.3% | 1.06% | +5.5% |
| F | FORD MTR CO DELput | $7,890,000 | +3.8% | 560,000 | 0.0% | 1.03% | -0.3% | |
| RBCAA | Buy | REPUBLIC BANCORP KYcl a | $7,575,000 | +12.8% | 286,837 | +4.9% | 0.99% | +8.3% |
| LXFR | Buy | LUXFER HLDGS PLCsponsored adr | $6,774,000 | +8.8% | 688,426 | +19.3% | 0.88% | +4.6% |
| PIP | Buy | PHARMATHENE INC | $6,440,000 | +68.9% | 3,389,364 | +18.3% | 0.84% | +62.5% |
| FNTCU | Sell | FINTECH ACQUISITION CORP*unit 99/99/9999 | $6,066,000 | -8.5% | 600,000 | -7.7% | 0.79% | -12.1% |
| CROX | CROCS INCcall | $5,907,000 | -20.8% | 576,900 | 0.0% | 0.77% | -23.9% | |
| GM | GENERAL MTRS COput | $5,782,000 | +13.3% | 170,000 | 0.0% | 0.75% | +8.8% | |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $5,261,000 | +345.5% | 571,887 | +236.0% | 0.69% | +328.8% |
| USAK | Sell | USA TRUCK INC | $4,995,000 | -4.5% | 286,242 | -5.8% | 0.65% | -8.2% |
| BCOV | Sell | BRIGHTCOVE INC | $4,950,000 | +1.2% | 798,334 | -19.7% | 0.65% | -2.7% |
| QADB | Buy | QAD INCcl b | $4,761,000 | -11.7% | 258,737 | +3.0% | 0.62% | -15.2% |
| EPM | Sell | EVOLUTION PETROLEUM CORP | $4,463,000 | -25.5% | 927,784 | -11.0% | 0.58% | -28.4% |
| LINC | Sell | LINCOLN EDL SVCS CORP | $4,041,000 | +240.4% | 2,030,645 | -12.8% | 0.53% | +227.3% |
| URI | UNITED RENTALS INCcall | $3,932,000 | +20.8% | 54,200 | 0.0% | 0.51% | +16.1% | |
| INCY | INCYTE CORPcall | $3,362,000 | -1.7% | 31,000 | 0.0% | 0.44% | -5.4% | |
| CGNT | Buy | COGENTIX MED INC | $3,347,000 | +119.6% | 2,594,766 | +101.8% | 0.44% | +111.1% |
| SXC | Buy | SUNCOKE ENERGY INC | $3,325,000 | -33.4% | 958,182 | +49.3% | 0.43% | -36.0% |
| DVD | Buy | DOVER MOTORSPORTS INC | $2,998,000 | +1.1% | 1,286,751 | +0.0% | 0.39% | -2.7% |
| AKBA | New | AKEBIA THERAPEUTICS INC | $2,864,000 | – | 221,674 | +100.0% | 0.37% | – |
| NRC | Sell | NATIONAL RESH CORPcl a | $2,285,000 | -0.6% | 142,454 | -26.0% | 0.30% | -4.5% |
| WHF | WHITEHORSE FIN INC | $2,277,000 | -1.3% | 198,322 | 0.0% | 0.30% | -5.1% | |
| DYAX | New | DYAX CORPput | $1,919,000 | – | 51,000 | +100.0% | 0.25% | – |
| DYAX | New | DYAX CORP | $1,839,000 | – | 48,873 | +100.0% | 0.24% | – |
| CASTLE A M & COnote 7.000/1 | $1,463,000 | -29.6% | 3,800,000 | 0.0% | 0.19% | -32.3% | ||
| GME | New | GAMESTOP CORP NEWput | $1,402,000 | – | 50,000 | +100.0% | 0.18% | – |
| SXCP | SUNCOKE ENERGY PARTNERS L P | $1,396,000 | -32.6% | 187,375 | 0.0% | 0.18% | -35.2% | |
| OCN | Buy | OCWEN FINL CORPcall | $1,352,000 | +34.3% | 194,000 | +29.3% | 0.18% | +28.5% |
| CVO | Sell | CENVEO INC | $1,335,000 | -67.5% | 1,458,666 | -33.3% | 0.17% | -68.8% |
| SODA | SODASTREAM INTERNATIONAL LTDcall | $1,060,000 | +18.6% | 65,000 | 0.0% | 0.14% | +14.0% | |
| UTI | Buy | UNIVERSAL TECHNICAL INST INC | $900,000 | +61.0% | 193,084 | +21.3% | 0.12% | +53.9% |
| EMMS | Buy | EMMIS COMMUNICATIONS CORPcl a | $776,000 | -43.9% | 1,211,907 | +8.7% | 0.10% | -46.3% |
| CASLQ | Sell | CASTLE A M & CO | $338,000 | -51.6% | 212,575 | -32.5% | 0.04% | -53.7% |
| PHMD | New | PHOTOMEDEX INC | $298,000 | – | 661,455 | +100.0% | 0.04% | – |
| MFCB | New | MFC INDL LTD | $297,000 | – | 152,470 | +100.0% | 0.04% | – |
| DDE | DOVER DOWNS GAMING & ENTMT I | $193,000 | -3.0% | 198,636 | 0.0% | 0.02% | -7.4% | |
| ICON | Exit | ICONIX BRAND GROUP INC | $0 | – | -137,300 | -100.0% | -0.25% | – |
| FNTC | Exit | FINTECH ACQUISITION CORP** | $0 | – | -250,000 | -100.0% | -0.35% | – |
| ADEP | Exit | ADEPT TECHNOLOGY INC | $0 | – | -693,296 | -100.0% | -1.22% | – |
| SURG | Exit | SYNERGETICS USA INC | $0 | – | -2,533,260 | -100.0% | -2.26% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -100,000 | -100.0% | -2.60% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -1,885,130 | -100.0% | -3.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-16
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.