$737 Million is the total value of Nantahala Capital Management's 78 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 34.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $126,672,000 | +10.0% | 1,160,000 | +25.8% | 17.20% | +1.8% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcl a | $34,353,000 | -4.2% | 3,287,380 | +42.5% | 4.66% | -11.3% |
| DRII | Buy | DIAMOND RESORTS INTL INC | $32,733,000 | -13.0% | 1,399,434 | +17.4% | 4.44% | -19.5% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES Ncall | $29,062,000 | +66.7% | 2,200,000 | +83.3% | 3.94% | +54.2% |
| DLB | Buy | DOLBY LABORATORIES INC | $28,504,000 | +191.5% | 874,343 | +254.7% | 3.87% | +169.6% |
| FCFS | Buy | FIRST CASH FINL SVCS INC | $28,243,000 | +185.3% | 705,020 | +224.7% | 3.83% | +164.0% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcall | $25,584,000 | -17.7% | 2,448,200 | +22.4% | 3.47% | -23.8% |
| NWSA | Buy | NEWS CORP NEWcl a | $23,790,000 | +69.6% | 1,885,130 | +96.1% | 3.23% | +56.9% |
| SPY | New | SPDR S&P 500 ETF TRcall | $19,163,000 | – | 100,000 | +100.0% | 2.60% | – |
| CSH | Buy | CASH AMER INTL INC | $17,663,000 | +56.8% | 631,511 | +46.8% | 2.40% | +45.1% |
| SURG | Buy | SYNERGETICS USA INC | $16,644,000 | +173.4% | 2,533,260 | +95.6% | 2.26% | +153.0% |
| IMPERIAL HLDGS INCnote 8.500% 2/1 | $16,075,000 | -3.9% | 14,770,000 | 0.0% | 2.18% | -11.1% | ||
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $15,299,000 | -2.6% | 1,111,816 | +49.5% | 2.08% | -9.9% |
| BPI | Buy | BRIDGEPOINT ED INC | $14,554,000 | +31.6% | 1,909,964 | +65.1% | 1.98% | +21.7% |
| ORM | Buy | OWENS RLTY MTG INC | $13,522,000 | -6.8% | 982,013 | +1.7% | 1.84% | -13.8% |
| CDXS | Buy | CODEXIS INC | $13,407,000 | -11.9% | 3,954,762 | +1.1% | 1.82% | -18.5% |
| CASH | Buy | META FINL GROUP INC | $12,339,000 | +41.5% | 295,403 | +45.4% | 1.68% | +31.0% |
| CRWN | Buy | CROWN MEDIA HLDGS INCcl a | $11,938,000 | +28.8% | 2,231,360 | +8.8% | 1.62% | +19.2% |
| CROX | Sell | CROCS INC | $11,334,000 | -17.2% | 876,906 | -5.8% | 1.54% | -23.4% |
| TBBK | Buy | BANCORP INC DEL | $11,075,000 | -8.1% | 1,453,355 | +11.9% | 1.50% | -15.0% |
| EMGCQ | New | EMERGENT CAP INC | $10,856,000 | – | 2,061,824 | +100.0% | 1.47% | – |
| QADA | Sell | QAD INCcl a | $10,477,000 | -8.8% | 409,267 | -5.9% | 1.42% | -15.7% |
| CTRN | Buy | CITI TRENDS INC | $10,281,000 | +11.0% | 439,745 | +15.0% | 1.40% | +2.8% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES N | $9,917,000 | -3.6% | 750,700 | +6.1% | 1.35% | -10.8% |
| ADEP | Buy | ADEPT TECHNOLOGY INC | $8,985,000 | +86.0% | 693,296 | +3.4% | 1.22% | +72.1% |
| RM | Sell | REGIONAL MGMT CORP | $8,861,000 | -19.4% | 571,677 | -7.1% | 1.20% | -25.4% |
| TWMC | Buy | TRANS WORLD ENTMT CORP | $8,381,000 | +6.9% | 2,222,966 | +3.8% | 1.14% | -1.0% |
| PTIE | Buy | PAIN THERAPEUTICS INC | $8,304,000 | +6.3% | 4,537,705 | +0.5% | 1.13% | -1.7% |
| ARQL | Buy | ARQULE INC | $8,013,000 | +114.5% | 4,285,020 | +83.6% | 1.09% | +98.5% |
| ESINQ | Buy | ITT EDUCATIONAL SERVICES INC | $7,933,000 | +26.8% | 2,312,943 | +46.8% | 1.08% | +17.3% |
| F | New | FORD MTR CO DELput | $7,599,000 | – | 560,000 | +100.0% | 1.03% | – |
| FALC | Buy | FALCONSTOR SOFTWARE INC | $7,504,000 | +25.4% | 3,771,043 | +0.2% | 1.02% | +16.1% |
| CROX | Buy | CROCS INCcall | $7,459,000 | +6.3% | 576,900 | +21.0% | 1.01% | -1.6% |
| SIR | New | SELECT INCOME REIT | $7,418,000 | – | 390,202 | +100.0% | 1.01% | – |
| RBCAA | Buy | REPUBLIC BANCORP KYcl a | $6,715,000 | +12.4% | 273,537 | +17.6% | 0.91% | +4.0% |
| FNTCU | FINTECH ACQUISITION CORP*unit 99/99/9999 | $6,633,000 | +0.2% | 650,000 | 0.0% | 0.90% | -7.3% | |
| RLGT | Buy | RADIANT LOGISTICS INC | $6,346,000 | -16.8% | 1,422,803 | +36.4% | 0.86% | -23.1% |
| LXFR | New | LUXFER HLDGS PLCsponsored adr | $6,228,000 | – | 577,239 | +100.0% | 0.84% | – |
| GDEN | New | GOLDEN ENTMT INC | $6,221,000 | – | 688,117 | +100.0% | 0.84% | – |
| ISIS PHARMACEUTICALS INC DELnote 2.750/0 | $6,166,000 | -29.2% | 2,500,000 | 0.0% | 0.84% | -34.5% | ||
| EPM | Buy | EVOLUTION PETROLEUM CORP | $5,991,000 | +2.7% | 1,042,785 | +17.8% | 0.81% | -5.0% |
| QADB | Buy | QAD INCcl b | $5,389,000 | +27.9% | 251,237 | +25.6% | 0.73% | +18.4% |
| USAK | Buy | USA TRUCK INC | $5,233,000 | -6.3% | 303,727 | +15.5% | 0.71% | -13.3% |
| GM | New | GENERAL MTRS COput | $5,103,000 | – | 170,000 | +100.0% | 0.69% | – |
| SXC | Buy | SUNCOKE ENERGY INC | $4,993,000 | -22.8% | 641,767 | +29.0% | 0.68% | -28.6% |
| BCOV | Buy | BRIGHTCOVE INC | $4,891,000 | -10.4% | 994,064 | +24.9% | 0.66% | -17.1% |
| CVO | Buy | CENVEO INC | $4,111,000 | +21.1% | 2,186,619 | +36.5% | 0.56% | +12.0% |
| PIP | Buy | PHARMATHENE INC | $3,812,000 | -15.7% | 2,865,823 | +14.1% | 0.52% | -22.0% |
| YHOO | New | YAHOO INC | $3,469,000 | – | 120,000 | +100.0% | 0.47% | – |
| INCY | Buy | INCYTE CORPcall | $3,420,000 | +31.3% | 31,000 | +24.0% | 0.46% | +21.5% |
| URI | UNITED RENTALS INCcall | $3,255,000 | -31.5% | 54,200 | 0.0% | 0.44% | -36.6% | |
| DVD | Buy | DOVER MOTORSPORTS INC | $2,965,000 | +25.8% | 1,286,331 | +20.6% | 0.40% | +16.2% |
| FNTC | FINTECH ACQUISITION CORP** | $2,551,000 | +0.2% | 250,000 | 0.0% | 0.35% | -7.2% | |
| WHF | Sell | WHITEHORSE FIN INC | $2,308,000 | -20.9% | 198,322 | -14.0% | 0.31% | -26.9% |
| NRC | Buy | NATIONAL RESH CORPcl a | $2,298,000 | -15.9% | 192,454 | +0.1% | 0.31% | -22.2% |
| Buy | CASTLE A M & COnote 7.000/1 | $2,078,000 | -20.3% | 3,800,000 | +26.7% | 0.28% | -26.4% | |
| SXCP | Buy | SUNCOKE ENERGY PARTNERS L P | $2,070,000 | +51.3% | 187,375 | +134.2% | 0.28% | +39.8% |
| ICON | New | ICONIX BRAND GROUP INC | $1,856,000 | – | 137,300 | +100.0% | 0.25% | – |
| CGNT | Buy | COGENTIX MED INC | $1,524,000 | +16.7% | 1,285,790 | +59.5% | 0.21% | +7.8% |
| EMMS | Buy | EMMIS COMMUNICATIONS CORPcl a | $1,383,000 | +62.9% | 1,115,307 | +31.4% | 0.19% | +50.4% |
| LINC | Buy | LINCOLN EDL SVCS CORP | $1,187,000 | -74.1% | 2,327,545 | +2.4% | 0.16% | -76.1% |
| SCLN | Sell | SCICLONE PHARMACEUTICALS INC | $1,181,000 | -88.7% | 170,218 | -84.0% | 0.16% | -89.6% |
| OCN | OCWEN FINL CORPcall | $1,007,000 | -34.2% | 150,000 | 0.0% | 0.14% | -38.8% | |
| SODA | SODASTREAM INTERNATIONAL LTDcall | $894,000 | -34.9% | 65,000 | 0.0% | 0.12% | -39.8% | |
| CASLQ | New | CASTLE A M & CO | $699,000 | – | 314,968 | +100.0% | 0.10% | – |
| UTI | Buy | UNIVERSAL TECHNICAL INST INC | $559,000 | -45.0% | 159,216 | +34.8% | 0.08% | -49.0% |
| DDE | DOVER DOWNS GAMING & ENTMT I | $199,000 | +7.6% | 198,636 | 0.0% | 0.03% | 0.0% | |
| PHMD | Exit | PHOTOMEDEX INC | $0 | – | -105,090 | -100.0% | -0.02% | – |
| ESINQ | Exit | ITT EDUCATIONAL SERVICES INCcall | $0 | – | -100,000 | -100.0% | -0.06% | – |
| FULL | Exit | FULL CIRCLE CAP CORP | $0 | – | -149,055 | -100.0% | -0.08% | – |
| BPI | Exit | BRIDGEPOINT ED INCcall | $0 | – | -65,000 | -100.0% | -0.09% | – |
| LL | Exit | LUMBER LIQUIDATORS HLDGS INCcall | $0 | – | -46,000 | -100.0% | -0.14% | – |
| TFSL | Exit | TFS FINL CORP | $0 | – | -125,087 | -100.0% | -0.31% | – |
| RLH | Exit | RED LION HOTELS CORP | $0 | – | -324,647 | -100.0% | -0.36% | – |
| LACO | Exit | LAKES ENTMNT INC | $0 | – | -569,144 | -100.0% | -0.76% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLCput | $0 | – | -40,000 | -100.0% | -1.03% | – |
| WRLD | Exit | WORLD ACCEP CORP DELcall | $0 | – | -122,400 | -100.0% | -1.10% | – |
| LVNTA | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -192,035 | -100.0% | -1.11% | – |
| XBI | Exit | SPDR SERIES TRUSTcall | $0 | – | -30,000 | -100.0% | -1.11% | – |
| IFT | Exit | IMPERIAL HLDGS INC | $0 | – | -1,931,823 | -100.0% | -1.64% | – |
| Exit | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $0 | – | -5,100,000 | -100.0% | -2.15% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -75,000 | -100.0% | -2.26% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-13
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.