$682 Million is the total value of Nantahala Capital Management's 82 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 20.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $115,171,000 | +23.5% | 922,400 | +23.0% | 16.90% | +8.9% |
| DRII | Buy | DIAMOND RESORTS INTL INC | $37,617,000 | +208.3% | 1,192,295 | +226.6% | 5.52% | +171.9% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcl a | $35,852,000 | +135.3% | 2,307,089 | +58.5% | 5.26% | +107.5% |
| SGMS | Sell | SCIENTIFIC GAMES CORPcall | $31,080,000 | +14.2% | 2,000,000 | -23.1% | 4.56% | +0.7% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES Ncall | $17,436,000 | +434.5% | 1,200,000 | +500.0% | 2.56% | +371.1% |
| IMPERIAL HLDGS INCnote 8.500% 2/1 | $16,731,000 | -9.4% | 14,770,000 | 0.0% | 2.46% | -20.1% | ||
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $15,712,000 | +112.5% | 743,600 | +103.7% | 2.30% | +87.4% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $15,439,000 | -71.2% | 75,000 | -71.2% | 2.26% | -74.6% |
| CDXS | Buy | CODEXIS INC | $15,223,000 | -8.9% | 3,913,385 | +6.8% | 2.23% | -19.6% |
| PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $14,626,000 | -19.9% | 5,100,000 | 0.0% | 2.15% | -29.4% | ||
| ORM | Buy | OWENS RLTY MTG INC | $14,510,000 | +35.6% | 966,032 | +35.3% | 2.13% | +19.6% |
| NWSA | Buy | NEWS CORP NEWcl a | $14,024,000 | +18.7% | 961,200 | +30.3% | 2.06% | +4.7% |
| CROX | Sell | CROCS INC | $13,694,000 | +20.8% | 930,910 | -3.0% | 2.01% | +6.5% |
| TBBK | Buy | BANCORP INC DEL | $12,052,000 | +9.6% | 1,298,755 | +6.7% | 1.77% | -3.3% |
| QADA | Buy | QAD INCcl a | $11,493,000 | +31.3% | 434,844 | +20.2% | 1.69% | +15.8% |
| CSH | Buy | CASH AMER INTL INC | $11,268,000 | +416.2% | 430,224 | +359.3% | 1.65% | +355.4% |
| IFT | Buy | IMPERIAL HLDGS INC | $11,185,000 | +15.8% | 1,931,823 | +39.4% | 1.64% | +2.1% |
| BPI | Buy | BRIDGEPOINT ED INC | $11,061,000 | +4.1% | 1,156,984 | +5.1% | 1.62% | -8.2% |
| RM | Buy | REGIONAL MGMT CORP | $10,994,000 | +45.9% | 615,549 | +20.6% | 1.61% | +28.6% |
| SCLN | Sell | SCICLONE PHARMACEUTICALS INC | $10,444,000 | -22.6% | 1,063,520 | -30.2% | 1.53% | -31.7% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES N | $10,283,000 | +152.2% | 707,700 | +183.1% | 1.51% | +122.6% |
| FCFS | Buy | FIRST CASH FINL SVCS INC | $9,898,000 | +102.6% | 217,100 | +106.8% | 1.45% | +78.6% |
| DLB | Buy | DOLBY LABORATORIES INC | $9,780,000 | +121.6% | 246,472 | +113.1% | 1.44% | +95.5% |
| CRWN | Sell | CROWN MEDIA HLDGS INCcl a | $9,271,000 | +7.9% | 2,051,145 | -4.5% | 1.36% | -4.9% |
| CTRN | Buy | CITI TRENDS INC | $9,258,000 | +36.5% | 382,545 | +52.3% | 1.36% | +20.4% |
| CASH | Buy | META FINL GROUP INC | $8,721,000 | +17.6% | 203,184 | +8.8% | 1.28% | +3.6% |
| ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $8,713,000 | -9.7% | 2,500,000 | 0.0% | 1.28% | -20.4% | ||
| TWMC | Sell | TRANS WORLD ENTMT CORP | $7,841,000 | -6.2% | 2,142,248 | -5.1% | 1.15% | -17.3% |
| PTIE | Buy | PAIN THERAPEUTICS INC | $7,812,000 | +88.5% | 4,515,605 | +106.0% | 1.15% | +66.3% |
| RLGT | Sell | RADIANT LOGISTICS INC | $7,626,000 | +13.3% | 1,043,188 | -19.7% | 1.12% | -0.1% |
| XBI | Sell | SPDR SERIES TRUSTcall | $7,567,000 | -32.9% | 30,000 | -40.0% | 1.11% | -40.8% |
| LVNTA | Sell | LIBERTY INTERACTIVE CORP | $7,541,000 | -17.7% | 192,035 | -11.9% | 1.11% | -27.4% |
| WRLD | Buy | WORLD ACCEP CORP DELcall | $7,529,000 | +3.3% | 122,400 | +22.4% | 1.10% | -8.9% |
| JAZZ | Buy | JAZZ PHARMACEUTICALS PLCput | $7,043,000 | +226.1% | 40,000 | +220.0% | 1.03% | +187.7% |
| CROX | Buy | CROCS INCcall | $7,015,000 | +235.8% | 476,900 | +169.6% | 1.03% | +195.7% |
| FNTCU | FINTECH ACQUISITION CORP*unit 99/99/9999 | $6,617,000 | -1.6% | 650,000 | 0.0% | 0.97% | -13.2% | |
| SXC | Buy | SUNCOKE ENERGY INC | $6,468,000 | +27.2% | 497,542 | +46.1% | 0.95% | +12.2% |
| ESINQ | Buy | ITT EDUCATIONAL SERVICES INC | $6,255,000 | +7.0% | 1,575,519 | +83.0% | 0.92% | -5.7% |
| SURG | Buy | SYNERGETICS USA INC | $6,087,000 | +1.3% | 1,295,085 | +16.2% | 0.89% | -10.7% |
| FALC | Buy | FALCONSTOR SOFTWARE INC | $5,982,000 | +16.1% | 3,762,243 | +13.1% | 0.88% | +2.3% |
| RBCAA | Buy | REPUBLIC BANCORP KYcl a | $5,976,000 | +15.6% | 232,537 | +11.2% | 0.88% | +2.0% |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $5,833,000 | +21.9% | 885,178 | +10.1% | 0.86% | +7.5% |
| USAK | New | USA TRUCK INC | $5,584,000 | – | 263,027 | +100.0% | 0.82% | – |
| BCOV | Buy | BRIGHTCOVE INC | $5,460,000 | +1.3% | 795,982 | +8.3% | 0.80% | -10.7% |
| LACO | Buy | LAKES ENTMNT INC | $5,168,000 | +8.2% | 569,144 | +2.0% | 0.76% | -4.5% |
| ADEP | Buy | ADEPT TECHNOLOGY INC | $4,830,000 | +674.0% | 670,796 | +560.8% | 0.71% | +581.7% |
| URI | UNITED RENTALS INCcall | $4,749,000 | -3.9% | 54,200 | 0.0% | 0.70% | -15.2% | |
| LINC | Buy | LINCOLN EDL SVCS CORP | $4,590,000 | +35.8% | 2,272,144 | +50.5% | 0.67% | +19.5% |
| PIP | Buy | PHARMATHENE INC | $4,521,000 | +11.2% | 2,511,934 | +0.7% | 0.66% | -1.9% |
| QADB | Buy | QAD INCcl b | $4,212,000 | +7.2% | 200,096 | +1.8% | 0.62% | -5.5% |
| ARQL | Buy | ARQULE INC | $3,735,000 | -3.7% | 2,334,321 | +34.9% | 0.55% | -15.0% |
| CVO | Buy | CENVEO INC | $3,396,000 | +42.9% | 1,602,019 | +44.2% | 0.50% | +26.1% |
| WHF | WHITEHORSE FIN INC | $2,918,000 | +1.9% | 230,515 | 0.0% | 0.43% | -10.1% | |
| NRC | Sell | NATIONAL RESH CORPcl a | $2,732,000 | -7.1% | 192,254 | -5.9% | 0.40% | -18.0% |
| CASTLE A M & COnote 7.000%12/1 | $2,608,000 | +26.5% | 3,000,000 | 0.0% | 0.38% | +11.7% | ||
| INCY | New | INCYTE CORPcall | $2,605,000 | – | 25,000 | +100.0% | 0.38% | – |
| FNTC | New | FINTECH ACQUISITION CORP** | $2,545,000 | – | 250,000 | +100.0% | 0.37% | – |
| RLH | Sell | RED LION HOTELS CORP | $2,487,000 | -12.2% | 324,647 | -23.5% | 0.36% | -22.5% |
| DVD | Buy | DOVER MOTORSPORTS INC | $2,357,000 | -6.5% | 1,066,476 | +0.3% | 0.35% | -17.4% |
| TFSL | Sell | TFS FINL CORP | $2,104,000 | -49.7% | 125,087 | -56.1% | 0.31% | -55.6% |
| OCN | OCWEN FINL CORPcall | $1,530,000 | +23.6% | 150,000 | 0.0% | 0.22% | +8.7% | |
| SXCP | New | SUNCOKE ENERGY PARTNERS L P | $1,368,000 | – | 80,000 | +100.0% | 0.20% | – |
| SODA | SODASTREAM INTERNATIONAL LTDcall | $1,373,000 | +4.3% | 65,000 | 0.0% | 0.20% | -8.2% | |
| CGNT | New | COGENTIX MED INC | $1,306,000 | – | 805,947 | +100.0% | 0.19% | – |
| UTI | Buy | UNIVERSAL TECHNICAL INST INC | $1,016,000 | -4.1% | 118,116 | +7.1% | 0.15% | -15.3% |
| LL | LUMBER LIQUIDATORS HLDGS INCcall | $953,000 | -32.7% | 46,000 | 0.0% | 0.14% | -40.7% | |
| EMMS | Sell | EMMIS COMMUNICATIONS CORPcl a | $849,000 | -58.1% | 848,570 | -16.6% | 0.12% | -62.9% |
| BPI | BRIDGEPOINT ED INCcall | $621,000 | -1.0% | 65,000 | 0.0% | 0.09% | -12.5% | |
| FULL | FULL CIRCLE CAP CORP | $532,000 | +1.3% | 149,055 | 0.0% | 0.08% | -10.3% | |
| ESINQ | Sell | ITT EDUCATIONAL SERVICES INCcall | $397,000 | -96.0% | 100,000 | -93.2% | 0.06% | -96.5% |
| DDE | DOVER DOWNS GAMING & ENTMT I | $185,000 | -20.3% | 198,636 | 0.0% | 0.03% | -30.8% | |
| PHMD | New | PHOTOMEDEX INC | $143,000 | – | 105,090 | +100.0% | 0.02% | – |
| SGYPQ | Exit | SYNERGY PHARMACEUTICALS DEL | $0 | – | -142,209 | -100.0% | -0.11% | – |
| MDWCQ | Exit | MIDWAY GOLD CORP | $0 | – | -7,143,441 | -100.0% | -0.36% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INCput | $0 | – | -209,000 | -100.0% | -0.44% | – |
| RM | Exit | REGIONAL MGMT CORPcall | $0 | – | -210,300 | -100.0% | -0.52% | – |
| PERY | Exit | ELLIS PERRY INTL INC | $0 | – | -137,957 | -100.0% | -0.53% | – |
| AL | Exit | AIR LEASE CORPcall | $0 | – | -109,000 | -100.0% | -0.68% | – |
| LENB | Exit | LENNAR CORPcl b | $0 | – | -114,604 | -100.0% | -0.78% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -30,000 | -100.0% | -1.03% | – |
| LTM | Exit | LIFE TIME FITNESS INC | $0 | – | -89,944 | -100.0% | -1.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-08-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.