$815 Million is the total value of Nantahala Capital Management's 136 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 38.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $81,763,000 | +61.3% | 415,000 | +60.2% | 10.04% | +34.6% |
| IWM | Buy | ISHARES TRput | $60,690,000 | +112.8% | 555,000 | +131.2% | 7.45% | +77.6% |
| IBB | Sell | ISHARES TRput | $40,032,000 | -0.2% | 146,300 | -6.3% | 4.91% | -16.7% |
| IWM | Buy | ISHARES TRcall | $32,805,000 | +84.1% | 300,000 | +100.0% | 4.03% | +53.6% |
| GLD | Buy | SPDR GOLD TRUSTput | $28,530,000 | +57.7% | 245,500 | +73.7% | 3.50% | +31.6% |
| PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $25,842,000 | +4.4% | 6,600,000 | 0.0% | 3.17% | -12.9% | ||
| EA | ELECTRONIC ARTS INCput | $22,983,000 | -0.7% | 645,400 | 0.0% | 2.82% | -17.2% | |
| SGMS | Buy | SCIENTIFIC GAMES CORPcall | $21,700,000 | +328.3% | 2,014,800 | +342.1% | 2.66% | +257.6% |
| LTM | Buy | LIFE TIME FITNESS INC | $18,833,000 | +38.9% | 373,377 | +34.2% | 2.31% | +15.9% |
| DRII | Buy | DIAMOND RESORTS INTL INC | $15,830,000 | +7.9% | 695,530 | +10.3% | 1.94% | -10.0% |
| SHLDQ | SEARS HLDGS CORPcall | $15,179,000 | -22.3% | 403,800 | 0.0% | 1.86% | -35.2% | |
| ISIS PHARMACEUTICALS INC DELnote 2.750/0 | $13,765,000 | +10.1% | 5,650,000 | 0.0% | 1.69% | -8.1% | ||
| XPO LOGISTICS INCnote 4.500/0 | $13,461,000 | +27.3% | 5,635,000 | 0.0% | 1.65% | +6.2% | ||
| LENB | Buy | LENNAR CORPcl b | $13,096,000 | -4.6% | 409,113 | +5.8% | 1.61% | -20.4% |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $12,887,000 | +33.2% | 1,870,367 | +1.7% | 1.58% | +11.2% |
| NWSA | Buy | NEWS CORP NEWcl a | $12,017,000 | -1.5% | 735,000 | +8.1% | 1.48% | -17.8% |
| DDD | 3-D SYS CORP DELput | $10,077,000 | -22.5% | 217,300 | 0.0% | 1.24% | -35.3% | |
| AL | New | AIR LEASE CORPcall | $9,750,000 | – | 300,000 | +100.0% | 1.20% | – |
| IFT | Sell | IMPERIAL HLDGS INC | $9,710,000 | -6.7% | 1,505,360 | -1.3% | 1.19% | -22.1% |
| HD | New | HOME DEPOT INCput | $9,174,000 | – | 100,000 | +100.0% | 1.13% | – |
| SXC | SUNCOKE ENERGY INC | $9,125,000 | +4.4% | 406,442 | 0.0% | 1.12% | -12.8% | |
| SGMS | Buy | SCIENTIFIC GAMES CORPcl a | $9,005,000 | +5.6% | 836,084 | +9.0% | 1.10% | -11.9% |
| DFODQ | Buy | DEAN FOODS CO NEWcall | $8,580,000 | +17.7% | 647,600 | +56.3% | 1.05% | -1.8% |
| EBAY | EBAY INCcall | $8,495,000 | +13.1% | 150,000 | 0.0% | 1.04% | -5.6% | |
| CROX | Sell | CROCS INC | $8,493,000 | -28.9% | 675,110 | -15.1% | 1.04% | -40.7% |
| VPRT | VISTAPRINT N Vcall | $8,416,000 | +35.4% | 153,600 | 0.0% | 1.03% | +13.0% | |
| TWMC | Buy | TRANS WORLD ENTMT CORP | $8,229,000 | -3.6% | 2,248,265 | +0.1% | 1.01% | -19.6% |
| DLB | New | DOLBY LABORATORIES INCcall | $8,107,000 | – | 194,000 | +100.0% | 1.00% | – |
| CDXS | Buy | CODEXIS INC | $7,915,000 | +71.8% | 3,486,853 | +10.5% | 0.97% | +43.4% |
| BPI | Buy | BRIDGEPOINT ED INC | $7,783,000 | +2.2% | 697,381 | +21.6% | 0.96% | -14.8% |
| RM | Sell | REGIONAL MGMT CORP | $7,735,000 | -13.8% | 430,924 | -25.7% | 0.95% | -28.0% |
| LNKD | LINKEDIN CORPput | $7,460,000 | +21.2% | 35,900 | 0.0% | 0.92% | +1.1% | |
| T104PS | New | AMERICAN RLTY CAP PPTYS INCput | $7,261,000 | – | 602,100 | +100.0% | 0.89% | – |
| PGTI | Buy | PGT INC | $7,102,000 | +34.6% | 761,971 | +22.3% | 0.87% | +12.4% |
| LVNTA | LIBERTY INTERACTIVE CORP | $7,061,000 | -48.6% | 186,000 | 0.0% | 0.87% | -57.1% | |
| PERY | New | ELLIS PERRY INTL INC | $7,052,000 | – | 346,534 | +100.0% | 0.87% | – |
| MDWCQ | MIDWAY GOLD CORP | $6,845,000 | +15.5% | 6,581,676 | 0.0% | 0.84% | -3.6% | |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $6,836,000 | -11.4% | 744,654 | +4.4% | 0.84% | -26.1% |
| LTM | Buy | LIFE TIME FITNESS INCcall | $6,805,000 | +74.1% | 134,900 | +68.2% | 0.84% | +45.2% |
| ORM | Buy | OWENS RLTY MTG INC | $6,420,000 | -1.7% | 450,500 | +34.2% | 0.79% | -18.0% |
| SODA | SODASTREAM INTERNATIONAL LTDcall | $6,341,000 | -12.2% | 215,000 | 0.0% | 0.78% | -26.8% | |
| TBBK | Buy | BANCORP INC DEL | $6,333,000 | +5.5% | 737,260 | +46.3% | 0.78% | -12.0% |
| LTRPA | New | LIBERTY TRIPADVISOR HLDGS IN | $6,305,000 | – | 186,000 | +100.0% | 0.77% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $6,144,000 | – | 221,500 | +100.0% | 0.75% | – |
| CSBK | CLIFTON BANCORP INC | $6,062,000 | -0.6% | 481,500 | 0.0% | 0.74% | -17.1% | |
| ESINQ | New | ITT EDUCATIONAL SERVICES INCcall | $5,928,000 | – | 1,381,600 | +100.0% | 0.73% | – |
| URI | UNITED RENTALS INC | $5,917,000 | +6.1% | 53,262 | 0.0% | 0.73% | -11.5% | |
| TWX | New | TIME WARNER INCcall | $5,829,000 | – | 77,500 | +100.0% | 0.72% | – |
| CRWN | CROWN MEDIA HLDGS INCcl a | $5,726,000 | -11.9% | 1,789,494 | 0.0% | 0.70% | -26.5% | |
| CTRN | Sell | CITI TRENDS INC | $5,663,000 | -9.6% | 256,229 | -12.2% | 0.70% | -24.6% |
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $5,603,000 | +376.4% | 190,000 | +442.9% | 0.69% | +297.7% |
| URI | UNITED RENTALS INCcall | $5,555,000 | +6.1% | 50,000 | 0.0% | 0.68% | -11.4% | |
| IYR | New | ISHARES TRput | $5,536,000 | – | 80,000 | +100.0% | 0.68% | – |
| FB | New | FACEBOOK INCput | $5,533,000 | – | 70,000 | +100.0% | 0.68% | – |
| STC | STEWART INFORMATION SVCS COR | $5,054,000 | -5.4% | 172,190 | 0.0% | 0.62% | -21.0% | |
| RBCAA | REPUBLIC BANCORP KYcl a | $4,497,000 | -0.1% | 189,835 | 0.0% | 0.55% | -16.6% | |
| CROX | CROCS INCcall | $4,487,000 | -16.3% | 356,700 | 0.0% | 0.55% | -30.2% | |
| RLGT | RADIANT LOGISTICS INC | $4,078,000 | +21.4% | 1,108,193 | 0.0% | 0.50% | +1.4% | |
| ANF | Buy | ABERCROMBIE & FITCH COcl a | $4,081,000 | +45.4% | 112,308 | +73.0% | 0.50% | +21.3% |
| BIRT | Sell | ACTUATE CORP | $3,938,000 | -20.6% | 1,009,700 | -2.8% | 0.48% | -33.7% |
| TFSL | TFS FINL CORP | $3,915,000 | +0.4% | 273,387 | 0.0% | 0.48% | -16.1% | |
| APOL | Buy | APOLLO ED GROUP INCcall | $3,913,000 | -17.5% | 155,600 | +2.6% | 0.48% | -31.1% |
| PBPB | New | POTBELLY CORP | $3,806,000 | – | 326,400 | +100.0% | 0.47% | – |
| ANF | ABERCROMBIE & FITCH COcall | $3,765,000 | -16.0% | 103,600 | 0.0% | 0.46% | -29.9% | |
| FALC | Buy | FALCONSTOR SOFTWARE INC | $3,704,000 | -25.7% | 3,220,486 | +9.8% | 0.46% | -37.9% |
| SURG | Buy | SYNERGETICS USA INC | $3,692,000 | +100.2% | 1,082,792 | +82.0% | 0.45% | +67.2% |
| RLH | RED LION HOTELS CORP | $3,536,000 | +3.8% | 621,439 | 0.0% | 0.43% | -13.4% | |
| ADEP | Buy | ADEPT TECHNOLOGY INC | $3,432,000 | +200.0% | 408,109 | +274.1% | 0.42% | +150.6% |
| DLB | Sell | DOLBY LABORATORIES INC | $3,405,000 | -40.9% | 81,472 | -38.9% | 0.42% | -50.6% |
| BCOV | Buy | BRIGHTCOVE INC | $3,311,000 | +2804.4% | 593,374 | +5370.9% | 0.41% | +2288.2% |
| WDAY | New | WORKDAY INCput | $3,185,000 | – | 38,600 | +100.0% | 0.39% | – |
| LACO | New | LAKES ENTMNT INC | $3,115,000 | – | 373,937 | +100.0% | 0.38% | – |
| FULL | Buy | FULL CIRCLE CAP CORP | $3,034,000 | -12.5% | 474,820 | +6.9% | 0.37% | -27.1% |
| QADB | Buy | QAD INCcl b | $2,884,000 | -13.0% | 183,484 | +0.4% | 0.35% | -27.5% |
| ESINQ | New | ITT EDUCATIONAL SERVICES INC | $2,831,000 | – | 660,000 | +100.0% | 0.35% | – |
| PIR | New | PIER 1 IMPORTS INC | $2,735,000 | – | 230,000 | +100.0% | 0.34% | – |
| PIP | New | PHARMATHENE INC | $2,706,000 | – | 1,520,000 | +100.0% | 0.33% | – |
| NRC | Buy | NATIONAL RESH CORPcl a | $2,632,000 | +18.7% | 202,273 | +27.6% | 0.32% | -0.9% |
| CONN | New | CONNS INC | $2,573,000 | – | 85,000 | +100.0% | 0.32% | – |
| DVD | DOVER MOTORSPORTS INC | $2,188,000 | -20.1% | 947,152 | 0.0% | 0.27% | -33.3% | |
| QADA | QAD INCcl a | $2,182,000 | -12.7% | 117,184 | 0.0% | 0.27% | -27.0% | |
| BID | New | SOTHEBYScall | $2,143,000 | – | 60,000 | +100.0% | 0.26% | – |
| BHI | Buy | BAKER HUGHES INCcall | $2,049,000 | -9.8% | 31,500 | +3.3% | 0.25% | -24.6% |
| LINC | Buy | LINCOLN EDL SVCS CORP | $1,692,000 | +159.5% | 602,295 | +314.6% | 0.21% | +116.7% |
| SHOS | SEARS HOMETOWN & OUTLET STOR | $1,596,000 | -27.8% | 102,989 | 0.0% | 0.20% | -39.7% | |
| MYCC | Buy | CLUBCORP HLDGS INC | $1,586,000 | +71.1% | 80,000 | +60.0% | 0.20% | +43.4% |
| IMPERIAL HLDGS INCdebt 8.500% 2/1 | $1,350,000 | -4.3% | 1,131,000 | 0.0% | 0.17% | -20.2% | ||
| CACH | Buy | CACHE INC | $1,072,000 | -1.1% | 1,272,952 | +89.0% | 0.13% | -17.0% |
| ANVGQ | ALLIED NEVADA GOLD CORPcall | $993,000 | -13.1% | 300,000 | 0.0% | 0.12% | -27.4% | |
| ADNC | Sell | AUDIENCE INC | $961,000 | -82.4% | 129,915 | -71.6% | 0.12% | -85.3% |
| BPI | Sell | BRIDGEPOINT ED INCcall | $748,000 | -84.9% | 67,000 | -82.0% | 0.09% | -87.4% |
| EMMS | Buy | EMMIS COMMUNICATIONS CORPcl a | $701,000 | -27.8% | 332,079 | +2.2% | 0.09% | -39.9% |
| FNFV | New | FIDELITY NATIONAL FINANCIAL | $609,000 | – | 44,224 | +100.0% | 0.08% | – |
| RUSHB | Sell | RUSH ENTERPRISES INCcl b | $511,000 | -79.0% | 17,350 | -77.6% | 0.06% | -82.4% |
| URI | UNITED RENTALS INCput | $178,000 | +6.0% | 1,600 | 0.0% | 0.02% | -12.0% | |
| COCOQ | CORINTHIAN COLLEGES INC | $155,000 | -62.6% | 1,400,000 | 0.0% | 0.02% | -68.9% | |
| ADEP | New | ADEPT TECHNOLOGY INCcall | $112,000 | – | 13,300 | +100.0% | 0.01% | – |
| MTLPR | MECHEL OAOspon adr pfd | $85,000 | -64.4% | 712,281 | 0.0% | 0.01% | -71.4% | |
| MSN | EMERSON RADIO CORP | $28,000 | +12.0% | 14,097 | 0.0% | 0.00% | -25.0% | |
| ANVGQ | ALLIED NEVADA GOLD CORP | $17,000 | -10.5% | 5,000 | 0.0% | 0.00% | -33.3% | |
| EPIQ | Exit | EPIQ SYS INC | $0 | – | -10,834 | -100.0% | -0.02% | – |
| GHC | Exit | GRAHAM HLDGS CO | $0 | – | -514 | -100.0% | -0.05% | – |
| WHF | Exit | WHITEHORSE FIN INC | $0 | – | -51,800 | -100.0% | -0.11% | – |
| INWK | Exit | INNERWORKINGS INC | $0 | – | -94,052 | -100.0% | -0.12% | – |
| JGW | Exit | JGWPT HLDGS INCcl a | $0 | – | -132,704 | -100.0% | -0.22% | – |
| EBAY | Exit | EBAY INC | $0 | – | -48,802 | -100.0% | -0.36% | – |
| TUESQ | Exit | TUESDAY MORNING CORPput | $0 | – | -155,000 | -100.0% | -0.41% | – |
| TAST | Exit | CARROLS RESTAURANT GROUP INC | $0 | – | -481,328 | -100.0% | -0.50% | – |
| LACO | Exit | LAKES ENTMNT INC | $0 | – | -819,227 | -100.0% | -0.57% | – |
| HURC | Exit | HURCO COMPANIES INC | $0 | – | -224,990 | -100.0% | -0.93% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALcl a | $0 | – | -221,500 | -100.0% | -1.07% | – |
| XBI | Exit | SPDR SERIES TRUSTput | $0 | – | -50,000 | -100.0% | -1.13% | – |
| GILD | Exit | GILEAD SCIENCES INCput | $0 | – | -103,600 | -100.0% | -1.26% | – |
| QCOR | Exit | QUESTCOR PHARMACEUTICALS INCput | $0 | – | -95,000 | -100.0% | -1.29% | – |
| SIR | Exit | SELECT INCOME REITcall | $0 | – | -310,400 | -100.0% | -1.35% | – |
| PEP | Exit | PEPSICO INCcall | $0 | – | -103,400 | -100.0% | -1.36% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.