$713 Million is the total value of Nantahala Capital Management's 107 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 44.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $77,753,000 | +28.1% | 650,000 | +17.1% | 10.91% | +46.5% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $62,690,000 | -23.3% | 305,000 | -26.5% | 8.80% | -12.3% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcall | $33,204,000 | +53.0% | 2,608,400 | +29.5% | 4.66% | +74.9% |
| SPY | New | SPDR S&P 500 ETF TRcall | $32,886,000 | – | 160,000 | +100.0% | 4.62% | – |
| GLD | SPDR GOLD TRUSTput | $27,883,000 | -2.3% | 245,500 | 0.0% | 3.91% | +11.7% | |
| SHLDQ | SEARS HLDGS CORPcall | $19,863,000 | +30.9% | 403,800 | 0.0% | 2.79% | +49.7% | |
| Sell | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $18,324,000 | -29.1% | 5,100,000 | -22.7% | 2.57% | -18.9% | |
| LTM | Sell | LIFE TIME FITNESS INC | $15,896,000 | -15.6% | 280,750 | -24.8% | 2.23% | -3.5% |
| DRII | Sell | DIAMOND RESORTS INTL INC | $14,073,000 | -11.1% | 504,404 | -27.5% | 1.98% | +1.6% |
| SGMS | Buy | SCIENTIFIC GAMES CORPcl a | $14,033,000 | +55.8% | 1,102,331 | +31.8% | 1.97% | +78.3% |
| ESINQ | Buy | ITT EDUCATIONAL SERVICES INCcall | $13,358,000 | +125.3% | 1,390,000 | +0.6% | 1.88% | +157.6% |
| NWSA | Buy | NEWS CORP NEWcl a | $13,145,000 | +9.4% | 837,800 | +14.0% | 1.84% | +25.1% |
| DFODQ | Sell | DEAN FOODS CO NEWcall | $12,535,000 | +46.1% | 646,800 | -0.1% | 1.76% | +67.0% |
| IBB | Sell | ISHARES TRput | $12,528,000 | -68.7% | 41,300 | -71.8% | 1.76% | -64.2% |
| SCLN | Sell | SCICLONE PHARMACEUTICALS INC | $12,172,000 | -5.5% | 1,389,525 | -25.7% | 1.71% | +8.0% |
| TBBK | Buy | BANCORP INC DEL | $11,753,000 | +85.6% | 1,079,289 | +46.4% | 1.65% | +112.4% |
| AL | Buy | AIR LEASE CORPcall | $10,848,000 | +11.3% | 316,200 | +5.4% | 1.52% | +27.2% |
| Sell | XPO LOGISTICS INCnote 4.500/0 | $10,593,000 | -21.3% | 4,135,000 | -26.6% | 1.49% | -10.0% | |
| RM | Buy | REGIONAL MGMT CORP | $10,340,000 | +33.7% | 653,996 | +51.8% | 1.45% | +52.7% |
| LVNTA | Buy | LIBERTY INTERACTIVE CORP | $10,103,000 | +43.1% | 267,835 | +44.0% | 1.42% | +63.6% |
| T104PS | New | AMERICAN RLTY CAP PPTYS INC | $9,503,000 | – | 1,050,000 | +100.0% | 1.33% | – |
| BPI | Buy | BRIDGEPOINT ED INC | $9,407,000 | +20.9% | 830,969 | +19.2% | 1.32% | +38.2% |
| CDXS | Buy | CODEXIS INC | $9,341,000 | +18.0% | 3,706,660 | +6.3% | 1.31% | +34.9% |
| Sell | ISIS PHARMACEUTICALS INC DELnote 2.750/0 | $9,319,000 | -32.3% | 2,500,000 | -55.8% | 1.31% | -22.6% | |
| CROX | Buy | CROCS INC | $9,250,000 | +8.9% | 740,610 | +9.7% | 1.30% | +24.4% |
| IFT | Sell | IMPERIAL HLDGS INC | $9,033,000 | -7.0% | 1,385,460 | -8.0% | 1.27% | +6.4% |
| PGTI | Buy | PGT INC | $8,433,000 | +18.7% | 875,731 | +14.9% | 1.18% | +35.8% |
| LNKD | LINKEDIN CORPput | $8,247,000 | +10.5% | 35,900 | 0.0% | 1.16% | +26.3% | |
| WRLD | New | WORLD ACCEP CORP DELcall | $7,945,000 | – | 100,000 | +100.0% | 1.12% | – |
| ORM | Buy | OWENS RLTY MTG INC | $7,931,000 | +23.5% | 541,339 | +20.2% | 1.11% | +41.2% |
| BIRT | Buy | ACTUATE CORP | $7,828,000 | +98.8% | 1,186,033 | +17.5% | 1.10% | +127.5% |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $7,390,000 | -10.2% | 2,246,331 | -0.1% | 1.04% | +2.7% |
| CRWN | Buy | CROWN MEDIA HLDGS INCcl a | $7,091,000 | +23.8% | 2,003,052 | +11.9% | 1.00% | +41.5% |
| CSBK | Buy | CLIFTON BANCORP INC | $6,624,000 | +9.3% | 487,400 | +1.2% | 0.93% | +25.0% |
| OCN | New | OCWEN FINL CORP | $6,196,000 | – | 410,300 | +100.0% | 0.87% | – |
| BCOV | Buy | BRIGHTCOVE INC | $5,915,000 | +78.6% | 760,304 | +28.1% | 0.83% | +104.4% |
| SXC | Sell | SUNCOKE ENERGY INC | $5,681,000 | -37.7% | 293,742 | -27.7% | 0.80% | -28.8% |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $5,590,000 | -18.2% | 752,324 | +1.0% | 0.78% | -6.4% |
| URI | Buy | UNITED RENTALS INCcall | $5,529,000 | -0.5% | 54,200 | +8.4% | 0.78% | +13.8% |
| T104PS | AMERICAN RLTY CAP PPTYS INCput | $5,449,000 | -25.0% | 602,100 | 0.0% | 0.76% | -14.1% | |
| RLGT | Buy | RADIANT LOGISTICS INC | $5,302,000 | +30.0% | 1,253,518 | +13.1% | 0.74% | +48.5% |
| SURG | Buy | SYNERGETICS USA INC | $4,999,000 | +35.4% | 1,149,144 | +6.1% | 0.70% | +55.0% |
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $4,998,000 | -10.8% | 248,400 | +30.7% | 0.70% | +1.9% |
| RBCAA | Buy | REPUBLIC BANCORP KYcl a | $4,913,000 | +9.3% | 198,735 | +4.7% | 0.69% | +25.0% |
| PERY | Sell | ELLIS PERRY INTL INC | $4,741,000 | -32.8% | 182,857 | -47.2% | 0.66% | -23.2% |
| FALC | Buy | FALCONSTOR SOFTWARE INC | $4,495,000 | +21.4% | 3,354,336 | +4.2% | 0.63% | +38.7% |
| CTRN | Sell | CITI TRENDS INC | $4,306,000 | -24.0% | 170,545 | -33.4% | 0.60% | -13.1% |
| PIP | Buy | PHARMATHENE INC | $4,196,000 | +55.1% | 2,318,264 | +52.5% | 0.59% | +77.4% |
| MDWCQ | Sell | MIDWAY GOLD CORP | $4,187,000 | -38.8% | 6,111,127 | -7.1% | 0.59% | -30.0% |
| BPI | Buy | BRIDGEPOINT ED INCcall | $4,154,000 | +455.3% | 367,000 | +447.8% | 0.58% | +533.7% |
| LENB | Sell | LENNAR CORPcl b | $4,138,000 | -68.4% | 114,604 | -72.0% | 0.58% | -63.9% |
| TFSL | Sell | TFS FINL CORP | $4,037,000 | +3.1% | 271,187 | -0.8% | 0.57% | +17.9% |
| ESINQ | Sell | ITT EDUCATIONAL SERVICES INC | $3,825,000 | +35.1% | 398,000 | -39.7% | 0.54% | +54.3% |
| RLH | Sell | RED LION HOTELS CORP | $3,718,000 | +5.1% | 586,375 | -5.6% | 0.52% | +20.3% |
| PIR | Buy | PIER 1 IMPORTS INC | $3,636,000 | +32.9% | 236,100 | +2.7% | 0.51% | +51.8% |
| QADB | Buy | QAD INCcl b | $3,614,000 | +25.3% | 192,240 | +4.8% | 0.51% | +43.2% |
| PTIE | New | PAIN THERAPEUTICS INC | $3,527,000 | – | 1,737,442 | +100.0% | 0.50% | – |
| CASLQ | New | CASTLE A M & CO | $3,435,000 | – | 430,492 | +100.0% | 0.48% | – |
| ADEP | Sell | ADEPT TECHNOLOGY INC | $3,333,000 | -2.9% | 384,009 | -5.9% | 0.47% | +11.2% |
| DLB | Sell | DOLBY LABORATORIES INC | $3,263,000 | -4.2% | 75,672 | -7.1% | 0.46% | +9.6% |
| RM | New | REGIONAL MGMT CORPcall | $3,241,000 | – | 205,000 | +100.0% | 0.46% | – |
| LACO | Buy | LAKES ENTMNT INC | $2,991,000 | -4.0% | 445,028 | +19.0% | 0.42% | +9.9% |
| KERX | New | KERYX BIOPHARMACEUTICALS INCput | $2,957,000 | – | 209,000 | +100.0% | 0.42% | – |
| NRC | Buy | NATIONAL RESH CORPcl a | $2,858,000 | +8.6% | 204,273 | +1.0% | 0.40% | +24.1% |
| CONN | New | CONNS INCcall | $2,804,000 | – | 150,000 | +100.0% | 0.39% | – |
| QADA | QAD INCcl a | $2,651,000 | +21.5% | 117,184 | 0.0% | 0.37% | +38.8% | |
| DVD | Buy | DOVER MOTORSPORTS INC | $2,460,000 | +12.4% | 959,152 | +1.3% | 0.34% | +28.3% |
| BID | Sell | SOTHEBYScall | $2,401,000 | +12.0% | 55,600 | -7.3% | 0.34% | +28.1% |
| CVO | New | CENVEO INC | $2,220,000 | – | 1,057,178 | +100.0% | 0.31% | – |
| LINC | Buy | LINCOLN EDL SVCS CORP | $2,171,000 | +28.3% | 775,530 | +28.8% | 0.30% | +46.6% |
| CROX | Sell | CROCS INCcall | $2,085,000 | -53.5% | 166,900 | -53.2% | 0.29% | -46.8% |
| JAZZ | New | JAZZ PHARMACEUTICALS PLCput | $2,047,000 | – | 12,500 | +100.0% | 0.29% | – |
| FULL | Sell | FULL CIRCLE CAP CORP | $1,846,000 | -39.2% | 408,320 | -14.0% | 0.26% | -30.4% |
| SHOS | Buy | SEARS HOMETOWN & OUTLET STOR | $1,759,000 | +10.2% | 133,789 | +29.9% | 0.25% | +26.0% |
| RCII | New | RENT A CTR INC NEWcall | $1,558,000 | – | 42,900 | +100.0% | 0.22% | – |
| IYR | Sell | ISHARES TRput | $1,537,000 | -72.2% | 20,000 | -75.0% | 0.22% | -68.2% |
| EMMS | Buy | EMMIS COMMUNICATIONS CORPcl a | $1,432,000 | +104.3% | 766,001 | +130.7% | 0.20% | +133.7% |
| IMPERIAL HLDGS INCdebt 8.500% 2/1 | $1,381,000 | +2.3% | 1,131,000 | 0.0% | 0.19% | +16.9% | ||
| WHF | New | WHITEHORSE FIN INC | $1,357,000 | – | 117,513 | +100.0% | 0.19% | – |
| SODA | Sell | SODASTREAM INTERNATIONAL LTDcall | $1,308,000 | -79.4% | 65,000 | -69.8% | 0.18% | -76.3% |
| ADNC | Sell | AUDIENCE INC | $510,000 | -46.9% | 115,941 | -10.8% | 0.07% | -39.0% |
| CACH | Buy | CACHE INC | $325,000 | -69.7% | 1,727,057 | +35.7% | 0.05% | -65.2% |
| ADEP | ADEPT TECHNOLOGY INCcall | $115,000 | +2.7% | 13,300 | 0.0% | 0.02% | +14.3% | |
| IYR | New | ISHARES TRu.s. real es etf | $0 | – | 2 | +100.0% | 0.00% | – |
| ANVGQ | Exit | ALLIED NEVADA GOLD CORP | $0 | – | -5,000 | -100.0% | -0.00% | – |
| MSN | Exit | EMERSON RADIO CORP | $0 | – | -14,097 | -100.0% | -0.00% | – |
| MTLPR | Exit | MECHEL OAOspon adr pfd | $0 | – | -712,281 | -100.0% | -0.01% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INC | $0 | – | -1,400,000 | -100.0% | -0.02% | – |
| URI | Exit | UNITED RENTALS INCput | $0 | – | -1,600 | -100.0% | -0.02% | – |
| RUSHB | Exit | RUSH ENTERPRISES INCcl b | $0 | – | -17,350 | -100.0% | -0.06% | – |
| FNFV | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -44,224 | -100.0% | -0.08% | – |
| ANVGQ | Exit | ALLIED NEVADA GOLD CORPcall | $0 | – | -300,000 | -100.0% | -0.12% | – |
| MYCC | Exit | CLUBCORP HLDGS INC | $0 | – | -80,000 | -100.0% | -0.20% | – |
| BHI | Exit | BAKER HUGHES INCcall | $0 | – | -31,500 | -100.0% | -0.25% | – |
| CONN | Exit | CONNS INC | $0 | – | -85,000 | -100.0% | -0.32% | – |
| WDAY | Exit | WORKDAY INCput | $0 | – | -38,600 | -100.0% | -0.39% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcall | $0 | – | -103,600 | -100.0% | -0.46% | – |
| PBPB | Exit | POTBELLY CORP | $0 | – | -326,400 | -100.0% | -0.47% | – |
| APOL | Exit | APOLLO ED GROUP INCcall | $0 | – | -155,600 | -100.0% | -0.48% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcl a | $0 | – | -112,308 | -100.0% | -0.50% | – |
| STC | Exit | STEWART INFORMATION SVCS COR | $0 | – | -172,190 | -100.0% | -0.62% | – |
| FB | Exit | FACEBOOK INCput | $0 | – | -70,000 | -100.0% | -0.68% | – |
| TWX | Exit | TIME WARNER INCcall | $0 | – | -77,500 | -100.0% | -0.72% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -53,262 | -100.0% | -0.73% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -221,500 | -100.0% | -0.75% | – |
| LTRPA | Exit | LIBERTY TRIPADVISOR HLDGS IN | $0 | – | -186,000 | -100.0% | -0.77% | – |
| LTM | Exit | LIFE TIME FITNESS INCcall | $0 | – | -134,900 | -100.0% | -0.84% | – |
| DLB | Exit | DOLBY LABORATORIES INCcall | $0 | – | -194,000 | -100.0% | -1.00% | – |
| VPRT | Exit | VISTAPRINT N Vcall | $0 | – | -153,600 | -100.0% | -1.03% | – |
| EBAY | Exit | EBAY INCcall | $0 | – | -150,000 | -100.0% | -1.04% | – |
| HD | Exit | HOME DEPOT INCput | $0 | – | -100,000 | -100.0% | -1.13% | – |
| DDD | Exit | 3-D SYS CORP DELput | $0 | – | -217,300 | -100.0% | -1.24% | – |
| EA | Exit | ELECTRONIC ARTS INCput | $0 | – | -645,400 | -100.0% | -2.82% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -300,000 | -100.0% | -4.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-17
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.