$680 Million is the total value of Nantahala Capital Management's 117 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 60.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $50,691,000 | -32.2% | 259,000 | -35.2% | 7.46% | -37.9% |
| IBB | Sell | ISHARESput | $40,122,000 | -0.7% | 156,100 | -8.7% | 5.90% | -9.1% |
| IWM | Sell | ISHARESput | $28,514,000 | -2.0% | 240,000 | -4.0% | 4.19% | -10.2% |
| New | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $24,749,000 | – | 6,600,000 | +100.0% | 3.64% | – | |
| EA | Buy | ELECTRONIC ARTS INCput | $23,151,000 | +81.6% | 645,400 | +46.9% | 3.40% | +66.3% |
| SHLDQ | Buy | SEARS HLDGS CORPcall | $19,544,000 | +4.7% | 403,800 | +3.3% | 2.88% | -4.1% |
| GLD | Buy | SPDR GOLD TRUSTput | $18,093,000 | +62.6% | 141,300 | +57.0% | 2.66% | +48.9% |
| IWM | New | ISHAREScall | $17,822,000 | – | 150,000 | +100.0% | 2.62% | – |
| DRII | New | DIAMOND RESORTS INTL INC | $14,672,000 | – | 630,530 | +100.0% | 2.16% | – |
| LENB | LENNAR CORPcl b | $13,734,000 | +8.9% | 386,551 | 0.0% | 2.02% | -0.3% | |
| LVNTA | Buy | LIBERTY INTERACTIVE CORP | $13,727,000 | +17.0% | 186,000 | +106.7% | 2.02% | +7.2% |
| LTM | Sell | LIFE TIME FITNESS INC | $13,558,000 | -6.3% | 278,177 | -7.6% | 1.99% | -14.2% |
| DDD | Buy | 3-D SYS CORP DELput | $12,995,000 | +4.6% | 217,300 | +3.5% | 1.91% | -4.2% |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $12,504,000 | -7.4% | 5,650,000 | +13.0% | 1.84% | -15.3% | |
| NWSA | Buy | NEWS CORP NEWcl a | $12,199,000 | +26.7% | 680,000 | +21.6% | 1.79% | +16.0% |
| CROX | Buy | CROCS INC | $11,952,000 | -0.7% | 795,210 | +3.1% | 1.76% | -9.0% |
| Buy | XPO LOGISTICS INCnote 4.500%10/0 | $10,576,000 | +11.2% | 5,635,000 | +12.7% | 1.56% | +1.8% | |
| IFT | Sell | IMPERIAL HLDGS INC | $10,403,000 | +10.1% | 1,525,360 | -7.2% | 1.53% | +0.8% |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $9,676,000 | +20.7% | 1,839,628 | +4.4% | 1.42% | +10.5% |
| PEP | Buy | PEPSICO INCcall | $9,238,000 | +10.6% | 103,400 | +3.4% | 1.36% | +1.3% |
| SIR | Buy | SELECT INCOME REITcall | $9,200,000 | +1.3% | 310,400 | +3.5% | 1.35% | -7.2% |
| RM | New | REGIONAL MGMT CORP | $8,972,000 | – | 579,954 | +100.0% | 1.32% | – |
| QCOR | QUESTCOR PHARMACEUTICALS INCput | $8,787,000 | +42.4% | 95,000 | 0.0% | 1.29% | +30.5% | |
| SXC | Buy | SUNCOKE ENERGY INC | $8,739,000 | +2.3% | 406,442 | +8.7% | 1.28% | -6.3% |
| GILD | Sell | GILEAD SCIENCES INCput | $8,589,000 | -6.8% | 103,600 | -20.3% | 1.26% | -14.6% |
| TWMC | Buy | TRANS WORLD ENTMT CORP | $8,539,000 | +11.0% | 2,247,067 | +6.0% | 1.26% | +1.7% |
| SGMS | New | SCIENTIFIC GAMES CORPcl a | $8,528,000 | – | 766,934 | +100.0% | 1.25% | – |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $7,717,000 | +52.5% | 713,213 | +79.4% | 1.14% | +39.6% |
| XBI | New | SPDR SERIES TRUSTput | $7,700,000 | – | 50,000 | +100.0% | 1.13% | – |
| BPI | Buy | BRIDGEPOINT ED INC | $7,618,000 | +13.5% | 573,660 | +27.2% | 1.12% | +4.0% |
| EBAY | Buy | EBAY INCcall | $7,509,000 | +35.9% | 150,000 | +50.0% | 1.10% | +24.6% |
| DFODQ | New | DEAN FOODS CO NEWcall | $7,288,000 | – | 414,300 | +100.0% | 1.07% | – |
| FNF | Buy | FIDELITY NATIONAL FINANCIALcl a | $7,256,000 | +7.8% | 221,500 | +3.5% | 1.07% | -1.3% |
| SODA | Buy | SODASTREAM INTERNATIONAL LTDcall | $7,224,000 | -22.0% | 215,000 | +2.4% | 1.06% | -28.5% |
| ORM | Sell | OWENS RLTY MTG INC | $6,531,000 | +7.1% | 335,768 | -18.8% | 0.96% | -1.9% |
| CRWN | Buy | CROWN MEDIA HLDGS INCcl a | $6,496,000 | -2.2% | 1,789,494 | +3.5% | 0.96% | -10.4% |
| HURC | Sell | HURCO COMPANIES INC | $6,345,000 | -6.7% | 224,990 | -11.8% | 0.93% | -14.6% |
| CTRN | Sell | CITI TRENDS INC | $6,266,000 | +1.7% | 291,967 | -22.8% | 0.92% | -6.8% |
| VPRT | Buy | VISTAPRINT N Vcall | $6,215,000 | -15.8% | 153,600 | +2.4% | 0.91% | -22.9% |
| LNKD | Buy | LINKEDIN CORPput | $6,156,000 | -4.9% | 35,900 | +2.6% | 0.91% | -12.9% |
| CSBK | New | CLIFTON BANCORP INC | $6,101,000 | – | 481,500 | +100.0% | 0.90% | – |
| TBBK | New | BANCORP INC DEL | $6,004,000 | – | 504,093 | +100.0% | 0.88% | – |
| MDWCQ | Buy | MIDWAY GOLD CORP | $5,924,000 | +47.2% | 6,581,676 | +71.8% | 0.87% | +34.8% |
| DLB | Buy | DOLBY LABORATORIES INC | $5,760,000 | +0.5% | 133,343 | +3.5% | 0.85% | -8.0% |
| URI | Buy | UNITED RENTALS INC | $5,578,000 | +17.8% | 53,262 | +6.8% | 0.82% | +7.9% |
| ADNC | Buy | AUDIENCE INC | $5,465,000 | +16.2% | 456,940 | +21.4% | 0.80% | +6.5% |
| CROX | Buy | CROCS INCcall | $5,361,000 | -0.8% | 356,700 | +3.0% | 0.79% | -9.1% |
| STC | Buy | STEWART INFORMATION SVCS COR | $5,340,000 | +11.5% | 172,190 | +26.3% | 0.78% | +2.1% |
| PGTI | New | PGT INC | $5,276,000 | – | 622,892 | +100.0% | 0.78% | – |
| URI | UNITED RENTALS INCcall | $5,237,000 | +10.3% | 50,000 | 0.0% | 0.77% | +1.0% | |
| SGMS | New | SCIENTIFIC GAMES CORPcall | $5,067,000 | – | 455,700 | +100.0% | 0.74% | – |
| FALC | Buy | FALCONSTOR SOFTWARE INC | $4,985,000 | +19.3% | 2,932,364 | +10.9% | 0.73% | +9.2% |
| BPI | Buy | BRIDGEPOINT ED INCcall | $4,954,000 | +8.7% | 373,000 | +21.9% | 0.73% | -0.4% |
| BIRT | New | ACTUATE CORP | $4,957,000 | – | 1,039,100 | +100.0% | 0.73% | – |
| APOL | APOLLO ED GROUP INCcall | $4,741,000 | -8.7% | 151,700 | 0.0% | 0.70% | -16.4% | |
| CDXS | Buy | CODEXIS INC | $4,606,000 | -24.1% | 3,154,920 | +6.1% | 0.68% | -30.5% |
| RBCAA | Buy | REPUBLIC BANCORP KYcl a | $4,503,000 | +8.4% | 189,835 | +3.3% | 0.66% | -0.7% |
| ANF | New | ABERCROMBIE & FITCH COcall | $4,481,000 | – | 103,600 | +100.0% | 0.66% | – |
| LTM | New | LIFE TIME FITNESS INCcall | $3,909,000 | – | 80,200 | +100.0% | 0.58% | – |
| TFSL | New | TFS FINL CORP | $3,898,000 | – | 273,387 | +100.0% | 0.57% | – |
| LACO | Buy | LAKES ENTMNT INC | $3,859,000 | -0.7% | 819,227 | +5.4% | 0.57% | -9.0% |
| FULL | Buy | FULL CIRCLE CAP CORP | $3,469,000 | +318.5% | 444,146 | +316.6% | 0.51% | +283.5% |
| TAST | New | CARROLS RESTAURANT GROUP INC | $3,427,000 | – | 481,328 | +100.0% | 0.50% | – |
| RLH | Buy | RED LION HOTELS CORP | $3,405,000 | +12.5% | 621,439 | +19.7% | 0.50% | +3.1% |
| RLGT | Buy | RADIANT LOGISTICS INC | $3,358,000 | +1.3% | 1,108,193 | +3.3% | 0.49% | -7.3% |
| QADB | Buy | QAD INCcl b | $3,315,000 | +10.4% | 182,671 | +3.5% | 0.49% | +1.2% |
| ANF | New | ABERCROMBIE & FITCH COcl a | $2,807,000 | – | 64,908 | +100.0% | 0.41% | – |
| TUESQ | New | TUESDAY MORNING CORPput | $2,762,000 | – | 155,000 | +100.0% | 0.41% | – |
| DVD | Buy | DOVER MOTORSPORTS INC | $2,737,000 | +20.8% | 947,152 | +4.6% | 0.40% | +10.7% |
| QADA | Buy | QAD INCcl a | $2,498,000 | +7.8% | 117,184 | +3.3% | 0.37% | -1.3% |
| EBAY | Sell | EBAY INC | $2,443,000 | -42.6% | 48,802 | -36.7% | 0.36% | -47.5% |
| RUSHB | RUSH ENTERPRISES INCcl b | $2,437,000 | +11.7% | 77,473 | 0.0% | 0.36% | +2.3% | |
| BHI | Sell | BAKER HUGHES INCcall | $2,271,000 | -65.2% | 30,500 | -69.7% | 0.33% | -68.2% |
| NRC | Buy | NATIONAL RESH CORPcl a | $2,218,000 | -2.0% | 158,562 | +16.2% | 0.33% | -10.4% |
| SHOS | Buy | SEARS HOMETOWN & OUTLET STOR | $2,211,000 | -6.0% | 102,989 | +3.5% | 0.32% | -14.0% |
| SURG | New | SYNERGETICS USA INC | $1,844,000 | – | 594,980 | +100.0% | 0.27% | – |
| JGW | New | JGWPT HLDGS INCcl a | $1,494,000 | – | 132,704 | +100.0% | 0.22% | – |
| IMPERIAL HLDGS INCdebt 8.500% 2/1 | $1,411,000 | +15.5% | 1,131,000 | 0.0% | 0.21% | +6.1% | ||
| SODA | New | SODASTREAM INTERNATIONAL LTD | $1,176,000 | – | 35,000 | +100.0% | 0.17% | – |
| ANVGQ | ALLIED NEVADA GOLD CORPcall | $1,143,000 | -11.6% | 300,000 | 0.0% | 0.17% | -19.2% | |
| ADEP | New | ADEPT TECHNOLOGY INC | $1,144,000 | – | 109,098 | +100.0% | 0.17% | – |
| CACH | New | CACHE INC | $1,084,000 | – | 673,500 | +100.0% | 0.16% | – |
| EMMS | Buy | EMMIS COMMUNICATIONS CORPcl a | $971,000 | -3.5% | 324,875 | +3.3% | 0.14% | -11.7% |
| MYCC | New | CLUBCORP HLDGS INC | $927,000 | – | 50,000 | +100.0% | 0.14% | – |
| INWK | Sell | INNERWORKINGS INC | $799,000 | -86.3% | 94,052 | -87.7% | 0.12% | -87.4% |
| WHF | New | WHITEHORSE FIN INC | $741,000 | – | 51,800 | +100.0% | 0.11% | – |
| LINC | New | LINCOLN EDL SVCS CORP | $652,000 | – | 145,268 | +100.0% | 0.10% | – |
| COCOQ | New | CORINTHIAN COLLEGES INC | $414,000 | – | 1,400,000 | +100.0% | 0.06% | – |
| GHC | GRAHAM HLDGS CO | $369,000 | +1.9% | 514 | 0.0% | 0.05% | -6.9% | |
| MTLPR | MECHEL OAOspon adr pfd | $239,000 | +1.7% | 712,281 | 0.0% | 0.04% | -7.9% | |
| URI | New | UNITED RENTALS INCput | $168,000 | – | 1,600 | +100.0% | 0.02% | – |
| EPIQ | New | EPIQ SYS INC | $152,000 | – | 10,834 | +100.0% | 0.02% | – |
| BCOV | New | BRIGHTCOVE INC | $114,000 | – | 10,846 | +100.0% | 0.02% | – |
| MSN | EMERSON RADIO CORP | $25,000 | -13.8% | 14,097 | 0.0% | 0.00% | -20.0% | |
| ANVGQ | ALLIED NEVADA GOLD CORP | $19,000 | -13.6% | 5,000 | 0.0% | 0.00% | -25.0% | |
| GEGSQ | Exit | GLOBAL GEOPHYSICAL SVCS INC | $0 | – | -1,961,000 | -100.0% | -0.04% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -43,547 | -100.0% | -0.05% | – |
| SVVC | Exit | FIRSTHAND TECH VALUE FD INC | $0 | – | -39,246 | -100.0% | -0.14% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INCcall | $0 | – | -40,000 | -100.0% | -0.24% | – |
| CNDO | Exit | CORONADO BIOSCIENCES INC | $0 | – | -872,713 | -100.0% | -0.28% | – |
| HNR | Exit | HARVEST NATURAL RESOURCES IN | $0 | – | -550,000 | -100.0% | -0.33% | – |
| WRLD | Exit | WORLD ACCEP CORP DEL | $0 | – | -32,600 | -100.0% | -0.39% | – |
| AUXL | Exit | AUXILIUM PHARMACEUTICALS INC | $0 | – | -90,000 | -100.0% | -0.39% | – |
| EXAM | Exit | EXAMWORKS GROUP INCput | $0 | – | -80,000 | -100.0% | -0.45% | – |
| NOV | Exit | NATIONAL OILWELL VARCO INC | $0 | – | -40,000 | -100.0% | -0.50% | – |
| ADNC | Exit | AUDIENCE INCcall | $0 | – | -250,000 | -100.0% | -0.50% | – |
| AROPQ | Exit | AEROPOSTALE | $0 | – | -632,207 | -100.0% | -0.51% | – |
| WRLD | Exit | WORLD ACCEP CORP DELput | $0 | – | -45,500 | -100.0% | -0.55% | – |
| SIR | Exit | SELECT INCOME REIT | $0 | – | -132,707 | -100.0% | -0.64% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -65,000 | -100.0% | -0.74% | – |
| XRTX | Exit | XYRATEX LTD | $0 | – | -367,336 | -100.0% | -0.78% | – |
| UTEK | Exit | ULTRATECH INC | $0 | – | -170,000 | -100.0% | -0.80% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -400,000 | -100.0% | -0.90% | – |
| AAN | Exit | AARONS INC | $0 | – | -260,995 | -100.0% | -1.27% | – |
| AROPQ | Exit | AEROPOSTALEput | $0 | – | -1,600,000 | -100.0% | -1.29% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -15,000 | -100.0% | -1.29% | – |
| WDAY | Exit | WORKDAY INCput | $0 | – | -100,000 | -100.0% | -1.47% | – |
| IWM | Exit | ISHARESrussell 2000 etf | $0 | – | -100,000 | -100.0% | -1.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.