$623 Million is the total value of Nantahala Capital Management's 107 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 54.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $74,805,000 | +113.2% | 400,000 | +110.5% | 12.01% | +111.1% |
| IBB | Buy | ISHARESput | $40,424,000 | +48.4% | 171,000 | +42.5% | 6.49% | +46.9% |
| IWM | Sell | ISHARESput | $29,085,000 | -44.0% | 250,000 | -44.4% | 4.67% | -44.5% |
| SHLDQ | SEARS HLDGS CORPcall | $18,674,000 | -2.6% | 391,000 | 0.0% | 3.00% | -3.5% | |
| LTM | Buy | LIFE TIME FITNESS INC | $14,475,000 | +40.6% | 300,939 | +37.4% | 2.32% | +39.2% |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750/0 | $13,509,000 | +80.6% | 5,000,000 | +66.7% | 2.17% | +78.9% | |
| EA | Sell | ELECTRONIC ARTS INCput | $12,747,000 | -46.5% | 439,400 | -57.7% | 2.05% | -47.1% |
| LENB | Sell | LENNAR CORPcl b | $12,617,000 | -4.5% | 386,551 | -1.4% | 2.03% | -5.5% |
| DDD | New | 3-D SYS CORP DELput | $12,422,000 | – | 210,000 | +100.0% | 2.00% | – |
| CROX | Buy | CROCS INC | $12,031,000 | +31.4% | 771,210 | +34.1% | 1.93% | +30.2% |
| LVNTA | LIBERTY INTERACTIVE CORP | $11,730,000 | +6.3% | 90,000 | 0.0% | 1.88% | +5.3% | |
| IWM | Buy | ISHARESrussell 2000 etf | $11,634,000 | +309.6% | 100,000 | +306.2% | 1.87% | +305.2% |
| GLD | SPDR GOLD TRUSTput | $11,125,000 | +6.4% | 90,000 | 0.0% | 1.79% | +5.4% | |
| NWSA | Buy | NEWS CORP NEWcl a | $9,626,000 | +4.9% | 559,000 | +9.8% | 1.55% | +4.0% |
| XPO LOGISTICS INCnote 4.500/0 | $9,513,000 | +13.0% | 5,000,000 | 0.0% | 1.53% | +11.9% | ||
| IFT | IMPERIAL HLDGS INC | $9,452,000 | -12.1% | 1,643,776 | 0.0% | 1.52% | -12.9% | |
| SODA | New | SODASTREAM INTERNATIONAL LTDcall | $9,261,000 | – | 210,000 | +100.0% | 1.49% | – |
| GILD | New | GILEAD SCIENCES INCput | $9,212,000 | – | 130,000 | +100.0% | 1.48% | – |
| WDAY | New | WORKDAY INCput | $9,143,000 | – | 100,000 | +100.0% | 1.47% | – |
| SIR | New | SELECT INCOME REITcall | $9,081,000 | – | 300,000 | +100.0% | 1.46% | – |
| SXC | Buy | SUNCOKE ENERGY INC | $8,539,000 | +29.8% | 373,842 | +29.7% | 1.37% | +28.5% |
| PEP | New | PEPSICO INCcall | $8,350,000 | – | 100,000 | +100.0% | 1.34% | – |
| AAPL | New | APPLE INCcall | $8,051,000 | – | 15,000 | +100.0% | 1.29% | – |
| AROPQ | Sell | AEROPOSTALEput | $8,032,000 | -60.2% | 1,600,000 | -28.0% | 1.29% | -60.6% |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $8,017,000 | +3.6% | 1,762,051 | +14.8% | 1.29% | +2.6% |
| AAN | New | AARONS INC | $7,892,000 | – | 260,995 | +100.0% | 1.27% | – |
| TWMC | Buy | TRANS WORLD ENTMT CORP | $7,692,000 | -6.8% | 2,118,967 | +13.5% | 1.24% | -7.8% |
| VPRT | VISTAPRINT N Vcall | $7,383,000 | -13.4% | 150,000 | 0.0% | 1.19% | -14.2% | |
| HURC | Buy | HURCO COMPANIES INC | $6,804,000 | +81.2% | 255,034 | +69.9% | 1.09% | +79.5% |
| FNF | FIDELITY NATIONAL FINANCIALcl a | $6,728,000 | -3.1% | 214,000 | 0.0% | 1.08% | -4.0% | |
| BPI | Buy | BRIDGEPOINT ED INC | $6,713,000 | +97.6% | 450,860 | +135.0% | 1.08% | +95.6% |
| CRWN | Buy | CROWN MEDIA HLDGS INCcl a | $6,641,000 | +26.8% | 1,729,494 | +16.6% | 1.07% | +25.7% |
| BHI | BAKER HUGHES INCcall | $6,534,000 | +17.7% | 100,500 | 0.0% | 1.05% | +16.6% | |
| LNKD | Sell | LINKEDIN CORPput | $6,473,000 | -54.1% | 35,000 | -46.2% | 1.04% | -54.5% |
| QCOR | New | QUESTCOR PHARMACEUTICALS INCput | $6,169,000 | – | 95,000 | +100.0% | 0.99% | – |
| CTRN | Sell | CITI TRENDS INC | $6,159,000 | -47.7% | 378,060 | -45.5% | 0.99% | -48.2% |
| ORM | Buy | OWENS RLTY MTG INC | $6,099,000 | +74.8% | 413,487 | +43.6% | 0.98% | +73.1% |
| CDXS | Buy | CODEXIS INC | $6,069,000 | +46.1% | 2,974,933 | +2.1% | 0.98% | +44.7% |
| INWK | Sell | INNERWORKINGS INC | $5,842,000 | -48.5% | 762,646 | -47.6% | 0.94% | -49.0% |
| DLB | Buy | DOLBY LABORATORIES INC | $5,734,000 | +67.4% | 128,843 | +45.0% | 0.92% | +65.6% |
| IGT | New | INTERNATIONAL GAME TECHNOLOG | $5,624,000 | – | 400,000 | +100.0% | 0.90% | – |
| EBAY | EBAY INCcall | $5,524,000 | +0.7% | 100,000 | 0.0% | 0.89% | -0.3% | |
| CROX | Sell | CROCS INCcall | $5,404,000 | -9.4% | 346,400 | -7.6% | 0.87% | -10.2% |
| APOL | Sell | APOLLO ED GROUP INCcall | $5,194,000 | -24.5% | 151,700 | -39.7% | 0.83% | -25.2% |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $5,061,000 | +169.2% | 397,580 | +160.9% | 0.81% | +166.6% |
| UTEK | Buy | ULTRATECH INC | $4,962,000 | +55.5% | 170,000 | +54.5% | 0.80% | +54.2% |
| XRTX | Sell | XYRATEX LTD | $4,864,000 | -46.9% | 367,336 | -46.7% | 0.78% | -47.4% |
| STC | Buy | STEWART INFORMATION SVCS COR | $4,788,000 | +206.9% | 136,290 | +181.9% | 0.77% | +204.0% |
| URI | UNITED RENTALS INCcall | $4,747,000 | +21.8% | 50,000 | 0.0% | 0.76% | +20.6% | |
| URI | Sell | UNITED RENTALS INC | $4,734,000 | -39.2% | 49,862 | -50.1% | 0.76% | -39.8% |
| ADNC | Sell | AUDIENCE INC | $4,703,000 | -57.7% | 376,240 | -60.6% | 0.76% | -58.1% |
| GILD | New | GILEAD SCIENCES INC | $4,606,000 | – | 65,000 | +100.0% | 0.74% | – |
| BPI | New | BRIDGEPOINT ED INCcall | $4,556,000 | – | 306,000 | +100.0% | 0.73% | – |
| EBAY | Buy | EBAY INC | $4,259,000 | +29.4% | 77,102 | +28.5% | 0.68% | +28.1% |
| FALC | Buy | FALCONSTOR SOFTWARE INC | $4,180,000 | +23.3% | 2,645,297 | +5.3% | 0.67% | +22.0% |
| RBCAA | REPUBLIC BANCORP KYcl a | $4,155,000 | -7.9% | 183,835 | 0.0% | 0.67% | -8.9% | |
| MDWCQ | Buy | MIDWAY GOLD CORP | $4,024,000 | +33.6% | 3,832,091 | +3.1% | 0.65% | +32.4% |
| SIR | Buy | SELECT INCOME REIT | $4,017,000 | +25.2% | 132,707 | +10.6% | 0.64% | +24.0% |
| LACO | Buy | LAKES ENTMNT INC | $3,887,000 | +63.0% | 777,388 | +28.8% | 0.62% | +61.2% |
| WRLD | WORLD ACCEP CORP DELput | $3,416,000 | -14.2% | 45,500 | 0.0% | 0.55% | -15.0% | |
| RLGT | Sell | RADIANT LOGISTICS INC | $3,316,000 | +11.2% | 1,073,193 | -3.6% | 0.53% | +10.1% |
| AROPQ | New | AEROPOSTALE | $3,174,000 | – | 632,207 | +100.0% | 0.51% | – |
| ADNC | AUDIENCE INCcall | $3,125,000 | +7.4% | 250,000 | 0.0% | 0.50% | +6.4% | |
| NOV | New | NATIONAL OILWELL VARCO INC | $3,115,000 | – | 40,000 | +100.0% | 0.50% | – |
| RLH | Buy | RED LION HOTELS CORP | $3,027,000 | +104.0% | 519,243 | +111.8% | 0.49% | +101.7% |
| QADB | Buy | QAD INCcl b | $3,002,000 | +7.6% | 176,511 | +1.3% | 0.48% | +6.4% |
| EXAM | EXAMWORKS GROUP INCput | $2,801,000 | +17.2% | 80,000 | 0.0% | 0.45% | +16.0% | |
| WRLD | New | WORLD ACCEP CORP DEL | $2,448,000 | – | 32,600 | +100.0% | 0.39% | – |
| AUXL | New | AUXILIUM PHARMACEUTICALS INC | $2,446,000 | – | 90,000 | +100.0% | 0.39% | – |
| SHOS | SEARS HOMETOWN & OUTLET STOR | $2,353,000 | -7.3% | 99,489 | 0.0% | 0.38% | -8.0% | |
| QADA | QAD INCcl a | $2,318,000 | +15.7% | 113,484 | 0.0% | 0.37% | +14.5% | |
| DVD | Buy | DOVER MOTORSPORTS INC | $2,265,000 | +9.1% | 905,830 | +9.4% | 0.36% | +8.0% |
| NRC | Buy | NATIONAL RESH CORPcl a | $2,264,000 | -7.3% | 136,451 | +5.2% | 0.36% | -8.1% |
| RUSHB | RUSH ENTERPRISES INCcl b | $2,181,000 | +10.4% | 77,473 | 0.0% | 0.35% | +9.4% | |
| HNR | HARVEST NATURAL RESOURCES IN | $2,068,000 | -16.8% | 550,000 | 0.0% | 0.33% | -17.6% | |
| CNDO | CORONADO BIOSCIENCES INC | $1,728,000 | -24.7% | 872,713 | 0.0% | 0.28% | -25.3% | |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $1,464,000 | – | 40,000 | +100.0% | 0.24% | – |
| ANVGQ | New | ALLIED NEVADA GOLD CORPcall | $1,293,000 | – | 300,000 | +100.0% | 0.21% | – |
| New | IMPERIAL HLDGS INCdebt 8.500% 2/1 | $1,222,000 | – | 1,131,000 | +100.0% | 0.20% | – | |
| EMMS | EMMIS COMMUNICATIONS CORPcl a | $1,006,000 | +18.9% | 314,375 | 0.0% | 0.16% | +18.2% | |
| SVVC | Buy | FIRSTHAND TECH VALUE FD INC | $838,000 | -4.2% | 39,246 | +4.0% | 0.14% | -4.9% |
| FULL | New | FULL CIRCLE CAP CORP | $829,000 | – | 106,612 | +100.0% | 0.13% | – |
| GHC | GRAHAM HLDGS CO | $362,000 | +6.2% | 514 | 0.0% | 0.06% | +5.5% | |
| PRGX | New | PRGX GLOBAL INC | $302,000 | – | 43,547 | +100.0% | 0.05% | – |
| GEGSQ | New | GLOBAL GEOPHYSICAL SVCS INC | $235,000 | – | 1,961,000 | +100.0% | 0.04% | – |
| MTLPR | MECHEL OAOspon adr pfd | $235,000 | -16.4% | 712,281 | 0.0% | 0.04% | -17.4% | |
| MSN | EMERSON RADIO CORP | $29,000 | +7.4% | 14,097 | 0.0% | 0.01% | +25.0% | |
| ANVGQ | New | ALLIED NEVADA GOLD CORP | $22,000 | – | 5,000 | +100.0% | 0.00% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INCcall | $0 | – | -178,500 | -100.0% | -0.05% | – |
| BONTQ | Exit | BON-TON STORES INCput | $0 | – | -41,700 | -100.0% | -0.11% | – |
| TWGP | Exit | TOWER GROUP INTL LTDcall | $0 | – | -200,000 | -100.0% | -0.11% | – |
| GMCR | Exit | GREEN MTN COFFEE ROASTERS INput | $0 | – | -11,700 | -100.0% | -0.14% | – |
| AWRE | Exit | AWARE INC MASS | $0 | – | -156,725 | -100.0% | -0.16% | – |
| GME | Exit | GAMESTOP CORP NEWput | $0 | – | -20,000 | -100.0% | -0.16% | – |
| BKS | Exit | BARNES & NOBLE INC | $0 | – | -67,473 | -100.0% | -0.16% | – |
| HW | Exit | HEADWATERS INC | $0 | – | -114,999 | -100.0% | -0.18% | – |
| JNY | Exit | JONES GROUP INCput | $0 | – | -79,000 | -100.0% | -0.19% | – |
| UFPT | Exit | UFP TECHNOLOGIES INC | $0 | – | -48,973 | -100.0% | -0.20% | – |
| HOLL | Exit | HOLLYWOOD MEDIA CORP | $0 | – | -1,080,572 | -100.0% | -0.24% | – |
| MFCB | Exit | MFC INDL LTD | $0 | – | -195,104 | -100.0% | -0.25% | – |
| VCLK | Exit | VALUECLICK INC | $0 | – | -70,500 | -100.0% | -0.27% | – |
| JGW | Exit | JGWPT HLDGS INCcl a | $0 | – | -96,510 | -100.0% | -0.27% | – |
| FXEN | Exit | FX ENERGY INC | $0 | – | -522,863 | -100.0% | -0.31% | – |
| AROPQ | Exit | AEROPOSTALEcall | $0 | – | -219,300 | -100.0% | -0.32% | – |
| DOLNQ | Exit | DOLAN CO | $0 | – | -3,920,678 | -100.0% | -0.44% | – |
| ANGI | Exit | ANGIES LIST INCcall | $0 | – | -200,000 | -100.0% | -0.49% | – |
| TUESQ | Exit | TUESDAY MORNING CORPput | $0 | – | -200,000 | -100.0% | -0.52% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INCcall | $0 | – | -200,000 | -100.0% | -0.58% | – |
| MPAA | Exit | MOTORCAR PTS AMER INC | $0 | – | -287,579 | -100.0% | -0.90% | – |
| COLE | Exit | COLE REAL ESTATE INVTS INC | $0 | – | -450,000 | -100.0% | -1.02% | – |
| ADEP | Exit | ADEPT TECHNOLOGY INC | $0 | – | -388,272 | -100.0% | -1.06% | – |
| SPLS | Exit | STAPLES INCcall | $0 | – | -413,300 | -100.0% | -1.06% | – |
| OUTR | Exit | OUTERWALL INCcall | $0 | – | -100,000 | -100.0% | -1.09% | – |
| ESINQ | Exit | ITT EDUCATIONAL SERVICES INCcall | $0 | – | -324,200 | -100.0% | -1.76% | – |
| IYR | Exit | ISHARESput | $0 | – | -200,000 | -100.0% | -2.05% | – |
| IWM | Exit | ISHAREScall | $0 | – | -378,000 | -100.0% | -7.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-15
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.