$617 Million is the total value of Nantahala Capital Management's 124 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 60.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARESput | $51,912,000 | +80.4% | 450,000 | +66.7% | 8.42% | +30.7% |
| IWM | Buy | ISHAREScall | $43,606,000 | +718.0% | 378,000 | +656.0% | 7.07% | +492.7% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $35,092,000 | +317.7% | 190,000 | +280.0% | 5.69% | +202.7% |
| IBB | Buy | ISHARESput | $27,247,000 | +225.0% | 120,000 | +200.0% | 4.42% | +135.4% |
| EA | Buy | ELECTRONIC ARTS INCput | $23,843,000 | +11.2% | 1,039,400 | +23.8% | 3.87% | -19.5% |
| AROPQ | New | AEROPOSTALEput | $20,200,000 | – | 2,222,200 | +100.0% | 3.28% | – |
| SHLDQ | SEARS HLDGS CORPcall | $19,174,000 | -17.6% | 391,000 | 0.0% | 3.11% | -40.3% | |
| LNKD | LINKEDIN CORPput | $14,094,000 | -11.9% | 65,000 | 0.0% | 2.29% | -36.1% | |
| LENB | LENNAR CORPcl b | $13,218,000 | +17.7% | 392,000 | 0.0% | 2.14% | -14.8% | |
| IYR | Buy | ISHARESput | $12,616,000 | +31.8% | 200,000 | +33.3% | 2.05% | -4.5% |
| CTRN | Buy | CITI TRENDS INC | $11,786,000 | +35.3% | 693,278 | +39.1% | 1.91% | -2.0% |
| INWK | New | INNERWORKINGS INC | $11,334,000 | – | 1,454,927 | +100.0% | 1.84% | – |
| ADNC | Buy | AUDIENCE INC | $11,117,000 | +53.7% | 955,077 | +48.4% | 1.80% | +11.4% |
| LVNTA | New | LIBERTY INTERACTIVE CORP | $11,033,000 | – | 90,000 | +100.0% | 1.79% | – |
| ESINQ | Sell | ITT EDUCATIONAL SERVICES INCcall | $10,886,000 | -33.4% | 324,200 | -38.5% | 1.76% | -51.8% |
| IFT | Buy | IMPERIAL HLDGS INC | $10,750,000 | +7.0% | 1,643,776 | +3.5% | 1.74% | -22.5% |
| GLD | New | SPDR GOLD TRUSTput | $10,451,000 | – | 90,000 | +100.0% | 1.70% | – |
| LTM | Buy | LIFE TIME FITNESS INC | $10,297,000 | +189.6% | 219,095 | +217.1% | 1.67% | +109.8% |
| NWSA | Sell | NEWS CORP NEWcl a | $9,172,000 | +6.0% | 509,000 | -5.6% | 1.49% | -23.3% |
| XRTX | Sell | XYRATEX LTD | $9,153,000 | -23.8% | 688,750 | -36.2% | 1.48% | -44.8% |
| CROX | Sell | CROCS INC | $9,154,000 | +12.2% | 575,000 | -4.2% | 1.48% | -18.8% |
| VPRT | VISTAPRINT N Vcall | $8,528,000 | +0.4% | 150,000 | 0.0% | 1.38% | -27.2% | |
| New | XPO LOGISTICS INCnote 4.500/0 | $8,422,000 | – | 5,000,000 | +100.0% | 1.37% | – | |
| TWMC | Buy | TRANS WORLD ENTMT CORP | $8,255,000 | -3.4% | 1,867,535 | +1.2% | 1.34% | -30.0% |
| URI | New | UNITED RENTALS INC | $7,784,000 | – | 99,862 | +100.0% | 1.26% | – |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $7,737,000 | +61.2% | 1,535,201 | +62.1% | 1.26% | +16.7% |
| New | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $7,479,000 | – | 3,000,000 | +100.0% | 1.21% | – | |
| FNF | Buy | FIDELITY NATIONAL FINANCIALcl a | $6,944,000 | +50.0% | 214,000 | +23.0% | 1.13% | +8.7% |
| APOL | APOLLO ED GROUP INCcall | $6,876,000 | +31.3% | 251,700 | 0.0% | 1.12% | -4.9% | |
| OUTR | New | OUTERWALL INCcall | $6,727,000 | – | 100,000 | +100.0% | 1.09% | – |
| SXC | Sell | SUNCOKE ENERGY INC | $6,577,000 | -49.7% | 288,342 | -62.5% | 1.07% | -63.5% |
| SPLS | STAPLES INCcall | $6,568,000 | +8.5% | 413,300 | 0.0% | 1.06% | -21.4% | |
| ADEP | Sell | ADEPT TECHNOLOGY INC | $6,558,000 | -15.5% | 388,272 | -64.0% | 1.06% | -38.8% |
| COLE | Buy | COLE REAL ESTATE INVTS INC | $6,318,000 | +28.8% | 450,000 | +12.5% | 1.02% | -6.6% |
| CROX | Buy | CROCS INCcall | $5,966,000 | +74.5% | 374,800 | +49.1% | 0.97% | +26.4% |
| BHI | Buy | BAKER HUGHES INCcall | $5,553,000 | +270.7% | 100,500 | +229.5% | 0.90% | +168.7% |
| MPAA | Sell | MOTORCAR PTS AMER INC | $5,550,000 | -53.8% | 287,579 | -69.7% | 0.90% | -66.5% |
| EBAY | New | EBAY INCcall | $5,487,000 | – | 100,000 | +100.0% | 0.89% | – |
| CRWN | Sell | CROWN MEDIA HLDGS INCcl a | $5,237,000 | -5.3% | 1,483,561 | -17.3% | 0.85% | -31.4% |
| RBCAA | Sell | REPUBLIC BANCORP KYcl a | $4,511,000 | -15.4% | 183,835 | -5.0% | 0.73% | -38.6% |
| CDXS | Buy | CODEXIS INC | $4,154,000 | +21.6% | 2,914,833 | +50.2% | 0.67% | -11.9% |
| WRLD | New | WORLD ACCEP CORP DELput | $3,983,000 | – | 45,500 | +100.0% | 0.65% | – |
| URI | New | UNITED RENTALS INCcall | $3,898,000 | – | 50,000 | +100.0% | 0.63% | – |
| HURC | HURCO COMPANIES INC | $3,755,000 | -3.3% | 150,127 | 0.0% | 0.61% | -29.9% | |
| ATVI | ACTIVISION BLIZZARD INCcall | $3,566,000 | +6.9% | 200,000 | 0.0% | 0.58% | -22.6% | |
| ORM | New | OWENS RLTY MTG INC | $3,490,000 | – | 287,969 | +100.0% | 0.57% | – |
| DLB | Sell | DOLBY LABORATORIES INC | $3,426,000 | -22.9% | 88,843 | -31.0% | 0.56% | -44.1% |
| BPI | Sell | BRIDGEPOINT ED INC | $3,397,000 | -72.9% | 191,826 | -72.4% | 0.55% | -80.3% |
| FALC | Buy | FALCONSTOR SOFTWARE INC | $3,390,000 | +72.1% | 2,511,339 | +68.2% | 0.55% | +24.7% |
| EBAY | New | EBAY INC | $3,292,000 | – | 60,000 | +100.0% | 0.53% | – |
| SIR | SELECT INCOME REIT | $3,209,000 | +3.6% | 120,000 | 0.0% | 0.52% | -25.0% | |
| TUESQ | TUESDAY MORNING CORPput | $3,192,000 | +4.5% | 200,000 | 0.0% | 0.52% | -24.3% | |
| UTEK | New | ULTRATECH INC | $3,190,000 | – | 110,000 | +100.0% | 0.52% | – |
| ANGI | New | ANGIES LIST INCcall | $3,030,000 | – | 200,000 | +100.0% | 0.49% | – |
| MDWCQ | Buy | MIDWAY GOLD CORP | $3,012,000 | +33.1% | 3,718,409 | +56.9% | 0.49% | -3.7% |
| RLGT | RADIANT LOGISTICS INC | $2,983,000 | +17.5% | 1,113,193 | 0.0% | 0.48% | -14.8% | |
| ADNC | New | AUDIENCE INCcall | $2,910,000 | – | 250,000 | +100.0% | 0.47% | – |
| IWM | New | ISHARESrussell 2000 etf | $2,840,000 | – | 24,620 | +100.0% | 0.46% | – |
| QADB | New | QAD INCcl b | $2,791,000 | – | 174,310 | +100.0% | 0.45% | – |
| DOLNQ | Sell | DOLAN CO | $2,705,000 | -70.4% | 3,920,678 | -3.2% | 0.44% | -78.6% |
| SHOS | Sell | SEARS HOMETOWN & OUTLET STOR | $2,537,000 | -47.6% | 99,489 | -34.8% | 0.41% | -62.1% |
| HNR | New | HARVEST NATURAL RESOURCES IN | $2,486,000 | – | 550,000 | +100.0% | 0.40% | – |
| NRC | Buy | NATIONAL RESH CORPcl a | $2,442,000 | +4.0% | 129,736 | +4.1% | 0.40% | -24.6% |
| EXAM | Sell | EXAMWORKS GROUP INCput | $2,390,000 | -8.0% | 80,000 | -20.0% | 0.39% | -33.3% |
| LACO | New | LAKES ENTMNT INC | $2,384,000 | – | 603,567 | +100.0% | 0.39% | – |
| CNDO | New | CORONADO BIOSCIENCES INC | $2,295,000 | – | 872,713 | +100.0% | 0.37% | – |
| DVD | DOVER MOTORSPORTS INC | $2,077,000 | +4.6% | 827,689 | 0.0% | 0.34% | -24.3% | |
| QADA | New | QAD INCcl a | $2,004,000 | – | 113,484 | +100.0% | 0.32% | – |
| AROPQ | New | AEROPOSTALEcall | $1,993,000 | – | 219,300 | +100.0% | 0.32% | – |
| RUSHB | RUSH ENTERPRISES INCcl b | $1,976,000 | +12.0% | 77,473 | 0.0% | 0.32% | -19.0% | |
| FXEN | Sell | FX ENERGY INC | $1,914,000 | -43.9% | 522,863 | -47.4% | 0.31% | -59.4% |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $1,880,000 | +36.7% | 152,380 | +24.8% | 0.30% | -1.0% |
| JGW | New | JGWPT HLDGS INCcl a | $1,678,000 | – | 96,510 | +100.0% | 0.27% | – |
| VCLK | New | VALUECLICK INC | $1,648,000 | – | 70,500 | +100.0% | 0.27% | – |
| STC | New | STEWART INFORMATION SVCS COR | $1,560,000 | – | 48,352 | +100.0% | 0.25% | – |
| MFCB | Sell | MFC INDL LTD | $1,559,000 | -76.9% | 195,104 | -75.7% | 0.25% | -83.2% |
| HOLL | HOLLYWOOD MEDIA CORP | $1,513,000 | -13.0% | 1,080,572 | 0.0% | 0.24% | -37.0% | |
| RLH | New | RED LION HOTELS CORP | $1,484,000 | – | 245,210 | +100.0% | 0.24% | – |
| UFPT | Sell | UFP TECHNOLOGIES INC | $1,235,000 | -52.8% | 48,973 | -57.4% | 0.20% | -65.9% |
| JNY | Sell | JONES GROUP INCput | $1,182,000 | -21.3% | 79,000 | -21.0% | 0.19% | -42.9% |
| HW | Sell | HEADWATERS INC | $1,126,000 | -60.9% | 114,999 | -64.1% | 0.18% | -71.6% |
| BKS | Sell | BARNES & NOBLE INC | $1,009,000 | -80.4% | 67,473 | -83.0% | 0.16% | -85.8% |
| GME | GAMESTOP CORP NEWput | $985,000 | -0.8% | 20,000 | 0.0% | 0.16% | -27.9% | |
| AWRE | Buy | AWARE INC MASS | $958,000 | +16.5% | 156,725 | +4.1% | 0.16% | -15.8% |
| GMCR | GREEN MTN COFFEE ROASTERS INput | $884,000 | +0.3% | 11,700 | 0.0% | 0.14% | -27.4% | |
| SVVC | Buy | FIRSTHAND TECH VALUE FD INC | $875,000 | +4.0% | 37,744 | +9.8% | 0.14% | -24.5% |
| EMMS | EMMIS COMMUNICATIONS CORPcl a | $846,000 | 0.0% | 314,375 | 0.0% | 0.14% | -27.5% | |
| TWGP | New | TOWER GROUP INTL LTDcall | $676,000 | – | 200,000 | +100.0% | 0.11% | – |
| BONTQ | BON-TON STORES INCput | $677,000 | +53.9% | 41,700 | 0.0% | 0.11% | +12.2% | |
| GHC | New | GRAHAM HLDGS CO | $341,000 | – | 514 | +100.0% | 0.06% | – |
| COCOQ | CORINTHIAN COLLEGES INCcall | $318,000 | -19.1% | 178,500 | 0.0% | 0.05% | -40.9% | |
| MTLPR | New | MECHEL OAOspon adr pfd | $281,000 | – | 712,281 | +100.0% | 0.05% | – |
| MSN | New | EMERSON RADIO CORP | $27,000 | – | 14,097 | +100.0% | 0.00% | – |
| BTH | Exit | BLYTH INC | $0 | – | -10,000 | -100.0% | -0.03% | – |
| PERFQ | Exit | PERFUMANIA HLDGS INC | $0 | – | -46,487 | -100.0% | -0.05% | – |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -100,100 | -100.0% | -0.16% | – |
| ESINQ | Exit | ITT EDUCATIONAL SERVICES INC | $0 | – | -32,176 | -100.0% | -0.22% | – |
| SOHO | Exit | SOTHERLY HOTELS INC | $0 | – | -209,987 | -100.0% | -0.22% | – |
| RLGY | Exit | REALOGY HLDGS CORPput | $0 | – | -39,800 | -100.0% | -0.38% | – |
| EBIX | Exit | EBIX INCcall | $0 | – | -200,000 | -100.0% | -0.44% | – |
| SGMS | Exit | SCIENTIFIC GAMES CORPcl a | $0 | – | -163,815 | -100.0% | -0.59% | – |
| WPO | Exit | WASHINGTON POST COcl b | $0 | – | -4,660 | -100.0% | -0.64% | – |
| OUTR | Exit | OUTERWALL INC | $0 | – | -77,000 | -100.0% | -0.86% | – |
| CASLQ | Exit | CASTLE A M & CO | $0 | – | -278,084 | -100.0% | -1.00% | – |
| IRBT | Exit | IROBOT CORP | $0 | – | -137,153 | -100.0% | -1.16% | – |
| TNGO | Exit | TANGOE INCput | $0 | – | -225,000 | -100.0% | -1.20% | – |
| RM | Exit | REGIONAL MGMT CORP | $0 | – | -194,217 | -100.0% | -1.38% | – |
| RHP | Exit | RYMAN HOSPITALITY PPTYS INC | $0 | – | -185,800 | -100.0% | -1.44% | – |
| IRM | Exit | IRON MTN INCcall | $0 | – | -400,000 | -100.0% | -2.42% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.