$447 Million is the total value of Nantahala Capital Management's 91 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 46.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARESput | $28,784,000 | +81.3% | 270,000 | +64.9% | 6.44% | +75.2% |
| SHLDQ | Buy | SEARS HLDGS CORPcall | $23,261,000 | +63.3% | 391,000 | +15.5% | 5.21% | +57.8% |
| EA | Buy | ELECTRONIC ARTS INCput | $21,447,000 | +82.9% | 839,400 | +64.6% | 4.80% | +76.8% |
| ESINQ | Sell | ITT EDUCATIONAL SERVICES INCcall | $16,349,000 | +22.4% | 527,400 | -3.7% | 3.66% | +18.3% |
| LNKD | LINKEDIN CORPput | $15,994,000 | +38.0% | 65,000 | 0.0% | 3.58% | +33.4% | |
| SXC | Sell | SUNCOKE ENERGY INC | $13,078,000 | +15.6% | 769,286 | -4.6% | 2.93% | +11.7% |
| BPI | Sell | BRIDGEPOINT ED INC | $12,527,000 | +32.4% | 694,428 | -10.6% | 2.80% | +27.9% |
| MPAA | Sell | MOTORCAR PTS AMER INC | $12,006,000 | +9.7% | 947,579 | -20.6% | 2.69% | +6.0% |
| XRTX | Buy | XYRATEX LTD | $12,006,000 | +59.0% | 1,078,750 | +43.7% | 2.69% | +53.6% |
| LENB | Sell | LENNAR CORPcl b | $11,231,000 | -6.8% | 392,000 | -7.8% | 2.51% | -9.9% |
| IRM | IRON MTN INCcall | $10,808,000 | +1.5% | 400,000 | 0.0% | 2.42% | -1.9% | |
| IFT | Sell | IMPERIAL HLDGS INC | $10,050,000 | -22.5% | 1,587,611 | -16.2% | 2.25% | -25.1% |
| IYR | New | ISHARESput | $9,569,000 | – | 150,000 | +100.0% | 2.14% | – |
| DOLNQ | Buy | DOLAN CO | $9,153,000 | +42.3% | 4,049,878 | +2.6% | 2.05% | +37.5% |
| CTRN | Sell | CITI TRENDS INC | $8,710,000 | -39.7% | 498,293 | -49.9% | 1.95% | -41.7% |
| NWSA | New | NEWS CORP NEWcl a | $8,656,000 | – | 539,000 | +100.0% | 1.94% | – |
| TWMC | Sell | TRANS WORLD ENTMT CORP | $8,546,000 | -5.9% | 1,845,684 | -1.2% | 1.91% | -9.0% |
| VPRT | VISTAPRINT N Vcall | $8,490,000 | +14.6% | 150,000 | 0.0% | 1.90% | +10.8% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $8,401,000 | -79.8% | 50,000 | -80.7% | 1.88% | -80.4% |
| IBB | New | ISHARESput | $8,384,000 | – | 40,000 | +100.0% | 1.88% | – |
| CROX | New | CROCS INC | $8,160,000 | – | 600,000 | +100.0% | 1.83% | – |
| ADEP | Buy | ADEPT TECHNOLOGY INC | $7,757,000 | +234.6% | 1,077,398 | +80.8% | 1.74% | +223.3% |
| ADNC | Buy | AUDIENCE INC | $7,234,000 | +292.7% | 643,628 | +361.7% | 1.62% | +279.2% |
| MFCB | Sell | MFC INDL LTD | $6,735,000 | -7.5% | 801,815 | -11.1% | 1.51% | -10.6% |
| RHP | Buy | RYMAN HOSPITALITY PPTYS INC | $6,412,000 | +30.7% | 185,800 | +47.7% | 1.44% | +26.3% |
| RM | Sell | REGIONAL MGMT CORP | $6,176,000 | -11.2% | 194,217 | -30.2% | 1.38% | -14.2% |
| SPLS | STAPLES INCcall | $6,055,000 | -7.7% | 413,300 | 0.0% | 1.36% | -10.8% | |
| CRWN | Sell | CROWN MEDIA HLDGS INCcl a | $5,528,000 | +19.8% | 1,794,946 | -3.9% | 1.24% | +15.7% |
| TNGO | New | TANGOE INCput | $5,362,000 | – | 225,000 | +100.0% | 1.20% | – |
| RBCAA | Sell | REPUBLIC BANCORP KYcl a | $5,331,000 | -20.6% | 193,506 | -36.8% | 1.19% | -23.3% |
| IWM | Sell | ISHAREScall | $5,331,000 | -36.8% | 50,000 | -42.5% | 1.19% | -38.9% |
| APOL | APOLLO GROUP INCcall | $5,238,000 | +17.4% | 251,700 | 0.0% | 1.17% | +13.5% | |
| IRBT | Sell | IROBOT CORP | $5,163,000 | -37.2% | 137,153 | -33.6% | 1.16% | -39.3% |
| BKS | Buy | BARNES & NOBLE INC | $5,146,000 | +270.5% | 397,687 | +357.1% | 1.15% | +257.8% |
| COLE | New | COLE REAL ESTATE INVTS INC | $4,904,000 | – | 400,000 | +100.0% | 1.10% | – |
| SHOS | Buy | SEARS HOMETOWN & OUTLET STOR | $4,842,000 | -9.6% | 152,489 | +24.5% | 1.08% | -12.6% |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $4,801,000 | +4.3% | 946,948 | +2.0% | 1.08% | +0.8% |
| FNF | FIDELITY NATIONAL FINANCIALcl a | $4,628,000 | +11.7% | 174,000 | 0.0% | 1.04% | +7.9% | |
| CASLQ | Sell | CASTLE A M & CO | $4,477,000 | -4.6% | 278,084 | -6.6% | 1.00% | -7.8% |
| DLB | Sell | DOLBY LABORATORIES INC | $4,446,000 | -26.5% | 128,843 | -28.8% | 1.00% | -29.0% |
| HURC | Sell | HURCO COMPANIES INC | $3,882,000 | -26.6% | 150,127 | -18.3% | 0.87% | -29.0% |
| OUTR | New | OUTERWALL INC | $3,852,000 | – | 77,000 | +100.0% | 0.86% | – |
| LTM | Sell | LIFE TIME FITNESS INC | $3,556,000 | -49.0% | 69,095 | -50.3% | 0.80% | -50.7% |
| CDXS | Buy | CODEXIS INC | $3,417,000 | -14.8% | 1,941,242 | +6.9% | 0.76% | -17.7% |
| CROX | New | CROCS INCcall | $3,419,000 | – | 251,400 | +100.0% | 0.76% | – |
| FXEN | New | FX ENERGY INC | $3,411,000 | – | 994,445 | +100.0% | 0.76% | – |
| ATVI | New | ACTIVISION BLIZZARD INCcall | $3,336,000 | – | 200,000 | +100.0% | 0.75% | – |
| SIR | New | SELECT INCOME REIT | $3,096,000 | – | 120,000 | +100.0% | 0.69% | – |
| TUESQ | New | TUESDAY MORNING CORPput | $3,056,000 | – | 200,000 | +100.0% | 0.68% | – |
| HW | Sell | HEADWATERS INC | $2,877,000 | -45.9% | 319,969 | -46.8% | 0.64% | -47.7% |
| WPO | Buy | WASHINGTON POST COcl b | $2,849,000 | +41.6% | 4,660 | +12.0% | 0.64% | +36.9% |
| SGMS | Sell | SCIENTIFIC GAMES CORPcl a | $2,649,000 | -36.5% | 163,815 | -55.8% | 0.59% | -38.6% |
| UFPT | Sell | UFP TECHNOLOGIES INC | $2,619,000 | -49.5% | 115,001 | -56.6% | 0.59% | -51.2% |
| EXAM | New | EXAMWORKS GROUP INCput | $2,599,000 | – | 100,000 | +100.0% | 0.58% | – |
| RLGT | RADIANT LOGISTICS INC | $2,538,000 | +16.9% | 1,113,193 | 0.0% | 0.57% | +12.9% | |
| NRC | Buy | NATIONAL RESH CORPcl a | $2,347,000 | +112.0% | 124,636 | +102.7% | 0.52% | +105.1% |
| MDWCQ | Buy | MIDWAY GOLD CORP | $2,263,000 | +22.5% | 2,369,643 | +21.0% | 0.51% | +18.5% |
| EBIX | Buy | EBIX INCcall | $1,988,000 | +114.7% | 200,000 | +100.0% | 0.44% | +107.9% |
| DVD | Sell | DOVER MOTORSPORTS INC | $1,986,000 | -3.9% | 827,689 | -13.5% | 0.44% | -7.1% |
| FALC | New | FALCONSTOR SOFTWARE INC | $1,970,000 | – | 1,492,773 | +100.0% | 0.44% | – |
| RUSHB | RUSH ENTERPRISES INCcl b | $1,765,000 | +5.9% | 77,473 | 0.0% | 0.40% | +2.3% | |
| HOLL | HOLLYWOOD MEDIA CORP | $1,740,000 | +20.2% | 1,080,572 | 0.0% | 0.39% | +16.1% | |
| RLGY | New | REALOGY HLDGS CORPput | $1,712,000 | – | 39,800 | +100.0% | 0.38% | – |
| JNY | Sell | JONES GROUP INCput | $1,501,000 | -56.3% | 100,000 | -60.0% | 0.34% | -57.8% |
| BHI | New | BAKER HUGHES INCcall | $1,498,000 | – | 30,500 | +100.0% | 0.34% | – |
| EPM | Buy | EVOLUTION PETROLEUM CORP | $1,375,000 | +26.0% | 122,088 | +22.1% | 0.31% | +21.7% |
| SOHO | Buy | SOTHERLY HOTELS INC | $995,000 | +22.4% | 209,987 | +13.6% | 0.22% | +18.6% |
| ESINQ | Sell | ITT EDUCATIONAL SERVICES INC | $997,000 | -72.3% | 32,176 | -78.2% | 0.22% | -73.2% |
| GME | GAMESTOP CORP NEWput | $993,000 | +18.1% | 20,000 | 0.0% | 0.22% | +13.8% | |
| GMCR | GREEN MTN COFFEE ROASTERS INput | $881,000 | +0.1% | 11,700 | 0.0% | 0.20% | -3.4% | |
| EMMS | Sell | EMMIS COMMUNICATIONS CORPcl a | $846,000 | -12.1% | 314,375 | -30.1% | 0.19% | -15.2% |
| SVVC | Sell | FIRSTHAND TECH VALUE FD INC | $841,000 | -65.0% | 34,366 | -71.6% | 0.19% | -66.2% |
| AWRE | Buy | AWARE INC MASS | $822,000 | +58.1% | 150,525 | +50.5% | 0.18% | +53.3% |
| TWGP | New | TOWER GROUP INTL LTD | $701,000 | – | 100,100 | +100.0% | 0.16% | – |
| BONTQ | BON-TON STORES INCput | $440,000 | -41.6% | 41,700 | 0.0% | 0.10% | -43.7% | |
| COCOQ | CORINTHIAN COLLEGES INCcall | $393,000 | -1.8% | 178,500 | 0.0% | 0.09% | -5.4% | |
| PERFQ | Sell | PERFUMANIA HLDGS INC | $224,000 | -79.1% | 46,487 | -77.4% | 0.05% | -79.8% |
| BTH | Sell | BLYTH INC | $138,000 | -96.6% | 10,000 | -96.5% | 0.03% | -96.7% |
| NNAWS | Exit | NAVIOS MARITIME ACQUIS CORP*w exp 06/25/201 | $0 | – | -836,001 | -100.0% | 0.00% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INC | $0 | – | -168,101 | -100.0% | -0.09% | – |
| BTH | Exit | BLYTH INCcall | $0 | – | -29,900 | -100.0% | -0.10% | – |
| STLY | Exit | STANLEY FURNITURE CO INC | $0 | – | -176,983 | -100.0% | -0.16% | – |
| EBIX | Exit | EBIX INC | $0 | – | -92,800 | -100.0% | -0.20% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INCput | $0 | – | -421,900 | -100.0% | -0.22% | – |
| COWN | Exit | COWEN GROUP INC NEWcl a | $0 | – | -337,498 | -100.0% | -0.23% | – |
| RLGY | Exit | REALOGY HLDGS CORPcall | $0 | – | -39,800 | -100.0% | -0.44% | – |
| IRBT | Exit | IROBOT CORPcall | $0 | – | -50,000 | -100.0% | -0.46% | – |
| SCMP | Exit | SUCAMPO PHARMACEUTICALS INCcl a | $0 | – | -320,466 | -100.0% | -0.49% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -60,152 | -100.0% | -0.59% | – |
| FMD | Exit | FIRST MARBLEHEAD CORP | $0 | – | -2,186,031 | -100.0% | -0.60% | – |
| DOLE | Exit | DOLE FOOD CO INC NEW | $0 | – | -246,406 | -100.0% | -0.73% | – |
| RS | Exit | RELIANCE STEEL & ALUMINUM COput | $0 | – | -50,000 | -100.0% | -0.76% | – |
| DF | Exit | DEAN FOODS CO NEW | $0 | – | -339,800 | -100.0% | -0.79% | – |
| CNSI | Exit | COMVERSE INC | $0 | – | -127,798 | -100.0% | -0.88% | – |
| INTU | Exit | INTUITput | $0 | – | -70,000 | -100.0% | -0.99% | – |
| HRB | Exit | BLOCK H & R INCput | $0 | – | -181,100 | -100.0% | -1.16% | – |
| BCOV | Exit | BRIGHTCOVE INC | $0 | – | -637,310 | -100.0% | -1.29% | – |
| MFCB | Exit | MFC INDL LTDcall | $0 | – | -776,000 | -100.0% | -1.45% | – |
| TSLA | Exit | TESLA MTRS INCput | $0 | – | -70,000 | -100.0% | -1.74% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.