$432 Million is the total value of Nantahala Capital Management's 101 reported holdings in Q2 2013. The portfolio turnover from Q1 2013 to Q2 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRput | $41,500,000 | – | 258,700 | +100.0% | 9.61% | – |
| IWM | New | ISHARES TRput | $15,879,000 | – | 163,700 | +100.0% | 3.68% | – |
| CTRN | New | CITI TRENDS INC | $14,441,000 | – | 993,886 | +100.0% | 3.34% | – |
| SHLDQ | New | SEARS HLDGS CORPcall | $14,244,000 | – | 338,500 | +100.0% | 3.30% | – |
| ESINQ | New | ITT EDUCATIONAL SERVICES INCcall | $13,357,000 | – | 547,400 | +100.0% | 3.09% | – |
| IFT | New | IMPERIAL HLDGS INC | $12,972,000 | – | 1,893,756 | +100.0% | 3.00% | – |
| LENB | New | LENNAR CORPcl b | $12,049,000 | – | 425,000 | +100.0% | 2.79% | – |
| EA | New | ELECTRONIC ARTS INCput | $11,725,000 | – | 510,000 | +100.0% | 2.72% | – |
| LNKD | New | LINKEDIN CORPput | $11,590,000 | – | 65,000 | +100.0% | 2.68% | – |
| SXC | New | SUNCOKE ENERGY INC | $11,311,000 | – | 806,786 | +100.0% | 2.62% | – |
| MPAA | New | MOTORCAR PTS AMER INC | $10,940,000 | – | 1,192,984 | +100.0% | 2.53% | – |
| IRM | New | IRON MTN INCcall | $10,644,000 | – | 400,000 | +100.0% | 2.46% | – |
| BPI | New | BRIDGEPOINT ED INC | $9,463,000 | – | 776,919 | +100.0% | 2.19% | – |
| TWMC | New | TRANS WORLD ENTMT CORP | $9,078,000 | – | 1,867,911 | +100.0% | 2.10% | – |
| IWM | New | ISHARES TRcall | $8,439,000 | – | 87,000 | +100.0% | 1.95% | – |
| IRBT | New | IROBOT CORP | $8,219,000 | – | 206,673 | +100.0% | 1.90% | – |
| XRTX | New | XYRATEX LTD | $7,553,000 | – | 750,818 | +100.0% | 1.75% | – |
| TSLA | New | TESLA MTRS INCput | $7,515,000 | – | 70,000 | +100.0% | 1.74% | – |
| VPRT | New | VISTAPRINT N Vcall | $7,406,000 | – | 150,000 | +100.0% | 1.72% | – |
| MFCB | New | MFC INDL LTD | $7,278,000 | – | 901,815 | +100.0% | 1.69% | – |
| LTM | New | LIFE TIME FITNESS INC | $6,970,000 | – | 139,095 | +100.0% | 1.61% | – |
| RM | New | REGIONAL MGMT CORP | $6,952,000 | – | 278,085 | +100.0% | 1.61% | – |
| RBCAA | New | REPUBLIC BANCORP KYcl a | $6,717,000 | – | 306,414 | +100.0% | 1.56% | – |
| SPLS | New | STAPLES INCcall | $6,559,000 | – | 413,300 | +100.0% | 1.52% | – |
| DOLNQ | New | DOLAN CO | $6,434,000 | – | 3,947,259 | +100.0% | 1.49% | – |
| MFCB | New | MFC INDL LTDcall | $6,262,000 | – | 776,000 | +100.0% | 1.45% | – |
| DLB | New | DOLBY LABORATORIES INC | $6,051,000 | – | 180,883 | +100.0% | 1.40% | – |
| BCOV | New | BRIGHTCOVE INC | $5,583,000 | – | 637,310 | +100.0% | 1.29% | – |
| SHOS | New | SEARS HOMETOWN & OUTLET STOR | $5,356,000 | – | 122,502 | +100.0% | 1.24% | – |
| HW | New | HEADWATERS INC | $5,320,000 | – | 601,830 | +100.0% | 1.23% | – |
| HURC | New | HURCO COMPANIES INC | $5,287,000 | – | 183,752 | +100.0% | 1.22% | – |
| UFPT | New | UFP TECHNOLOGIES INC | $5,186,000 | – | 264,850 | +100.0% | 1.20% | – |
| HRB | New | BLOCK H & R INCput | $5,026,000 | – | 181,100 | +100.0% | 1.16% | – |
| RHP | New | RYMAN HOSPITALITY PPTYS INC | $4,907,000 | – | 125,800 | +100.0% | 1.14% | – |
| CASLQ | New | CASTLE A M & CO | $4,695,000 | – | 297,884 | +100.0% | 1.09% | – |
| CRWN | New | CROWN MEDIA HLDGS INCcl a | $4,615,000 | – | 1,868,377 | +100.0% | 1.07% | – |
| SCLN | New | SCICLONE PHARMACEUTICALS INC | $4,604,000 | – | 928,209 | +100.0% | 1.07% | – |
| APOL | New | APOLLO GROUP INCcall | $4,460,000 | – | 251,700 | +100.0% | 1.03% | – |
| INTU | New | INTUITput | $4,273,000 | – | 70,000 | +100.0% | 0.99% | – |
| SGMS | New | SCIENTIFIC GAMES CORPcl a | $4,169,000 | – | 370,586 | +100.0% | 0.97% | – |
| FNF | New | FIDELITY NATIONAL FINANCIALcl a | $4,143,000 | – | 174,000 | +100.0% | 0.96% | – |
| CDXS | New | CODEXIS INC | $4,012,000 | – | 1,815,599 | +100.0% | 0.93% | – |
| BTH | New | BLYTH INC | $4,012,000 | – | 287,425 | +100.0% | 0.93% | – |
| CNSI | New | COMVERSE INC | $3,791,000 | – | 127,798 | +100.0% | 0.88% | – |
| ESINQ | New | ITT EDUCATIONAL SERVICES INC | $3,595,000 | – | 147,339 | +100.0% | 0.83% | – |
| JNY | New | JONES GROUP INCput | $3,438,000 | – | 250,000 | +100.0% | 0.80% | – |
| DF | New | DEAN FOODS CO NEW | $3,405,000 | – | 339,800 | +100.0% | 0.79% | – |
| RS | New | RELIANCE STEEL & ALUMINUM COput | $3,278,000 | – | 50,000 | +100.0% | 0.76% | – |
| DOLE | New | DOLE FOOD CO INC NEW | $3,142,000 | – | 246,406 | +100.0% | 0.73% | – |
| FMD | New | FIRST MARBLEHEAD CORP | $2,580,000 | – | 2,186,031 | +100.0% | 0.60% | – |
| SHLDQ | New | SEARS HLDGS CORP | $2,531,000 | – | 60,152 | +100.0% | 0.59% | – |
| SVVC | New | FIRSTHAND TECH VALUE FD INC | $2,404,000 | – | 121,061 | +100.0% | 0.56% | – |
| ADEP | New | ADEPT TECHNOLOGY INC | $2,318,000 | – | 595,906 | +100.0% | 0.54% | – |
| RLGT | New | RADIANT LOGISTICS INC | $2,171,000 | – | 1,113,193 | +100.0% | 0.50% | – |
| SCMP | New | SUCAMPO PHARMACEUTICALS INCcl a | $2,109,000 | – | 320,466 | +100.0% | 0.49% | – |
| DVD | New | DOVER MOTORSPORTS INC | $2,067,000 | – | 957,081 | +100.0% | 0.48% | – |
| WPO | New | WASHINGTON POST COcl b | $2,012,000 | – | 4,160 | +100.0% | 0.47% | – |
| IRBT | New | IROBOT CORPcall | $1,989,000 | – | 50,000 | +100.0% | 0.46% | – |
| RLGY | New | REALOGY HLDGS CORPcall | $1,912,000 | – | 39,800 | +100.0% | 0.44% | – |
| MDWCQ | New | MIDWAY GOLD CORP | $1,847,000 | – | 1,958,624 | +100.0% | 0.43% | – |
| ADNC | New | AUDIENCE INC | $1,842,000 | – | 139,402 | +100.0% | 0.43% | – |
| RUSHB | New | RUSH ENTERPRISES INCcl b | $1,667,000 | – | 77,473 | +100.0% | 0.39% | – |
| HOLL | New | HOLLYWOOD MEDIA CORP | $1,448,000 | – | 1,080,572 | +100.0% | 0.34% | – |
| BKS | New | BARNES & NOBLE INC | $1,389,000 | – | 87,000 | +100.0% | 0.32% | – |
| NRC | New | NATIONAL RESH CORPcl a | $1,107,000 | – | 61,497 | +100.0% | 0.26% | – |
| EPM | New | EVOLUTION PETROLEUM CORP | $1,091,000 | – | 100,000 | +100.0% | 0.25% | – |
| PERFQ | New | PERFUMANIA HLDGS INC | $1,071,000 | – | 205,934 | +100.0% | 0.25% | – |
| COWN | New | COWEN GROUP INC NEWcl a | $975,000 | – | 337,498 | +100.0% | 0.23% | – |
| EMMS | New | EMMIS COMMUNICATIONS CORPcl a | $963,000 | – | 449,874 | +100.0% | 0.22% | – |
| COCOQ | New | CORINTHIAN COLLEGES INCput | $945,000 | – | 421,900 | +100.0% | 0.22% | – |
| EBIX | New | EBIX INCcall | $926,000 | – | 100,000 | +100.0% | 0.21% | – |
| GMCR | New | GREEN MTN COFFEE ROASTERS INput | $880,000 | – | 11,700 | +100.0% | 0.20% | – |
| EBIX | New | EBIX INC | $859,000 | – | 92,800 | +100.0% | 0.20% | – |
| GME | New | GAMESTOP CORP NEWput | $841,000 | – | 20,000 | +100.0% | 0.20% | – |
| SOHO | New | SOTHERLY HOTELS INC | $813,000 | – | 184,785 | +100.0% | 0.19% | – |
| BONTQ | New | BON-TON STORES INCput | $753,000 | – | 41,700 | +100.0% | 0.17% | – |
| STLY | New | STANLEY FURNITURE CO INC | $708,000 | – | 176,983 | +100.0% | 0.16% | – |
| AWRE | New | AWARE INC MASS | $520,000 | – | 100,000 | +100.0% | 0.12% | – |
| BTH | New | BLYTH INCcall | $417,000 | – | 29,900 | +100.0% | 0.10% | – |
| COCOQ | New | CORINTHIAN COLLEGES INCcall | $400,000 | – | 178,500 | +100.0% | 0.09% | – |
| COCOQ | New | CORINTHIAN COLLEGES INC | $377,000 | – | 168,101 | +100.0% | 0.09% | – |
| NNAWS | New | NAVIOS MARITIME ACQUIS CORP*w exp 06/25/201 | $0 | – | 836,001 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-08-14
About Nantahala Capital Management
Nantahala Capital Management is a hedge fund that was founded in 2004 by Wil Harkey. The firm is headquartered in Connecticut and has additional offices in New York and North Carolina. Nantahala Capital Management primarily invests in the technology, healthcare, and consumer sectors. The firm has a long-term investment approach and seeks to identify undervalued companies with strong growth potential.
Wil Harkey serves as the CEO and Chief Investment Officer of Nantahala Capital Management. He has over 20 years of experience in the finance industry and previously worked at Goldman Sachs and Maverick Capital. In addition to Harkey, the firm's leadership team includes COO and General Counsel, David Kozak, and CFO, Michael Kozak.
Nantahala Capital Management has a strong track record of generating positive returns for its investors. The firm's flagship fund, the Nantahala Fund, has delivered an annualized return of over 20% since its inception in 2006. The firm's success can be attributed to its disciplined investment approach and focus on long-term value creation.
Overall, Nantahala Capital Management is a well-respected hedge fund with a talented leadership team and a strong track record of performance. However, as with any investment, it is important for investors to conduct their own due diligence and carefully consider the risks before investing in the firm's funds.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 27.2% |
| CODEXIS INC | 42 | Q3 2023 | 3.9% |
| PATHWARD FINANCIAL INC | 35 | Q3 2023 | 6.3% |
| SCIENTIFIC GAMES CORP | 34 | Q3 2022 | 5.3% |
| DOVER MOTORSPORTS INC | 34 | Q3 2021 | 0.5% |
| GOLDEN ENTMT INC | 33 | Q3 2023 | 2.1% |
| QAD INC | 32 | Q3 2021 | 2.6% |
| SCIENTIFIC GAMES CORP | 31 | Q4 2021 | 7.7% |
| DOLBY LABORATORIES INC | 31 | Q4 2020 | 5.6% |
| LINCOLN EDL SVCS CORP | 31 | Q4 2021 | 0.7% |
View Nantahala Capital Management's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AYTU BIOPHARMA, INC | June 16, 2023 | 1,086,812 | 19.7% |
| Acer Therapeutics Inc. | February 14, 2023 | 1,226,191 | 7.5% |
| Aeglea BioTherapeutics, Inc. | February 14, 2023 | 4,611,302 | 7.5% |
| AKUMIN INC. | February 14, 2023 | 2,206,960 | 2.5% |
| ALTA EQUIPMENT GROUP INC. | February 14, 2023 | 1,188,985 | 3.7% |
| Apollo Endosurgery, Inc. | February 14, 2023 | 4,056,627 | 9.9% |
| Autolus Therapeutics plc | February 14, 2023 | 7,782,018 | 4.7% |
| Bioventus Inc. | February 14, 2023 | 3,168,574 | 5.1% |
| CATALYST BIOSCIENCES, INC. | February 14, 2023 | 438,055 | 1.4% |
| Drive Shack Inc. | February 14, 2023 | 6,500,000 | 7.0% |
View Nantahala Capital Management's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-03-21 |
| 4 | 2024-03-15 |
| SC 13G | 2024-03-11 |
| 13F-HR/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Nantahala Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.