RIVERNORTH CAPITAL MANAGEMENT, LLC - HERCULES CAPITAL INC ownership

HERCULES CAPITAL INC's ticker is and the CUSIP is 427096AF9. A total of 34 filers reported holding HERCULES CAPITAL INC in Q1 2021. The put-call ratio across all filers is - and the average weighting 0.7%.

Quarter-by-quarter ownership
RIVERNORTH CAPITAL MANAGEMENT, LLC ownership history of HERCULES CAPITAL INC
ValueSharesWeighting
Q1 2021$4,100,000
-34.3%
4,000,000
-33.3%
0.25%
-33.7%
Q4 2020$6,241,000
+1.8%
6,000,0000.0%0.37%
-2.1%
Q3 2020$6,128,000
+5.0%
6,000,0000.0%0.38%
+14.2%
Q2 2020$5,835,0006,000,0000.33%
Other shareholders
HERCULES CAPITAL INC shareholders Q1 2021
NameSharesValueWeighting ↓
SMH CAPITAL ADVISORS INC 9,611,000$10,176,00020.46%
INCOME RESEARCH & MANAGEMENT 11,932,000$12,634,0004.66%
STEELHEAD PARTNERS LLC 65,708,000$69,570,0004.60%
LAFFER TENGLER INVESTMENTS, INC. 2,440$2,677,034,0001.00%
Warberg Asset Management LLC 2,755,000$2,926,0000.57%
MIZUHO SECURITIES USA LLC 5,672,000$6,000,0000.49%
KEMPER Corp 900,000$950,0000.16%
Lombard Odier Asset Management (Europe) Ltd 2,950,000$3,176,0000.16%
CONNING INC. 4,520,000$4,770,0000.14%
PALISADE CAPITAL MANAGEMENT, LP 4,153,000$4,397,0000.10%
View complete list of HERCULES CAPITAL INC shareholders