$1.76 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 264 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 54.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $95,433,000 | +68.4% | 6,865,713 | +64.1% | 5.43% | +43.0% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $92,862,000 | +22.9% | 6,623,517 | +20.4% | 5.28% | +4.3% |
| WIW | Sell | WESTERN AST INFL LKD OPP & I | $52,452,000 | +11.9% | 4,785,804 | -2.4% | 2.98% | -5.0% |
| EVV | Buy | EATON VANCE LTD DURATION INC | $47,947,000 | +21.7% | 4,254,399 | +14.2% | 2.73% | +3.3% |
| EHI | Buy | WESTERN ASSET GLOBAL HIGH IN | $47,411,000 | +49.2% | 5,125,552 | +20.6% | 2.70% | +26.6% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $45,405,000 | +70.8% | 11,156,108 | +55.7% | 2.58% | +45.0% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $39,804,000 | +17.0% | 8,615,668 | +6.6% | 2.26% | -0.7% |
| EIM | Buy | EATON VANCE MUN BD FD | $38,038,000 | +12.7% | 2,990,420 | +10.6% | 2.16% | -4.3% |
| NAC | Buy | NUVEEN CA QUALTY MUN INCOME | $33,424,000 | +52.6% | 2,342,264 | +46.3% | 1.90% | +29.5% |
| BBDC | Buy | BARINGS BDC INC | $33,052,000 | +12.0% | 4,162,712 | +5.5% | 1.88% | -5.0% |
| New | NEW MTN FIN CORPnote 5.750% 8/1 | $32,753,000 | – | 34,390,000 | +100.0% | 1.86% | – | |
| GBDC | Buy | GOLUB CAP BDC INC | $31,764,000 | +90.1% | 2,726,517 | +104.9% | 1.81% | +61.2% |
| GHY | Sell | PGIM GLOBAL HIGH YIELD FD FO | $31,240,000 | +13.8% | 2,455,992 | -1.0% | 1.78% | -3.4% |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC F | $30,750,000 | +12.3% | 2,012,416 | +7.9% | 1.75% | -4.7% |
| New | BLACKROCK CAP INVT CORPnote 5.000% 6/1 | $28,054,000 | – | 29,867,000 | +100.0% | 1.60% | – | |
| BWG | Sell | BRANDYWINEGBL GLBAL INM OPRT | $27,522,000 | -12.6% | 2,384,937 | -20.1% | 1.56% | -25.8% |
| JQC | Buy | NUVEEN CR STRATEGIES INCOME | $26,258,000 | +11.1% | 4,496,293 | +7.8% | 1.49% | -5.7% |
| HFRO | Buy | HIGHLAND INCOME FD | $25,937,000 | +3.7% | 3,221,960 | +9.9% | 1.48% | -12.0% |
| New | BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $25,055,000 | – | 25,308,000 | +100.0% | 1.42% | – | |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $24,559,000 | +14.9% | 4,573,279 | +14.4% | 1.40% | -2.4% |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY | $24,269,000 | +0.1% | 1,863,986 | -1.8% | 1.38% | -15.1% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD | $23,703,000 | -9.4% | 2,540,540 | -18.0% | 1.35% | -23.1% |
| NHF | Buy | NEXPOINT STRATEGIC OPORTUNT | $21,830,000 | +110.2% | 2,075,082 | +65.0% | 1.24% | +78.3% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $18,723,000 | +14.3% | 1,519,741 | -2.3% | 1.06% | -2.9% |
| VVR | Buy | INVESCO SR INCOME TR | $18,344,000 | +26.8% | 5,301,794 | +18.0% | 1.04% | +7.6% |
| VTA | Sell | INVESCO DYNAMIC CR OPPORTUNI | $18,216,000 | +2.7% | 2,046,695 | -7.9% | 1.04% | -12.9% |
| IIM | Buy | INVESCO CALIF MUN INCOME TR | $18,159,000 | +129.2% | 1,256,679 | +124.3% | 1.03% | +94.5% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $17,259,000 | +2.1% | 1,433,450 | +2.6% | 0.98% | -13.3% |
| NRK | Buy | NUVEEN NEW YORK AMT QLT MUNI | $16,975,000 | +40.8% | 1,317,972 | +36.6% | 0.96% | +19.4% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $16,590,000 | +36.5% | 1,199,580 | +14.8% | 0.94% | +15.8% |
| ISD | Sell | PGIM HIGH YIELD BOND FUND IN | $15,529,000 | +7.6% | 1,173,755 | -5.8% | 0.88% | -8.7% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $15,450,000 | +27.0% | 1,529,663 | +16.5% | 0.88% | +7.9% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $13,247,000 | +71.0% | 1,886,982 | +55.4% | 0.75% | +45.1% |
| NKX | Buy | NUVEEN CALIFORNIA AMT QLT MU | $13,177,000 | +97.7% | 882,572 | +87.5% | 0.75% | +67.6% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $13,173,000 | +109.7% | 2,946,908 | +52.0% | 0.75% | +77.9% |
| VMO | Buy | INVESCO MUN OPPORTUNITY TR | $12,370,000 | +44.9% | 1,042,988 | +39.9% | 0.70% | +22.9% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $12,361,000 | +101.9% | 938,589 | +94.6% | 0.70% | +71.5% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $12,296,000 | +50.8% | 2,306,984 | +30.5% | 0.70% | +28.0% |
| NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $11,765,000 | +175.3% | 797,090 | +162.4% | 0.67% | +133.9% |
| FRA | Buy | BLACKROCK FLOATING RATE INCO | $11,739,000 | +206.4% | 1,049,956 | +174.4% | 0.67% | +159.9% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $11,733,000 | +98.7% | 1,892,412 | +60.6% | 0.67% | +68.4% |
| EDD | Buy | MORGAN STANLEY EMERGING MKTS | $11,704,000 | +88.8% | 2,082,651 | +75.0% | 0.67% | +60.5% |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $11,088,000 | -17.3% | 784,678 | -22.0% | 0.63% | -29.8% |
| SOR | Buy | SOURCE CAP INC | $11,028,000 | +36.6% | 333,364 | +26.7% | 0.63% | +15.9% |
| MHN | Buy | BLACKROCK MUNIHLDGS NY QLTY | $10,818,000 | +7.2% | 814,622 | +1.7% | 0.62% | -9.0% |
| BCSF | New | BAIN CAP SPECIALTY FIN INC | $10,756,000 | – | 970,735 | +100.0% | 0.61% | – |
| FEI | New | FIRST TR MLP & ENERGY INCOME | $10,456,000 | – | 1,863,762 | +100.0% | 0.60% | – |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $9,510,000 | +13.7% | 716,639 | +4.3% | 0.54% | -3.4% |
| BYM | Buy | BLACKROCK MUN INCOME QUALITY | $9,438,000 | +7.1% | 688,907 | +3.6% | 0.54% | -9.1% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $9,203,000 | +41.7% | 845,063 | +23.7% | 0.52% | +20.2% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $9,140,000 | +33.9% | 689,783 | +13.0% | 0.52% | +13.8% |
| HGLB | Buy | HIGHLAND GLOBAL ALLOCATION F | $8,894,000 | +121.2% | 1,381,119 | +49.4% | 0.51% | +88.1% |
| NFJ | Sell | ALLIANZGI DIVIDEND INT & PRM | $8,761,000 | -32.8% | 783,676 | -42.2% | 0.50% | -43.0% |
| NRGX | Sell | PIMCO ENRGY TACTICAL CR OPP | $8,725,000 | -25.1% | 1,235,795 | -43.0% | 0.50% | -36.4% |
| BCX | Sell | BLACKROCK RES & COMMODITIES | $8,589,000 | +18.2% | 1,401,061 | -2.8% | 0.49% | +0.2% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $8,382,000 | +9.4% | 627,882 | +4.5% | 0.48% | -7.0% |
| EVM | Buy | EATON VANCE CALIF MUN BD FD | $8,370,000 | +67.2% | 752,062 | +58.5% | 0.48% | +42.1% |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $8,307,000 | – | 953,742 | +100.0% | 0.47% | – |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $8,203,000 | +75.2% | 1,050,262 | +67.8% | 0.47% | +48.4% |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $8,132,000 | -42.6% | 1,056,079 | -50.9% | 0.46% | -51.3% |
| BSE | Sell | BLACKROCK NY MUNI INC QLTY T | $8,132,000 | -0.1% | 616,079 | -5.4% | 0.46% | -15.2% |
| MQT | Buy | BLACKROCK MUNIYIELD QUALITY | $8,042,000 | +96.1% | 627,805 | +89.1% | 0.46% | +66.2% |
| DTF | Buy | DTF TAX-FREE INCOME INC | $7,668,000 | +41.8% | 539,248 | +39.1% | 0.44% | +20.4% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRsh ben int | $7,616,000 | -20.0% | 595,905 | -25.3% | 0.43% | -32.0% |
| NQP | Sell | NUVEEN PENNSYLVANIA QLT MUN | $7,494,000 | -15.8% | 552,236 | -17.4% | 0.43% | -28.5% |
| KMF | Buy | KAYNE ANDERSON MDSTM ENERGY | $7,487,000 | +200.9% | 1,652,751 | +121.2% | 0.43% | +155.1% |
| IQI | Buy | INVESCO QUALITY MUN INCOME T | $7,270,000 | +138.5% | 607,849 | +133.5% | 0.41% | +102.5% |
| NHS | Buy | NEUBERGER BERMAN HIGH YIELD | $7,086,000 | +159.0% | 684,626 | +117.2% | 0.40% | +120.2% |
| AEF | Sell | ABERDEEN EMRG MRKTS EQT INM | $6,864,000 | +12.3% | 1,134,464 | -3.8% | 0.39% | -4.6% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $6,836,000 | +291.3% | 474,415 | +227.8% | 0.39% | +232.5% |
| PHD | Sell | PIONEER FLOATING RATE TR | $6,572,000 | -34.6% | 691,072 | -47.4% | 0.37% | -44.4% |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $6,352,000 | -10.7% | 1,315,018 | -15.7% | 0.36% | -24.2% |
| BTT | Buy | BLACKROCK MUN TARGET TERM TR | $6,337,000 | +414.4% | 266,719 | +390.9% | 0.36% | +333.7% |
| NKG | Sell | NUVEEN GEORGIA QLTY MUN INC | $6,330,000 | -20.1% | 518,848 | -22.2% | 0.36% | -32.2% |
| PEO | Sell | ADAM NAT RES FD INC | $6,086,000 | -5.3% | 535,764 | -30.9% | 0.35% | -19.7% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $5,996,000 | +27.8% | 525,934 | +14.9% | 0.34% | +8.6% |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $5,954,000 | +1.3% | 499,111 | -8.4% | 0.34% | -14.0% |
| VKQ | Sell | INVESCO MUN TR | $5,902,000 | -25.8% | 501,888 | -26.2% | 0.34% | -37.0% |
| New | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $5,835,000 | – | 6,000,000 | +100.0% | 0.33% | – | |
| NUM | Buy | NUVEEN MICH QUALITY MUN INCO | $5,844,000 | +23.8% | 427,220 | +21.4% | 0.33% | +5.1% |
| VKI | Buy | INVESCO ADVANTAGE MUN INCOMEsh ben int | $5,691,000 | +369.6% | 544,029 | +360.9% | 0.32% | +300.0% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $5,651,000 | +29.6% | 784,803 | +0.1% | 0.32% | +9.9% |
| EGIF | Buy | EAGLE GRWTH & INCOME OPPTY F | $5,470,000 | +238.3% | 405,170 | +165.6% | 0.31% | +188.0% |
| New | GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $5,386,000 | – | 5,422,000 | +100.0% | 0.31% | – | |
| WIA | New | WESTERN ASST INFLTN LKD INM | $5,370,000 | – | 455,861 | +100.0% | 0.30% | – |
| NMY | Sell | NUVEEN MARYLAND QLT MUN INC | $5,220,000 | -13.5% | 405,296 | -15.2% | 0.30% | -26.7% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $5,207,000 | +94.6% | 659,150 | +86.0% | 0.30% | +65.4% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUAL | $5,000,000 | -59.7% | 398,744 | -72.8% | 0.28% | -65.9% |
| NKLAW | New | NIKOLA CORP*w exp 06/03/202 | $4,980,000 | – | 149,999 | +100.0% | 0.28% | – |
| MUE | Buy | BLACKROCK MUNIHOLDINGS QUALI | $4,916,000 | +119.6% | 396,772 | +112.6% | 0.28% | +86.7% |
| VLT | Sell | INVESCO HIGH INCOME TR II | $4,718,000 | +6.1% | 394,816 | -4.9% | 0.27% | -10.1% |
| BQH | Buy | BLACKROCK NY MUNICIPAL BOND | $4,314,000 | +14.6% | 274,594 | +2.4% | 0.24% | -2.8% |
| LCAHU | Buy | LANDCADIA HLDGS II INCunit 05/09/2026 | $4,226,000 | +115.6% | 244,829 | +22.4% | 0.24% | +83.2% |
| IRR | Buy | VOYA NAT RES EQUITY INCOME F | $4,183,000 | +72.6% | 1,646,739 | +46.7% | 0.24% | +46.9% |
| AVK | Sell | ADVENT CONVERTIBLE & INCOME | $4,095,000 | +7.0% | 313,088 | -13.0% | 0.23% | -9.0% |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $4,072,000 | -12.0% | 161,853 | -15.4% | 0.23% | -25.2% |
| THCAU | TUSCAN HLDGS CORP IIunit 04/01/2026 | $4,040,000 | +1.0% | 400,000 | 0.0% | 0.23% | -14.2% | |
| MCMJ | Sell | MERIDA MERGER CORP I | $3,810,000 | -1.7% | 389,191 | -2.7% | 0.22% | -16.5% |
| CCXU | Sell | CHURCHILL CAP CORP IIunit 99/99/9999 | $3,629,000 | +15.8% | 297,950 | -0.7% | 0.21% | -1.9% |
| IPVU | Buy | INTERPRIVATE ACQUISITION CORunit 10/29/2024 | $3,556,000 | -36.4% | 350,000 | +16.7% | 0.20% | -46.1% |
| FUND | Sell | SPROTT FOCUS TR INC | $3,531,000 | +11.1% | 598,439 | -5.1% | 0.20% | -5.6% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $3,427,000 | +164.6% | 312,073 | +136.4% | 0.20% | +124.1% |
| MVF | Buy | BLACKROCK MUNIVEST FD INC | $3,411,000 | +1838.1% | 406,102 | +1771.5% | 0.19% | +1516.7% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $3,235,000 | -33.0% | 303,801 | -44.3% | 0.18% | -43.0% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $3,194,000 | -8.2% | 406,824 | -13.1% | 0.18% | -21.9% |
| PCPLU | New | CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999 | $3,180,000 | – | 300,000 | +100.0% | 0.18% | – |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $3,120,000 | +295.4% | 169,299 | +260.8% | 0.18% | +234.0% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $3,067,000 | +5.6% | 272,142 | -10.9% | 0.17% | -10.3% |
| ANDA | New | ANDINA ACQUISITION CORP III | $3,021,000 | – | 294,410 | +100.0% | 0.17% | – |
| SAMA | New | SCHULTZE SPL PURP ACQUSTN CO | $3,013,000 | – | 294,494 | +100.0% | 0.17% | – |
| MSD | New | MORGAN STANLEY EMER MKTS DEB | $2,995,000 | – | 352,744 | +100.0% | 0.17% | – |
| TRNEU | Sell | TRINE ACQUISITION CORPunit 03/31/2021 | $2,967,000 | +6.6% | 269,282 | -2.1% | 0.17% | -9.1% |
| CTR | Buy | CLEARBRIDGE MLP AND MIDSTRM | $2,952,000 | +6317.4% | 1,089,286 | +3193.9% | 0.17% | +5500.0% |
| LIVKU | Sell | LIV CAP ACQUISITION CORPunit 99/99/9999 | $2,912,000 | +0.8% | 284,062 | -3.7% | 0.17% | -14.4% |
| ALUSU | Sell | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $2,927,000 | -1.4% | 290,677 | -3.1% | 0.17% | -16.6% |
| GNRSU | Sell | GREENROSE ACQUISITION CORPunit 02/28/2024 | $2,898,000 | -45.3% | 289,496 | -3.5% | 0.16% | -53.5% |
| CFFA | New | CF FIN ACQUISITION CORP | $2,817,000 | – | 259,670 | +100.0% | 0.16% | – |
| NBO | Sell | NEUBERGER BRMAN NY MUNI FD I | $2,814,000 | -51.7% | 243,026 | -51.7% | 0.16% | -59.0% |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $2,759,000 | -33.0% | 204,493 | -34.8% | 0.16% | -43.1% |
| GRNVU | Sell | GREENVISION ACQUISITION CORPunit 10/28/2024 | $2,752,000 | +0.6% | 265,942 | -3.3% | 0.16% | -14.8% |
| EVN | Sell | EATON VANCE MUNI INCOME TRUSsh ben int | $2,712,000 | -22.5% | 217,138 | -25.7% | 0.15% | -34.5% |
| THCBU | Sell | TUSCAN HOLDINGS CORPunit 99/99/9999 | $2,632,000 | +4.1% | 245,968 | -1.6% | 0.15% | -11.2% |
| DMYTU | DMY TECHNOLOGY GROUP INCunit 99/99/9999 | $2,645,000 | -46.2% | 250,000 | 0.0% | 0.15% | -54.4% | |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $2,630,000 | – | 209,227 | +100.0% | 0.15% | – |
| FEN | New | FIRST TR ENERGY INCOME & GRW | $2,565,000 | – | 237,038 | +100.0% | 0.15% | – |
| AGBAU | AGBA ACQUISITION LTDunit 05/10/2024 | $2,525,000 | -1.2% | 250,000 | 0.0% | 0.14% | -15.8% | |
| NOVSU | New | NOVUS CAP CORPunit 06/30/2027 | $2,532,000 | – | 241,172 | +100.0% | 0.14% | – |
| NFINU | Sell | NETFIN ACQUISITION CORPunit 08/01/2024 | $2,464,000 | +22.3% | 195,721 | -2.1% | 0.14% | +3.7% |
| GLEOU | GALILEO ACQUISITION CORPunit 99/99/9999 | $2,430,000 | +7.7% | 235,000 | 0.0% | 0.14% | -8.6% | |
| JFK | Buy | 8I ENTERPRISES ACQUISITION C | $2,381,000 | +10.2% | 235,496 | +9.0% | 0.14% | -6.9% |
| KYN | Sell | KAYNE ANDERSN MLP MIDS INVT | $2,344,000 | -34.0% | 443,962 | -54.6% | 0.13% | -44.1% |
| CHAQU | New | CHARDAN HEALTHCR ACQSTN 2 COunit 99/99/9999 | $2,336,000 | – | 222,500 | +100.0% | 0.13% | – |
| FMO | New | FIDUCIARY CLAYMORE ENGRY INF | $2,326,000 | – | 1,257,132 | +100.0% | 0.13% | – |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $2,310,000 | -40.8% | 285,849 | -45.5% | 0.13% | -50.0% |
| HCACU | Sell | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $2,253,000 | +9.5% | 195,926 | -2.0% | 0.13% | -7.2% |
| SMMCU | Sell | SOUTH MTN MERGER CORPunit 99/99/9999 | $2,210,000 | +3.8% | 208,469 | -2.6% | 0.13% | -11.9% |
| BSL | New | BLACKSTONE GSO FLTING RTE FU | $2,197,000 | – | 170,817 | +100.0% | 0.12% | – |
| CRSAU | Sell | CRESCENT ACQUISITION CORPunit 99/99/9999 | $2,139,000 | +4.3% | 196,256 | -1.9% | 0.12% | -10.9% |
| GIXU | GIGCAPITAL2 INCunit 02/28/2026 | $2,150,000 | +3.2% | 200,000 | 0.0% | 0.12% | -12.9% | |
| GXGXU | GX ACQUISITION CORPunit 05/24/2026 | $2,078,000 | +2.9% | 200,000 | 0.0% | 0.12% | -12.6% | |
| LHC | LEO HOLDINGS CORP | $2,080,000 | +1.0% | 200,000 | 0.0% | 0.12% | -14.5% | |
| PXH | Sell | INVESCO EXCH TRADED FD TR IIftse rafi emng | $2,053,000 | -25.6% | 118,753 | -33.6% | 0.12% | -36.8% |
| SSPKU | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $2,056,000 | +3.3% | 200,000 | 0.0% | 0.12% | -12.0% | |
| SFTWU | Sell | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $2,040,000 | +3.3% | 197,128 | -2.6% | 0.12% | -12.1% |
| LGVWU | New | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $2,020,000 | – | 200,000 | +100.0% | 0.12% | – |
| RVT | ROYCE VALUE TR INC | $2,029,000 | +29.6% | 161,805 | 0.0% | 0.12% | +9.5% | |
| SOACU | New | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $2,020,000 | – | 200,000 | +100.0% | 0.12% | – |
| CIICU | Buy | CIIG MERGER CORPunit 12/31/2026 | $2,022,000 | +106.3% | 197,305 | +97.3% | 0.12% | +74.2% |
| LOAKU | New | LIVE OAK ACQUISITION CORPunit 99/99/9999 | $2,004,000 | – | 200,000 | +100.0% | 0.11% | – |
| GIKU | New | GIGCAPITAL3 INCunit 99/99/9999 | $2,008,000 | – | 200,000 | +100.0% | 0.11% | – |
| HYI | Sell | WESTERN ASSET HIGH YIELD DEF | $1,990,000 | -21.4% | 142,482 | -30.6% | 0.11% | -33.5% |
| PICU | Sell | PIVOTAL INVT CORP IIunit 06/01/2025 | $1,983,000 | -0.5% | 192,495 | -3.8% | 0.11% | -15.0% |
| AMHCU | Sell | AMPLITUDE HLTHCRE AQUSTIN COunit 12/01/2026 | $1,973,000 | +3.8% | 193,423 | -3.3% | 0.11% | -11.8% |
| MMU | Buy | WESTERN ASSET MANAGED MUNS F | $1,975,000 | +44.7% | 164,437 | +44.0% | 0.11% | +23.1% |
| ZGYHU | Sell | YUNHONG INTLunit 99/99/9999 | $1,940,000 | -57.2% | 193,024 | -3.5% | 0.11% | -63.7% |
| CGROU | New | COLLECTIVE GROWTH CORPunit 04/29/2025 | $1,902,000 | – | 200,000 | +100.0% | 0.11% | – |
| NYV | Buy | NUVEEN NEW YORK MUN VALUE FD | $1,862,000 | +24.2% | 136,597 | +23.7% | 0.11% | +6.0% |
| FTACU | Sell | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $1,845,000 | +20.2% | 146,765 | -2.2% | 0.10% | +1.9% |
| ESSCU | EAST STONE ACQUISITION CORPunit 12/31/2026 | $1,675,000 | -57.1% | 165,000 | 0.0% | 0.10% | -63.6% | |
| CPZ | Buy | CALAMOS LNG SHR EQT DYNAMIC | $1,616,000 | +28.7% | 104,389 | +20.0% | 0.09% | +9.5% |
| EMO | New | CLEARBRIDGE ENERGY MIDSTRM O | $1,624,000 | – | 688,223 | +100.0% | 0.09% | – |
| ORSNU | ORISUN ACQUISITION CORPunit 99/99/9999 | $1,608,000 | -1.5% | 160,000 | 0.0% | 0.09% | -16.5% | |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,584,000 | -32.6% | 40,000 | -42.9% | 0.09% | -42.7% |
| RPLAU | Sell | REPLAY ACQUISITION CORPunit 03/01/2024 | $1,551,000 | +5.4% | 145,910 | -2.7% | 0.09% | -11.1% |
| LATNU | UNION ACQUISITION CORP IIunit 99/99/9999 | $1,535,000 | +4.8% | 150,000 | 0.0% | 0.09% | -11.2% | |
| New | TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $1,509,000 | – | 1,500,000 | +100.0% | 0.09% | – | |
| NBACU | Sell | NEWBORN ACQUISITION CORPunit 99/99/9999 | $1,509,000 | -59.2% | 146,208 | -2.5% | 0.09% | -65.3% |
| INSUU | Sell | INSURANCE ACQUISITION CORPunit 03/31/2024 | $1,482,000 | +42.8% | 98,794 | -1.2% | 0.08% | +20.0% |
| MUS | BLACKROCK MUNIHOLDINGS QUALI | $1,447,000 | +1.6% | 119,163 | 0.0% | 0.08% | -13.7% | |
| NPAUU | NEW PROVIDENCE ACQUISITIONunit 09/01/2024 | $1,424,000 | +2.7% | 135,000 | 0.0% | 0.08% | -12.9% | |
| FEACU | FLYING EAGLE ACQUISITION CORunit 99/99/9999 | $1,398,000 | -56.3% | 120,000 | 0.0% | 0.08% | -63.1% | |
| KTF | Buy | DWS MUN INCOME TR | $1,358,000 | +73.2% | 125,699 | +72.9% | 0.08% | +45.3% |
| CEM | New | CLEARBRIDGE MLP AND MIDSTRM | $1,302,000 | – | 408,236 | +100.0% | 0.07% | – |
| EVY | Buy | EATON VANCE NEW YORK MUN INCsh ben int | $1,246,000 | +25.5% | 98,686 | +23.3% | 0.07% | +6.0% |
| MCI | Buy | BARINGS CORPORATE INVS | $1,217,000 | +873.6% | 90,537 | +742.2% | 0.07% | +762.5% |
| NML | New | NEUBERGER BERMAN MLP AND ENR | $1,161,000 | – | 395,011 | +100.0% | 0.07% | – |
| FVACU | New | FORTRESS VALUE ACQUISITION Cunit 99/99/9999 | $1,114,000 | – | 108,200 | +100.0% | 0.06% | – |
| LSACU | LIFESCI ACQUISITION CORPunit 03/31/2025 | $1,100,000 | -60.2% | 100,000 | 0.0% | 0.06% | -65.9% | |
| LFAC | LF CAP ACQUISITION CORPcl a | $1,070,000 | +3.4% | 100,000 | 0.0% | 0.06% | -11.6% | |
| HYACU | Sell | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $1,061,000 | +5.0% | 96,904 | -3.1% | 0.06% | -11.8% |
| PCF | Sell | HIGH INCOME SECS FD | $1,021,000 | -21.2% | 133,764 | -32.6% | 0.06% | -33.3% |
| DFNSU | New | LGL SYS ACQUISITION CORPunit 10/24/2024 | $1,025,000 | – | 100,000 | +100.0% | 0.06% | – |
| EXPCU | New | EXPERIENCE INVT CORPunit 09/01/2026 | $1,020,000 | – | 100,000 | +100.0% | 0.06% | – |
| PTACU | Sell | PROPTECH ACQUISITION CORPunit 10/01/2026 | $1,024,000 | +3.0% | 96,602 | -3.4% | 0.06% | -13.4% |
| ROCHU | New | ROTH CH ACQUISITION I COunit 01/28/2025 | $1,005,000 | – | 100,000 | +100.0% | 0.06% | – |
| OPESW | Sell | OPES ACQUISITION CORP*w exp 03/13/202 | $1,003,000 | +7615.4% | 244,677 | -2.1% | 0.06% | +5600.0% |
| NCB | Buy | NUVEEN CALIF MUNICPAL VALUE | $987,000 | +316.5% | 68,414 | +324.1% | 0.06% | +250.0% |
| FIV | Sell | FIRST TR SR FLOATING RATE 20 | $922,000 | -25.6% | 111,655 | -34.0% | 0.05% | -37.3% |
| MCACU | New | MOUNTAIN CREST ACQUISITION Cunit 03/19/2025 | $853,000 | – | 85,000 | +100.0% | 0.05% | – |
| KCACU | New | KENSINGTON CAP ACQUISITION Cunit 07/01/2027 | $802,000 | – | 80,000 | +100.0% | 0.05% | – |
| THBRU | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $788,000 | +3.1% | 75,000 | 0.0% | 0.04% | -11.8% | |
| RMGU | New | RMG ACQUISITION CORPunit 99/99/9999 | $786,000 | – | 75,000 | +100.0% | 0.04% | – |
| MNCL | Sell | MONOCLE ACQUISITION CORP | $756,000 | +0.3% | 73,609 | -1.9% | 0.04% | -15.7% |
| GRAFWS | New | GRAF INDL CORP*w exp 12/31/202 | $671,000 | – | 294,385 | +100.0% | 0.04% | – |
| SRACU | Sell | STABLE RD ACQUISITION CORPunit 05/15/2026 | $673,000 | -0.7% | 65,707 | -2.7% | 0.04% | -15.6% |
| BRLIU | New | BRILLIANT ACQUISITION CORPunit 12/31/2020 | $602,000 | – | 60,000 | +100.0% | 0.03% | – |
| APXTU | APEX TECHNOLOGY ACQUISITIONunit 06/11/2026 | $574,000 | +13.0% | 50,000 | 0.0% | 0.03% | -2.9% | |
| CUBA | Sell | HERZFELD CARIBBEAN BASIN FD | $558,000 | -54.5% | 150,934 | -57.2% | 0.03% | -61.0% |
| IHD | Sell | VOYA EMERGING MKTS HIGH DIVI | $571,000 | -8.5% | 91,903 | -14.1% | 0.03% | -23.8% |
| MAV | New | PIONEER MUN HIGH INCOME ADVA | $548,000 | – | 52,157 | +100.0% | 0.03% | – |
| MYC | New | BLACKROCK MUNIYIELD CALIF FD | $523,000 | – | 37,509 | +100.0% | 0.03% | – |
| HCCOU | Sell | HEALTHCARE MERGER CORPunit 12/17/2021 | $501,000 | -2.7% | 48,653 | -2.7% | 0.03% | -20.0% |
| FPAC | Sell | FAR PT ACQUISITION CORP | $489,000 | -3.4% | 47,727 | -4.5% | 0.03% | -17.6% |
| IID | New | VOYA INTL HIGH DIVID EQTY IN | $459,000 | – | 111,065 | +100.0% | 0.03% | – |
| MCA | New | BLACKROCK MUNIYIELD CALIF QU | $441,000 | – | 31,782 | +100.0% | 0.02% | – |
| BOE | Sell | BLACKROCK ENHANCED GLOBAL DI | $444,000 | -81.5% | 47,118 | -83.7% | 0.02% | -84.4% |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $415,000 | – | 30,522 | +100.0% | 0.02% | – |
| FMCI | New | FORUM MERGER II CORPcl a | $411,000 | – | 25,000 | +100.0% | 0.02% | – |
| SAMAW | New | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $380,000 | – | 294,494 | +100.0% | 0.02% | – |
| MPV | New | BARINGS PARTN INVSsh ben int | $360,000 | – | 28,241 | +100.0% | 0.02% | – |
| GPAQW | Sell | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $348,000 | +987.5% | 159,798 | -8.7% | 0.02% | +900.0% |
| MEN | New | BLACKROCK MUNIENHANCED FD IN | $337,000 | – | 30,782 | +100.0% | 0.02% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR | $327,000 | – | 28,953 | +100.0% | 0.02% | – |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $311,000 | – | 72,229 | +100.0% | 0.02% | – |
| AFT | New | APOLLO SR FLOATING RATE FD I | $307,000 | – | 24,681 | +100.0% | 0.02% | – |
| HTY | Sell | HANCOCK JOHN INVT TRtax adv glb sh | $305,000 | -74.3% | 58,151 | -75.5% | 0.02% | -78.8% |
| CCHU | COLLIER CREEK HOLDINGSunit 99/99/9999 | $300,000 | +47.1% | 20,000 | 0.0% | 0.02% | +21.4% | |
| DUC | Sell | DUFF & PHELPS UTIL CORP BD T | $286,000 | -98.3% | 30,621 | -98.5% | 0.02% | -98.6% |
| HCCHW | HL ACQUISITIONS CORP*w exp 06/21/202 | $283,000 | +4616.7% | 125,000 | 0.0% | 0.02% | – | |
| FUSEU | New | FUSION ACQUISITION CORPunit 99/99/9999 | $279,000 | – | 27,500 | +100.0% | 0.02% | – |
| BKK | Sell | BLACKROCK MUN 2020 TERM TR | $265,000 | -89.9% | 17,655 | -90.2% | 0.02% | -91.5% |
| SCPEU | SC HEALTH CORPunit 99/99/9999 | $260,000 | +2.0% | 25,000 | 0.0% | 0.02% | -11.8% | |
| HYMCW | New | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $239,000 | – | 191,189 | +100.0% | 0.01% | – |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $254,000 | -91.3% | 21,923 | -94.0% | 0.01% | -92.9% |
| GFY | New | WESTERN ASSET VAR RT STRG FD | $214,000 | – | 13,648 | +100.0% | 0.01% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $192,000 | – | 25,705 | +100.0% | 0.01% | – |
| VCV | New | INVESCO CALIF VALUE MUN INCO | $175,000 | – | 15,000 | +100.0% | 0.01% | – |
| ENX | Buy | EATON VANCE NEW YORK MUN BD | $163,000 | +12.4% | 13,958 | +11.4% | 0.01% | -10.0% |
| LACQW | Sell | LEISURE ACQUISITION CORP*w exp 12/05/201 | $140,000 | +438.5% | 150,075 | -2.1% | 0.01% | +300.0% |
| CFFAW | New | CF FIN ACQUISITION CORP*w exp 04/30/202 | $149,000 | – | 110,147 | +100.0% | 0.01% | – |
| HCCHR | HL ACQUISITIONS CORPright 07/17/2023 | $119,000 | +1090.0% | 125,000 | 0.0% | 0.01% | +600.0% | |
| MFACWS | New | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $126,000 | – | 150,000 | +100.0% | 0.01% | – |
| ANDAW | New | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $127,000 | – | 294,410 | +100.0% | 0.01% | – |
| ARYBU | New | ARYA SCIENCES ACQUISTION COunit 06/09/2027 | $116,000 | – | 10,000 | +100.0% | 0.01% | – |
| MCMJW | Sell | MERIDA MERGER CORP I*w exp 11/07/202 | $97,000 | -3.0% | 194,593 | -2.7% | 0.01% | -14.3% |
| BROGW | Sell | BROOGE ENERGY LTD*w exp 12/20/202 | $103,000 | -39.4% | 209,492 | -1.6% | 0.01% | -45.5% |
| AMCIW | New | AMCI ACQUISITION CORP*w exp 05/20/202 | $110,000 | – | 200,000 | +100.0% | 0.01% | – |
| JFKKW | Sell | 8I ENTERPRISES ACQUISITION C*w exp 10/29/202 | $108,000 | +6.9% | 235,496 | -1.9% | 0.01% | -14.3% |
| LGCWS | Sell | LEGACY ACQUISITION CORP*w exp 11/30/202 | $86,000 | +95.5% | 175,677 | -1.2% | 0.01% | +66.7% |
| PHGEWS | Sell | BIOMX INC*w exp 10/16/202 | $94,000 | -21.7% | 195,843 | -2.1% | 0.01% | -37.5% |
| LFACW | LF CAP ACQUISITION CORP*w exp 06/22/202 | $90,000 | +246.2% | 100,000 | 0.0% | 0.01% | +150.0% | |
| JFKKR | Sell | 8I ENTERPRISES ACQUISITION Cright 10/29/2020 | $78,000 | -17.0% | 235,496 | -1.9% | 0.00% | -33.3% |
| ANDAR | New | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $74,000 | – | 294,410 | +100.0% | 0.00% | – |
| GDYNW | Sell | GRID DYNAMICS HLDGS INC*w exp 03/05/202 | $77,000 | -95.0% | 48,123 | -3.8% | 0.00% | -96.1% |
| TDACW | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $69,000 | +392.9% | 150,000 | 0.0% | 0.00% | +300.0% | |
| BRPAR | Sell | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $66,000 | +112.9% | 237,324 | -1.1% | 0.00% | +100.0% |
| METXW | New | METEN EDTECHX ED GROUP LTD*w exp 03/31/202 | $54,000 | – | 96,249 | +100.0% | 0.00% | – |
| FREEW | New | WHOLE EARTH BRANDS INC*w exp 06/25/202 | $56,000 | – | 48,739 | +100.0% | 0.00% | – |
| ALACW | New | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $51,000 | – | 194,596 | +100.0% | 0.00% | – |
| ALACR | New | ALBERTON ACQUISITION CORPright 10/04/2020 | $51,000 | – | 194,596 | +100.0% | 0.00% | – |
| KBLMR | KBL MERGER CORP IVright 04/09/2020 | $52,000 | +67.7% | 208,800 | 0.0% | 0.00% | +50.0% | |
| BRPAW | Sell | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $53,000 | +562.5% | 118,662 | -1.1% | 0.00% | +200.0% |
| ATCXW | Sell | ATLAS TECHNICAL CONSULTANTS*w exp 11/26/202 | $48,000 | -98.9% | 121,946 | -39.0% | 0.00% | -99.0% |
| TZACW | New | TENZING ACQUISITION CORP*w exp 02/23/202 | $59,000 | – | 125,000 | +100.0% | 0.00% | – |
| MNCLW | Sell | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $48,000 | +108.7% | 73,609 | -1.9% | 0.00% | +50.0% |
| IGICW | INTL GNRL INSURANCE HLDNGS L*w exp 03/17/202 | $43,000 | -98.7% | 125,000 | 0.0% | 0.00% | -99.1% | |
| TOTAR | TOTTENHAM ACQUISITION I LTDright 11/06/2020 | $35,000 | +169.2% | 118,000 | 0.0% | 0.00% | +100.0% | |
| KBLMW | KBL MERGER CORP IV*w exp 01/15/202 | $39,000 | +333.3% | 124,200 | 0.0% | 0.00% | +100.0% | |
| TOTAW | TOTTENHAM ACQUISITION I LTD*w exp 05/06/202 | $24,000 | +380.0% | 118,000 | 0.0% | 0.00% | – | |
| LOACR | New | LONGEVITY ACQUISITION CORPright 07/31/2020 | $20,000 | – | 100,000 | +100.0% | 0.00% | – |
| LOACW | New | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $20,000 | – | 100,000 | +100.0% | 0.00% | – |
| LGHLW | New | LION GROUP HOLDING LTD*w exp 06/17/202 | $24,000 | – | 160,333 | +100.0% | 0.00% | – |
| CFFAU | Sell | CF FIN ACQUISITION CORPunit 04/30/2025 | $0 | -100.0% | 10 | -100.0% | 0.00% | -100.0% |
| FPACWS | Sell | FAR PT ACQUISITION CORP*w exp 06/01/202 | $8,000 | -11.1% | 15,909 | -4.5% | 0.00% | -100.0% |
| ALGRW | Exit | ALLEGRO MERGER CORPw exp 01/06/202 | $0 | – | -100,000 | -100.0% | 0.00% | – |
| ALGRR | Exit | ALLEGRO MERGER CORPright 12/31/2023 | $0 | – | -100,000 | -100.0% | -0.00% | – |
| WRLSW | Exit | PENSARE ACQUISITION CORPw exp 07/27/202 | $0 | – | -174,897 | -100.0% | -0.00% | – |
| ACTTW | Exit | ACT II GLOBAL ACQUISITION COw exp 04/30/202 | $0 | – | -49,998 | -100.0% | -0.00% | – |
| HHHHW | Exit | WEALTHBRIDGE ACQUISITION LTDw exp 01/31/202 | $0 | – | -225,000 | -100.0% | -0.00% | – |
| WRLSR | Exit | PENSARE ACQUISITION CORPright 99/99/9999 | $0 | – | -349,994 | -100.0% | -0.00% | – |
| EDTXW | Exit | EDTECHX HLDGS ACQUISITION COw exp 12/31/202 | $0 | – | -80,510 | -100.0% | -0.00% | – |
| PACQW | Exit | PURE ACQUISITION CORPw exp 04/17/202 | $0 | – | -75,112 | -100.0% | -0.01% | – |
| MUDSW | Exit | MUDRICK CAP ACQUISITION CORPw exp 02/12/202 | $0 | – | -200,000 | -100.0% | -0.01% | – |
| TCRD | Exit | THL CREDIT INC | $0 | – | -25,805 | -100.0% | -0.01% | – |
| HHHHR | Exit | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $0 | – | -225,000 | -100.0% | -0.01% | – |
| NDP | Exit | TORTOISE ENERGY INDEPENDENC | $0 | – | -101,251 | -100.0% | -0.01% | – |
| NUW | Exit | NUVEEN AMT-FREE MUN VALUE FD | $0 | – | -10,500 | -100.0% | -0.01% | – |
| IMVTW | Exit | IMMUNOVANT INCw exp 12/18/202 | $0 | – | -100,000 | -100.0% | -0.02% | – |
| PCM | Exit | PCM FUND INC | $0 | – | -34,461 | -100.0% | -0.02% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUND | $0 | – | -31,655 | -100.0% | -0.02% | – |
| AGD | Exit | ABERDEEN GLOBAL DYNAMIC DIVI | $0 | – | -36,137 | -100.0% | -0.02% | – |
| VTIQW | Exit | VECTOIQ ACQUISITION CORPw exp 05/11/202 | $0 | – | -149,999 | -100.0% | -0.02% | – |
| EMF | Exit | TEMPLETON EMERGING MKTS FD I | $0 | – | -26,457 | -100.0% | -0.02% | – |
| BFO | Exit | BLACKROCK FLA MUN 2020 TERM | $0 | – | -23,538 | -100.0% | -0.02% | – |
| JHY | Exit | NUVEEN HIGH INCOME 2020 TARG | $0 | – | -44,284 | -100.0% | -0.03% | – |
| NHA | Exit | NUVEEN MUN 2021 TARGET TERM | $0 | – | -40,999 | -100.0% | -0.03% | – |
| BSTZ | Exit | BLACKROCK SCIENCE & TECH TR | $0 | – | -24,107 | -100.0% | -0.03% | – |
| CRF | Exit | CORNERSTONE TOTAL RTRN FD IN | $0 | – | -81,449 | -100.0% | -0.04% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -80,057 | -100.0% | -0.04% | – |
| EHT | Exit | EATON VANCE HIGH INCOME 2021 | $0 | – | -83,907 | -100.0% | -0.05% | – |
| PKO | Exit | PIMCO INCOME OPPORTUNITY FD | $0 | – | -38,196 | -100.0% | -0.05% | – |
| MFL | Exit | BLACKROCK MUNIHLDS INVSTM QL | $0 | – | -60,721 | -100.0% | -0.05% | – |
| ALGR | Exit | ALLEGRO MERGER CORP | $0 | – | -75,351 | -100.0% | -0.06% | – |
| JPT | Exit | NUVEEN PFD & INCOME 2022 TER | $0 | – | -45,446 | -100.0% | -0.06% | – |
| NBW | Exit | NEUBERGER BRMAN CLIFRN MUNI | $0 | – | -72,214 | -100.0% | -0.06% | – |
| ACTT | Exit | ACT II GLOBAL ACQUISITION CO | $0 | – | -99,996 | -100.0% | -0.07% | – |
| GPAQ | Exit | GORDON POINTE ACQUISITION CO | $0 | – | -99,163 | -100.0% | -0.07% | – |
| IFN | Exit | INDIA FD INC | $0 | – | -73,606 | -100.0% | -0.07% | – |
| NIQ | Exit | NUVEEN INT DUR QUAL MUN TRM | $0 | – | -78,213 | -100.0% | -0.07% | – |
| EXD | Exit | EATON VANCE TAX MNGD BUY WRI | $0 | – | -135,717 | -100.0% | -0.07% | – |
| TCPC | Exit | BLACKROCK TCP CAP CORP | $0 | – | -167,515 | -100.0% | -0.07% | – |
| LOACU | Exit | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $0 | – | -100,000 | -100.0% | -0.07% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -85,914 | -100.0% | -0.07% | – |
| TSLX | Exit | TPG SPECIALTY LENDING INC | $0 | – | -79,844 | -100.0% | -0.07% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP F | $0 | – | -130,671 | -100.0% | -0.08% | – |
| TOTA | Exit | TOTTENHAM ACQUISITION I LTD | $0 | – | -118,000 | -100.0% | -0.08% | – |
| TZACU | Exit | TENZING ACQUISITION CORPunit 08/24/2024 | $0 | – | -125,000 | -100.0% | -0.09% | – |
| BGY | Exit | BLACKROCK ENHANCED INTL DIV | $0 | – | -284,551 | -100.0% | -0.09% | – |
| Exit | TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $0 | – | -1,500,000 | -100.0% | -0.09% | – | |
| Exit | ARES CAPcorpnote 3.750% 2/0 | $0 | – | -1,500,000 | -100.0% | -0.09% | – | |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -189,919 | -100.0% | -0.10% | – |
| EDTX | Exit | EDTECHX HLDGS ACQUISITION CO | $0 | – | -83,894 | -100.0% | -0.10% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -167,281 | -100.0% | -0.10% | – |
| VTIQ | Exit | VECTOIQ ACQUISITION CORP | $0 | – | -149,999 | -100.0% | -0.11% | – |
| MFACU | Exit | MEGALITH FINL ACQUISITION COunit 09/30/2025 | $0 | – | -150,000 | -100.0% | -0.11% | – |
| ALACU | Exit | ALBERTON ACQUISITION CORPunit 04/22/2020 | $0 | – | -200,000 | -100.0% | -0.13% | – |
| BRPA | Exit | BIG ROCK PARTNERS ACQUISI CO | $0 | – | -67,700 | -100.0% | -0.13% | – |
| AMCIU | Exit | AMCI ACQUISITION CORPunit 01/07/2019 | $0 | – | -200,000 | -100.0% | -0.14% | – |
| ALTGWS | Exit | ALTA EQUIPMENT GROUP INC | $0 | – | -74,998 | -100.0% | -0.14% | – |
| LACQ | Exit | LEISURE ACQUISITION CORP | $0 | – | -207,923 | -100.0% | -0.15% | – |
| FLLCU | Exit | FELLAZO INCunit 99/99/9999 | $0 | – | -225,000 | -100.0% | -0.15% | – |
| PACQ | Exit | PURE ACQUISITION CORP | $0 | – | -224,996 | -100.0% | -0.16% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -715,694 | -100.0% | -0.16% | – |
| MNE | Exit | BLACKROCK MUNI N Y INTER DUR | $0 | – | -184,610 | -100.0% | -0.18% | – |
| HNW | Exit | PIONEER DIV HIGH INCOME TRUS | $0 | – | -271,769 | -100.0% | -0.19% | – |
| GRAFU | Exit | GRAF INDL CORPunit 12/31/2025 | $0 | – | -284,380 | -100.0% | -0.20% | – |
| PHK | Exit | PIMCO HIGH INCOME FD | $0 | – | -612,765 | -100.0% | -0.20% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -310,373 | -100.0% | -0.20% | – |
| SAMAU | Exit | SCHULTZE SPL PURP ACQUSTN COunit 12/31/2023 | $0 | – | -300,000 | -100.0% | -0.21% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -244,245 | -100.0% | -0.21% | – |
| PAACU | Exit | PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026 | $0 | – | -325,000 | -100.0% | -0.23% | – |
| NUO | Exit | NUVEEN OHIO QLTY MUN INCOME | $0 | – | -305,068 | -100.0% | -0.30% | – |
| HHHH | Exit | WEALTHBRIDGE ACQUISITION LTD | $0 | – | -225,000 | -100.0% | -0.31% | – |
| ANDAU | Exit | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $0 | – | -300,000 | -100.0% | -0.34% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -789,381 | -100.0% | -0.37% | – |
| AIO | Exit | ALLIANZGI ART INTEL & TECH | $0 | – | -394,363 | -100.0% | -0.42% | – |
| Exit | BLACKROCK CAPITALinvestmentnote 5.000% 6/1 | $0 | – | -12,600,000 | -100.0% | -0.71% | – | |
| RQI | Exit | COHEN & STEERS QUALITY RLTY | $0 | – | -1,351,053 | -100.0% | -0.82% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -1,211,881 | -100.0% | -0.88% | – |
| Exit | BLACKROCK TCP CAPITALcorpnote 4.625% 3/0 | $0 | – | -15,000,000 | -100.0% | -0.88% | – | |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -1,299,457 | -100.0% | -1.02% | – |
| Exit | NEW MTN FINcorpnote 5.750% 8/1 | $0 | – | -21,000,000 | -100.0% | -1.15% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.