$1.32 Billion is the total value of STEELHEAD PARTNERS LLC's 39 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 54.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OKTA INCnote 0.125% 9/0 | $99,836,000 | -9.6% | 73,850,000 | 0.0% | 7.55% | +1.6% | ||
| Buy | SPLUNK INCnote 0.500% 9/1 | $91,789,000 | +725.5% | 80,000,000 | +841.2% | 6.94% | +828.1% | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $91,094,000 | +35.5% | 68,800,000 | +44.8% | 6.89% | +52.3% | |
| New | MONGODB INCnote 0.250% 1/1 | $76,589,000 | – | 53,177,000 | +100.0% | 5.79% | – | |
| Buy | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $75,205,000 | +35.8% | 73,550,000 | +37.5% | 5.69% | +52.6% | |
| Buy | CYBERARK SOFTWARE LTDnote 11/1 | $66,932,000 | -3.9% | 61,653,000 | +7.8% | 5.06% | +8.0% | |
| Buy | FIREEYE INCnote 0.875% 6/0 | $63,745,000 | -1.9% | 56,550,000 | +5.8% | 4.82% | +10.2% | |
| Buy | WORKIVA INCnote 1.125% 8/1 | $62,088,000 | +2.7% | 47,000,000 | +4.4% | 4.70% | +15.4% | |
| Sell | INTERDIGITAL INCnote 2.000% 6/0 | $57,857,000 | -21.9% | 54,437,000 | -22.7% | 4.38% | -12.2% | |
| Buy | WEIBO CORPnote 1.250%11/1 | $48,680,000 | +95.3% | 49,799,000 | +94.6% | 3.68% | +119.4% | |
| Buy | ALTAIR ENGR INCnote 0.250% 6/0 | $48,489,000 | +43.0% | 33,500,000 | +35.7% | 3.67% | +60.6% | |
| New | PROOFPOINT INCnote 0.250% 8/1 | $41,577,000 | – | 38,971,000 | +100.0% | 3.14% | – | |
| Buy | MOMO INCnote 1.250% 7/0 | $39,471,000 | +147.2% | 44,969,000 | +137.1% | 2.98% | +177.7% | |
| Buy | PURE STORAGE INCnote 0.125% 4/1 | $38,223,000 | -0.0% | 34,614,000 | +0.3% | 2.89% | +12.4% | |
| Sell | IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $36,959,000 | -44.9% | 38,686,000 | -40.8% | 2.80% | -38.1% | |
| Sell | GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $33,971,000 | -21.9% | 32,981,000 | -22.2% | 2.57% | -12.3% | |
| Sell | EVERBRIDGE INCnote 0.125%12/1 | $27,451,000 | -19.4% | 21,542,000 | -6.3% | 2.08% | -9.5% | |
| Sell | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $26,604,000 | -11.7% | 24,477,000 | -12.9% | 2.01% | -0.7% | |
| Sell | PINDUODUO INCnote 12/0 | $26,197,000 | -70.2% | 24,750,000 | -65.1% | 1.98% | -66.5% | |
| Sell | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $26,043,000 | -52.1% | 14,000,000 | -50.0% | 1.97% | -46.2% | |
| Sell | TWITTER INCnote 0.250% 6/1 | $24,666,000 | -32.2% | 18,500,000 | -38.3% | 1.87% | -23.8% | |
| Buy | GREENBRIER COS INCnote 2.875% 2/0 | $23,305,000 | +49.4% | 21,281,000 | +38.9% | 1.76% | +67.9% | |
| Buy | COLLEGIUM PHARMACEUTICAL INCnote 2.625% 2/1 | $22,877,000 | +59.2% | 21,000,000 | +44.8% | 1.73% | +78.9% | |
| Buy | TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $22,805,000 | +22.7% | 20,606,000 | +20.4% | 1.72% | +37.9% | |
| New | WINNEBAGO INDS INCnote 1.500% 4/0 | $18,904,000 | – | 13,614,000 | +100.0% | 1.43% | – | |
| New | COUPA SOFTWARE INCnote 0.125% 6/1 | $17,019,000 | – | 10,000,000 | +100.0% | 1.29% | – | |
| Sell | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $16,661,000 | -33.8% | 16,000,000 | -20.0% | 1.26% | -25.7% | |
| Buy | JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $16,495,000 | +8.9% | 16,200,000 | +10.2% | 1.25% | +22.4% | |
| Sell | ALTERYX INCnote 0.500% 8/0 | $12,131,000 | -68.0% | 12,985,000 | -64.3% | 0.92% | -64.0% | |
| New | SMART GLOBAL HLDGS INCnote 2.250% 2/1 | $11,894,000 | – | 9,000,000 | +100.0% | 0.90% | – | |
| NEW MTN FIN CORPnote 5.750% 8/1 | $11,630,000 | +1.6% | 11,100,000 | 0.0% | 0.88% | +14.3% | ||
| Sell | NEW RELIC INCnote 0.500% 5/0 | $10,287,000 | -50.2% | 10,504,000 | -49.9% | 0.78% | -44.0% | |
| ARES CAPITAL CORPnote 3.750% 2/0 | $8,711,000 | +0.6% | 8,442,000 | 0.0% | 0.66% | +13.0% | ||
| Sell | NUTANIX INCnote 1/1 | $8,454,000 | -68.8% | 8,642,000 | -67.7% | 0.64% | -65.0% | |
| New | INTREXON CORPnote 3.500% 7/0 | $6,978,000 | – | 8,000,000 | +100.0% | 0.53% | – | |
| AESC | New | AES CORPunit 99/99/9999 | $5,145,000 | – | 50,000 | +100.0% | 0.39% | – |
| OSH | New | OAK STR HEALTH INC | $3,294,000 | – | 60,700 | +100.0% | 0.25% | – |
| ITRI | New | ITRON INC | $1,871,000 | – | 21,100 | +100.0% | 0.14% | – |
| PGEN | New | PRECIGEN INC | $238,000 | – | 34,576 | +100.0% | 0.02% | – |
| OCSI | Exit | OAKTREE STRATEGIC INCOME COR | $0 | – | -50,233 | -100.0% | -0.03% | – |
| HTGC | Exit | HERCULES CAPITAL INC | $0 | – | -35,709 | -100.0% | -0.04% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -35,000 | -100.0% | -0.07% | – |
| Exit | ARES CAPITAL CORPnote 4.625% 3/0 | $0 | – | -1,960,000 | -100.0% | -0.14% | – | |
| Exit | BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $0 | – | -3,888,000 | -100.0% | -0.27% | – | |
| Exit | NEOGENOMICS INCnote 1.250% 5/0 | $0 | – | -4,000,000 | -100.0% | -0.44% | – | |
| Exit | SHOPIFY INCnote 0.125%11/0 | $0 | – | -7,000,000 | -100.0% | -0.56% | – | |
| GSAT | Exit | GLOBALSTAR INC | $0 | – | -24,941,802 | -100.0% | -0.57% | – |
| Exit | CREE INCnote 0.875% 9/0 | $0 | – | -7,251,000 | -100.0% | -0.89% | – | |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -27,759,000 | -100.0% | -1.91% | – | |
| Exit | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $0 | – | -64,562,000 | -100.0% | -4.13% | – | |
| Exit | LUMENTUM HLDGS INCnote 0.500%12/1 | $0 | – | -55,500,000 | -100.0% | -4.57% | – | |
| Exit | BLACKLINE INCnote 0.125% 8/0 | $0 | – | -58,000,000 | -100.0% | -7.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GLOBALSTAR INC | 27 | Q4 2020 | 10.9% |
| RESOLUTE FST PRODS INC | 23 | Q4 2018 | 22.2% |
| AMERICAN RLTY CAP PPTYS INC | 19 | Q2 2018 | 7.5% |
| LEVEL 3 COMMUNICATIONS INC | 18 | Q3 2017 | 8.4% |
| TPG SPECIALTY LENDING INC | 18 | Q3 2019 | 4.4% |
| GOLDMAN SACHS BDC INC | 18 | Q1 2022 | 5.3% |
| WEBMD HEALTH CORP | 17 | Q2 2017 | 4.6% |
| TCP CAP CORP | 17 | Q3 2019 | 3.1% |
| ATLAS AIR WORLDWIDE HLDGS IN | 17 | Q2 2022 | 4.4% |
| NMFC 5 3/4 08/15/23 | 17 | Q3 2022 | 3.2% |
View STEELHEAD PARTNERS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GOLD RESERVE INC | May 24, 2022 | 10,099,924 | 10.2% |
| BlackRock TCP Capital Corp. | February 14, 2020 | 1,790,605 | 3.0% |
| New Mountain Finance Corp | February 14, 2020 | 2,229,909 | 2.3% |
| LAYNE CHRISTENSEN COSold out | February 14, 2019 | 0 | 0.0% |
| AEGEAN MARINE PETROLEUM NETWORK INC.Sold out | February 14, 2018 | 0 | 0.0% |
| JAKKS PACIFIC INCSold out | February 14, 2018 | 0 | 0.0% |
| Resolute Forest Products Inc. | February 14, 2017 | 3,870,796 | 4.3% |
| Alpha Natural Resources, Inc.Sold out | February 12, 2016 | 0 | 0.0% |
| ENDEAVOUR INTERNATIONAL CORP | February 17, 2015 | 3,000,000 | 5.7% |
| Globalstar, Inc. | February 17, 2015 | 30,285,950 | 3.5% |
View STEELHEAD PARTNERS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-16 |
| SC 13D/A | 2022-05-24 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
View STEELHEAD PARTNERS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.