$301 Million is the total value of Warberg Asset Management LLC's 153 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 90.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $61,431,000 | +14.1% | 155,000 | +7.6% | 20.41% | +54.5% |
| Buy | INSULET CORPnote 1.375%11/1 | $13,302,000 | +3.7% | 4,747,000 | +1.3% | 4.42% | +40.4% | |
| Buy | J2 GLOBAL INCnote 3.250% 6/1 | $10,430,000 | +87.1% | 5,887,000 | +54.6% | 3.46% | +153.3% | |
| Buy | RHnote 6/1 | $10,344,000 | +50.1% | 3,354,000 | +14.2% | 3.44% | +103.2% | |
| Buy | WIX COM LTDnote 7/0 | $10,122,000 | +206.2% | 5,025,000 | +180.7% | 3.36% | +314.5% | |
| Sell | WAYFAIR INCnote 1.125%11/0 | $9,752,000 | +34.6% | 3,554,000 | -1.5% | 3.24% | +82.3% | |
| Buy | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $8,458,000 | +12.8% | 4,105,000 | +28.3% | 2.81% | +52.8% | |
| New | MICRON TECHNOLOGY INCnote 3.125% 5/0 | $7,397,000 | – | 840,000 | +100.0% | 2.46% | – | |
| Sell | SQUARE INCnote 0.500% 5/1 | $7,395,000 | -27.5% | 2,532,000 | -30.2% | 2.46% | -1.9% | |
| Sell | ZILLOW GROUP INCnote 0.750% 9/0 | $7,309,000 | -2.3% | 2,450,000 | -2.0% | 2.43% | +32.2% | |
| Buy | ILLUMINA INCnote 0.500% 6/1 | $6,661,000 | +965.8% | 4,415,000 | +934.0% | 2.21% | +1346.4% | |
| Buy | DEXCOM INCnote 0.750%12/0 | $6,354,000 | +11.4% | 2,873,000 | +14.7% | 2.11% | +50.9% | |
| Sell | COUPA SOFTWARE INCnote 0.125% 6/1 | $5,467,000 | -27.0% | 3,212,000 | -6.8% | 1.82% | -1.2% | |
| Sell | MERCADOLIBRE INCnote 2.000% 8/1 | $5,224,000 | -31.3% | 1,559,000 | -22.0% | 1.74% | -7.1% | |
| New | ETSY INCnote 0.125%10/0 | $4,759,000 | – | 2,008,000 | +100.0% | 1.58% | – | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $4,548,000 | +651.7% | 3,439,000 | +703.5% | 1.51% | +920.9% | |
| New | AMICUS THERAPEUTICS INCnote 3.000%12/1 | $4,520,000 | – | 2,800,000 | +100.0% | 1.50% | – | |
| New | BANDWIDTH INCnote 0.250% 3/0 | $4,430,000 | – | 2,900,000 | +100.0% | 1.47% | – | |
| New | PENN NATL GAMING INCnote 2.750% 5/1 | $4,359,000 | – | 965,000 | +100.0% | 1.45% | – | |
| New | RHnote 9/1 | $4,240,000 | – | 1,500,000 | +100.0% | 1.41% | – | |
| New | MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $4,203,000 | – | 1,830,000 | +100.0% | 1.40% | – | |
| IEAWW | Buy | INFRA AND ENERGY ALTRNTIVE I*w exp 03/27/202 | $3,698,000 | +360.0% | 1,089,676 | +60.4% | 1.23% | +523.4% |
| TLT | Buy | ISHARES TRput | $3,522,000 | +11.6% | 26,000 | +30.0% | 1.17% | +51.2% |
| New | SOUTHWEST AIRLS COnote 1.250% 5/0 | $3,441,000 | – | 2,000,000 | +100.0% | 1.14% | – | |
| New | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $3,347,000 | – | 1,468,000 | +100.0% | 1.11% | – | |
| New | Q2 HLDGS INCnote 0.750% 2/1 | $3,302,000 | – | 1,846,000 | +100.0% | 1.10% | – | |
| CCL | Sell | CARNIVAL CORPput | $3,203,000 | -14.7% | 120,700 | -30.4% | 1.06% | +15.5% |
| CCL | Sell | CARNIVAL CORPunit 99/99/9999 | $3,174,000 | +20.1% | 119,600 | -2.0% | 1.05% | +62.7% |
| WSC | Buy | WILLSCOT MOBIL MINI HLDNG COput | $3,136,000 | +1251.7% | 113,000 | +1030.0% | 1.04% | +1728.1% |
| TSLA | Sell | TESLA INCput | $3,006,000 | -57.4% | 4,500 | -55.0% | 1.00% | -42.3% |
| CHEGG INCnote 0.125% 3/1 | $2,999,000 | -4.4% | 1,725,000 | 0.0% | 1.00% | +29.4% | ||
| Sell | NUANCE COMMUNICATIONS INCdebt 1.500%11/0 | $2,915,000 | +195.6% | 1,373,000 | -50.6% | 0.97% | +300.0% | |
| IIPR | INNOVATIVE INDL PPTYS INCput | $2,901,000 | -1.6% | 16,100 | 0.0% | 0.96% | +33.3% | |
| TWNKW | Buy | HOSTESS BRANDS INC*w exp 11/04/202 | $2,450,000 | +301.6% | 1,689,821 | +54.5% | 0.81% | +442.7% |
| New | KNOWLES CORPnote 3.250%11/0 | $2,398,000 | – | 2,000,000 | +100.0% | 0.80% | – | |
| XLF | Sell | SELECT SECTOR SPDR TRput | $2,384,000 | -19.1% | 70,000 | -30.0% | 0.79% | +9.5% |
| NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2022s | $2,318,000 | -12.8% | 40,261 | -10.5% | 0.77% | +18.1% |
| XOM | New | EXXON MOBIL CORPcall | $2,233,000 | – | 40,000 | +100.0% | 0.74% | – |
| New | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $2,041,000 | – | 1,102,000 | +100.0% | 0.68% | – | |
| SPY | New | SPDR S&P 500 ETF TRcall | $1,982,000 | – | 5,000 | +100.0% | 0.66% | – |
| Buy | MONGODB INCnote 0.750% 6/1 | $1,870,000 | -24.0% | 478,000 | +2.1% | 0.62% | +2.8% | |
| New | BLACKLINE INCnote 0.125% 8/0 | $1,863,000 | – | 1,175,000 | +100.0% | 0.62% | – | |
| New | ZYNGA INCnote 0.250% 6/0 | $1,809,000 | – | 1,325,000 | +100.0% | 0.60% | – | |
| FB | Sell | FACEBOOK INCput | $1,767,000 | -7.6% | 6,000 | -14.3% | 0.59% | +25.2% |
| New | KBR INCnote 2.500%11/0 | $1,736,000 | – | 1,100,000 | +100.0% | 0.58% | – | |
| New | HCI GROUP INCnote 4.250% 3/0 | $1,546,000 | – | 1,180,000 | +100.0% | 0.51% | – | |
| GCMGW | Buy | GCM GROSVENOR INC*w exp 11/17/202 | $1,489,000 | +2381.7% | 1,251,093 | +559.5% | 0.50% | +3200.0% |
| New | ARBOR REALTY TRUST INCnote 5.250% 7/0 | $1,296,000 | – | 1,000,000 | +100.0% | 0.43% | – | |
| Sell | ETSY INCnote 3/0 | $1,294,000 | +73.9% | 233,000 | -85.9% | 0.43% | +135.0% | |
| SJIU | New | SOUTH JERSEY INDS INCunit 99/99/9999 | $1,279,000 | – | 33,225 | +100.0% | 0.42% | – |
| TMV | DIREXION SHS ETF TRcall | $1,222,000 | +50.9% | 15,000 | 0.0% | 0.41% | +104.0% | |
| SSSS | New | SURO CAPITAL CORP | $1,154,000 | – | 85,199 | +100.0% | 0.38% | – |
| SSSS | Sell | SURO CAPITAL CORPput | $1,154,000 | -7.9% | 85,200 | -11.0% | 0.38% | +24.8% |
| Sell | NICE SYS INCnote 1.250% 1/1 | $1,090,000 | -90.8% | 417,000 | -88.1% | 0.36% | -87.6% | |
| GDX | Sell | VANECK VECTORS ETF TRcall | $975,000 | -66.2% | 30,000 | -62.5% | 0.32% | -54.2% |
| ARKK | Buy | ARK ETF TRput | $960,000 | +54.3% | 8,000 | +60.0% | 0.32% | +108.5% |
| Buy | WORKDAY INCnote 0.250%10/0 | $915,000 | +68.2% | 531,000 | +63.4% | 0.30% | +128.6% | |
| SLV | Sell | ISHARES SILVER TRcall | $908,000 | -48.2% | 40,000 | -44.0% | 0.30% | -29.8% |
| PAAS | Buy | PAN AMERN SILVER CORPcall | $901,000 | +73.9% | 30,000 | +100.0% | 0.30% | +135.4% |
| DASH | New | DOORDASH INCput | $787,000 | – | 6,000 | +100.0% | 0.26% | – |
| NKLA | Buy | NIKOLA CORPput | $778,000 | +41.7% | 56,000 | +55.6% | 0.26% | +91.1% |
| New | FTI CONSULTING INCnote 2.000% 8/1 | $735,000 | – | 501,000 | +100.0% | 0.24% | – | |
| INSG | INSEEGO CORPput | $732,000 | -35.3% | 73,200 | 0.0% | 0.24% | -12.6% | |
| TLT | New | ISHARES TR20 yr tr bd etf | $677,000 | – | 5,000 | +100.0% | 0.22% | – |
| CHNGU | New | CHANGE HEALTHCARE INCunit 99/99/9999 | $645,000 | – | 8,616 | +100.0% | 0.21% | – |
| Sell | TERADYNE INCnote 1.250%12/1 | $631,000 | -95.0% | 164,000 | -95.1% | 0.21% | -93.3% | |
| INSG | Sell | INSEEGO CORP | $619,000 | -39.7% | 61,900 | -6.6% | 0.21% | -18.3% |
| ALTGWS | Sell | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $611,000 | +71.6% | 174,606 | -45.4% | 0.20% | +133.3% |
| IGICW | Buy | INTL GNRL INSURANCE HLDNGS L*w exp 03/17/202 | $570,000 | +128.9% | 640,718 | +1.6% | 0.19% | +209.8% |
| GME | New | GAMESTOP CORP NEWput | $569,000 | – | 3,000 | +100.0% | 0.19% | – |
| New | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $562,000 | – | 414,000 | +100.0% | 0.19% | – | |
| DMSWS | Buy | DIGITAL MEDIA SOLUTIONS INC*w exp 07/15/202 | $485,000 | +394.9% | 297,307 | +134.8% | 0.16% | +570.8% |
| SPCX | New | COLLABORATIVE INVESTMNT SERput | $485,000 | – | 17,000 | +100.0% | 0.16% | – |
| New | REPLIGEN CORPnote 0.375% 7/1 | $441,000 | – | 250,000 | +100.0% | 0.15% | – | |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $424,000 | – | 350,000 | +100.0% | 0.14% | – | |
| VUZI | New | VUZIX CORPput | $382,000 | – | 15,000 | +100.0% | 0.13% | – |
| CLOV | New | CLOVER HEALTH INVESTMENTS COput | $376,000 | – | 49,800 | +100.0% | 0.12% | – |
| RIOT | Sell | RIOT BLOCKCHAIN INCput | $373,000 | +119.4% | 7,000 | -30.0% | 0.12% | +195.2% |
| New | SYNAPTICS INCnote 0.500% 6/1 | $369,000 | – | 200,000 | +100.0% | 0.12% | – | |
| Sell | HUBSPOT INCnote 0.250% 6/0 | $359,000 | -98.6% | 75,000 | -98.8% | 0.12% | -98.1% | |
| DSKEW | Buy | DASEKE INC*w exp 02/27/202 | $342,000 | +1911.8% | 1,006,389 | +10.0% | 0.11% | +2750.0% |
| SDS | New | PROSHARES TRultrashrt s&p500 | $323,000 | – | 30,000 | +100.0% | 0.11% | – |
| New | Q2 HLDGS INCnote 0.750% 6/0 | $315,000 | – | 242,000 | +100.0% | 0.10% | – | |
| NEN | Buy | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $307,000 | +33.5% | 5,586 | +21.8% | 0.10% | +82.1% |
| Sell | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $276,000 | -97.7% | 80,000 | -98.6% | 0.09% | -96.8% | |
| PSTH | Sell | PERSHING SQUARE TONTINE HLDGput | $267,000 | -73.7% | 11,100 | -69.8% | 0.09% | -64.4% |
| Sell | RAPID7 INCnote 1.250% 8/0 | $266,000 | -75.8% | 145,000 | -71.3% | 0.09% | -67.4% | |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $255,000 | – | 151,000 | +100.0% | 0.08% | – | |
| GOEVW | New | CANOO INC*w exp 12/21/202 | $249,000 | – | 88,000 | +100.0% | 0.08% | – |
| PSTH | Sell | PERSHING SQUARE TONTINE HLDG | $240,000 | -78.3% | 10,000 | -74.9% | 0.08% | -70.5% |
| New | WAYFAIR INCnote 0.375% 9/0 | $233,000 | – | 77,000 | +100.0% | 0.08% | – | |
| Buy | INSEEGO CORPnote 3.250% 5/0 | $223,000 | +49.7% | 210,000 | +90.9% | 0.07% | +100.0% | |
| AESC | New | AES CORPunit 99/99/9999 | $217,000 | – | 2,097 | +100.0% | 0.07% | – |
| New | ALTAIR ENGR INCnote 0.250% 6/0 | $217,000 | – | 150,000 | +100.0% | 0.07% | – | |
| BLNK | Sell | BLINK CHARGING COput | $206,000 | -92.6% | 5,000 | -92.3% | 0.07% | -90.0% |
| New | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $198,000 | – | 150,000 | +100.0% | 0.07% | – | |
| NBSTU | New | NEWBURY STREET ACQUISITN CORunit 04/30/2028 | $198,000 | – | 20,000 | +100.0% | 0.07% | – |
| NG | Buy | NOVAGOLD RES INCcall | $184,000 | +21.1% | 21,000 | +33.8% | 0.06% | +64.9% |
| BFIIW | New | BURGERFI INTERNATIONAL INC*w exp 12/16/202 | $181,000 | – | 46,661 | +100.0% | 0.06% | – |
| PTOCU | New | PINE TECHNOLOGY ACQUISITN COunit 03/31/2028 | $174,000 | – | 17,500 | +100.0% | 0.06% | – |
| OPHC | Buy | OPTIMUMBANK HLDGS INC | $165,000 | +35.2% | 42,623 | +17.7% | 0.06% | +83.3% |
| SA | SEABRIDGE GOLD INCcall | $162,000 | -23.2% | 10,000 | 0.0% | 0.05% | +3.8% | |
| MLAC | Sell | MALACCA STRAITS ACQUISITION | $161,000 | -16.1% | 16,269 | -16.1% | 0.05% | +12.8% |
| RCLFU | New | ROSECLIFF ACQUISITION CORP Iunit 99/99/9999 | $159,000 | – | 16,076 | +100.0% | 0.05% | – |
| PSAGU | New | PROPERTY SOLUTIONS ACQUISITIunit 03/01/2026 | $157,000 | – | 16,000 | +100.0% | 0.05% | – |
| AMAOU | New | AMERICAN ACQUISITION OPPT INunit 05/28/2026 | $150,000 | – | 15,000 | +100.0% | 0.05% | – |
| SKT | Sell | TANGER FACTORY OUTLET CTRS Icall | $151,000 | -47.8% | 10,000 | -65.5% | 0.05% | -29.6% |
| GAPAU | New | G&P ACQUISITION CORPunit 02/28/2028 | $149,000 | – | 15,000 | +100.0% | 0.05% | – |
| New | WAYFAIR INCnote 1.000% 8/1 | $144,000 | – | 65,000 | +100.0% | 0.05% | – | |
| TMKR | New | TASTEMAKER ACQUISITION CORP | $141,000 | – | 14,500 | +100.0% | 0.05% | – |
| BTRSW | New | BTRS HOLDINGS INC*w exp 01/12/202 | $138,000 | – | 29,200 | +100.0% | 0.05% | – |
| DWIN | New | DELWINDS INS ACQUISITION COR | $131,000 | – | 13,500 | +100.0% | 0.04% | – |
| NFHWS | NEW FRONTIER HEALTH CORP*w exp 11/30/202 | $128,000 | +8.5% | 54,313 | 0.0% | 0.04% | +48.3% | |
| MAAC | Sell | MONTES ARCHIMEDES ACQUISITIO | $126,000 | -10.6% | 12,850 | -7.6% | 0.04% | +20.0% |
| TMTS | SPARTACUS ACQUISITION CORPcl a | $124,000 | -2.4% | 12,600 | 0.0% | 0.04% | +32.3% | |
| APWS | Sell | AMPCO-PITTSBURG CORP*w exp 08/01/202 | $117,000 | +192.5% | 88,700 | -4.5% | 0.04% | +290.0% |
| New | OKTA INCnote 0.125% 9/0 | $115,000 | – | 85,000 | +100.0% | 0.04% | – | |
| ASAQ | Sell | ATLANTIC AVE ACQUISITION COR | $115,000 | -7.3% | 11,850 | -4.0% | 0.04% | +26.7% |
| ATSPU | New | ARCHIMEDES TECH SPAC PARTNRunit 03/10/2026 | $109,000 | – | 11,000 | +100.0% | 0.04% | – |
| VERB | New | VERB TECHNOLOGY CO INC | $109,000 | – | 78,000 | +100.0% | 0.04% | – |
| PTK | Sell | PTK ACQUISITION CORP | $105,000 | -6.2% | 10,677 | -2.9% | 0.04% | +29.6% |
| COMSW | New | COMSOVEREIGN HLDG CORP*w exp 12/18/202 | $90,000 | – | 72,058 | +100.0% | 0.03% | – |
| MUX | Sell | MCEWEN MNG INC | $83,000 | -22.4% | 80,000 | -26.4% | 0.03% | +7.7% |
| SHIP | New | SEANERGY MARITIME HLDGS CORP | $80,000 | – | 75,000 | +100.0% | 0.03% | – |
| HCHC | HC2 HLDGS INCcall | $79,000 | +21.5% | 20,000 | 0.0% | 0.03% | +62.5% | |
| BXRX | Sell | BAUDAX BIO INCcall | $75,000 | +17.2% | 58,000 | -7.9% | 0.02% | +56.2% |
| ASM | New | AVINO SILVER & GOLD MINES LT | $70,000 | – | 56,242 | +100.0% | 0.02% | – |
| BCTXW | New | BRIACELL THERAPEUTICS CORP*w exp 02/24/202 | $64,000 | – | 59,400 | +100.0% | 0.02% | – |
| VRMEW | Sell | VERIFYME INC*w exp 06/22/202 | $61,000 | +48.8% | 38,582 | -3.8% | 0.02% | +100.0% |
| PME | New | PINGTAN MARINE ENTERPRISE LT | $58,000 | – | 56,000 | +100.0% | 0.02% | – |
| FATBW | Sell | FAT BRANDS INC*w exp 06/30/202 | $53,000 | +10.4% | 15,000 | -16.2% | 0.02% | +50.0% |
| HYMCW | Buy | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $53,000 | +1225.0% | 102,355 | +39.9% | 0.02% | +1700.0% |
| Sell | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $47,000 | -87.9% | 25,000 | -87.5% | 0.02% | -83.2% | |
| IMACW | Sell | IMAC HLDGS INC*w exp 02/12/202 | $44,000 | +83.3% | 102,360 | -2.8% | 0.02% | +150.0% |
| SOLOW | Sell | ELECTRAMECCANICA VEHS CORP*w exp 08/03/202 | $45,000 | -34.8% | 15,500 | -14.9% | 0.02% | -11.8% |
| PXSAW | Buy | PYXIS TANKERS INC*w exp 09/15/202 | $38,000 | +1166.7% | 59,397 | +172.1% | 0.01% | +1200.0% |
| SLNO | New | SOLENO THERAPEUTICS INC | $38,000 | – | 30,000 | +100.0% | 0.01% | – |
| PAVMZ | New | PAVMED INC*w exp 04/30/202 | $37,000 | – | 13,235 | +100.0% | 0.01% | – |
| NLSPW | New | NLS PHARMACEUTICS LTD*w exp 09/25/202 | $33,000 | – | 35,000 | +100.0% | 0.01% | – |
| SMTS | Sell | SIERRA METALS INC | $32,000 | -46.7% | 10,000 | -44.4% | 0.01% | -26.7% |
| MDGSW | Sell | MEDIGUS LTD*w exp 07/23/202 | $32,000 | +220.0% | 37,000 | -31.5% | 0.01% | +450.0% |
| New | LENDINGTREE INC NEWnote 0.625% 6/0 | $30,000 | – | 25,000 | +100.0% | 0.01% | – | |
| IMAC | New | IMAC HLDGS INC | $27,000 | – | 16,542 | +100.0% | 0.01% | – |
| SEAC | New | SEACHANGE INTL INC | $28,000 | – | 18,000 | +100.0% | 0.01% | – |
| PXS | New | PYXIS TANKERS INC | $21,000 | – | 20,000 | +100.0% | 0.01% | – |
| LIXTW | Buy | LIXTE BIOTECHNOLOGY HLDGS IN*w exp 01/01/202 | $22,000 | +83.3% | 26,600 | +104.6% | 0.01% | +133.3% |
| ENTXW | Sell | ENTERA BIO LTD*w exp 07/02/202 | $18,000 | -28.0% | 35,257 | -87.8% | 0.01% | 0.0% |
| GBWS | GLOBAL BLUE GROUP HOLDING AG*w exp 08/28/202 | $19,000 | +375.0% | 15,450 | 0.0% | 0.01% | +500.0% | |
| GOVXW | Sell | GEOVAX LABS INC*w exp 09/29/202 | $14,000 | 0.0% | 12,052 | -55.3% | 0.01% | +66.7% |
| HYMCL | New | HYCROFT MINING HOLDING CORP*w exp 10/06/202 | $16,000 | – | 24,400 | +100.0% | 0.01% | – |
| Buy | LIBERTY MEDIA CORP DELdeb 3.500% 1/1 | $13,000 | +18.2% | 12,968 | +8.4% | 0.00% | +33.3% | |
| BRMKWS | BROADMARK RLTY CAP INC*w exp 11/15/202 | $2,000 | +100.0% | 10,000 | 0.0% | 0.00% | – | |
| LSEAW | New | LANDSEA HOMES CORP*w exp 01/07/202 | $4,000 | – | 16,000 | +100.0% | 0.00% | – |
| ARTLW | Exit | ARTELO BIOSCIENCES INC*w exp 06/25/202 | $0 | – | -16,403 | -100.0% | -0.00% | – |
| CLNNW | Exit | CLENE INC*w exp 11/07/202 | $0 | – | -14,000 | -100.0% | -0.00% | – |
| CRTDW | Exit | CREATD INC*w exp 09/15/202 | $0 | – | -12,600 | -100.0% | -0.00% | – |
| VMACW | Exit | VISTAS MEDIA ACQUISITION CO*w exp 08/01/202 | $0 | – | -17,740 | -100.0% | -0.00% | – |
| NDRA | Exit | ENDRA LIFE SCIENCES INC | $0 | – | -20,374 | -100.0% | -0.00% | – |
| CTXR | Exit | CITIUS PHARMACEUTICALS INC | $0 | – | -20,000 | -100.0% | -0.01% | – |
| CNSP | Exit | CNS PHARMACEUTICALS INC | $0 | – | -14,000 | -100.0% | -0.01% | – |
| MDGS | Exit | MEDIGUS LTDsponsored ads | $0 | – | -13,000 | -100.0% | -0.01% | – |
| GSMGW | Exit | GLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202 | $0 | – | -280,000 | -100.0% | -0.01% | – |
| PSACW | Exit | PROPERTY SOLUTIONS ACQUISITI*w exp 03/20/202 | $0 | – | -21,740 | -100.0% | -0.01% | – |
| BHTG | Exit | BIOHITECH GLOBAL INC | $0 | – | -24,000 | -100.0% | -0.01% | – |
| BNTC | Exit | BENITEC BIOPHARMA INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| NMTR | Exit | 9 METERS BIOPHARMA INC | $0 | – | -31,888 | -100.0% | -0.01% | – |
| POWW | Exit | AMMO INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | DOCUSIGN INCnote 0.500% 9/1 | $0 | – | -16,000 | -100.0% | -0.01% | – | |
| YCBD | Exit | CBDMD INC | $0 | – | -20,000 | -100.0% | -0.01% | – |
| HSTO | Exit | HISTOGEN INC | $0 | – | -74,000 | -100.0% | -0.01% | – |
| ONCT | Exit | ONCTERNAL THERAPEUTICS INCcall | $0 | – | -21,000 | -100.0% | -0.02% | – |
| ZNTEU | Exit | ZANITE ACQUISITION CORPunit 10/08/2025 | $0 | – | -10,000 | -100.0% | -0.03% | – |
| LCAP | Exit | LIONHEART ACQUISITION CORP I | $0 | – | -10,610 | -100.0% | -0.03% | – |
| TWND | Exit | TAILWIND ACQUISITION CORP | $0 | – | -10,160 | -100.0% | -0.03% | – |
| HYMC | Exit | HYCROFT MINING HOLDING CORP | $0 | – | -13,282 | -100.0% | -0.03% | – |
| LCY | Exit | LANDCADIA HOLDINGS III INC | $0 | – | -10,143 | -100.0% | -0.03% | – |
| CODX | Exit | CO-DIAGNOSTICS INCput | $0 | – | -12,000 | -100.0% | -0.03% | – |
| ARBGU | Exit | AEQUI ACQUISITION CORPunit 11/30/2027 | $0 | – | -11,777 | -100.0% | -0.03% | – |
| IGAC | Exit | IG ACQUISITION CORP | $0 | – | -12,800 | -100.0% | -0.03% | – |
| AHAC | Exit | ALPHA HEALTHCARE ACQUISTN COcl a | $0 | – | -12,999 | -100.0% | -0.03% | – |
| ITAC | Exit | INDUSTRIAL TECH ACQU INC | $0 | – | -14,000 | -100.0% | -0.04% | – |
| DWINU | Exit | DELWINDS INS ACQUISITION CORunit 99/99/9999 | $0 | – | -14,000 | -100.0% | -0.04% | – |
| FSRWS | Exit | FISKER INC*w exp 12/01/202 | $0 | – | -116,000 | -100.0% | -0.04% | – |
| VIH | Exit | VPC IMPACT ACQUISITION HLDNG | $0 | – | -14,400 | -100.0% | -0.04% | – |
| TTCFW | Exit | TATTOOED CHEF INC*w exp 10/15/202 | $0 | – | -40,112 | -100.0% | -0.04% | – |
| CHAQ | Exit | CHARDAN HEALTHCR ACQSTN 2 CO | $0 | – | -15,577 | -100.0% | -0.04% | – |
| FSR | Exit | FISKER INCcall | $0 | – | -11,000 | -100.0% | -0.04% | – |
| F | Exit | FORD MTR CO DELcall | $0 | – | -20,000 | -100.0% | -0.04% | – |
| VMAC | Exit | VISTAS MEDIA ACQUISITION CO | $0 | – | -20,000 | -100.0% | -0.05% | – |
| Exit | PINDUODUO INCnote 10/0 | $0 | – | -50,000 | -100.0% | -0.05% | – | |
| TTCF | Exit | TATTOOED CHEF INCput | $0 | – | -9,000 | -100.0% | -0.05% | – |
| VKTXW | Exit | VIKING THERAPEUTICS INC*w exp 04/13/202 | $0 | – | -163,536 | -100.0% | -0.05% | – |
| PSAC | Exit | PROPERTY SOLUTIONS ACQUISITI | $0 | – | -24,075 | -100.0% | -0.06% | – |
| NHIC | Exit | NEWHOLD INVESTMENT CORP | $0 | – | -23,900 | -100.0% | -0.06% | – |
| BDX | Exit | BECTON DICKINSON & CO | $0 | – | -979 | -100.0% | -0.06% | – |
| VXX | Exit | BARCLAYS BANK PLCipth sr b s&p | $0 | – | -15,000 | -100.0% | -0.06% | – |
| Exit | RINGCENTRAL INCnote 3/1 | $0 | – | -56,000 | -100.0% | -0.06% | – | |
| GOTU | Exit | GSX TECHEDU INCput | $0 | – | -6,000 | -100.0% | -0.08% | – |
| VLDR | Exit | VELODYNE LIDAR INC | $0 | – | -14,375 | -100.0% | -0.08% | – |
| UTZ | Exit | UTZ BRANDS INCput | $0 | – | -19,000 | -100.0% | -0.10% | – |
| VLDR | Exit | VELODYNE LIDAR INCput | $0 | – | -19,900 | -100.0% | -0.11% | – |
| GFLU | Exit | GFL ENVIRONMENTAL INCunit 99/99/9999t | $0 | – | -7,638 | -100.0% | -0.13% | – |
| SAVE | Exit | SPIRIT AIRLS INCcall | $0 | – | -24,000 | -100.0% | -0.14% | – |
| GRWG | Exit | GROWGENERATION CORP | $0 | – | -15,000 | -100.0% | -0.15% | – |
| NIO | Exit | NIO INCput | $0 | – | -13,000 | -100.0% | -0.16% | – |
| Exit | ARBOR REALTY TRUST INCnote 5.250% 7/0 | $0 | – | -1,000,000 | -100.0% | -0.16% | – | |
| Exit | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $0 | – | -880,000 | -100.0% | -0.23% | – | |
| VXX | Exit | BARCLAYS BANK PLCcall | $0 | – | -75,000 | -100.0% | -0.31% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -10,000 | -100.0% | -0.33% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -10,000 | -100.0% | -0.33% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDG Lput | $0 | – | -56,600 | -100.0% | -0.35% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDG L | $0 | – | -56,500 | -100.0% | -0.35% | – |
| GRWG | Exit | GROWGENERATION CORPput | $0 | – | -45,000 | -100.0% | -0.44% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -7,000 | -100.0% | -0.54% | – |
| NBR | Exit | NABORS INDUSTRIES LTDcall | $0 | – | -40,000 | -100.0% | -0.57% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -15,000 | -100.0% | -0.72% | – |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -10,000 | -100.0% | -0.77% | – |
| Exit | GSV CAP CORPnote 4.750% 3/2 | $0 | – | -2,400,000 | -100.0% | -0.83% | – | |
| TSLA | Exit | TESLA INCcall | $0 | – | -5,000 | -100.0% | -0.87% | – |
| JPM | Exit | JPMORGAN CHASE & COcall | $0 | – | -35,000 | -100.0% | -1.09% | – |
| Exit | CHEGG INCnote 0.250% 5/1 | $0 | – | -1,512,000 | -100.0% | -1.24% | – | |
| Exit | SEA LTDnote 1.000%12/0 | $0 | – | -3,000,000 | -100.0% | -2.92% | – | |
| Exit | INPHI CORPnote 0.750% 9/0 | $0 | – | -5,084,000 | -100.0% | -3.54% | – | |
| Exit | TESLA INCnote 2.000% 5/1 | $0 | – | -1,566,000 | -100.0% | -4.34% | – | |
| Exit | FIVE9 INCnote 0.125% 5/0 | $0 | – | -5,111,000 | -100.0% | -5.27% | – | |
| Exit | TESLA INCnote 2.375% 3/1 | $0 | – | -3,715,000 | -100.0% | -9.74% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NICE SYS INC | 12 | Q3 2023 | 2.9% |
| NEW ENGLAND RLTY ASSOC LTD P | 12 | Q3 2023 | 0.3% |
| PYXIS TANKERS INC | 12 | Q3 2023 | 0.1% |
| KBR INC | 11 | Q3 2023 | 7.5% |
| RH | 11 | Q3 2023 | 2.3% |
| ETSY INC | 11 | Q3 2023 | 1.9% |
| AKAMAI TECHNOLOGIES INC | 11 | Q3 2023 | 0.8% |
| INTL GNRL INSURANCE HLDNGS L | 11 | Q2 2023 | 0.2% |
| OPTIMUMBANK HLDGS INC | 11 | Q3 2023 | 0.1% |
| ON SEMICONDUCTOR CORP | 10 | Q3 2023 | 10.2% |
View Warberg Asset Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Rosehill Resources Inc. | February 14, 2019 | 405,310 | 2.9% |
| HC2 Holdings, Inc.Sold out | January 05, 2015 | 0 | 0.0% |
| PTGi HOLDING, INC. | February 14, 2014 | 192,495,686 | 12.0% |
View Warberg Asset Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-11 |
| 13F-HR/A | 2022-05-13 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
View Warberg Asset Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.