$1.62 Billion is the total value of RIVERNORTH CAPITAL MANAGEMENT, LLC's 334 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 97.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $90,156,000 | -2.9% | 6,209,058 | -6.3% | 5.58% | +5.7% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $72,466,000 | -24.1% | 5,053,416 | -26.4% | 4.49% | -17.3% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $54,210,000 | +19.4% | 12,292,605 | +10.2% | 3.36% | +30.0% |
| EHI | Buy | WESTERN ASSET GLOBAL HIGH IN | $53,948,000 | +13.8% | 5,596,315 | +9.2% | 3.34% | +23.9% |
| WIW | Sell | WESTERN AST INFL LKD OPP & I | $49,410,000 | -5.8% | 4,395,937 | -8.1% | 3.06% | +2.5% |
| EVV | Sell | EATON VANCE LTD DURATION INC | $39,658,000 | -17.3% | 3,506,459 | -17.6% | 2.46% | -9.9% |
| HIO | Sell | WESTERN ASSET HIGH INCOME OP | $37,520,000 | -5.7% | 7,657,196 | -11.1% | 2.32% | +2.7% |
| Sell | NEW MTN FIN CORPnote 5.750% 8/1 | $32,594,000 | -0.5% | 32,390,000 | -5.8% | 2.02% | +8.4% | |
| BBDC | Sell | BARINGS BDC INC | $31,009,000 | -6.2% | 3,876,150 | -6.9% | 1.92% | +2.2% |
| GHY | Sell | PGIM GLOBAL HIGH YIELD FD FO | $28,743,000 | -8.0% | 2,169,296 | -11.7% | 1.78% | +0.2% |
| HIX | Buy | WESTERN ASSET HIGH INCOME FD | $28,357,000 | +141.7% | 4,430,757 | +134.1% | 1.76% | +163.3% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $28,181,000 | +113.9% | 5,822,583 | +97.6% | 1.74% | +133.0% |
| Sell | BLACKROCK CAP INVT CORPnote 5.000% 6/1 | $27,940,000 | -0.4% | 28,297,000 | -5.3% | 1.73% | +8.5% | |
| NAC | Sell | NUVEEN CA QUALTY MUN INCOME | $25,432,000 | -23.9% | 1,746,688 | -25.4% | 1.58% | -17.1% |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY | $24,866,000 | +2.5% | 1,850,120 | -0.7% | 1.54% | +11.6% |
| Sell | BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $24,664,000 | -1.6% | 24,558,000 | -3.0% | 1.53% | +7.2% | |
| EIM | Sell | EATON VANCE MUN BD FD | $22,137,000 | -41.8% | 1,680,833 | -43.8% | 1.37% | -36.6% |
| BWG | Sell | BRANDYWINEGBL GBL INCM OPP | $21,706,000 | -21.1% | 1,885,811 | -20.9% | 1.34% | -14.1% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD | $21,603,000 | -8.9% | 2,173,384 | -14.5% | 1.34% | -0.7% |
| NVG | Sell | NUVEEN AMT FREE MUN CR INC F | $21,417,000 | -30.4% | 1,367,593 | -32.0% | 1.33% | -24.2% |
| BCSF | Buy | BAIN CAP SPECIALTY FIN INC | $20,646,000 | +91.9% | 2,024,159 | +108.5% | 1.28% | +108.8% |
| JQC | Sell | NUVEEN CR STRATEGIES INCOME | $19,597,000 | -25.4% | 3,315,917 | -26.3% | 1.21% | -18.8% |
| VTA | Sell | INVESCO DYNAMIC CR OPPORTUNI | $18,445,000 | +1.3% | 2,002,756 | -2.1% | 1.14% | +10.2% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $18,031,000 | +4.5% | 1,451,750 | +1.3% | 1.12% | +13.8% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $17,361,000 | +4.6% | 1,238,316 | +3.2% | 1.08% | +14.0% |
| NRK | Sell | NUVEEN NEW YORK AMT QLT MUNI | $16,126,000 | -5.0% | 1,254,000 | -4.9% | 1.00% | +3.4% |
| AWF | Sell | ALLIANCEBERNSTEIN GLOBAL HIG | $16,055,000 | +3.9% | 1,527,618 | -0.1% | 0.99% | +13.1% |
| IIM | Sell | INVESCO CALIF MUN INCOME TR | $16,055,000 | -11.6% | 1,091,457 | -13.1% | 0.99% | -3.8% |
| PHD | Buy | PIONEER FLOATING RATE TR | $15,209,000 | +131.4% | 1,505,857 | +117.9% | 0.94% | +151.9% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $15,046,000 | -19.6% | 1,221,279 | -19.6% | 0.93% | -12.5% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $14,560,000 | +17.8% | 1,103,881 | +17.6% | 0.90% | +28.2% |
| ISD | Sell | PGIM HIGH YIELD BOND FUND IN | $13,924,000 | -10.3% | 1,008,254 | -14.1% | 0.86% | -2.4% |
| SOR | Buy | SOURCE CAP INC | $13,473,000 | +22.2% | 365,627 | +9.7% | 0.83% | +33.0% |
| NHF | Sell | NEXPOINT STRATEGIC OPPORTES | $13,044,000 | -40.2% | 1,506,236 | -27.4% | 0.81% | -34.9% |
| VMO | Sell | INVESCO MUN OPPORTUNITY TR | $12,146,000 | -1.8% | 993,978 | -4.7% | 0.75% | +7.0% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $11,593,000 | +38.3% | 831,603 | +32.4% | 0.72% | +50.5% |
| EDD | Sell | MORGAN STANLEY EMERGING MKTS | $11,085,000 | -5.3% | 1,993,617 | -4.3% | 0.69% | +3.0% |
| FEI | Buy | FIRST TR MLP & ENERGY INCOM | $11,055,000 | +5.7% | 2,382,442 | +27.8% | 0.68% | +15.0% |
| MHN | Sell | BLACKROCK MUNIHLDGS NY QLTY | $10,306,000 | -4.7% | 765,665 | -6.0% | 0.64% | +3.7% |
| FIV | Buy | FIRST TR SR FLOATING RATE 20 | $10,088,000 | +994.1% | 1,195,289 | +970.5% | 0.62% | +1101.9% |
| NUM | Buy | NUVEEN MICH QUALITY MUN INCO | $10,049,000 | +72.0% | 708,645 | +65.9% | 0.62% | +87.3% |
| FSD | FIRST TR HIGH INCOME L/S FD | $9,976,000 | +4.9% | 716,639 | 0.0% | 0.62% | +14.2% | |
| BYM | Sell | BLACKROCK MUN INCOME QUALITY | $9,791,000 | +3.7% | 687,557 | -0.2% | 0.61% | +12.8% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $9,686,000 | -60.6% | 1,810,421 | -60.4% | 0.60% | -57.1% |
| NZF | Sell | NUVEEN MUNICIPAL CREDIT INC | $9,567,000 | -18.7% | 651,269 | -18.3% | 0.59% | -11.5% |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $9,520,000 | +16.1% | 1,284,781 | +22.3% | 0.59% | +26.4% |
| HFRO | Sell | HIGHLAND INCOME FD | $9,432,000 | -63.6% | 1,097,977 | -65.9% | 0.58% | -60.4% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $9,325,000 | -24.2% | 1,588,526 | -31.1% | 0.58% | -17.5% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $9,304,000 | +12.0% | 996,106 | +4.4% | 0.58% | +22.0% |
| CPZ | Buy | CALAMOS LNG SHR EQT DYNAMIC | $9,164,000 | +467.1% | 630,290 | +503.8% | 0.57% | +516.3% |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $9,051,000 | -1.0% | 668,958 | -3.0% | 0.56% | +7.7% |
| DTF | Buy | DTF TAX-FREE INCOME INC | $8,912,000 | +16.2% | 617,154 | +14.4% | 0.55% | +26.6% |
| BSE | Buy | BLACKROCK NY MUNI INC QLTY T | $8,342,000 | +2.6% | 638,280 | +3.6% | 0.52% | +11.9% |
| MQT | BLACKROCK MUNIYIELD QUALITY | $8,212,000 | +2.1% | 627,805 | 0.0% | 0.51% | +11.2% | |
| VVR | Sell | INVESCO SR INCOME TR | $8,107,000 | -55.8% | 2,214,961 | -58.2% | 0.50% | -51.9% |
| BCX | Sell | BLACKROCK RES & COMMODITIES | $7,675,000 | -10.6% | 1,289,899 | -7.9% | 0.48% | -2.7% |
| AEF | Buy | ABERDEEN EMRG MRKTS EQT INM | $7,579,000 | +10.4% | 1,169,670 | +3.1% | 0.47% | +20.3% |
| IQI | Buy | INVESCO QUALITY MUN INCOME T | $7,514,000 | +3.4% | 607,949 | +0.0% | 0.46% | +12.6% |
| NQP | Sell | NUVEEN PENNSYLVANIA QLT MUN | $7,250,000 | -3.3% | 539,463 | -2.3% | 0.45% | +5.4% |
| NMY | Buy | NUVEEN MARYLAND QLT MUN INC | $7,257,000 | +39.0% | 551,471 | +36.1% | 0.45% | +51.2% |
| NRGX | Sell | PIMCO ENRGY TACTICAL CR OPP | $7,184,000 | -17.7% | 1,160,586 | -6.1% | 0.44% | -10.3% |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $7,083,000 | -12.9% | 892,085 | -15.5% | 0.44% | -5.0% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $6,895,000 | +15.8% | 543,734 | +8.9% | 0.43% | +26.0% |
| NHS | Sell | NEUBERGER BERMAN HIGH YIELD | $6,866,000 | -3.1% | 619,114 | -9.6% | 0.42% | +5.5% |
| KMF | Buy | KAYNE ANDERSON NEXTGEN ENRGY | $6,722,000 | -10.2% | 1,667,955 | +0.9% | 0.42% | -2.3% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $6,649,000 | -20.6% | 585,300 | -22.2% | 0.41% | -13.4% |
| HGLB | Sell | HIGHLAND GLOBAL ALLOCATION F | $6,607,000 | -25.7% | 1,065,678 | -22.8% | 0.41% | -19.2% |
| FRA | Sell | BLACKROCK FLOATING RATE INCO | $6,431,000 | -45.2% | 559,213 | -46.7% | 0.40% | -40.4% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $6,404,000 | +6.8% | 539,062 | +2.5% | 0.40% | +16.4% |
| NKX | Sell | NUVEEN CALIFORNIA AMT QLT MU | $6,289,000 | -52.3% | 411,834 | -53.3% | 0.39% | -48.1% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $6,188,000 | +9.5% | 806,826 | +2.8% | 0.38% | +19.3% |
| HERCULES CAPITAL INCdbcv 4.375% 2/0 | $6,128,000 | +5.0% | 6,000,000 | 0.0% | 0.38% | +14.2% | ||
| VKI | Sell | INVESCO ADVANTAGE MUN INCOMEsh ben int | $5,644,000 | -0.8% | 522,088 | -4.0% | 0.35% | +7.7% |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $5,352,000 | +78.7% | 637,852 | +80.8% | 0.33% | +94.7% |
| VKQ | Sell | INVESCO MUN TR | $5,249,000 | -11.1% | 437,051 | -12.9% | 0.32% | -3.3% |
| BQH | Buy | BLACKROCK NEW YORK MUN BD TR | $5,174,000 | +19.9% | 326,873 | +19.0% | 0.32% | +30.6% |
| MUE | BLACKROCK MUNIHOLDINGS QUALI | $5,055,000 | +2.8% | 396,772 | 0.0% | 0.31% | +11.8% | |
| NKG | Sell | NUVEEN GEORGIA QLTY MUN INC | $5,054,000 | -20.2% | 414,303 | -20.1% | 0.31% | -13.1% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUAL | $5,046,000 | +0.9% | 397,344 | -0.4% | 0.31% | +9.9% |
| FSLF | New | FIRST EAGLE SENIOR LOAN FUND | $4,552,000 | – | 367,079 | +100.0% | 0.28% | – |
| VLT | Sell | INVESCO HIGH INCOME TR II | $4,445,000 | -5.8% | 362,541 | -8.2% | 0.28% | +2.6% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRsh ben int | $4,396,000 | -42.3% | 338,910 | -43.1% | 0.27% | -37.2% |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC | $4,345,000 | +1610.6% | 353,825 | +1513.9% | 0.27% | +1821.4% |
| FEN | Buy | FIRST TR ENERGY INCOME & GRO | $4,336,000 | +69.0% | 478,629 | +101.9% | 0.27% | +83.6% |
| AVK | Sell | ADVENT CONVERTIBLE & INCOME | $4,301,000 | +5.0% | 311,477 | -0.5% | 0.27% | +14.2% |
| EAD | Sell | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $4,161,000 | -68.6% | 570,024 | -69.8% | 0.26% | -65.7% |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $4,068,000 | -0.1% | 161,353 | -0.3% | 0.25% | +8.6% |
| MVC | New | MVC CAP INC | $4,048,000 | – | 518,323 | +100.0% | 0.25% | – |
| FUND | Buy | SPROTT FOCUS TR INC | $4,027,000 | +14.0% | 676,858 | +13.1% | 0.25% | +23.9% |
| THCA | New | TUSCAN HLDGS CORP II | $3,992,000 | – | 399,998 | +100.0% | 0.25% | – |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $3,969,000 | -64.2% | 283,888 | -63.8% | 0.25% | -61.0% |
| DUC | Buy | DUFF & PHELPS UTIL CORP BD T | $3,947,000 | +1280.1% | 427,641 | +1296.6% | 0.24% | +1425.0% |
| MCMJ | MERIDA MERGER CORP I | $3,849,000 | +1.0% | 389,191 | 0.0% | 0.24% | +9.7% | |
| MVF | Buy | BLACKROCK MUNIVEST FD INC | $3,640,000 | +6.7% | 419,302 | +3.3% | 0.22% | +16.0% |
| CHI | New | CALAMOS CONV OPPORTUNITIES &sh ben int | $3,587,000 | – | 326,079 | +100.0% | 0.22% | – |
| CCIVU | New | CHURCHILL CAPITAL CORP IVunit 99/99/9999 | $3,557,000 | – | 355,000 | +100.0% | 0.22% | – |
| IPV | New | INTERPRIVATE ACQUISITION COR | $3,500,000 | – | 349,999 | +100.0% | 0.22% | – |
| BSL | Buy | BLACKSTONE GSO FLTING RTE FU | $3,485,000 | +58.6% | 253,277 | +48.3% | 0.22% | +72.8% |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $3,475,000 | +7.4% | 309,974 | +2.0% | 0.22% | +16.8% |
| PSTH | New | PERSHING SQUARE TONTINE HLDG | $3,404,000 | – | 150,000 | +100.0% | 0.21% | – |
| BSTZ | New | BLACKROCK SCIENCE & TECH TR | $3,288,000 | – | 128,192 | +100.0% | 0.20% | – |
| CCX | New | CHURCHILL CAP CORP IIcl a | $3,143,000 | – | 297,945 | +100.0% | 0.20% | – |
| PCPL | New | CC NEUBERGER PRINCIPAL HLDNG | $3,120,000 | – | 299,997 | +100.0% | 0.19% | – |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $3,029,000 | -55.7% | 191,975 | -59.5% | 0.19% | -51.7% |
| PSACU | New | PROPERTY SOLUTIONS ACQUISITIunit 03/30/2027 | $3,019,000 | – | 299,200 | +100.0% | 0.19% | – |
| IRR | Sell | VOYA NAT RES EQUITY INCOME F | $2,955,000 | -29.4% | 1,210,875 | -26.5% | 0.18% | -23.1% |
| TRNE | New | TRINE ACQUISITION CORP | $2,908,000 | – | 269,281 | +100.0% | 0.18% | – |
| GBDC | Sell | GOLUB CAP BDC INC | $2,901,000 | -90.9% | 219,122 | -92.0% | 0.18% | -90.0% |
| ALUS | New | ALUSSA ENERGY ACQUISITION CO | $2,886,000 | – | 290,674 | +100.0% | 0.18% | – |
| FCT | Sell | FIRST TR SR FLG RTE INCM FD | $2,862,000 | -68.9% | 260,895 | -69.1% | 0.18% | -66.2% |
| GNRS | New | GREENROSE ACQUISITION CORP | $2,828,000 | – | 289,496 | +100.0% | 0.18% | – |
| FMO | New | FIDUCIARY CLAYMORE ENGRY INF | $2,830,000 | – | 393,031 | +100.0% | 0.18% | – |
| LIVK | New | LIV CAP ACQUISITION CORPcl a | $2,798,000 | – | 284,062 | +100.0% | 0.17% | – |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $2,737,000 | -56.9% | 553,017 | -57.9% | 0.17% | -53.2% |
| GRNV | New | GREENVISION ACQUISITION CORP | $2,670,000 | – | 265,942 | +100.0% | 0.16% | – |
| DMYT | New | DMY TECHNOLOGY GROUP INC | $2,620,000 | – | 205,330 | +100.0% | 0.16% | – |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $2,623,000 | +754.4% | 204,606 | +729.0% | 0.16% | +852.9% |
| EGIF | Sell | EAGLE GRWTH & INCOME OPPTY F | $2,609,000 | -52.3% | 207,900 | -48.7% | 0.16% | -47.9% |
| AGBA | New | AGBA ACQUISITION LTD | $2,595,000 | – | 250,000 | +100.0% | 0.16% | – |
| MCI | Buy | BARINGS CORPORATE INVS | $2,560,000 | +110.4% | 204,831 | +126.2% | 0.16% | +130.4% |
| MMU | Buy | WESTERN ASSET MANAGED MUNS F | $2,538,000 | +28.5% | 208,167 | +26.6% | 0.16% | +40.2% |
| NBO | Sell | NEUBERGER BRMAN NY MUNI FD I | $2,527,000 | -10.2% | 217,103 | -10.7% | 0.16% | -2.5% |
| LCAPU | New | LIONHEART ACQUISITION CORP Iunit 08/13/2025 | $2,490,000 | – | 250,000 | +100.0% | 0.15% | – |
| Sell | GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $2,457,000 | -54.4% | 2,422,000 | -55.3% | 0.15% | -50.3% | |
| GLEO | New | GALILEO ACQUISITION CORP | $2,327,000 | – | 235,000 | +100.0% | 0.14% | – |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $2,253,000 | -18.3% | 164,789 | -19.4% | 0.14% | -11.5% |
| PIC | New | PIVOTAL INVT CORP II | $2,219,000 | – | 192,493 | +100.0% | 0.14% | – |
| SMMC | New | SOUTH MTN MERGER CORP | $2,178,000 | – | 208,466 | +100.0% | 0.14% | – |
| HCAC | New | HENNESSY CAP ACQUSTION CORP | $2,183,000 | – | 195,920 | +100.0% | 0.14% | – |
| THCB | New | TUSCAN HLDGS CORP | $2,176,000 | – | 213,743 | +100.0% | 0.14% | – |
| CHAQ | New | CHARDAN HEALTHCR ACQSTN 2 CO | $2,178,000 | – | 222,500 | +100.0% | 0.14% | – |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $2,168,000 | -32.1% | 264,356 | -35.0% | 0.13% | -26.4% |
| EVN | Sell | EATON VANCE MUNI INCOME TRUSsh ben int | $2,101,000 | -22.5% | 164,030 | -24.5% | 0.13% | -15.6% |
| NYV | Buy | NUVEEN NEW YORK MUN VALUE FD | $2,088,000 | +12.1% | 141,067 | +3.3% | 0.13% | +21.7% |
| MPV | Buy | BARINGS PARTN INVSsh ben int | $2,069,000 | +474.7% | 190,544 | +574.7% | 0.13% | +540.0% |
| PRPBU | New | CC NEUBERGER PRIN HLDGS IIunit 99/99/9999 | $2,066,000 | – | 200,000 | +100.0% | 0.13% | – |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $2,050,000 | -33.2% | 165,157 | -39.3% | 0.13% | -27.0% |
| BCAT | New | BLACKROCK CAP ALLOCATION TR | $2,046,000 | – | 100,000 | +100.0% | 0.13% | – |
| NFIN | New | NETFIN ACQUISITION CORP | $2,030,000 | – | 195,721 | +100.0% | 0.13% | – |
| BFTU | New | FOLEY TRASIMENE ACQUISITIONunit 99/99/9999 | $2,040,000 | – | 200,000 | +100.0% | 0.13% | – |
| SOAC | New | SUSTAINABLE OPPORTNTS ACQ CO | $2,040,000 | – | 199,997 | +100.0% | 0.13% | – |
| PTKU | New | PTK ACQUISITION CORPunit 99/99/9999 | $2,038,000 | – | 200,000 | +100.0% | 0.13% | – |
| LOAK | New | LIVE OAK ACQUISITION CORP | $2,016,000 | – | 199,997 | +100.0% | 0.12% | – |
| SSPK | New | SILVER SPIKE ACQUISITION COR | $2,026,000 | – | 199,998 | +100.0% | 0.12% | – |
| NHICU | New | NEWHOLD INVESTMENT CORPunit 03/10/2025 | $2,012,000 | – | 200,000 | +100.0% | 0.12% | – |
| SFTW | New | OSPREY TECHNLGY AQUISTION CO | $2,009,000 | – | 197,126 | +100.0% | 0.12% | – |
| CLAU | New | COLONNADE ACQUISITION CORPunit 99/99/9999 | $1,992,000 | – | 200,000 | +100.0% | 0.12% | – |
| GIK | New | GIGCAPITAL3 INC | $1,990,000 | – | 199,996 | +100.0% | 0.12% | – |
| CIIC | New | CIIG MERGER CORP | $1,977,000 | – | 197,304 | +100.0% | 0.12% | – |
| LGVW | New | LONGVIEW ACQUISITION CORP | $1,964,000 | – | 199,997 | +100.0% | 0.12% | – |
| CGRO | New | COLLECTIVE GROWTH CORP | $1,972,000 | – | 199,999 | +100.0% | 0.12% | – |
| AMHC | New | AMPLITUDE HLTHCRE AQUSTIN CO | $1,919,000 | – | 193,420 | +100.0% | 0.12% | – |
| ZGYH | New | YUNHONG INTL | $1,905,000 | – | 193,023 | +100.0% | 0.12% | – |
| HYI | Sell | WESTERN ASSET HIGH YIELD DEF | $1,912,000 | -3.9% | 136,297 | -4.3% | 0.12% | +4.4% |
| FSTU | New | FAST ACQUISITION CORPunit 99/99/9999 | $1,884,000 | – | 188,972 | +100.0% | 0.12% | – |
| RVT | Sell | ROYCE VALUE TR INC | $1,781,000 | -12.2% | 140,940 | -12.9% | 0.11% | -4.3% |
| FGNAU | New | FG NEW AMER ACQUISITION CORPunit 08/31/2027 | $1,752,000 | – | 175,000 | +100.0% | 0.11% | – |
| TLI | New | WESTERN ASSET CORPORATE LN F | $1,712,000 | – | 184,864 | +100.0% | 0.11% | – |
| GIX | New | GIGCAPITAL2 INC | $1,645,000 | – | 161,880 | +100.0% | 0.10% | – |
| WIA | Sell | WESTERN ASST INFLTN LKD INM | $1,651,000 | -69.3% | 135,541 | -70.3% | 0.10% | -66.6% |
| ESSC | New | EAST STONE ACQUISITION CORP | $1,625,000 | – | 165,000 | +100.0% | 0.10% | – |
| ORSN | New | ORISUN ACQUISITION CORP | $1,629,000 | – | 160,000 | +100.0% | 0.10% | – |
| FPL | Buy | FST TR NEW OPPORT MLP & ENE | $1,610,000 | +417.7% | 447,285 | +519.3% | 0.10% | +455.6% |
| CTR | New | CLEARBRIDGE MLP AND MIDSTRM | $1,544,000 | – | 154,197 | +100.0% | 0.10% | – |
| MUS | Sell | BLACKROCK MUNIHOLDINGS QUALI | $1,506,000 | +4.1% | 116,953 | -1.9% | 0.09% | +13.4% |
| ITACU | New | INDUSTRIAL TECH ACQU INCunit 08/31/2025 | $1,500,000 | – | 150,000 | +100.0% | 0.09% | – |
| RPLA | New | REPLAY ACQUISITION CORP | $1,485,000 | – | 145,910 | +100.0% | 0.09% | – |
| LATN | New | UNION ACQUISITION CORP II | $1,490,000 | – | 150,000 | +100.0% | 0.09% | – |
| NBAC | New | NEWBORN ACQUISITION CORP | $1,449,000 | – | 146,208 | +100.0% | 0.09% | – |
| FEAC | New | FLYING EAGLE ACQUISITION COR | $1,459,000 | – | 119,997 | +100.0% | 0.09% | – |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $1,421,000 | – | 125,982 | +100.0% | 0.09% | – |
| Sell | TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $1,383,000 | -8.3% | 1,338,000 | -10.8% | 0.09% | 0.0% | |
| KTF | DWS MUN INCOME TR | $1,393,000 | +2.6% | 125,699 | 0.0% | 0.09% | +11.7% | |
| NPA | New | NEW PROVIDENCE ACQUISITION | $1,359,000 | – | 134,999 | +100.0% | 0.08% | – |
| EVY | Buy | EATON VANCE NEW YORK MUN INCsh ben int | $1,308,000 | +5.0% | 102,186 | +3.5% | 0.08% | +14.1% |
| FVAC | New | FORTRESS VALUE ACQUISITION C | $1,290,000 | – | 94,979 | +100.0% | 0.08% | – |
| LSAC | New | LIFESCI ACQUISITION CORP | $1,240,000 | – | 100,000 | +100.0% | 0.08% | – |
| BGH | Sell | BARINGS GLOBAL SHORT DURATIO | $1,215,000 | -53.8% | 91,188 | -56.4% | 0.08% | -50.0% |
| INSU | New | INSURANCE ACQUISITION CORPcl a | $1,167,000 | – | 98,792 | +100.0% | 0.07% | – |
| KCAC | New | KENSINGTON CAP ACQUISITION C | $1,162,000 | – | 69,371 | +100.0% | 0.07% | – |
| PTAC | New | PROPTECH ACQUISITION CORP | $1,075,000 | – | 96,600 | +100.0% | 0.07% | – |
| NCB | NUVEEN CALIF MUNICPAL VALUE | $1,070,000 | +8.4% | 68,414 | 0.0% | 0.07% | +17.9% | |
| JFK | Sell | 8I ENTERPRISES ACQUISITION C | $1,071,000 | -55.0% | 104,017 | -55.8% | 0.07% | -51.1% |
| DFNSU | LGL SYS ACQUISITION CORPunit 10/24/2024 | $1,044,000 | +1.9% | 100,000 | 0.0% | 0.06% | +12.1% | |
| VMACU | New | VISTAS MEDIA ACQUISITION COunit 08/03/2025 | $1,010,000 | – | 100,000 | +100.0% | 0.06% | – |
| EXPC | New | EXPERIENCE INVT CORP | $1,005,000 | – | 100,000 | +100.0% | 0.06% | – |
| BTAQU | New | BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025 | $996,000 | – | 100,000 | +100.0% | 0.06% | – |
| ROCH | New | ROTH CH ACQUISITION I CO | $995,000 | – | 99,990 | +100.0% | 0.06% | – |
| HYAC | New | HAYMAKER ACQUISITION CORP II | $969,000 | – | 96,902 | +100.0% | 0.06% | – |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $952,000 | – | 106,368 | +100.0% | 0.06% | – |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $878,000 | – | 69,090 | +100.0% | 0.05% | – |
| BGT | Sell | BLACKROCK FLOATING RATE INCO | $856,000 | -75.0% | 76,208 | -75.6% | 0.05% | -72.8% |
| MCAC | New | MOUNTAIN CREST ACQUISITION C | $863,000 | – | 85,000 | +100.0% | 0.05% | – |
| RBACU | New | REDBALL ACQUISITION CORPunit 99/99/9999 | $793,000 | – | 75,000 | +100.0% | 0.05% | – |
| THBR | New | THUNDER BRDG ACQUISTION II L | $765,000 | – | 75,000 | +100.0% | 0.05% | – |
| MNCL | MONOCLE ACQUISITION CORP | $754,000 | -0.3% | 73,609 | 0.0% | 0.05% | +9.3% | |
| SVACU | New | STARBOARD VALUE ACQUISITN COunit 09/10/2025 | $758,000 | – | 75,000 | +100.0% | 0.05% | – |
| IID | Buy | VOYA INTL HIGH DIVID EQTY IN | $747,000 | +62.7% | 168,576 | +51.8% | 0.05% | +76.9% |
| PXH | Sell | INVESCO EXCH TRADED FD TR IIftse rafi emng | $666,000 | -67.6% | 37,953 | -68.0% | 0.04% | -65.0% |
| SRAC | New | STABLE RD ACQUISITION CORP | $662,000 | – | 65,704 | +100.0% | 0.04% | – |
| EVG | New | EATON VANCE SHORT DURATION D | $651,000 | – | 56,849 | +100.0% | 0.04% | – |
| DEX | Sell | DELAWARE ENHANCED GBL DIV & | $639,000 | -72.3% | 72,048 | -74.8% | 0.04% | -69.5% |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $619,000 | – | 53,007 | +100.0% | 0.04% | – |
| NOVSW | New | NOVUS CAP CORP*w exp 06/30/202 | $603,000 | – | 216,072 | +100.0% | 0.04% | – |
| IHD | Sell | VOYA EMERGING MKTS HIGH DIVI | $589,000 | +3.2% | 89,083 | -3.1% | 0.04% | +12.5% |
| BRLI | New | BRILLIANT ACQUISITION CORP | $585,000 | – | 60,000 | +100.0% | 0.04% | – |
| MAV | PIONEER MUN HIGH INCOME ADVA | $570,000 | +4.0% | 52,157 | 0.0% | 0.04% | +12.9% | |
| MLACU | New | MALACCA STRAITS ACQUISITIONunit 99/99/9999 | $547,000 | – | 55,000 | +100.0% | 0.03% | – |
| APXT | New | APEX TECHNOLOGY ACQUISITION | $530,000 | – | 49,998 | +100.0% | 0.03% | – |
| MYC | BLACKROCK MUNIYIELD CALIF FD | $519,000 | -0.8% | 37,509 | 0.0% | 0.03% | +6.7% | |
| GFY | Buy | WESTERN ASSET VAR RT STRG FD | $511,000 | +138.8% | 31,146 | +128.2% | 0.03% | +166.7% |
| ACEVU | New | ACE CONVERGENCE ACQU CORPunit 99/99/9999 | $513,000 | – | 50,000 | +100.0% | 0.03% | – |
| TWNDU | New | TAILWIND ACQUISITION CORPunit 09/07/2027 | $503,000 | – | 50,000 | +100.0% | 0.03% | – |
| VIHAU | New | VPC IMPACT ACQUISITION HLDNGunit 09/22/2025 | $500,000 | – | 50,000 | +100.0% | 0.03% | – |
| HCCO | New | HEALTHCARE MERGER CORP | $494,000 | – | 48,649 | +100.0% | 0.03% | – |
| CAPAU | New | HIGHCAPE CAP ACQUISITION CORunit 09/30/2027 | $506,000 | – | 50,000 | +100.0% | 0.03% | – |
| NOVS | New | NOVUS CAP CORP | $484,000 | – | 41,172 | +100.0% | 0.03% | – |
| NJV | New | NUVEEN NEW JERSEY MUN VALUE | $445,000 | – | 32,258 | +100.0% | 0.03% | – |
| VLDRW | New | VELODYNE LIDAR INC*w exp 09/29/202 | $442,000 | – | 90,407 | +100.0% | 0.03% | – |
| GIXU | Sell | GIGCAPITAL2 INCunit 02/28/2026 | $423,000 | -80.3% | 38,120 | -80.9% | 0.03% | -78.7% |
| GXGXU | Sell | GX ACQUISITION CORPunit 05/24/2026 | $398,000 | -80.8% | 35,473 | -82.3% | 0.02% | -78.8% |
| OPESW | Sell | OPES ACQUISITION CORP*w exp 03/13/202 | $388,000 | -61.3% | 163,038 | -33.4% | 0.02% | -57.9% |
| JHY | New | NUVEEN HIGH INCOME 2020 TARG | $372,000 | – | 39,384 | +100.0% | 0.02% | – |
| DMYTWS | New | DMY TECHNOLOGY GROUP INC*w exp 02/21/202 | $365,000 | – | 121,648 | +100.0% | 0.02% | – |
| TRNEWS | New | TRINE ACQUISITION CORP*w exp 03/31/202 | $353,000 | – | 134,640 | +100.0% | 0.02% | – |
| THCBU | Sell | TUSCAN HLDGS CORPunit 99/99/9999 | $344,000 | -86.9% | 32,225 | -86.9% | 0.02% | -86.0% |
| HCACW | New | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $339,000 | – | 146,940 | +100.0% | 0.02% | – |
| MHI | PIONEER MUN HIGH INCOME TR | $335,000 | +2.4% | 28,953 | 0.0% | 0.02% | +10.5% | |
| PCF | Sell | HIGH INCOME SECS FD | $328,000 | -67.9% | 39,338 | -70.6% | 0.02% | -65.5% |
| JFKKW | Sell | 8I ENTERPRISES ACQUISITION C*w exp 10/29/202 | $297,000 | +175.0% | 221,396 | -6.0% | 0.02% | +200.0% |
| FUSEU | FUSION ACQUISITION CORPunit 99/99/9999 | $283,000 | +1.4% | 27,500 | 0.0% | 0.02% | +12.5% | |
| NFINW | New | NETFIN ACQUISITION CORP*w exp 08/01/202 | $256,000 | – | 195,721 | +100.0% | 0.02% | – |
| SCPE | New | SC HEALTH CORP | $252,000 | – | 24,998 | +100.0% | 0.02% | – |
| ARCC | New | ARES CAPITAL CORP | $249,000 | – | 17,815 | +100.0% | 0.02% | – |
| NMFC | New | NEW MTN FIN CORP | $245,000 | – | 25,662 | +100.0% | 0.02% | – |
| PICWS | New | PIVOTAL INVT CORP II*w exp 06/01/202 | $237,000 | – | 64,164 | +100.0% | 0.02% | – |
| HYMCW | Sell | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $222,000 | -7.1% | 141,461 | -26.0% | 0.01% | 0.0% |
| HCCHW | Sell | HL ACQUISITIONS CORP*w exp 06/21/202 | $215,000 | -24.0% | 104,080 | -16.7% | 0.01% | -18.8% |
| CPSRU | New | CAPSTAR SPL PURP ACQUISITIONunit 07/09/2027 | $204,000 | – | 20,000 | +100.0% | 0.01% | – |
| CCXWS | New | CHURCHILL CAP CORP II*w exp 07/02/202 | $217,000 | – | 99,315 | +100.0% | 0.01% | – |
| CBH | New | ALLIANZGI CONV & INCM 2024 T | $187,000 | – | 21,254 | +100.0% | 0.01% | – |
| JFKKR | Sell | 8I ENTERPRISES ACQUISITION Cright 10/29/2020 | $199,000 | +155.1% | 233,596 | -0.8% | 0.01% | +200.0% |
| PCPLWS | New | CC NEUBERGER PRINCIPAL HLDNG*w exp 99/99/999 | $180,000 | – | 99,999 | +100.0% | 0.01% | – |
| SOACWS | New | SUSTAINABLE OPPORTNTS ACQ CO*w exp 99/99/999 | $180,000 | – | 99,998 | +100.0% | 0.01% | – |
| KCACWS | New | KENSINGTON CAP ACQUISITION C*w exp 07/01/202 | $180,000 | – | 39,898 | +100.0% | 0.01% | – |
| LFACW | LF CAP ACQUISITION CORP*w exp 06/22/202 | $180,000 | +100.0% | 100,000 | 0.0% | 0.01% | +120.0% | |
| CHAQWS | New | CHARDAN HEALTHCR ACQSTN 2 CO*w exp 03/05/202 | $160,000 | – | 222,500 | +100.0% | 0.01% | – |
| GXGX | New | GX ACQUISITION CORP | $142,000 | – | 13,527 | +100.0% | 0.01% | – |
| SAMAW | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $153,000 | -59.7% | 294,494 | 0.0% | 0.01% | -59.1% | |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $150,000 | – | 12,248 | +100.0% | 0.01% | – |
| SFTWWS | New | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $138,000 | – | 98,563 | +100.0% | 0.01% | – |
| GLEOWS | New | GALILEO ACQUISITION CORP*w exp 10/31/202 | $146,000 | – | 235,000 | +100.0% | 0.01% | – |
| LSACW | New | LIFESCI ACQUISITION CORP*w exp 02/14/202 | $153,000 | – | 100,000 | +100.0% | 0.01% | – |
| GRNVW | New | GREENVISION ACQUISITION CORP*w exp 10/28/202 | $138,000 | – | 264,742 | +100.0% | 0.01% | – |
| PHGEWS | BIOMX INC*w exp 10/16/202 | $139,000 | +47.9% | 195,843 | 0.0% | 0.01% | +80.0% | |
| GIXWS | New | GIGCAPITAL2 INC*w exp 02/28/202 | $147,000 | – | 161,880 | +100.0% | 0.01% | – |
| IPVWS | New | INTERPRIVATE ACQUISITION COR*w exp 10/24/202 | $143,000 | – | 174,999 | +100.0% | 0.01% | – |
| SMMCW | New | SOUTH MTN MERGER CORP*w exp 06/20/202 | $146,000 | – | 104,233 | +100.0% | 0.01% | – |
| LCAHW | New | LANDCADIA HLDGS II INC*w exp 05/09/202 | $136,000 | – | 30,881 | +100.0% | 0.01% | – |
| GXGXW | New | GX ACQUISITION CORP*w exp 05/24/202 | $132,000 | – | 82,263 | +100.0% | 0.01% | – |
| LIVKW | New | LIV CAP ACQUISITION CORP*w exp 12/13/202 | $134,000 | – | 284,062 | +100.0% | 0.01% | – |
| AMCIW | AMCI ACQUISITION CORP*w exp 05/20/202 | $136,000 | +23.6% | 200,000 | 0.0% | 0.01% | +33.3% | |
| HCCHR | HL ACQUISITIONS CORPright 07/17/2023 | $131,000 | +10.1% | 125,000 | 0.0% | 0.01% | +14.3% | |
| GRNVR | New | GREENVISION ACQUISITION CORPright 06/01/2021 | $122,000 | – | 265,942 | +100.0% | 0.01% | – |
| INSUW | New | INSURANCE ACQUISITION CORP*w exp 03/31/202 | $137,000 | – | 49,396 | +100.0% | 0.01% | – |
| ARYBU | ARYA SCIENCES ACQUISTION COunit 06/09/2027 | $110,000 | -5.2% | 10,000 | 0.0% | 0.01% | 0.0% | |
| AMHCW | New | AMPLITUDE HLTHCRE AQUSTIN CO*w exp 12/01/202 | $114,000 | – | 96,710 | +100.0% | 0.01% | – |
| THCBW | New | TUSCAN HLDGS CORP*w exp 04/01/202 | $109,000 | – | 213,743 | +100.0% | 0.01% | – |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $107,000 | +10.3% | 194,593 | 0.0% | 0.01% | +16.7% | |
| PSTHWS | New | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $119,000 | – | 16,664 | +100.0% | 0.01% | – |
| LATNW | New | UNION ACQUISITION CORP II*w exp 04/01/202 | $113,000 | – | 150,000 | +100.0% | 0.01% | – |
| FVACWS | New | FORTRESS VALUE ACQUISITION C*w exp 05/04/202 | $119,000 | – | 36,065 | +100.0% | 0.01% | – |
| FTACW | New | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $113,000 | – | 73,381 | +100.0% | 0.01% | – |
| HSAQ | New | HEALTH SCIENCES ACQ CORP 2 | $110,000 | – | 10,000 | +100.0% | 0.01% | – |
| BOE | Sell | BLACKROCK ENHANCED GLOBAL DI | $114,000 | -74.3% | 11,870 | -74.8% | 0.01% | -72.0% |
| CFFAW | CF FIN ACQUISITION CORP*w exp 04/30/202 | $108,000 | -27.5% | 110,147 | 0.0% | 0.01% | -12.5% | |
| ANDAW | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $97,000 | -23.6% | 294,410 | 0.0% | 0.01% | -14.3% | |
| ANDAR | ANDINA ACQUISITION CORP IIIright 10/01/2025 | $94,000 | +27.0% | 294,410 | 0.0% | 0.01% | +50.0% | |
| THCAW | New | TUSCAN HLDGS CORP II*w exp 99/99/999 | $90,000 | – | 199,999 | +100.0% | 0.01% | – |
| ORSNR | New | ORISUN ACQUISITION CORPright 05/31/2024 | $96,000 | – | 160,000 | +100.0% | 0.01% | – |
| BROGW | Sell | BROOGE ENERGY LTD*w exp 12/20/202 | $102,000 | -1.0% | 203,192 | -3.0% | 0.01% | 0.0% |
| ALUSWS | New | ALUSSA ENERGY ACQUISITION CO*w exp 10/31/202 | $94,000 | – | 145,337 | +100.0% | 0.01% | – |
| FEACWS | New | FLYING EAGLE ACQUISITION COR*w exp 02/26/202 | $98,000 | – | 29,999 | +100.0% | 0.01% | – |
| LGCWS | Sell | LEGACY ACQUISITION CORP*w exp 11/30/202 | $89,000 | +3.5% | 165,277 | -5.9% | 0.01% | +20.0% |
| MFACWS | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $99,000 | -21.4% | 150,000 | 0.0% | 0.01% | -14.3% | |
| GIKWS | New | GIGCAPITAL3 INC*w exp 05/18/202 | $96,000 | – | 149,997 | +100.0% | 0.01% | – |
| LOAKWS | New | LIVE OAK ACQUISITION CORP*w exp 05/08/202 | $98,000 | – | 99,998 | +100.0% | 0.01% | – |
| ROCHW | New | ROTH CH ACQUISITION I CO*w exp 01/28/202 | $77,000 | – | 74,992 | +100.0% | 0.01% | – |
| NPAWW | New | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $82,000 | – | 67,499 | +100.0% | 0.01% | – |
| PTACW | New | PROPTECH ACQUISITION CORP*w exp 05/26/202 | $79,000 | – | 48,300 | +100.0% | 0.01% | – |
| CIICW | New | CIIG MERGER CORP*w exp 12/31/202 | $85,000 | – | 98,652 | +100.0% | 0.01% | – |
| AGBAW | New | AGBA ACQUISITION LTD*w exp 05/10/202 | $80,000 | – | 250,000 | +100.0% | 0.01% | – |
| CRSAW | New | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $82,000 | – | 97,720 | +100.0% | 0.01% | – |
| ATCXW | Sell | ATLAS TECHNICAL CONSULTANTS*w exp 11/26/202 | $60,000 | +25.0% | 117,846 | -3.4% | 0.00% | +33.3% |
| LGVWWS | New | LONGVIEW ACQUISITION CORP*w exp 05/27/202 | $65,000 | – | 66,665 | +100.0% | 0.00% | – |
| LACQW | LEISURE ACQUISITION CORP*w exp 12/05/201 | $71,000 | -49.3% | 150,075 | 0.0% | 0.00% | -50.0% | |
| GNRSW | New | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $69,000 | – | 289,496 | +100.0% | 0.00% | – |
| CGROW | New | COLLECTIVE GROWTH CORP*w exp 04/30/202 | $61,000 | – | 99,999 | +100.0% | 0.00% | – |
| AGBAR | New | AGBA ACQUISITION LTDright 05/10/2024 | $58,000 | – | 250,000 | +100.0% | 0.00% | – |
| RPLAWS | New | REPLAY ACQUISITION CORP*w exp 03/01/202 | $69,000 | – | 72,955 | +100.0% | 0.00% | – |
| SSPKW | New | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $61,000 | – | 99,999 | +100.0% | 0.00% | – |
| TZACW | TENZING ACQUISITION CORP*w exp 02/23/202 | $64,000 | +8.5% | 125,000 | 0.0% | 0.00% | +33.3% | |
| TOTAR | TOTTENHAM ACQUISITION I LTDright 11/06/2020 | $63,000 | +80.0% | 118,000 | 0.0% | 0.00% | +100.0% | |
| RMGWS | New | RMG ACQUISITION CORP*w exp 02/21/202 | $54,000 | – | 25,000 | +100.0% | 0.00% | – |
| GIXRT | New | GIGCAPITAL2 INCright 02/28/2026 | $53,000 | – | 161,880 | +100.0% | 0.00% | – |
| HOFVW | New | HALL OF FAME RESORT & ENTMT*w exp 07/01/202 | $42,000 | – | 159,798 | +100.0% | 0.00% | – |
| BRPAR | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $47,000 | -28.8% | 237,324 | 0.0% | 0.00% | -25.0% | |
| NBACW | New | NEWBORN ACQUISITION CORP*w exp 02/03/202 | $42,000 | – | 146,208 | +100.0% | 0.00% | – |
| TDACW | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $56,000 | -18.8% | 150,000 | 0.0% | 0.00% | -25.0% | |
| HCCOW | New | HEALTHCARE MERGER CORP*w exp 12/17/202 | $44,000 | – | 24,324 | +100.0% | 0.00% | – |
| ESSCR | New | EAST STONE ACQUISITION CORPright 12/31/2026 | $43,000 | – | 165,000 | +100.0% | 0.00% | – |
| APXTW | New | APEX TECHNOLOGY ACQUISITION*w exp 09/18/202 | $48,000 | – | 24,999 | +100.0% | 0.00% | – |
| ALACW | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $41,000 | -19.6% | 194,596 | 0.0% | 0.00% | 0.0% | |
| THBRW | New | THUNDER BRDG ACQUISTION II L*w exp 11/30/202 | $51,000 | – | 37,500 | +100.0% | 0.00% | – |
| TOTAW | Sell | TOTTENHAM ACQUISITION I LTD*w exp 05/06/202 | $51,000 | +112.5% | 107,805 | -8.6% | 0.00% | +200.0% |
| EXPCW | New | EXPERIENCE INVT CORP*w exp 09/01/202 | $41,000 | – | 33,333 | +100.0% | 0.00% | – |
| ORSNW | New | ORISUN ACQUISITION CORP*w exp 05/31/202 | $48,000 | – | 160,000 | +100.0% | 0.00% | – |
| MNCLW | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $37,000 | -22.9% | 73,609 | 0.0% | 0.00% | -33.3% | |
| MCACR | New | MOUNTAIN CREST ACQUISITION Cright 03/19/2025 | $34,000 | – | 52,284 | +100.0% | 0.00% | – |
| ZGYHR | New | YUNHONG INTLright 01/31/2027 | $39,000 | – | 193,023 | +100.0% | 0.00% | – |
| ALACR | ALBERTON ACQUISITION CORPright 10/04/2020 | $39,000 | -23.5% | 194,596 | 0.0% | 0.00% | -33.3% | |
| ESSCW | New | EAST STONE ACQUISITION CORP*w exp 12/31/202 | $33,000 | – | 165,000 | +100.0% | 0.00% | – |
| HYACW | New | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $32,000 | – | 32,300 | +100.0% | 0.00% | – |
| LOACW | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $25,000 | +25.0% | 100,000 | 0.0% | 0.00% | +100.0% | |
| SRACW | New | STABLE RD ACQUISITION CORP*w exp 05/15/202 | $38,000 | – | 32,852 | +100.0% | 0.00% | – |
| KBLMW | KBL MERGER CORP IV*w exp 01/15/202 | $29,000 | -25.6% | 124,200 | 0.0% | 0.00% | 0.0% | |
| NBACR | New | NEWBORN ACQUISITION CORPright 02/03/2025 | $29,000 | – | 146,208 | +100.0% | 0.00% | – |
| BRPAW | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $31,000 | -41.5% | 118,662 | 0.0% | 0.00% | -33.3% | |
| METXW | METEN EDTECHX ED GROUP LTD*w exp 03/31/202 | $20,000 | -63.0% | 96,249 | 0.0% | 0.00% | -66.7% | |
| LOACR | LONGEVITY ACQUISITION CORPright 07/31/2020 | $21,000 | +5.0% | 100,000 | 0.0% | 0.00% | 0.0% | |
| SCPEWS | New | SC HEALTH CORP*w exp 99/99/999 | $14,000 | – | 12,499 | +100.0% | 0.00% | – |
| ZGYHW | New | YUNHONG INTL*w exp 01/31/202 | $17,000 | – | 96,511 | +100.0% | 0.00% | – |
| BRLIR | New | BRILLIANT ACQUISITION CORPright 99/99/9999 | $12,000 | – | 60,000 | +100.0% | 0.00% | – |
| BRLIW | New | BRILLIANT ACQUISITION CORP*w exp 03/31/202 | $6,000 | – | 32,451 | +100.0% | 0.00% | – |
| FPACWS | Exit | FAR PT ACQUISITION CORP*w exp 06/01/202 | $0 | – | -15,909 | -100.0% | 0.00% | – |
| CFFAU | Exit | CF FIN ACQUISITION CORPunit 04/30/2025 | $0 | – | -10 | -100.0% | 0.00% | – |
| LGHLW | Exit | LION GROUP HOLDING LTD*w exp 06/17/202 | $0 | – | -160,333 | -100.0% | -0.00% | – |
| IGICW | Exit | INTL GNRL INSURANCE HLDNGS L*w exp 03/17/202 | $0 | – | -125,000 | -100.0% | -0.00% | – |
| FREEW | Exit | WHOLE EARTH BRANDS INC*w exp 06/25/202 | $0 | – | -48,739 | -100.0% | -0.00% | – |
| KBLMR | Exit | KBL MERGER CORP IVright 04/09/2020 | $0 | – | -208,800 | -100.0% | -0.00% | – |
| GDYNW | Exit | GRID DYNAMICS HLDGS INC*w exp 03/05/202 | $0 | – | -48,123 | -100.0% | -0.00% | – |
| ENX | Exit | EATON VANCE NEW YORK MUN BD | $0 | – | -13,958 | -100.0% | -0.01% | – |
| VCV | Exit | INVESCO CALIF VALUE MUN INCO | $0 | – | -15,000 | -100.0% | -0.01% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -25,705 | -100.0% | -0.01% | – |
| BKK | Exit | BLACKROCK MUN 2020 TERM TR | $0 | – | -17,655 | -100.0% | -0.02% | – |
| SCPEU | Exit | SC HEALTH CORPunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.02% | – |
| HTY | Exit | HANCOCK JOHN INVT TRtax adv glb sh | $0 | – | -58,151 | -100.0% | -0.02% | – |
| CCHU | Exit | COLLIER CREEK HOLDINGSunit 99/99/9999 | $0 | – | -20,000 | -100.0% | -0.02% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED FD IN | $0 | – | -30,782 | -100.0% | -0.02% | – |
| GPAQW | Exit | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $0 | – | -159,798 | -100.0% | -0.02% | – |
| FMCI | Exit | FORUM MERGER II CORPcl a | $0 | – | -25,000 | -100.0% | -0.02% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FD INC | $0 | – | -30,522 | -100.0% | -0.02% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALIF QU | $0 | – | -31,782 | -100.0% | -0.02% | – |
| HCCOU | Exit | HEALTHCARE MERGER CORPunit 12/17/2021 | $0 | – | -48,653 | -100.0% | -0.03% | – |
| FPAC | Exit | FAR PT ACQUISITION CORP | $0 | – | -47,727 | -100.0% | -0.03% | – |
| CUBA | Exit | HERZFELD CARIBBEAN BASIN FD | $0 | – | -150,934 | -100.0% | -0.03% | – |
| APXTU | Exit | APEX TECHNOLOGY ACQUISITIONunit 06/11/2026 | $0 | – | -50,000 | -100.0% | -0.03% | – |
| BRLIU | Exit | BRILLIANT ACQUISITION CORPunit 12/31/2020 | $0 | – | -60,000 | -100.0% | -0.03% | – |
| GRAFWS | Exit | GRAF INDL CORP*w exp 12/31/202 | $0 | – | -294,385 | -100.0% | -0.04% | – |
| SRACU | Exit | STABLE RD ACQUISITION CORPunit 05/15/2026 | $0 | – | -65,707 | -100.0% | -0.04% | – |
| THBRU | Exit | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $0 | – | -75,000 | -100.0% | -0.04% | – |
| RMGU | Exit | RMG ACQUISITION CORPunit 99/99/9999 | $0 | – | -75,000 | -100.0% | -0.04% | – |
| KCACU | Exit | KENSINGTON CAP ACQUISITION Cunit 07/01/2027 | $0 | – | -80,000 | -100.0% | -0.05% | – |
| MCACU | Exit | MOUNTAIN CREST ACQUISITION Cunit 03/19/2025 | $0 | – | -85,000 | -100.0% | -0.05% | – |
| ROCHU | Exit | ROTH CH ACQUISITION I COunit 01/28/2025 | $0 | – | -100,000 | -100.0% | -0.06% | – |
| PTACU | Exit | PROPTECH ACQUISITION CORPunit 10/01/2026 | $0 | – | -96,602 | -100.0% | -0.06% | – |
| EXPCU | Exit | EXPERIENCE INVT CORPunit 09/01/2026 | $0 | – | -100,000 | -100.0% | -0.06% | – |
| HYACU | Exit | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $0 | – | -96,904 | -100.0% | -0.06% | – |
| LFAC | Exit | LF CAP ACQUISITION CORPcl a | $0 | – | -100,000 | -100.0% | -0.06% | – |
| FVACU | Exit | FORTRESS VALUE ACQUISITION Cunit 99/99/9999 | $0 | – | -108,200 | -100.0% | -0.06% | – |
| LSACU | Exit | LIFESCI ACQUISITION CORPunit 03/31/2025 | $0 | – | -100,000 | -100.0% | -0.06% | – |
| NML | Exit | NEUBERGER BERMAN MLP AND ENR | $0 | – | -395,011 | -100.0% | -0.07% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -408,236 | -100.0% | -0.07% | – |
| FEACU | Exit | FLYING EAGLE ACQUISITION CORunit 99/99/9999 | $0 | – | -120,000 | -100.0% | -0.08% | – |
| NPAUU | Exit | NEW PROVIDENCE ACQUISITIONunit 09/01/2024 | $0 | – | -135,000 | -100.0% | -0.08% | – |
| INSUU | Exit | INSURANCE ACQUISITION CORPunit 03/31/2024 | $0 | – | -98,794 | -100.0% | -0.08% | – |
| NBACU | Exit | NEWBORN ACQUISITION CORPunit 99/99/9999 | $0 | – | -146,208 | -100.0% | -0.09% | – |
| LATNU | Exit | UNION ACQUISITION CORP IIunit 99/99/9999 | $0 | – | -150,000 | -100.0% | -0.09% | – |
| RPLAU | Exit | REPLAY ACQUISITION CORPunit 03/01/2024 | $0 | – | -145,910 | -100.0% | -0.09% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -40,000 | -100.0% | -0.09% | – |
| ORSNU | Exit | ORISUN ACQUISITION CORPunit 99/99/9999 | $0 | – | -160,000 | -100.0% | -0.09% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTRM O | $0 | – | -688,223 | -100.0% | -0.09% | – |
| ESSCU | Exit | EAST STONE ACQUISITION CORPunit 12/31/2026 | $0 | – | -165,000 | -100.0% | -0.10% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -146,765 | -100.0% | -0.10% | – |
| CGROU | Exit | COLLECTIVE GROWTH CORPunit 04/29/2025 | $0 | – | -200,000 | -100.0% | -0.11% | – |
| ZGYHU | Exit | YUNHONG INTLunit 99/99/9999 | $0 | – | -193,024 | -100.0% | -0.11% | – |
| AMHCU | Exit | AMPLITUDE HLTHCRE AQUSTIN COunit 12/01/2026 | $0 | – | -193,423 | -100.0% | -0.11% | – |
| PICU | Exit | PIVOTAL INVT CORP IIunit 06/01/2025 | $0 | – | -192,495 | -100.0% | -0.11% | – |
| LOAKU | Exit | LIVE OAK ACQUISITION CORPunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.11% | – |
| GIKU | Exit | GIGCAPITAL3 INCunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.11% | – |
| SOACU | Exit | SUSTAINABLE OPPORTNTS ACQ COunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.12% | – |
| CIICU | Exit | CIIG MERGER CORPunit 12/31/2026 | $0 | – | -197,305 | -100.0% | -0.12% | – |
| LGVWU | Exit | LONGVIEW ACQUISITION CORPunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.12% | – |
| SFTWU | Exit | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $0 | – | -197,128 | -100.0% | -0.12% | – |
| SSPKU | Exit | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.12% | – |
| LHC | Exit | LEO HOLDINGS CORP | $0 | – | -200,000 | -100.0% | -0.12% | – |
| CRSAU | Exit | CRESCENT ACQUISITION CORPunit 99/99/9999 | $0 | – | -196,256 | -100.0% | -0.12% | – |
| SMMCU | Exit | SOUTH MTN MERGER CORPunit 99/99/9999 | $0 | – | -208,469 | -100.0% | -0.13% | – |
| HCACU | Exit | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $0 | – | -195,926 | -100.0% | -0.13% | – |
| FMO | Exit | FIDUCIARY CLAYMORE ENGRY INF | $0 | – | -1,257,132 | -100.0% | -0.13% | – |
| CHAQU | Exit | CHARDAN HEALTHCR ACQSTN 2 COunit 99/99/9999 | $0 | – | -222,500 | -100.0% | -0.13% | – |
| KYN | Exit | KAYNE ANDERSN MLP MIDS INVT | $0 | – | -443,962 | -100.0% | -0.13% | – |
| GLEOU | Exit | GALILEO ACQUISITION CORPunit 99/99/9999 | $0 | – | -235,000 | -100.0% | -0.14% | – |
| NFINU | Exit | NETFIN ACQUISITION CORPunit 08/01/2024 | $0 | – | -195,721 | -100.0% | -0.14% | – |
| NOVSU | Exit | NOVUS CAP CORPunit 06/30/2027 | $0 | – | -241,172 | -100.0% | -0.14% | – |
| AGBAU | Exit | AGBA ACQUISITION LTDunit 05/10/2024 | $0 | – | -250,000 | -100.0% | -0.14% | – |
| DMYTU | Exit | DMY TECHNOLOGY GROUP INCunit 99/99/9999 | $0 | – | -250,000 | -100.0% | -0.15% | – |
| GRNVU | Exit | GREENVISION ACQUISITION CORPunit 10/28/2024 | $0 | – | -265,942 | -100.0% | -0.16% | – |
| CFFA | Exit | CF FIN ACQUISITION CORP | $0 | – | -259,670 | -100.0% | -0.16% | – |
| GNRSU | Exit | GREENROSE ACQUISITION CORPunit 02/28/2024 | $0 | – | -289,496 | -100.0% | -0.16% | – |
| LIVKU | Exit | LIV CAP ACQUISITION CORPunit 99/99/9999 | $0 | – | -284,062 | -100.0% | -0.17% | – |
| ALUSU | Exit | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $0 | – | -290,677 | -100.0% | -0.17% | – |
| CTR | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -1,089,286 | -100.0% | -0.17% | – |
| TRNEU | Exit | TRINE ACQUISITION CORPunit 03/31/2021 | $0 | – | -269,282 | -100.0% | -0.17% | – |
| SAMA | Exit | SCHULTZE SPL PURP ACQUSTN CO | $0 | – | -294,494 | -100.0% | -0.17% | – |
| ANDA | Exit | ANDINA ACQUISITION CORP III | $0 | – | -294,410 | -100.0% | -0.17% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -169,299 | -100.0% | -0.18% | – |
| PCPLU | Exit | CC NEUBERGER PRINCIPAL HLDNGunit 99/99/9999 | $0 | – | -300,000 | -100.0% | -0.18% | – |
| IPVU | Exit | INTERPRIVATE ACQUISITION CORunit 10/29/2024 | $0 | – | -350,000 | -100.0% | -0.20% | – |
| CCXU | Exit | CHURCHILL CAP CORP IIunit 99/99/9999 | $0 | – | -297,950 | -100.0% | -0.21% | – |
| THCAU | Exit | TUSCAN HLDGS CORP IIunit 04/01/2026 | $0 | – | -400,000 | -100.0% | -0.23% | – |
| LCAHU | Exit | LANDCADIA HLDGS II INCunit 05/09/2026 | $0 | – | -244,829 | -100.0% | -0.24% | – |
| NKLAW | Exit | NIKOLA CORP*w exp 06/03/202 | $0 | – | -149,999 | -100.0% | -0.28% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -659,150 | -100.0% | -0.30% | – |
| PEO | Exit | ADAM NAT RES FD INC | $0 | – | -535,764 | -100.0% | -0.35% | – |
| BTT | Exit | BLACKROCK MUN TARGET TERM TR | $0 | – | -266,719 | -100.0% | -0.36% | – |
| NFJ | Exit | ALLIANZGI DIVIDEND INT & PRM | $0 | – | -783,676 | -100.0% | -0.50% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WESTERN ASSET EMRG MKT DEBT | 40 | Q3 2023 | 5.4% |
| WESTERN ASSET HIGH INCOME OP | 40 | Q3 2023 | 3.6% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.8% |
| NUVEEN CR STRATEGIES INCOME | 39 | Q3 2023 | 2.8% |
| MORGAN STANLEY EM MKTS DM DE | 39 | Q3 2023 | 1.7% |
| NUVEEN QUALITY MUNCP INCOME | 38 | Q3 2023 | 5.7% |
| WESTERN AST INFL LKD OPP & I | 38 | Q3 2023 | 3.2% |
| TEMPLETON EMERG MKTS INCOME | 38 | Q3 2023 | 1.9% |
| MORGAN STANLEY EMKT DBT FD I | 37 | Q1 2023 | 0.9% |
| BLACKROCK CR ALLOCATION INCO | 35 | Q3 2023 | 4.7% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BrandywineGLOBAL-Global Income Opportunities Fund Inc | May 15, 2023 | 727,540 | 4.3% |
| BARINGS CORPORATE INVESTORS | February 14, 2023 | 1,068,592 | 5.3% |
| BARINGS PARTICIPATION INVESTORS | February 14, 2023 | 938,424 | 8.8% |
| BlackRock ESG Capital Allocation Trust | February 14, 2023 | 5,397,316 | 5.3% |
| Integral Acquisition Corp 1 | February 14, 2023 | 649,998 | 5.6% |
| NewHold Investment Corp. II | February 14, 2023 | 1,732,500 | 8.9% |
| OmniLit Acquisition Corp. | February 14, 2023 | 106,982 | 7.9% |
| PIMCO Energy & Tactical Credit Opportunities Fund | February 14, 2023 | 2,271,858 | 5.1% |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | February 14, 2023 | 1,354,302 | 6.0% |
| Saba Capital Income & Opportunities Fund | February 14, 2023 | 3,231,489 | 7.6% |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G | 2024-04-10 |
| SC 13G/A | 2024-03-05 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View RIVERNORTH CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.