OTA Financial Group L.P. - Q1 2022 holdings

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$157 Million is the total value of OTA Financial Group L.P.'s 97 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 140.2% .

All

			Value		Shares		↓ Weighting
OXYWS	Buy	OCCIDENTAL PETROLEUM CORP*w exp 08/03/202	$62,967,000	+1224.8%	1,787,333	+374.2%	40.12%	+1134.8%
AVTRPRA	Buy	AVANTOR INCcnv sr	$27,397,000	-15.3%	264,637	+5.8%	17.46%	-21.0%
AGG	Buy	ISHARES CORE U.S. AGGREGATEus aggbd et	$10,314,000	+46.9%	96,311	+56.4%	6.57%	+36.9%
HYG	Buy	ISHARES IBOXX HIGH YLD CORPetf	$4,138,000	-3.4%	50,288	+2.1%	2.64%	-10.0%
	New	SORRENTO THERAPEUTICS INC	$3,472,000	–	1,490,400	+100.0%	2.21%	–
VCSH	Sell	VANGUARD S/T CORP BOND ETFshrt trm corp bd	$3,001,000	-10.8%	38,437	-7.1%	1.91%	-16.8%
KYN	Buy	KAYNE ANDERSON ENERGY INFRAS	$2,684,000	+29.8%	291,207	+9.7%	1.71%	+20.9%
PAA	Buy	PLAINS ALL AMER PIPELINE LPunit ltd partn	$2,027,000	+78.1%	188,402	+54.6%	1.29%	+65.9%
SJNK	New	SPDR BLOOMBERG SHORT TERM HIbloomberg sht te	$1,840,000	–	70,139	+100.0%	1.17%	–
VCIT	Sell	VANGUARD INT-TERM CORPORATEint-term corp	$1,714,000	-71.6%	19,930	-69.3%	1.09%	-73.5%
NML	Sell	NB MLP & ENERGY INCOME	$1,411,000	+20.7%	219,239	-1.8%	0.90%	+12.5%
NTG	Sell	TORTOISE MIDSTREAM ENERGY	$1,290,000	+22.0%	33,977	-2.0%	0.82%	+13.7%
BENE	Buy	BENESSERE CAPITAL ACQUI-CL Acl a	$1,118,000	+25.9%	109,169	+24.6%	0.71%	+17.3%
ZNTE	Buy	ZANITE ACQUISITION CORP-CL Acl a	$1,036,000	+9.4%	101,015	+8.5%	0.66%	+2.0%
SJIV	New	SOUTH JERSEY INDUSTRIESinc unit 04/01/2024	$1,035,000	–	14,899	+100.0%	0.66%	–
SAVE	New	SPIRIT AIRLINES INC	$864,000	–	39,544	+100.0%	0.55%	–
CHPM	Buy	CHP MERGER CORP-CLASS Acl a	$858,000	+279.6%	84,300	+276.3%	0.55%	+252.9%
TYG	Sell	TORTOISE ENERGY INFRASTRUCT	$838,000	+10.8%	24,260	-10.5%	0.53%	+3.3%
VENA	New	VENUS ACQUISITION CORP	$756,000	–	74,549	+100.0%	0.48%	–
GER	Buy	GOLDMAN SACHS MLP & ENERGY R	$722,000	+38.0%	59,769	+17.5%	0.46%	+28.5%
MPAC	Buy	MODEL PERFORMANCE ACQUISIT-A	$698,000	+35.0%	69,009	+33.2%	0.44%	+26.1%
SLV	New	ISHARES SILVER TRUSTishares	$693,000	–	30,309	+100.0%	0.44%	–
BWAC	Buy	BETTER WORLD ACQUISITION COR	$688,000	+4.1%	67,072	+3.2%	0.44%	-3.1%
	Sell	THRYV HOLDINGS INC	$663,000	-88.8%	23,600	-83.6%	0.42%	-89.6%
CUK	New	CARNIVAL PLC-ADRadr	$624,000	–	34,173	+100.0%	0.40%	–
	New	BLUE SAFARI GROUP ACQUISIT-A	$602,000	–	59,963	+100.0%	0.38%	–
SRV	Buy	CUSHING MLP & INFRASTRUCTURE	$548,000	+28.9%	15,742	+12.9%	0.35%	+19.9%
VTAQ	Sell	VENTOUX CCM ACQUISITION CORP	$522,000	-37.2%	51,739	-37.7%	0.33%	-41.4%
LSXMK	New	LIBERTY MEDIA COR-SIRIUSXM C	$502,000	–	10,980	+100.0%	0.32%	–
MAQC	New	MAQUIA CAPITAL ACQUISITION-A	$503,000	–	49,730	+100.0%	0.32%	–
	Buy	GLOBAL CONSUMER ACQUISITION	$491,000	+2.9%	49,177	+2.2%	0.31%	-4.0%
	Buy	OCEANTECH ACQUISITIONS- CL A	$483,000	+70.1%	48,005	+68.3%	0.31%	+58.8%
OTRA	New	OTR ACQUISITION CORP-CLASS Acl a	$467,000	–	45,806	+100.0%	0.30%	–
LEAP	New	RIBBIT LEAP LTD - CLASS Acl a	$464,000	–	47,037	+100.0%	0.30%	–
EOI	New	EATON VANCE ENHANCED EQ INCM	$453,000	–	24,633	+100.0%	0.29%	–
	Buy	TRADEUP ACQUISITION CORP	$446,000	+4.9%	44,735	+4.2%	0.28%	-2.4%
MUDS	Sell	MUDRICK CAPITAL ACQUISITIO-Acl a	$438,000	-76.7%	43,769	-76.8%	0.28%	-78.3%
TWND	Sell	TAILWIND ACQUISITION CORP-Acl a	$437,000	-26.7%	44,173	-27.2%	0.28%	-31.7%
CND	New	CONCORD ACQUISITION CORP -Acl a	$436,000	–	43,861	+100.0%	0.28%	–
PML	New	PIMCO MUNI INCOME FD II	$431,000	–	37,507	+100.0%	0.28%	–
AFT	New	APOLLO SENIOR FLOATING RATE	$427,000	–	29,208	+100.0%	0.27%	–
HIX	New	WESTERN ASSET HIGH INC II	$418,000	–	69,503	+100.0%	0.27%	–
	Sell	AGRICO ACQUISITION CORP-A	$400,000	-32.2%	39,553	-32.8%	0.26%	-36.7%
PACX	New	PIONEER MERGER CORP -CLASS A	$401,000	–	40,943	+100.0%	0.26%	–
RAM	Buy	ARIES I ACQUISITION CORP -A	$397,000	+54.5%	39,516	+53.7%	0.25%	+43.8%
ASZ	New	AUSTERLITZ ACQUISITION COR-Acl a	$390,000	–	39,934	+100.0%	0.25%	–
EFT	New	EATON VANCE FLOAT RT INC TR	$386,000	–	29,221	+100.0%	0.25%	–
BFK	New	BLACKROCK MUN INC TR SBIsh ben int	$381,000	–	31,353	+100.0%	0.24%	–
DWIN	New	DELWINDS INSURANCE - CLASS A	$373,000	–	37,600	+100.0%	0.24%	–
BGY	New	BLACKROCK ENHANCED INTERNATI	$372,000	–	64,805	+100.0%	0.24%	–
MTAC	New	MEDTECH ACQUISITION CORP-Acl a	$363,000	–	37,082	+100.0%	0.23%	–
	Buy	DTRT HEALTH ACQ CORP-Acl a	$358,000	+73.8%	35,714	+72.1%	0.23%	+61.7%
BREZ	New	BREEZE HOLDINGS ACQUISITION	$353,000	–	34,206	+100.0%	0.22%	–
SPAB	New	SPDR PORTFOLIO AGGREGATE BONportfolio agrgte	$353,000	–	12,705	+100.0%	0.22%	–
THCA	New	TUSCAN HOLDINGS CORP II	$332,000	–	29,507	+100.0%	0.21%	–
NAD	New	NUVEEN DIV ADV MUNI	$330,000	–	24,762	+100.0%	0.21%	–
BTWN	New	BRIDGETOWN HOLDINGS LTD-CL Acl a	$330,000	–	33,518	+100.0%	0.21%	–
	New	GIGINTERNATIONAL1 INC	$328,000	–	32,925	+100.0%	0.21%	–
HAAC	New	HEALTH ASSURANCE ACQUISIT-Acl a	$322,000	–	32,752	+100.0%	0.20%	–
LGV	New	LONGVIEW ACQUISITION CORP -Acl a	$320,000	–	32,879	+100.0%	0.20%	–
ADRA	New	ADARA ACQUISITION CORP-CL Acl a	$312,000	–	31,634	+100.0%	0.20%	–
	New	CLOVER LEAF CAPITAL CORP -Acl a	$311,000	–	30,892	+100.0%	0.20%	–
EDTX	New	EDTECHX HOLDINGS II-CLASS Acl a	$307,000	–	30,462	+100.0%	0.20%	–
LTRPA	New	LIBERTY TRIPADVISOR HDG-A	$307,000	–	150,199	+100.0%	0.20%	–
ERES	Sell	EAST RESOURCES ACQUISITION-Acl a	$302,000	-5.3%	30,522	-5.7%	0.19%	-11.9%
DNZ	New	D AND Z MEDIA ACQUISITION-Acl a	$300,000	–	30,667	+100.0%	0.19%	–
FRA	New	BLACKROCK FLOAT RT INCOME ST	$300,000	–	23,114	+100.0%	0.19%	–
MLAC	New	MALACCA STRAITS ACQUISI-CL Acl a	$298,000	–	29,549	+100.0%	0.19%	–
GOEDWS	New	1847 GOEDEKER INC*w exp 06/02/202	$299,000	–	484,444	+100.0%	0.19%	–
TWLV	New	TWELVE SEAS INVTMNT CO II -Acl a	$292,000	–	29,930	+100.0%	0.19%	–
ETW	New	EATON VANCE TAX MAN GLBL BR	$284,000	–	27,899	+100.0%	0.18%	–
KVSC	New	KHOSLA VENTURES ACQUISITIO-Acl a	$278,000	–	28,554	+100.0%	0.18%	–
BOE	New	BLACKROCK ENHANCED GLOBAL DI	$270,000	–	23,938	+100.0%	0.17%	–
PIPP	New	PINE ISLAND ACQUISITION-CL Acl a	$269,000	–	27,414	+100.0%	0.17%	–
BTT	New	BLACKROCK MUNICIPAL 2030 TAR	$266,000	–	11,269	+100.0%	0.17%	–
	New	GIGCAPITAL5 INC	$260,000	–	26,118	+100.0%	0.17%	–
ADOC	New	EDOC ACQUISITION CORP-CL Acl a	$261,000	–	25,760	+100.0%	0.17%	–
LJAQ	New	LIGHTJUMP ACQUISITION CORP	$261,000	–	26,318	+100.0%	0.17%	–
NSTB	Sell	NORTHERN STAR INVESTMENT C-Aclass a	$260,000	-49.6%	26,682	-49.9%	0.17%	-53.0%
KIO	New	KKR INCOME OPPORTUNITIES	$251,000	–	17,448	+100.0%	0.16%	–
AWP	Buy	ABERDEEN GLBL PREM PROP	$250,000	+1.6%	38,940	+8.1%	0.16%	-5.4%
	Buy	INTERNATIONAL MEDIA ACQ-A	$247,000	+7.4%	25,024	+6.5%	0.16%	0.0%
ETY	New	EATON VANCE TAX-MANAGED DIVE	$244,000	–	17,483	+100.0%	0.16%	–
	New	ATHENA CONSUMER ACQUISITIO-Acl a	$240,000	–	24,120	+100.0%	0.15%	–
FINM	New	MARLIN TECHNOLOGY CORP-A	$233,000	–	23,794	+100.0%	0.15%	–
	New	BLOCKCHAIN MOON ACQUISITION	$233,000	–	23,672	+100.0%	0.15%	–
ETAC	New	E.MERGE TECHNOLOGY ACQUISI-Acl a	$229,000	–	23,214	+100.0%	0.15%	–
BLW	New	BLACKROCK LIMITED	$228,000	–	15,954	+100.0%	0.14%	–
DKDCA	New	DATA KNIGHTS ACQUISITION C-A	$226,000	–	22,252	+100.0%	0.14%	–
CLAS	New	CLASS ACCELERATION CORP-A	$226,000	–	23,132	+100.0%	0.14%	–
HPX	New	HPX CORP-Acl a	$224,000	–	22,671	+100.0%	0.14%	–
	New	GLADSTONE ACQUISITION CORP-A	$223,000	–	22,244	+100.0%	0.14%	–
	New	GOOD WORKS II ACQUISITION CO	$222,000	–	22,608	+100.0%	0.14%	–
TMKR	New	TASTEMAKER ACQUISITION COR-Acl a	$218,000	–	22,059	+100.0%	0.14%	–
ASTS	New	AST SPACEMOBILE INCcl a	$213,000	–	21,400	+100.0%	0.14%	–
	New	EMERGING MARKETS HORIZON -A	$205,000	–	20,844	+100.0%	0.13%	–
IGD	New	VOYA GLBL EQTY DVD & PRM OPP	$202,000	–	34,600	+100.0%	0.13%	–
KWAC	Exit	KINGSWOOD ACQUISITION CORP-Acl a	$0	–	-20,008	-100.0%	-0.14%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS	$0	–	-12,604	-100.0%	-0.14%	–
ASTSW	Exit	AST SPACEMOBILE INC*w exp 04/06/202	$0	–	-70,020	-100.0%	-0.14%	–
KVSA	Exit	KHOSLA VENTURES ACQUISITIONcl a	$0	–	-21,022	-100.0%	-0.14%	–
SFIX	Exit	STITCH FIX INC-CLASS Acl a	$0	–	-10,954	-100.0%	-0.14%	–
OSTR	Exit	OYSTER ENTERPRISES-CL Acl a	$0	–	-21,429	-100.0%	-0.14%	–
GPAC	Exit	GLOBAL PARTNER ACQUISITION-A	$0	–	-21,703	-100.0%	-0.14%	–
LCAP	Exit	LIONHEART ACQUISITION CORP-Acl a	$0	–	-21,270	-100.0%	-0.14%	–
YSG	Exit	YATSEN HOLDING LTD-ADRads	$0	–	-100,390	-100.0%	-0.15%	–
STNE	Exit	STONECO LTD-Acl a	$0	–	-12,919	-100.0%	-0.15%	–
BIT	Exit	BLACKROCK MULTI-SECTOR INCOM	$0	–	-12,030	-100.0%	-0.15%	–
ETJ	Exit	EATON VANCE RISK-MANAGED DIV	$0	–	-20,996	-100.0%	-0.15%	–
CAS	Exit	CASCADE ACQUISITION COR-CL Acl a	$0	–	-22,691	-100.0%	-0.15%	–
CRU	Exit	CRUCIBLE ACQUISITION CORP-Acl a	$0	–	-25,393	-100.0%	-0.17%	–
	Exit	CHARDAN NEXTECH ACQUISITION	$0	–	-25,047	-100.0%	-0.17%	–
SNRH	Exit	SENIOR CONNECT ACQUISITION-Acl a	$0	–	-25,766	-100.0%	-0.17%	–
STL	Exit	STERLING BANCORP/DE	$0	–	-10,524	-100.0%	-0.18%	–
	Exit	BANNIX ACQUISITION CORP	$0	–	-28,293	-100.0%	-0.19%	–
INDIW	Exit	INDIE SEMICONDUCTOR INC-A*w exp 06/15/202	$0	–	-80,573	-100.0%	-0.19%	–
DISCA	Exit	DISCOVERY INC - A	$0	–	-11,994	-100.0%	-0.19%	–
VPCC	Exit	VPC IMPACT ACQUISITION HOL-Acl a	$0	–	-27,966	-100.0%	-0.20%	–
LHC	Exit	LEO HOLDINGS CORP II-CLASS Acl a	$0	–	-30,608	-100.0%	-0.20%	–
HCAR	Exit	HEALTHCARE SERVICES ACQUI-Acl a	$0	–	-31,729	-100.0%	-0.21%	–
NUV	Exit	NUVEEN MUNI VALUE	$0	–	-30,213	-100.0%	-0.21%	–
TTP	Exit	TORTOISE PIPELINE & ENERGY	$0	–	-14,662	-100.0%	-0.23%	–
AUS	Exit	AUSTERLITZ ACQUISITION COR-Acl a	$0	–	-36,993	-100.0%	-0.24%	–
HMCO	Exit	HUMANCO ACQUISITION COR-CL Acl a	$0	–	-37,192	-100.0%	-0.25%	–
PFDR	Exit	Pathfinder Acquisition Corpcl a	$0	–	-39,089	-100.0%	-0.26%	–
HCIC	Exit	HENNESSY CAPITAL INVESTMEN-Acl a	$0	–	-39,688	-100.0%	-0.26%	–
FPF	Exit	FIRST TRUST INTERMEDIATE DUR	$0	–	-16,697	-100.0%	-0.28%	–
ALAC	Exit	ALBERTON ACQUISITION CORP	$0	–	-40,299	-100.0%	-0.32%	–
SHYG	Exit	ISHARES 0-5 YR HY CORP BOND0-5yr hi yl cp	$0	–	-10,623	-100.0%	-0.33%	–
VYGG	Exit	VY GLOBAL GROWTH-CL Acl a	$0	–	-50,354	-100.0%	-0.34%	–
NVTA	Exit	INVITAE CORP	$0	–	-32,600	-100.0%	-0.34%	–
SCVX	Exit	SCVX CORP - CLASS A	$0	–	-55,235	-100.0%	-0.38%	–
CRHC	Exit	COHN ROBBINS HOLDINGS-CL Acl a	$0	–	-77,353	-100.0%	-0.52%	–
BTAQ	Exit	Burgundy Technology Acquisitiocl a	$0	–	-100,747	-100.0%	-0.69%	–
ZG	Exit	ZILLOW GROUP INC - Acl a	$0	–	-16,547	-100.0%	-0.70%	–
CCAC	Exit	CITIC CAPITAL ACQUISITION-Acl a	$0	–	-126,475	-100.0%	-0.87%	–
CHKEL	Exit	CHESAPEAKE ENERGY CORP*w exp 09/02/202	$0	–	-41,263	-100.0%	-0.91%	–
CEF	Exit	SPROTT PHYSICAL GOLD AND SILunit	$0	–	-85,467	-100.0%	-1.04%	–
YSAC	Exit	YELLOWSTONE ACQUISIT CO-CL Acl a	$0	–	-159,899	-100.0%	-1.11%	–
BND	Exit	VANGUARD TOTAL BOND MARKETmrkt	$0	–	-26,532	-100.0%	-1.54%	–
PSTH	Exit	PERSHING SQUARE TONTINE -Acl a	$0	–	-114,748	-100.0%	-1.55%	–
RIOT	Exit	RIOT BLOCKCHAIN INC	$0	–	-109,900	-100.0%	-1.68%	–
CHKEZ	Exit	CHESAPEAKE ENERGY CORP*w exp 99/99/999	$0	–	-72,011	-100.0%	-1.77%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTunit	$0	–	-532,340	-100.0%	-5.23%	–
NEEPRO	Exit	NEXTERA ENERGY INCunit 09/01/2022s	$0	–	-114,007	-100.0%	-5.31%	–
PSLV	Exit	SPROTT PHYSICAL SILVER TRUSTunit	$0	–	-1,285,091	-100.0%	-7.05%	–
CHKEW	Exit	CHESAPEAKE ENERGY CORP*w exp 99/99/999	$0	–	-275,678	-100.0%	-7.53%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2022-04-19

Signatures

The EDGAR filing(s) were signed by:

James Santori — Chief Financial Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPROTT PHYSICAL GOLD TRUST	30	Q4 2022	14.7%
SPROTT PHYSICAL SILVER TRUST	23	Q4 2022	7.4%
LIBERTY SIRIUSXM GROUP-A	20	Q2 2022	5.9%
LIBERTY SIRIUS GROUP-C	18	Q2 2022	9.1%
AMERICA MOVIL S A DE C V	18	Q4 2022	1.1%
LIBERTY BROADBAND-C	16	Q2 2023	12.7%
LENNAR CORP CL B	16	Q4 2020	10.9%
PNC FINANCIAL SERVICES GROUP	14	Q3 2018	15.9%
LIBERTY TRIPADVISOR HDG-A	14	Q1 2022	1.5%
JPMORGAN CHASE & CO	13	Q3 2018	27.3%

View OTA Financial Group L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

OTA Financial Group L.P. Q1 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
China Mineral Acquisition CORP^{Sold out}	February 14, 2007	0	0.0%
VALLEY BANCORP^{Sold out}	February 14, 2007	0	0.0%

View OTA Financial Group L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2023-08-17
13F-HR	2023-05-04
13F-HR	2023-02-09
13F-HR	2022-10-17
13F-HR	2022-07-15
13F-HR	2022-04-19
13F-HR	2022-01-28
13F-HR	2021-10-12
13F-HR	2021-07-28
13F-HR	2021-04-14

View OTA Financial Group L.P.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported has been restated
The reported has been amended

Export OTA Financial Group L.P.'s holdings