$146 Million is the total value of OTA Financial Group L.P.'s 82 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 128.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AVTRPRA | New | AVANTOR INCpfd cnv sr | $32,333,000 | – | 250,239 | +100.0% | 22.10% | – |
| CHKEW | Buy | CHESAPEAKE ENERGY CORP*w exp 99/99/999 | $11,016,000 | +735.8% | 275,678 | +657.1% | 7.53% | +374.2% |
| PSLV | Buy | SPROTT PHYSICAL SILVER TRUSTunit | $10,306,000 | +71.4% | 1,285,091 | +64.1% | 7.05% | -2.8% |
| NEEPRO | Buy | NEXTERA ENERGY INCunit 09/01/2022s | $7,762,000 | +792.2% | 114,007 | +667.4% | 5.31% | +406.4% |
| PHYS | Buy | SPROTT PHYSICAL GOLD TRUSTunit | $7,644,000 | +63.8% | 532,340 | +57.4% | 5.23% | -7.1% |
| AGG | New | ISHARES CORE U.S. AGGREGATEcore us aggbd et | $7,022,000 | – | 61,562 | +100.0% | 4.80% | – |
| VCIT | New | VANGUARD INT-TERM CORPORATEint-term corp | $6,025,000 | – | 64,959 | +100.0% | 4.12% | – |
| New | THRYV HOLDINGS INC | $5,910,000 | – | 143,700 | +100.0% | 4.04% | – | |
| OXYWS | Sell | OCCIDENTAL PETROLEUM CORP*w exp 08/03/202 | $4,753,000 | -63.7% | 376,947 | -65.9% | 3.25% | -79.4% |
| HYG | Buy | ISHARES IBOXX HIGH YLD CORPetf | $4,285,000 | +162.2% | 49,249 | +163.6% | 2.93% | +48.8% |
| VCSH | New | VANGUARD S/T CORP BOND ETFshrt trm corp bd | $3,363,000 | – | 41,389 | +100.0% | 2.30% | – |
| CHKEZ | Sell | CHESAPEAKE ENERGY CORP*w exp 99/99/999 | $2,585,000 | -26.6% | 72,011 | -34.8% | 1.77% | -58.4% |
| RIOT | Sell | RIOT BLOCKCHAIN INC | $2,454,000 | -38.2% | 109,900 | -28.8% | 1.68% | -64.9% |
| PSTH | Buy | PERSHING SQUARE TONTINE -Acl a | $2,262,000 | +32.6% | 114,748 | +32.5% | 1.55% | -24.8% |
| BND | Sell | VANGUARD TOTAL BOND MARKETmrkt | $2,248,000 | -83.5% | 26,532 | -83.4% | 1.54% | -90.6% |
| KYN | Buy | KAYNE ANDERSON ENERGY INFRAS | $2,068,000 | +546.2% | 265,554 | +563.9% | 1.41% | +266.3% |
| MUDS | Buy | MUDRICK CAPITAL ACQUISITIO-Acl a | $1,877,000 | +375.2% | 188,851 | +374.6% | 1.28% | +169.5% |
| YSAC | Buy | YELLOWSTONE ACQUISIT CO-CL Acl a | $1,626,000 | +500.0% | 159,899 | +497.5% | 1.11% | +240.1% |
| CEF | New | SPROTT PHYSICAL GOLD AND SILunit | $1,516,000 | – | 85,467 | +100.0% | 1.04% | – |
| CHKEL | Buy | CHESAPEAKE ENERGY CORP*w exp 09/02/202 | $1,336,000 | +208.5% | 41,263 | +178.3% | 0.91% | +74.9% |
| CCAC | New | CITIC CAPITAL ACQUISITION-Acl a | $1,266,000 | – | 126,475 | +100.0% | 0.87% | – |
| NML | NB MLP & ENERGY INCOME | $1,169,000 | +6.3% | 223,196 | 0.0% | 0.80% | -39.7% | |
| PAA | Sell | PLAINS ALL AMER PIPELINE LPunit ltd partn | $1,138,000 | -54.2% | 121,886 | -50.2% | 0.78% | -74.0% |
| NTG | Sell | TORTOISE MIDSTREAM ENERGY | $1,057,000 | +3.9% | 34,672 | -1.6% | 0.72% | -41.0% |
| ZG | New | ZILLOW GROUP INC - Acl a | $1,029,000 | – | 16,547 | +100.0% | 0.70% | – |
| BTAQ | Buy | Burgundy Technology Acquisitiocl a | $1,008,000 | +144.7% | 100,747 | +142.7% | 0.69% | +38.9% |
| ZNTE | Buy | ZANITE ACQUISITION CORP-CL Acl a | $947,000 | +138.5% | 93,085 | +136.5% | 0.65% | +35.4% |
| BENE | New | BENESSERE CAPITAL ACQUI-CL Acl a | $888,000 | – | 87,628 | +100.0% | 0.61% | – |
| VTAQ | New | VENTOUX CCM ACQUISITION CORP | $831,000 | – | 83,110 | +100.0% | 0.57% | – |
| CRHC | New | COHN ROBBINS HOLDINGS-CL Acl a | $760,000 | – | 77,353 | +100.0% | 0.52% | – |
| TYG | Buy | TORTOISE ENERGY INFRASTRUCT | $756,000 | +3.6% | 27,109 | +0.6% | 0.52% | -41.2% |
| BWAC | Buy | BETTER WORLD ACQUISITION COR | $661,000 | +96.1% | 65,017 | +94.1% | 0.45% | +11.3% |
| TWND | New | TAILWIND ACQUISITION CORP-Acl a | $596,000 | – | 60,668 | +100.0% | 0.41% | – |
| Buy | AGRICO ACQUISITION CORP-A | $590,000 | +7.1% | 58,840 | +6.8% | 0.40% | -39.3% | |
| SCVX | New | SCVX CORP - CLASS A | $551,000 | – | 55,235 | +100.0% | 0.38% | – |
| GER | GOLDMAN SACHS MLP & ENERGY R | $523,000 | -4.4% | 50,868 | 0.0% | 0.36% | -45.7% | |
| NSTB | New | NORTHERN STAR INVESTMENT C-Aclass a | $516,000 | – | 53,275 | +100.0% | 0.35% | – |
| MPAC | New | MODEL PERFORMANCE ACQUISIT-A | $517,000 | – | 51,805 | +100.0% | 0.35% | – |
| NVTA | INVITAE CORP | $497,000 | -46.3% | 32,600 | 0.0% | 0.34% | -69.5% | |
| VYGG | New | VY GLOBAL GROWTH-CL Acl a | $493,000 | – | 50,354 | +100.0% | 0.34% | – |
| SHYG | New | ISHARES 0-5 YR HY CORP BOND0-5yr hi yl cp | $481,000 | – | 10,623 | +100.0% | 0.33% | – |
| Buy | GLOBAL CONSUMER ACQUISITION | $477,000 | +47.2% | 48,097 | +46.4% | 0.33% | -16.4% | |
| ALAC | New | ALBERTON ACQUISITION CORP | $471,000 | – | 40,299 | +100.0% | 0.32% | – |
| SRV | CUSHING MLP & INFRASTRUCTURE | $425,000 | -4.1% | 13,948 | 0.0% | 0.29% | -45.5% | |
| New | TRADEUP ACQUISITION CORP | $425,000 | – | 42,932 | +100.0% | 0.29% | – | |
| FPF | New | FIRST TRUST INTERMEDIATE DUR | $409,000 | – | 16,697 | +100.0% | 0.28% | – |
| HCIC | New | HENNESSY CAPITAL INVESTMEN-Acl a | $386,000 | – | 39,688 | +100.0% | 0.26% | – |
| PFDR | New | Pathfinder Acquisition Corpcl a | $379,000 | – | 39,089 | +100.0% | 0.26% | – |
| HMCO | New | HUMANCO ACQUISITION COR-CL Acl a | $363,000 | – | 37,192 | +100.0% | 0.25% | – |
| AUS | New | AUSTERLITZ ACQUISITION COR-Acl a | $359,000 | – | 36,993 | +100.0% | 0.24% | – |
| TTP | TORTOISE PIPELINE & ENERGY | $334,000 | -4.8% | 14,662 | 0.0% | 0.23% | -46.1% | |
| ERES | New | EAST RESOURCES ACQUISITION-Acl a | $319,000 | – | 32,354 | +100.0% | 0.22% | – |
| NUV | New | NUVEEN MUNI VALUE | $313,000 | – | 30,213 | +100.0% | 0.21% | – |
| HCAR | New | HEALTHCARE SERVICES ACQUI-Acl a | $309,000 | – | 31,729 | +100.0% | 0.21% | – |
| LHC | New | LEO HOLDINGS CORP II-CLASS Acl a | $298,000 | – | 30,608 | +100.0% | 0.20% | – |
| VPCC | New | VPC IMPACT ACQUISITION HOL-Acl a | $286,000 | – | 27,966 | +100.0% | 0.20% | – |
| Buy | OCEANTECH ACQUISITIONS- CL A | $284,000 | +21.4% | 28,525 | +20.2% | 0.19% | -31.2% | |
| DISCA | New | DISCOVERY INC - A | $282,000 | – | 11,994 | +100.0% | 0.19% | – |
| INDIW | New | INDIE SEMICONDUCTOR INC-A*w exp 06/15/202 | $282,000 | – | 80,573 | +100.0% | 0.19% | – |
| New | BANNIX ACQUISITION CORP | $277,000 | – | 28,293 | +100.0% | 0.19% | – | |
| STL | New | STERLING BANCORP/DE | $271,000 | – | 10,524 | +100.0% | 0.18% | – |
| RAM | New | ARIES I ACQUISITION CORP -A | $257,000 | – | 25,711 | +100.0% | 0.18% | – |
| SNRH | New | SENIOR CONNECT ACQUISITION-Acl a | $250,000 | – | 25,766 | +100.0% | 0.17% | – |
| New | CHARDAN NEXTECH ACQUISITION | $248,000 | – | 25,047 | +100.0% | 0.17% | – | |
| CRU | New | CRUCIBLE ACQUISITION CORP-Acl a | $247,000 | – | 25,393 | +100.0% | 0.17% | – |
| AWP | Sell | ABERDEEN GLBL PREM PROPsh ben int | $246,000 | -49.9% | 36,022 | -55.6% | 0.17% | -71.6% |
| Sell | INTERNATIONAL MEDIA ACQ-A | $230,000 | -59.5% | 23,488 | -59.5% | 0.16% | -77.0% | |
| CHPM | New | CHP MERGER CORP-CLASS Acl a | $226,000 | – | 22,400 | +100.0% | 0.16% | – |
| CAS | New | CASCADE ACQUISITION COR-CL Acl a | $225,000 | – | 22,691 | +100.0% | 0.15% | – |
| ETJ | New | EATON VANCE RISK-MANAGED DIV | $224,000 | – | 20,996 | +100.0% | 0.15% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INCOM | $218,000 | – | 12,030 | +100.0% | 0.15% | – |
| STNE | New | STONECO LTD-Acl a | $217,000 | – | 12,919 | +100.0% | 0.15% | – |
| YSG | New | YATSEN HOLDING LTD-ADRads | $215,000 | – | 100,390 | +100.0% | 0.15% | – |
| LCAP | New | LIONHEART ACQUISITION CORP-Acl a | $211,000 | – | 21,270 | +100.0% | 0.14% | – |
| GPAC | New | GLOBAL PARTNER ACQUISITION-A | $210,000 | – | 21,703 | +100.0% | 0.14% | – |
| OSTR | New | OYSTER ENTERPRISES-CL Acl a | $209,000 | – | 21,429 | +100.0% | 0.14% | – |
| SFIX | New | STITCH FIX INC-CLASS Acl a | $207,000 | – | 10,954 | +100.0% | 0.14% | – |
| New | DTRT HEALTH ACQ CORP-Acl a | $206,000 | – | 20,754 | +100.0% | 0.14% | – | |
| ASTSW | Sell | AST SPACEMOBILE INC*w exp 04/06/202 | $203,000 | -67.6% | 70,020 | -56.1% | 0.14% | -81.6% |
| KVSA | New | KHOSLA VENTURES ACQUISITIONcl a | $203,000 | – | 21,022 | +100.0% | 0.14% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $203,000 | – | 12,604 | +100.0% | 0.14% | – |
| KWAC | New | KINGSWOOD ACQUISITION CORP-Acl a | $202,000 | – | 20,008 | +100.0% | 0.14% | – |
| PMO | Exit | PUTNAM MUN OPPTYS TR SBItr sh ben int | $0 | – | -14,638 | -100.0% | -0.24% | – |
| APSG | Exit | APOLLO STRATEGIC GROWTH-CL Acl a | $0 | – | -20,515 | -100.0% | -0.24% | – |
| SPXX | Exit | NUVEEN S&P500 DYNAM OVERWR | $0 | – | -11,775 | -100.0% | -0.24% | – |
| CII | Exit | BLACKROCK ENH CAP AND INC | $0 | – | -10,075 | -100.0% | -0.24% | – |
| Exit | BLUE SAFARI GROUP ACQUISIT-A | $0 | – | -20,688 | -100.0% | -0.25% | – | |
| Exit | DATCHAT INC*w exp 08/13/202 | $0 | – | -23,971 | -100.0% | -0.25% | – | |
| RA | Exit | BROOKFIELD REAL ASSETS INCOM | $0 | – | -10,276 | -100.0% | -0.26% | – |
| PFN | Exit | PIMCO FLOATING RATE | $0 | – | -21,557 | -100.0% | -0.26% | – |
| EFT | Exit | EATON VANCE FLOAT RT INC TR | $0 | – | -15,009 | -100.0% | -0.26% | – |
| VTA | Exit | INVESCO DYNAMIC CREDIT OPP | $0 | – | -21,161 | -100.0% | -0.30% | – |
| Exit | GIGINTERNATIONAL1 INC | $0 | – | -26,409 | -100.0% | -0.31% | – | |
| PNTM | Exit | PONTEM CORP-CLASS Acl a | $0 | – | -27,122 | -100.0% | -0.32% | – |
| GNOG | Exit | GOLDEN NUGGET ONLINE GAMINGcl a | $0 | – | -16,404 | -100.0% | -0.34% | – |
| ESSC | Exit | EAST STONE ACQUISITION CORP | $0 | – | -27,901 | -100.0% | -0.34% | – |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -28,658 | -100.0% | -0.34% | – |
| MCMJ | Exit | MERIDA MERGER CORP I | $0 | – | -29,825 | -100.0% | -0.36% | – |
| GSAQ | Exit | GLOBAL SYNERGY ACQUISITION-A | $0 | – | -30,872 | -100.0% | -0.36% | – |
| PCTTW | Exit | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $0 | – | -59,914 | -100.0% | -0.37% | – |
| LTRPA | Exit | LIBERTY TRIPADVISOR HDG-A | $0 | – | -99,772 | -100.0% | -0.37% | – |
| ADX | Exit | ADAMS DIVERSIFIED EQUITY | $0 | – | -15,624 | -100.0% | -0.37% | – |
| Exit | CLOVER LEAF CAPITAL CORP -Acl a | $0 | – | -31,415 | -100.0% | -0.38% | – | |
| AMTBB | Exit | AMERANT BANCORP INC - Bcl b | $0 | – | -15,434 | -100.0% | -0.43% | – |
| ISBC | Exit | INVESTORS BANCORP INC | $0 | – | -24,580 | -100.0% | -0.45% | – |
| Exit | GOLDEN PATH ACQUISITION CORPordinary shares | $0 | – | -41,947 | -100.0% | -0.50% | – | |
| CADE | Exit | CADENCE BANCORPcl a | $0 | – | -19,137 | -100.0% | -0.51% | – |
| Exit | LUCID GROUP INC*w exp 07/23/202 | $0 | – | -38,437 | -100.0% | -0.52% | – | |
| FPAC | Exit | FAR PEAK ACQUISITION CORP-Acl a | $0 | – | -45,600 | -100.0% | -0.55% | – |
| PFL | Exit | PIMCO FLOATING RATE INC FUND | $0 | – | -39,032 | -100.0% | -0.55% | – |
| DM | Exit | DESKTOP METAL INC-Acl a | $0 | – | -75,590 | -100.0% | -0.65% | – |
| FOX | Exit | FOX CORP - CLASS B | $0 | – | -15,928 | -100.0% | -0.71% | – |
| SCPL | Exit | SCIPLAY CORP-CLASS Acl a | $0 | – | -30,530 | -100.0% | -0.76% | – |
| DISCK | Exit | DISCOVERY INC-C | $0 | – | -30,165 | -100.0% | -0.88% | – |
| CWENA | Exit | CLEARWAY ENERGY INC-Acl a | $0 | – | -31,204 | -100.0% | -1.06% | – |
| GSKY | Exit | GREENSKY INC-CLASS Acl a | $0 | – | -86,018 | -100.0% | -1.16% | – |
| SV | Exit | SPRING VALLEY ACQUIS-CLASS Acl a | $0 | – | -117,678 | -100.0% | -1.23% | – |
| TWNKW | Exit | HOSTESS BRANDS INC*w exp 11/04/202 | $0 | – | -450,947 | -100.0% | -1.62% | – |
| SCHZ | Exit | SCHWAB US AGGREGATE BOND ETFtr us aggregate b | $0 | – | -27,459 | -100.0% | -1.79% | – |
| GWB | Exit | GREAT WESTERN BANCORP INC | $0 | – | -47,311 | -100.0% | -1.86% | – |
| IUSB | Exit | ISHARES CORE TOTAL BOND ETFtotal usd | $0 | – | -30,861 | -100.0% | -1.98% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-01-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.