OTA Financial Group L.P. is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.
Filed | Shares | Percentage | |
---|---|---|---|
China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |