OTA Financial Group L.P. Activity Q4 2004-Q2 2023

Q2 2023

			Value		Shares		↓ Weighting
OXYWS	New	OCCIDENTAL PETROLEUM CORPw exp 08/03/202	$64,745	–	1,734,876	–	45.22%	–
BKNG	New	BOOKING HOLDINGS INC	$45,905	–	17,000	–	32.06%	–
BRKB	New	BERKSHIRE HATHAWAY INC-CL Bcl b	$20,460	–	60,000	–	14.29%	–
	New	SCILEX HOLDING CO	$5,762	–	1,034,600	–	4.02%	–
GOOGL	New	ALPHABET INC-CL Acl a	$5,092	–	42,543	–	3.56%	–
LBRDK	New	LIBERTY BROADBAND-C	$843	–	10,534	–	0.59%	–
	New	BIORA THERAPEUTICS INC	$379	–	98,500	–	0.26%	–

Q4 2022

			Value		Shares		↓ Weighting
	Exit	ACHARI VENTURES HOLDINGS COR	$0	–	-20,017	–	-0.17%	–
	Exit	WINVEST ACQUISITION CORP	$0	–	-20,459	–	-0.18%	–
KSI	Exit	KADEM SUSTAINABLE IMPAC-CL A	$0	–	-21,549	–	-0.18%	–
PUCK	Exit	GOAL ACQUISITIONS CORP	$0	–	-21,608	–	-0.18%	–
PSAG	Exit	PROPERTY SOLUTIONS ACQUISI-Acl a	$0	–	-21,628	–	-0.18%	–
BFK	Exit	BLACKROCK MUN INC TR SBIsh ben int	$0	–	-22,430	–	-0.18%	–
BGT	Exit	BLACKROCK FLT RT INC	$0	–	-19,801	–	-0.18%	–
CLRM	Exit	CLARIM ACQUISITION CORP-CL Acl a	$0	–	-21,772	–	-0.18%	–
TDF	Exit	TEMPLETON DRAGON FUND INC	$0	–	-23,224	–	-0.18%	–
NVG	Exit	NUVEEN AMT-FR MUNI CREDIT FD	$0	–	-18,952	–	-0.19%	–
EFT	Exit	EATON VANCE FLOAT RT INC TR	$0	–	-19,557	–	-0.19%	–
LGV	Exit	LONGVIEW ACQUISITION CORP -Acl a	$0	–	-22,770	–	-0.19%	–
SBII	Exit	SANDBRIDGE X2 CORP-Aclass a	$0	–	-22,938	–	-0.19%	–
HYT	Exit	BLACKROCK CORP HI YLD	$0	–	-26,494	–	-0.19%	–
	Exit	WELSBACH TECHNOLOGY METALS	$0	–	-22,777	–	-0.20%	–
DIAX	Exit	NUVEEN DOW30 DYN OVERWRT FD	$0	–	-17,026	–	-0.20%	–
BRIV	Exit	B RILEY PRINCIPAL 250 MERG-A	$0	–	-23,587	–	-0.20%	–
ACAH	Exit	ATLANTIC COASTAL ACQUISITI-A	$0	–	-23,664	–	-0.20%	–
CII	Exit	BLACKROCK ENHANCE CAP & INC	$0	–	-14,199	–	-0.20%	–
DHHC	Exit	DIAMONDHEAD HOLDINGS CORP-Acl a	$0	–	-23,863	–	-0.20%	–
	Exit	BELONG ACQUISITION CORP-A	$0	–	-24,254	–	-0.20%	–
CLAS	Exit	CLASS ACCELERATION CORP-A	$0	–	-24,431	–	-0.21%	–
VELO	Exit	VELOCITY ACQUISITION CORP-Acl a	$0	–	-24,592	–	-0.21%	–
UAA	Exit	UNDER ARMOUR INC-CLASS Acl a	$0	–	-36,714	–	-0.21%	–
NSTB	Exit	NORTHERN STAR INVESTMENT C-Aclass a	$0	–	-25,177	–	-0.21%	–
ARRW	Exit	ARROWROOT ACQUISITION CORP-A	$0	–	-25,864	–	-0.22%	–
	Exit	BANNIX ACQUISITION CORP	$0	–	-26,196	–	-0.22%	–
BGH	Exit	BARINGS GL SH DUR HI YLD	$0	–	-21,608	–	-0.23%	–
GRCY	Exit	Greencity Acquisition Corp	$0	–	-25,290	–	-0.23%	–
EXG	Exit	EATON VANCE TAX-MANAGED GLOB	$0	–	-37,400	–	-0.23%	–
BENE	Exit	BENESSERE CAPITAL ACQUI-CL Acl a	$0	–	-26,994	–	-0.24%	–
CLBR	Exit	COLOMBIER ACQUISITION CORP-Acl a	$0	–	-28,661	–	-0.24%	–
	Exit	MARBLEGATE ACQUISITION COR-Acl a	$0	–	-28,014	–	-0.24%	–
NBST	Exit	NEWBURY STREET ACQUISITION C	$0	–	-28,747	–	-0.24%	–
AWF	Exit	ALLIANCE WRLD DLR G F II	$0	–	-31,900	–	-0.24%	–
	Exit	MERCURY ECOMMERCE ACQUISIT-A	$0	–	-28,579	–	-0.24%	–
	Exit	FG MERGER CORP	$0	–	-28,517	–	-0.24%	–
	Exit	LARKSPUR HEALTH ACQUISITIO-A	$0	–	-29,030	–	-0.25%	–
TWLV	Exit	TWELVE SEAS INVTMNT CO II -Acl a	$0	–	-29,738	–	-0.25%	–
TLGA	Exit	TLG ACQUISITION ONE COR-CL Acl a	$0	–	-29,991	–	-0.25%	–
MTAC	Exit	MEDTECH ACQUISITION CORP-Acl a	$0	–	-30,051	–	-0.26%	–
MBAC	Exit	M3-BRIGADE ACQUISITION II-Acl a	$0	–	-31,052	–	-0.26%	–
EOS	Exit	EATON VANCE ENH EQT INC II	$0	–	-20,297	–	-0.27%	–
GER	Exit	GOLDMAN SACHS MLP & ENERGY R	$0	–	-26,362	–	-0.27%	–
FVIV	Exit	FORTRESS VALUE ACQUIS IV-Acl a	$0	–	-32,127	–	-0.27%	–
DNZ	Exit	D AND Z MEDIA ACQUISITION-Acl a	$0	–	-32,409	–	-0.27%	–
	Exit	RF ACQUISITION CORP - CL A	$0	–	-32,488	–	-0.28%	–
PFL	Exit	PIMCO FLOATING RATE INC FUND	$0	–	-40,484	–	-0.28%	–
MDH	Exit	MDH ACQUISITION CORP -CL Acl a	$0	–	-33,142	–	-0.28%	–
OSTR	Exit	OYSTER ENTERPRISES-CL Acl a	$0	–	-33,780	–	-0.29%	–
HIX	Exit	WESTERN ASSET HIGH INC II	$0	–	-76,797	–	-0.29%	–
BITE	Exit	BITE ACQUISITION CORP	$0	–	-34,215	–	-0.29%	–
PFN	Exit	PIMCO FLOATING RATE	$0	–	-48,900	–	-0.29%	–
HLAH	Exit	HAMILTON LANE ALL-CLASS Acl a	$0	–	-34,557	–	-0.29%	–
CWENA	Exit	CLEARWAY ENERGY INC-Acl a	$0	–	-12,056	–	-0.30%	–
	Exit	EG ACQUISITION CORP-Acl a	$0	–	-35,966	–	-0.30%	–
	Exit	TG VENTURE ACQUISITION CORP	$0	–	-35,386	–	-0.30%	–
TBCP	Exit	THUNDER BRIDGE CAPITAL PAR-Acl a	$0	–	-35,886	–	-0.30%	–
MACC	Exit	MISSION ADVANCEMENT CORP-Acl a	$0	–	-36,220	–	-0.30%	–
ANZU	Exit	ANZU SPECIAL ACQUISITION -Acl a	$0	–	-36,271	–	-0.31%	–
	Exit	MANA CAPITAL ACQUISITION COR	$0	–	-36,099	–	-0.31%	–
FZT	Exit	FAST ACQUISITION CORP II-Acl a	$0	–	-38,049	–	-0.32%	–
NML	Exit	NB MLP & ENERGY INCOME	$0	–	-61,196	–	-0.32%	–
TMKR	Exit	TASTEMAKER ACQUISITION COR-Acl a	$0	–	-38,689	–	-0.33%	–
	Exit	DILA CAPITAL ACQUISITION - Acl a	$0	–	-38,920	–	-0.33%	–
VCV	Exit	INVESCO CA V M I	$0	–	-43,245	–	-0.33%	–
ETY	Exit	EATON VANCE TAX-MANAGED DIVE	$0	–	-35,865	–	-0.33%	–
JFR	Exit	NUVEEN FLOAT RATE INC FD	$0	–	-48,619	–	-0.34%	–
BDJ	Exit	BLACKROCK ENHANCED EQTY DVD	$0	–	-48,850	–	-0.34%	–
	Exit	SPORTSMAP TECH ACQUISITION C	$0	–	-40,222	–	-0.35%	–
TYG	Exit	TORTOISE ENERGY INFRASTRUCT	$0	–	-13,670	–	-0.35%	–
FRA	Exit	BLACKROCK FLOAT RT INCOME ST	$0	–	-37,220	–	-0.35%	–
NAD	Exit	NUVEEN DIV ADV MUNI	$0	–	-37,283	–	-0.35%	–
GTPB	Exit	GORES TECHNOLOGY PRTNR II-A	$0	–	-42,726	–	-0.36%	–
FRSG	Exit	FIRST RESERVE SUSTAINABLE-A	$0	–	-43,239	–	-0.36%	–
SCLE	Exit	BROADSCALE ACQUISITION -CL Acl a	$0	–	-44,508	–	-0.38%	–
	Exit	CLOVER LEAF CAPITAL CORP -Acl a	$0	–	-43,655	–	-0.39%	–
IIM	Exit	INVESCO VALUE MUNICIPAL INCO	$0	–	-40,943	–	-0.40%	–
	Exit	EMERGING MARKETS HORIZON -A	$0	–	-54,183	–	-0.46%	–
FLME	Exit	FLAME ACQUISITION CORP -CL Acl a	$0	–	-60,301	–	-0.51%	–
	Exit	BANNER ACQUISITION CORP	$0	–	-60,187	–	-0.51%	–
DRE	Exit	DUKE REALTY CORP	$0	–	-12,422	–	-0.51%	–
	Exit	TRADEUP ACQUISITION CORP	$0	–	-63,957	–	-0.55%	–
	Exit	GLOBAL CONSUMER ACQUISITION	$0	–	-63,567	–	-0.56%	–
PAGP	Exit	PLAINS GP HOLDINGS LP-CL Altd partnr int a	$0	–	-66,572	–	-0.62%	–
EMO	Exit	CLEARBRIDGE ENERGY MIDSTREAM	$0	–	-34,321	–	-0.74%	–
NTG	Exit	TORTOISE MIDSTREAM ENERGY	$0	–	-28,567	–	-0.79%	–
CEM	Exit	CLEARBRIDGE MLP & MIDSTREAM	$0	–	-33,999	–	-0.87%	–
BCAT	Exit	BLACKROCK CAPITAL ALLOCATION	$0	–	-75,308	–	-0.88%	–
ADRA	Exit	ADARA ACQUISITION CORP-CL Acl a	$0	–	-104,106	–	-0.89%	–
BAMR	Exit	BROOKFIELD ASSET MANAGEMEN-Acl a exch lt vtg	$0	–	-27,174	–	-0.95%	–
	Exit	BLACKROCK ESG CAPITAL ALLOC	$0	–	-104,741	–	-1.15%	–
BMEZ	Exit	BLACKROCK HEALTH SCI TR II	$0	–	-106,499	–	-1.36%	–
	Exit	SORRENTO THERAPEUTICS INC	$0	–	-1,098,400	–	-1.48%	–
LBRDK	Exit	LIBERTY BROADBAND-C	$0	–	-24,704	–	-1.56%	–
IGIB	Exit	ISHARES 5-10Y INV GRADE CORP	$0	–	-41,662	–	-1.73%	–
BIGZ	Exit	BLACKROCK INNOV & GROW TR	$0	–	-373,990	–	-2.33%	–
GOOG	Exit	ALPHABET INC-CL Ccl c	$0	–	-30,323	–	-2.50%	–
SJNK	Exit	SPDR BLOOMBERG SHORT TERM HIsht te	$0	–	-137,452	–	-2.80%	–
SJIV	Exit	SOUTH JERSEY INDUSTRIESunit 04/01/2024	$0	–	-54,633	–	-3.12%	–
SCHZ	Exit	SCHWAB US AGGREGATE BOND ETFus aggregate b	$0	–	-90,713	–	-3.53%	–
CHKEW	Exit	CHESAPEAKE ENERGY CORP*w exp 02/09/202	$0	–	-101,870	–	-7.01%	–
CHKEZ	Exit	CHESAPEAKE ENERGY CORP*w exp 02/09/202	$0	–	-146,213	–	-9.91%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTunit	$0	–	-1,338,672	–	-14.71%	–
OXYWS	Exit	OCCIDENTAL PETROLEUM CORP*w exp 08/03/202	$0	–	-518,265	–	-17.62%	–

Q3 2022

			Value		Shares		↓ Weighting
OXYWS	Sell	OCCIDENTAL PETROLEUM CORP*w exp 08/03/202	$20,533,000	-84.1%	518,265	-85.2%	17.62%	-71.5%
PHYS	Buy	SPROTT PHYSICAL GOLD TRUSTunit	$17,135,000	+319.6%	1,338,672	+364.7%	14.71%	+651.8%
CHKEZ	New	CHESAPEAKE ENERGY CORP*w exp 02/09/202	$11,550,000	–	146,213	–	9.91%	–
CHKEW	New	CHESAPEAKE ENERGY CORP*w exp 02/09/202	$8,167,000	–	101,870	–	7.01%	–
SCHZ	Sell	SCHWAB US AGGREGATE BOND ETFus aggregate b	$4,110,000	-52.8%	90,713	-50.1%	3.53%	-15.4%
SJIV	Sell	SOUTH JERSEY INDUSTRIESunit 04/01/2024	$3,638,000	-29.9%	54,633	-28.6%	3.12%	+25.5%
SJNK	Buy	SPDR BLOOMBERG SHORT TERM HIsht te	$3,268,000	+239.0%	137,452	+243.6%	2.80%	+507.1%
GOOG	New	ALPHABET INC-CL Ccl c	$2,915,000	–	30,323	–	2.50%	–
BIGZ	New	BLACKROCK INNOV & GROW TR	$2,718,000	–	373,990	–	2.33%	–
IGIB	New	ISHARES 5-10Y INV GRADE CORP	$2,011,000	–	41,662	–	1.73%	–
LBRDK	Sell	LIBERTY BROADBAND-C	$1,823,000	-38.4%	24,704	-3.5%	1.56%	+10.4%
	Sell	SORRENTO THERAPEUTICS INC	$1,724,000	-35.6%	1,098,400	-17.5%	1.48%	+15.5%
BMEZ	New	BLACKROCK HEALTH SCI TR II	$1,590,000	–	106,499	–	1.36%	–
	New	BLACKROCK ESG CAPITAL ALLOC	$1,341,000	–	104,741	–	1.15%	–
BAMR	New	BROOKFIELD ASSET MANAGEMEN-Acl a exch lt vtg	$1,111,000	–	27,174	–	0.95%	–
ADRA	Buy	ADARA ACQUISITION CORP-CL Acl a	$1,035,000	+30.0%	104,106	+29.3%	0.89%	+133.1%
BCAT	New	BLACKROCK CAPITAL ALLOCATION	$1,024,000	–	75,308	–	0.88%	–
CEM	Buy	CLEARBRIDGE MLP & MIDSTREAM	$1,013,000	+59.5%	33,999	+53.7%	0.87%	+185.9%
NTG	Buy	TORTOISE MIDSTREAM ENERGY	$922,000	+66.4%	28,567	+65.9%	0.79%	+198.5%
EMO	Buy	CLEARBRIDGE ENERGY MIDSTREAM	$858,000	+70.2%	34,321	+60.5%	0.74%	+205.4%
PAGP	New	PLAINS GP HOLDINGS LP-CL Altd partnr int a	$726,000	–	66,572	–	0.62%	–
	Buy	GLOBAL CONSUMER ACQUISITION	$647,000	+4.0%	63,567	+2.9%	0.56%	+86.2%
	Buy	TRADEUP ACQUISITION CORP	$643,000	+27.8%	63,957	+27.0%	0.55%	+129.0%
DRE	Sell	DUKE REALTY CORP	$598,000	-59.2%	12,422	-53.5%	0.51%	-26.9%
	Buy	BANNER ACQUISITION CORP	$595,000	+4.0%	60,187	+3.9%	0.51%	+86.5%
FLME	New	FLAME ACQUISITION CORP -CL Acl a	$592,000	–	60,301	–	0.51%	–
	Sell	EMERGING MARKETS HORIZON -A	$541,000	-1.1%	54,183	-1.9%	0.46%	+77.1%
IIM	New	INVESCO VALUE MUNICIPAL INCO	$471,000	–	40,943	–	0.40%	–
	Buy	CLOVER LEAF CAPITAL CORP -Acl a	$451,000	+24.6%	43,655	+22.1%	0.39%	+123.7%
SCLE	New	BROADSCALE ACQUISITION -CL Acl a	$438,000	–	44,508	–	0.38%	–
FRSG	Buy	FIRST RESERVE SUSTAINABLE-A	$424,000	+13.7%	43,239	+13.1%	0.36%	+103.4%
GTPB	New	GORES TECHNOLOGY PRTNR II-A	$419,000	–	42,726	–	0.36%	–
NAD	New	NUVEEN DIV ADV MUNI	$410,000	–	37,283	–	0.35%	–
FRA	New	BLACKROCK FLOAT RT INCOME ST	$409,000	–	37,220	–	0.35%	–
TYG	New	TORTOISE ENERGY INFRASTRUCT	$409,000	–	13,670	–	0.35%	–
	Buy	SPORTSMAP TECH ACQUISITION C	$403,000	+54.4%	40,222	+53.2%	0.35%	+176.8%
BDJ	Buy	BLACKROCK ENHANCED EQTY DVD	$396,000	+91.3%	48,850	+108.3%	0.34%	+243.4%
JFR	Buy	NUVEEN FLOAT RATE INC FD	$394,000	+0.8%	48,619	+3.6%	0.34%	+80.7%
ETY	New	EATON VANCE TAX-MANAGED DIVE	$389,000	–	35,865	–	0.33%	–
VCV	New	INVESCO CA V M I	$388,000	–	43,245	–	0.33%	–
	New	DILA CAPITAL ACQUISITION - Acl a	$387,000	–	38,920	–	0.33%	–
TMKR	Buy	TASTEMAKER ACQUISITION COR-Acl a	$386,000	+36.9%	38,689	+35.8%	0.33%	+145.2%
NML	Sell	NB MLP & ENERGY INCOME	$374,000	-51.6%	61,196	-52.5%	0.32%	-13.2%
FZT	New	FAST ACQUISITION CORP II-Acl a	$373,000	–	38,049	–	0.32%	–
	Buy	MANA CAPITAL ACQUISITION COR	$362,000	+9.7%	36,099	+8.4%	0.31%	+96.8%
ANZU	Buy	ANZU SPECIAL ACQUISITION -Acl a	$356,000	+60.4%	36,271	+60.0%	0.31%	+188.7%
MACC	New	MISSION ADVANCEMENT CORP-Acl a	$355,000	–	36,220	–	0.30%	–
TBCP	New	THUNDER BRIDGE CAPITAL PAR-Acl a	$353,000	–	35,886	–	0.30%	–
	Buy	TG VENTURE ACQUISITION CORP	$352,000	+42.5%	35,386	+41.7%	0.30%	+155.9%
CWENA	New	CLEARWAY ENERGY INC-Acl a	$350,000	–	12,056	–	0.30%	–
HLAH	New	HAMILTON LANE ALL-CLASS Acl a	$341,000	–	34,557	–	0.29%	–
PFN	New	PIMCO FLOATING RATE	$337,000	–	48,900	–	0.29%	–
BITE	New	BITE ACQUISITION CORP	$336,000	–	34,215	–	0.29%	–
HIX	New	WESTERN ASSET HIGH INC II	$334,000	–	76,797	–	0.29%	–
OSTR	New	OYSTER ENTERPRISES-CL Acl a	$333,000	–	33,780	–	0.29%	–
MDH	Buy	MDH ACQUISITION CORP -CL Acl a	$326,000	+10.1%	33,142	+10.0%	0.28%	+97.2%
PFL	New	PIMCO FLOATING RATE INC FUND	$322,000	–	40,484	–	0.28%	–
	New	RF ACQUISITION CORP - CL A	$320,000	–	32,488	–	0.28%	–
DNZ	Sell	D AND Z MEDIA ACQUISITION-Acl a	$319,000	-1.2%	32,409	-1.7%	0.27%	+76.8%
FVIV	New	FORTRESS VALUE ACQUIS IV-Acl a	$316,000	–	32,127	–	0.27%	–
GER	Sell	GOLDMAN SACHS MLP & ENERGY R	$316,000	-21.8%	26,362	-27.4%	0.27%	+40.4%
EOS	Buy	EATON VANCE ENH EQT INC II	$310,000	+25.0%	20,297	+32.2%	0.27%	+123.5%
MBAC	New	M3-BRIGADE ACQUISITION II-Acl a	$304,000	–	31,052	–	0.26%	–
MTAC	Sell	MEDTECH ACQUISITION CORP-Acl a	$298,000	-6.9%	30,051	-7.8%	0.26%	+67.3%
TLGA	New	TLG ACQUISITION ONE COR-CL Acl a	$295,000	–	29,991	–	0.25%	–
TWLV	Buy	TWELVE SEAS INVTMNT CO II -Acl a	$292,000	+16.8%	29,738	+16.1%	0.25%	+109.2%
	New	LARKSPUR HEALTH ACQUISITIO-A	$290,000	–	29,030	–	0.25%	–
	New	FG MERGER CORP	$285,000	–	28,517	–	0.24%	–
	New	MERCURY ECOMMERCE ACQUISIT-A	$284,000	–	28,579	–	0.24%	–
AWF	New	ALLIANCE WRLD DLR G F II	$283,000	–	31,900	–	0.24%	–
NBST	New	NEWBURY STREET ACQUISITION C	$282,000	–	28,747	–	0.24%	–
	New	MARBLEGATE ACQUISITION COR-Acl a	$279,000	–	28,014	–	0.24%	–
BENE	Sell	BENESSERE CAPITAL ACQUI-CL Acl a	$279,000	-68.3%	26,994	-68.3%	0.24%	-43.2%
CLBR	New	COLOMBIER ACQUISITION CORP-Acl a	$278,000	–	28,661	–	0.24%	–
EXG	Sell	EATON VANCE TAX-MANAGED GLOB	$271,000	-24.5%	37,400	-19.8%	0.23%	+35.5%
GRCY	Sell	Greencity Acquisition Corp	$267,000	-0.4%	25,290	-1.2%	0.23%	+78.9%
BGH	Buy	BARINGS GL SH DUR HI YLD	$264,000	+21.1%	21,608	+28.8%	0.23%	+118.3%
	Buy	BANNIX ACQUISITION CORP	$261,000	+27.9%	26,196	+26.9%	0.22%	+128.6%
ARRW	New	ARROWROOT ACQUISITION CORP-A	$253,000	–	25,864	–	0.22%	–
NSTB	Buy	NORTHERN STAR INVESTMENT C-Aclass a	$248,000	+9.7%	25,177	+9.1%	0.21%	+97.2%
UAA	New	UNDER ARMOUR INC-CLASS Acl a	$244,000	–	36,714	–	0.21%	–
VELO	New	VELOCITY ACQUISITION CORP-Acl a	$241,000	–	24,592	–	0.21%	–
CLAS	Sell	CLASS ACCELERATION CORP-A	$241,000	-10.4%	24,431	-10.9%	0.21%	+60.5%
	New	BELONG ACQUISITION CORP-A	$239,000	–	24,254	–	0.20%	–
DHHC	New	DIAMONDHEAD HOLDINGS CORP-Acl a	$235,000	–	23,863	–	0.20%	–
CII	New	BLACKROCK ENHANCE CAP & INC	$233,000	–	14,199	–	0.20%	–
ACAH	New	ATLANTIC COASTAL ACQUISITI-A	$232,000	–	23,664	–	0.20%	–
DIAX	New	NUVEEN DOW30 DYN OVERWRT FD	$229,000	–	17,026	–	0.20%	–
BRIV	New	B RILEY PRINCIPAL 250 MERG-A	$230,000	–	23,587	–	0.20%	–
	New	WELSBACH TECHNOLOGY METALS	$227,000	–	22,777	–	0.20%	–
HYT	New	BLACKROCK CORP HI YLD	$226,000	–	26,494	–	0.19%	–
SBII	New	SANDBRIDGE X2 CORP-Aclass a	$225,000	–	22,938	–	0.19%	–
LGV	Sell	LONGVIEW ACQUISITION CORP -Acl a	$223,000	-17.4%	22,770	-17.9%	0.19%	+48.1%
EFT	New	EATON VANCE FLOAT RT INC TR	$222,000	–	19,557	–	0.19%	–
NVG	New	NUVEEN AMT-FR MUNI CREDIT FD	$221,000	–	18,952	–	0.19%	–
CLRM	New	CLARIM ACQUISITION CORP-CL Acl a	$215,000	–	21,772	–	0.18%	–
BGT	New	BLACKROCK FLT RT INC	$215,000	–	19,801	–	0.18%	–
TDF	New	TEMPLETON DRAGON FUND INC	$216,000	–	23,224	–	0.18%	–
BFK	Sell	BLACKROCK MUN INC TR SBIsh ben int	$213,000	-80.9%	22,430	-78.4%	0.18%	-65.7%
PSAG	New	PROPERTY SOLUTIONS ACQUISI-Acl a	$212,000	–	21,628	–	0.18%	–
PUCK	Buy	GOAL ACQUISITIONS CORP	$212,000	+2.4%	21,608	+2.0%	0.18%	+83.8%
KSI	New	KADEM SUSTAINABLE IMPAC-CL A	$211,000	–	21,549	–	0.18%	–
	New	WINVEST ACQUISITION CORP	$204,000	–	20,459	–	0.18%	–
	New	ACHARI VENTURES HOLDINGS COR	$201,000	–	20,017	–	0.17%	–
GOEDWS	Exit	1847 GOEDEKER INC*w exp 06/02/202	$0	–	-785,115	–	-0.10%	–
GSAQ	Exit	GLOBAL SYNERGY ACQUISITION-A	$0	–	-21,162	–	-0.10%	–
CRU	Exit	CRUCIBLE ACQUISITION CORP-Acl a	$0	–	-21,587	–	-0.10%	–
	Exit	WILLIAMS ROWLAND ACQUISITION	$0	–	-21,442	–	-0.10%	–
BLW	Exit	BLACKROCK LIMITED	$0	–	-17,522	–	-0.11%	–
AUY	Exit	YAMANA GOLD INC	$0	–	-48,415	–	-0.11%	–
MPAC	Exit	MODEL PERFORMANCE ACQUISIT-A	$0	–	-22,562	–	-0.11%	–
PGRW	Exit	PROGRESS ACQUISITION CORP-Acl a	$0	–	-23,485	–	-0.11%	–
BXMX	Exit	NUVEEN EQTY PREM INCM FD	$0	–	-18,741	–	-0.11%	–
BIT	Exit	BLACKROCK MULTI-SECTOR INCOM	$0	–	-17,457	–	-0.12%	–
KMF	Exit	KAYNE ANDERSON NEXTGEN ENERG	$0	–	-33,233	–	-0.12%	–
MUDS	Exit	MUDRICK CAPITAL ACQUISITIO-Acl a	$0	–	-24,990	–	-0.12%	–
	Exit	BLACK MOUNTAIN ACQUISITION-A	$0	–	-25,276	–	-0.12%	–
	Exit	MOUNTAIN CREST ACQUISITION	$0	–	-25,834	–	-0.12%	–
	Exit	PONO CAPITAL CORP-A	$0	–	-26,358	–	-0.13%	–
SNRH	Exit	SENIOR CONNECT ACQUISITION-Acl a	$0	–	-28,039	–	-0.13%	–
	Exit	8I ACQUISITION 2 CORPordinary shares	$0	–	-27,869	–	-0.13%	–
	Exit	GLADSTONE ACQUISITION CORP-A	$0	–	-27,524	–	-0.13%	–
NRK	Exit	NUVEEN NY AMT-FR MUNI INC FD	$0	–	-25,511	–	-0.14%	–
MAQC	Exit	MAQUIA CAPITAL ACQUISITION-A	$0	–	-27,878	–	-0.14%	–
	Exit	CLEANTECH ACQUISITION CORP	$0	–	-29,340	–	-0.14%	–
	Exit	GIGINTERNATIONAL1 INC	$0	–	-29,435	–	-0.14%	–
VPCB	Exit	VPC IMPACT ACQUISITION HOL-Aord	$0	–	-30,282	–	-0.14%	–
UA	Exit	UNDER ARMOUR INC-CLASS Ccl c	$0	–	-39,409	–	-0.14%	–
HAAC	Exit	HEALTH ASSURANCE ACQUISIT-Acl a	$0	–	-34,065	–	-0.16%	–
NKX	Exit	NUVEEN CA AMT-FR MUNI INC FD	$0	–	-26,198	–	-0.16%	–
PACX	Exit	PIONEER MERGER CORP -CLASS A	$0	–	-35,642	–	-0.17%	–
	Exit	BLUE SAFARI GROUP ACQUISIT-A	$0	–	-34,760	–	-0.17%	–
BTT	Exit	BLACKROCK MUNICIPAL 2030 TAR	$0	–	-18,163	–	-0.19%	–
	Exit	OCEANTECH ACQUISITIONS- CL A	$0	–	-42,532	–	-0.20%	–
LSXMA	Exit	LIBERTY MEDIA COR-SIRIUSXM A	$0	–	-12,353	–	-0.21%	–
GOAC	Exit	GO ACQUISITION CORP-CLASS A	$0	–	-44,667	–	-0.21%	–
EAD	Exit	ALLSPRING INCOME OPPORTUNITIinc oppty fd	$0	–	-68,766	–	-0.21%	–
ARDC	Exit	ARES DYNAMIC CREDIT ALLOCATI	$0	–	-36,989	–	-0.22%	–
KIO	Exit	KKR INCOME OPPORTUNITIES	$0	–	-38,858	–	-0.22%	–
AMOV	Exit	AMERICA MOVIL S A DE C Vadr	$0	–	-24,252	–	-0.23%	–
BREZ	Exit	BREEZE HOLDINGS ACQUISITION	$0	–	-48,044	–	-0.24%	–
DKDCA	Exit	DATA KNIGHTS ACQUISITION C-A	$0	–	-48,820	–	-0.24%	–
DWIN	Exit	DELWINDS INSURANCE - CLASS A	$0	–	-50,810	–	-0.24%	–
NEA	Exit	NUVEEN AMT-FR QLTY MUNI INC	$0	–	-45,844	–	-0.26%	–
CEF	Exit	SPROTT PHYSICAL GOLD AND SILunit	$0	–	-37,820	–	-0.30%	–
VENA	Exit	VENUS ACQUISITION CORP	$0	–	-67,753	–	-0.33%	–
AUS	Exit	AUSTERLITZ ACQUISITION COR-Acl a	$0	–	-73,632	–	-0.34%	–
ASZ	Exit	AUSTERLITZ ACQUISITION COR-Acl a	$0	–	-90,032	–	-0.42%	–
SPAB	Exit	SPDR PORTFOLIO AGGREGATE BONportfolio agrgte	$0	–	-37,648	–	-0.48%	–
LSXMK	Exit	LIBERTY MEDIA COR-SIRIUSXM C	$0	–	-38,793	–	-0.67%	–
FPAC	Exit	FAR PEAK ACQUISITION CORP-Acl a	$0	–	-145,319	–	-0.68%	–
PSTH	Exit	PERSHING SQUARE TONTINE -Acl a	$0	–	-123,800	–	-1.18%	–
BND	Exit	VANGUARD TOTAL BOND MARKETtotal bnd mrkt	$0	–	-92,136	–	-3.32%	–
PSLV	Exit	SPROTT PHYSICAL SILVER TRUSTunit	$0	–	-1,469,516	–	-4.86%	–

Q2 2022

			Value		Shares		↓ Weighting
OXYWS	New	OCCIDENTAL PETROLEUM CORP*w exp 08/03/202	$129,032,000	–	3,490,200	–	61.80%	–
PSLV	New	SPROTT PHYSICAL SILVER TRUSTunit	$10,139,000	–	1,469,516	–	4.86%	–
SCHZ	New	SCHWAB US AGGREGATE BOND ETFus aggregate b	$8,708,000	–	181,930	–	4.17%	–
BND	New	VANGUARD TOTAL BOND MARKETtotal bnd mrkt	$6,934,000	–	92,136	–	3.32%	–
SJIV	New	SOUTH JERSEY INDUSTRIESunit 04/01/2024	$5,193,000	–	76,495	–	2.49%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$4,084,000	–	288,053	–	1.96%	–
LBRDK	New	LIBERTY BROADBAND-C	$2,961,000	–	25,610	–	1.42%	–
	New	SORRENTO THERAPEUTICS INC	$2,675,000	–	1,331,000	–	1.28%	–
PSTH	New	PERSHING SQUARE TONTINE -Acl a	$2,472,000	–	123,800	–	1.18%	–
DRE	New	DUKE REALTY CORP	$1,466,000	–	26,693	–	0.70%	–
FPAC	New	FAR PEAK ACQUISITION CORP-Acl a	$1,427,000	–	145,319	–	0.68%	–
LSXMK	New	LIBERTY MEDIA COR-SIRIUSXM C	$1,398,000	–	38,793	–	0.67%	–
BFK	New	BLACKROCK MUN INC TR SBIsh ben int	$1,115,000	–	103,981	–	0.53%	–
SPAB	New	SPDR PORTFOLIO AGGREGATE BONportfolio agrgte	$992,000	–	37,648	–	0.48%	–
SJNK	New	SPDR BLOOMBERG SHORT TERM HIbloomberg sht te	$964,000	–	40,002	–	0.46%	–
BENE	New	BENESSERE CAPITAL ACQUI-CL Acl a	$880,000	–	85,201	–	0.42%	–
ASZ	New	AUSTERLITZ ACQUISITION COR-Acl a	$877,000	–	90,032	–	0.42%	–
ADRA	New	ADARA ACQUISITION CORP-CL Acl a	$796,000	–	80,490	–	0.38%	–
NML	New	NB MLP & ENERGY INCOME	$773,000	–	128,840	–	0.37%	–
AUS	New	AUSTERLITZ ACQUISITION COR-Acl a	$717,000	–	73,632	–	0.34%	–
VENA	New	VENUS ACQUISITION CORP	$692,000	–	67,753	–	0.33%	–
CEF	New	SPROTT PHYSICAL GOLD AND SILunit	$636,000	–	37,820	–	0.30%	–
CEM	New	CLEARBRIDGE MLP & MIDSTREAM	$635,000	–	22,122	–	0.30%	–
	New	GLOBAL CONSUMER ACQUISITION	$622,000	–	61,796	–	0.30%	–
	New	BANNER ACQUISITION CORP	$572,000	–	57,934	–	0.27%	–
NTG	New	TORTOISE MIDSTREAM ENERGY	$554,000	–	17,222	–	0.26%	–
	New	EMERGING MARKETS HORIZON -A	$547,000	–	55,218	–	0.26%	–
NEA	New	NUVEEN AMT-FR QLTY MUNI INC	$538,000	–	45,844	–	0.26%	–
DWIN	New	DELWINDS INSURANCE - CLASS A	$509,000	–	50,810	–	0.24%	–
	New	TRADEUP ACQUISITION CORP	$503,000	–	50,374	–	0.24%	–
EMO	New	CLEARBRIDGE ENERGY MIDSTREAM	$504,000	–	21,379	–	0.24%	–
DKDCA	New	DATA KNIGHTS ACQUISITION C-A	$500,000	–	48,820	–	0.24%	–
BREZ	New	BREEZE HOLDINGS ACQUISITION	$493,000	–	48,044	–	0.24%	–
AMOV	New	AMERICA MOVIL S A DE C Vadr	$489,000	–	24,252	–	0.23%	–
ARDC	New	ARES DYNAMIC CREDIT ALLOCATI	$451,000	–	36,989	–	0.22%	–
KIO	New	KKR INCOME OPPORTUNITIES	$452,000	–	38,858	–	0.22%	–
EAD	New	ALLSPRING INCOME OPPORTUNITIinc oppty fd	$446,000	–	68,766	–	0.21%	–
GOAC	New	GO ACQUISITION CORP-CLASS A	$445,000	–	44,667	–	0.21%	–
LSXMA	New	LIBERTY MEDIA COR-SIRIUSXM A	$445,000	–	12,353	–	0.21%	–
	New	OCEANTECH ACQUISITIONS- CL A	$428,000	–	42,532	–	0.20%	–
BTT	New	BLACKROCK MUNICIPAL 2030 TAR	$402,000	–	18,163	–	0.19%	–
GER	New	GOLDMAN SACHS MLP & ENERGY R	$404,000	–	36,311	–	0.19%	–
JFR	New	NUVEEN FLOAT RATE INC FD	$391,000	–	46,930	–	0.19%	–
FRSG	New	FIRST RESERVE SUSTAINABLE-A	$373,000	–	38,239	–	0.18%	–
	New	CLOVER LEAF CAPITAL CORP -Acl a	$362,000	–	35,758	–	0.17%	–
EXG	New	EATON VANCE TAX-MANAGED GLOB	$359,000	–	46,662	–	0.17%	–
	New	EG ACQUISITION CORP-Acl a	$350,000	–	35,966	–	0.17%	–
	New	BLUE SAFARI GROUP ACQUISIT-A	$351,000	–	34,760	–	0.17%	–
PACX	New	PIONEER MERGER CORP -CLASS A	$351,000	–	35,642	–	0.17%	–
HAAC	New	HEALTH ASSURANCE ACQUISIT-Acl a	$336,000	–	34,065	–	0.16%	–
NKX	New	NUVEEN CA AMT-FR MUNI INC FD	$337,000	–	26,198	–	0.16%	–
	New	MANA CAPITAL ACQUISITION COR	$330,000	–	33,294	–	0.16%	–
DNZ	New	D AND Z MEDIA ACQUISITION-Acl a	$323,000	–	32,982	–	0.16%	–
MTAC	New	MEDTECH ACQUISITION CORP-Acl a	$320,000	–	32,579	–	0.15%	–
UA	New	UNDER ARMOUR INC-CLASS Ccl c	$298,000	–	39,409	–	0.14%	–
MDH	New	MDH ACQUISITION CORP -CL Acl a	$296,000	–	30,142	–	0.14%	–
VPCB	New	VPC IMPACT ACQUISITION HOL-Aord	$296,000	–	30,282	–	0.14%	–
	New	GIGINTERNATIONAL1 INC	$296,000	–	29,435	–	0.14%	–
	New	CLEANTECH ACQUISITION CORP	$295,000	–	29,340	–	0.14%	–
MAQC	New	MAQUIA CAPITAL ACQUISITION-A	$284,000	–	27,878	–	0.14%	–
NRK	New	NUVEEN NY AMT-FR MUNI INC FD	$281,000	–	25,511	–	0.14%	–
TMKR	New	TASTEMAKER ACQUISITION COR-Acl a	$282,000	–	28,488	–	0.14%	–
	New	GLADSTONE ACQUISITION CORP-A	$277,000	–	27,524	–	0.13%	–
SNRH	New	SENIOR CONNECT ACQUISITION-Acl a	$276,000	–	28,039	–	0.13%	–
	New	8I ACQUISITION 2 CORPordinary shares	$275,000	–	27,869	–	0.13%	–
CLAS	New	CLASS ACCELERATION CORP-A	$269,000	–	27,429	–	0.13%	–
LGV	New	LONGVIEW ACQUISITION CORP -Acl a	$270,000	–	27,719	–	0.13%	–
GRCY	New	GREENCITY ACQUISITION CORP	$268,000	–	25,598	–	0.13%	–
	New	PONO CAPITAL CORP-A	$266,000	–	26,358	–	0.13%	–
	New	SPORTSMAP TECH ACQUISITION C	$261,000	–	26,253	–	0.12%	–
	New	MOUNTAIN CREST ACQUISITION	$254,000	–	25,834	–	0.12%	–
	New	BLACK MOUNTAIN ACQUISITION-A	$251,000	–	25,276	–	0.12%	–
MUDS	New	MUDRICK CAPITAL ACQUISITIO-Acl a	$251,000	–	24,990	–	0.12%	–
TWLV	New	TWELVE SEAS INVTMNT CO II -Acl a	$250,000	–	25,605	–	0.12%	–
BIT	New	BLACKROCK MULTI-SECTOR INCOM	$248,000	–	17,457	–	0.12%	–
EOS	New	EATON VANCE ENH EQT INC II	$248,000	–	15,353	–	0.12%	–
KMF	New	KAYNE ANDERSON NEXTGEN ENERG	$249,000	–	33,233	–	0.12%	–
	New	TG VENTURE ACQUISITION CORP	$247,000	–	24,976	–	0.12%	–
BXMX	New	NUVEEN EQTY PREM INCM FD	$231,000	–	18,741	–	0.11%	–
PGRW	New	PROGRESS ACQUISITION CORP-Acl a	$232,000	–	23,485	–	0.11%	–
MPAC	New	MODEL PERFORMANCE ACQUISIT-A	$229,000	–	22,562	–	0.11%	–
AUY	New	YAMANA GOLD INC	$225,000	–	48,415	–	0.11%	–
NSTB	New	NORTHERN STAR INVESTMENT C-Aclass a	$226,000	–	23,069	–	0.11%	–
ANZU	New	ANZU SPECIAL ACQUISITION -Acl a	$222,000	–	22,673	–	0.11%	–
BLW	New	BLACKROCK LIMITED	$221,000	–	17,522	–	0.11%	–
BGH	New	BARINGS GL SH DUR HI YLD	$218,000	–	16,774	–	0.10%	–
	New	WILLIAMS ROWLAND ACQUISITION	$214,000	–	21,442	–	0.10%	–
CRU	New	CRUCIBLE ACQUISITION CORP-Acl a	$212,000	–	21,587	–	0.10%	–
GSAQ	New	GLOBAL SYNERGY ACQUISITION-A	$210,000	–	21,162	–	0.10%	–
BDJ	New	BLACKROCK ENHANCED EQTY DVD	$207,000	–	23,454	–	0.10%	–
PUCK	New	GOAL ACQUISITIONS CORP	$207,000	–	21,192	–	0.10%	–
	New	BANNIX ACQUISITION CORP	$204,000	–	20,637	–	0.10%	–
GOEDWS	New	1847 GOEDEKER INC*w exp 06/02/202	$204,000	–	785,115	–	0.10%	–

Q4 2021

			Value		Shares		↓ Weighting
APSG	Exit	APOLLO STRATEGIC GROWTH-CL Acl a	$0	–	-20,515	–	-0.24%	–
PMO	Exit	PUTNAM MUN OPPTYS TR SBItr sh ben int	$0	–	-14,638	–	-0.24%	–
SPXX	Exit	NUVEEN S&P500 DYNAM OVERWR	$0	–	-11,775	–	-0.24%	–
CII	Exit	BLACKROCK ENH CAP AND INC	$0	–	-10,075	–	-0.24%	–
	Exit	BLUE SAFARI GROUP ACQUISIT-A	$0	–	-20,688	–	-0.25%	–
	Exit	DATCHAT INC*w exp 08/13/202	$0	–	-23,971	–	-0.25%	–
RA	Exit	BROOKFIELD REAL ASSETS INCOM	$0	–	-10,276	–	-0.26%	–
EFT	Exit	EATON VANCE FLOAT RT INC TR	$0	–	-15,009	–	-0.26%	–
PFN	Exit	PIMCO FLOATING RATE	$0	–	-21,557	–	-0.26%	–
	Exit	OCEANTECH ACQUISITIONS- CL A	$0	–	-23,740	–	-0.28%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPP	$0	–	-21,161	–	-0.30%	–
	Exit	GIGINTERNATIONAL1 INC	$0	–	-26,409	–	-0.31%	–
PNTM	Exit	PONTEM CORP-CLASS Acl a	$0	–	-27,122	–	-0.32%	–
YSAC	Exit	YELLOWSTONE ACQUISIT CO-CL Acl a	$0	–	-26,760	–	-0.33%	–
GNOG	Exit	GOLDEN NUGGET ONLINE GAMINGcl a	$0	–	-16,404	–	-0.34%	–
ESSC	Exit	EAST STONE ACQUISITION CORP	$0	–	-27,901	–	-0.34%	–
EXG	Exit	EATON VANCE TAX-MANAGED GLOB	$0	–	-28,658	–	-0.34%	–
MCMJ	Exit	MERIDA MERGER CORP I	$0	–	-29,825	–	-0.36%	–
GSAQ	Exit	GLOBAL SYNERGY ACQUISITION-A	$0	–	-30,872	–	-0.36%	–
PCTTW	Exit	PURECYCLE TECHNOLOGIES INC*w exp 03/17/202	$0	–	-59,914	–	-0.37%	–
LTRPA	Exit	LIBERTY TRIPADVISOR HDG-A	$0	–	-99,772	–	-0.37%	–
ADX	Exit	ADAMS DIVERSIFIED EQUITY	$0	–	-15,624	–	-0.37%	–
	Exit	CLOVER LEAF CAPITAL CORP -Acl a	$0	–	-31,415	–	-0.38%	–
KYN	Exit	KAYNE ANDERSON ENERGY INFRAS	$0	–	-40,000	–	-0.39%	–
	Exit	GLOBAL CONSUMER ACQUISITION	$0	–	-32,862	–	-0.39%	–
BWAC	Exit	BETTER WORLD ACQUISITION COR	$0	–	-33,496	–	-0.41%	–
TTP	Exit	TORTOISE PIPELINE & ENERGY	$0	–	-14,662	–	-0.42%	–
AMTBB	Exit	AMERANT BANCORP INC - Bcl b	$0	–	-15,434	–	-0.43%	–
ISBC	Exit	INVESTORS BANCORP INC	$0	–	-24,580	–	-0.45%	–
MUDS	Exit	MUDRICK CAPITAL ACQUISITIO-Acl a	$0	–	-39,790	–	-0.48%	–
ZNTE	Exit	ZANITE ACQUISITION CORP-CL Acl a	$0	–	-39,360	–	-0.48%	–
BTAQ	Exit	BURGUNDY TECHNOLOGY ACQUIS-Acl a	$0	–	-41,505	–	-0.50%	–
	Exit	GOLDEN PATH ACQUISITION CORPordinary shares	$0	–	-41,947	–	-0.50%	–
CADE	Exit	CADENCE BANCORPcl a	$0	–	-19,137	–	-0.51%	–
CHKEL	Exit	CHESAPEAKE ENERGY CORP*w exp 09/02/202	$0	–	-14,825	–	-0.52%	–
	Exit	LUCID GROUP INC*w exp 07/23/202	$0	–	-38,437	–	-0.52%	–
SRV	Exit	CUSHING MLP & INFRASTRUCTURE	$0	–	-13,948	–	-0.53%	–
PFL	Exit	PIMCO FLOATING RATE INC FUND	$0	–	-39,032	–	-0.55%	–
FPAC	Exit	FAR PEAK ACQUISITION CORP-Acl a	$0	–	-45,600	–	-0.55%	–
AWP	Exit	ABERDEEN GLBL PREM PROP	$0	–	-81,118	–	-0.59%	–
DM	Exit	DESKTOP METAL INC-Acl a	$0	–	-75,590	–	-0.65%	–
GER	Exit	GOLDMAN SACHS MLP & ENERGY R	$0	–	-50,868	–	-0.66%	–
	Exit	AGRICO ACQUISITION CORP-A	$0	–	-55,100	–	-0.66%	–
	Exit	INTERNATIONAL MEDIA ACQ-A	$0	–	-57,979	–	-0.68%	–
FOX	Exit	FOX CORP - CLASS B	$0	–	-15,928	–	-0.71%	–
ASTSW	Exit	AST SPACEMOBILE INC*w exp 04/06/202	$0	–	-159,492	–	-0.75%	–
SCPL	Exit	SCIPLAY CORP-CLASS Acl a	$0	–	-30,530	–	-0.76%	–
TYG	Exit	TORTOISE ENERGY INFRASTRUCT	$0	–	-26,960	–	-0.88%	–
DISCK	Exit	DISCOVERY INC-C	$0	–	-30,165	–	-0.88%	–
NEEPRO	Exit	NEXTERA ENERGY INCunit 09/01/2022s	$0	–	-14,857	–	-1.05%	–
CWENA	Exit	CLEARWAY ENERGY INC-Acl a	$0	–	-31,204	–	-1.06%	–
NVTA	Exit	INVITAE CORP	$0	–	-32,600	–	-1.12%	–
GSKY	Exit	GREENSKY INC-CLASS Acl a	$0	–	-86,018	–	-1.16%	–
NTG	Exit	TORTOISE MIDSTREAM ENERGY	$0	–	-35,241	–	-1.23%	–
SV	Exit	SPRING VALLEY ACQUIS-CLASS Acl a	$0	–	-117,678	–	-1.23%	–
NML	Exit	NB MLP & ENERGY INCOME	$0	–	-223,196	–	-1.33%	–
CHKEW	Exit	CHESAPEAKE ENERGY CORP*w exp 99/99/999	$0	–	-36,410	–	-1.59%	–
TWNKW	Exit	HOSTESS BRANDS INC*w exp 11/04/202	$0	–	-450,947	–	-1.62%	–
SCHZ	Exit	SCHWAB US AGGREGATE BOND ETFtr us aggregate b	$0	–	-27,459	–	-1.79%	–
GWB	Exit	GREAT WESTERN BANCORP INC	$0	–	-47,311	–	-1.86%	–
HYG	Exit	ISHARES IBOXX HIGH YLD CORPetf	$0	–	-18,684	–	-1.97%	–
IUSB	Exit	ISHARES CORE TOTAL BOND ETFtotal usd	$0	–	-30,861	–	-1.98%	–
PSTH	Exit	PERSHING SQUARE TONTINE -Acl a	$0	–	-86,634	–	-2.06%	–
PAA	Exit	PLAINS ALL AMER PIPELINE LPunit ltd partn	$0	–	-244,603	–	-3.00%	–
CHKEZ	Exit	CHESAPEAKE ENERGY CORP*w exp 99/99/999	$0	–	-110,530	–	-4.24%	–
RIOT	Exit	RIOT BLOCKCHAIN INC	$0	–	-154,400	–	-4.78%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTtr unit	$0	–	-338,273	–	-5.62%	–
PSLV	Exit	SPROTT PHYSICAL SILVER TRUSTtr tr unit	$0	–	-783,060	–	-7.25%	–
OXYWS	Exit	OCCIDENTAL PETROLEUM CORP*w exp 08/03/202	$0	–	-1,104,739	–	-15.78%	–
BND	Exit	VANGUARD TOTAL BOND MARKETbnd mrkt	$0	–	-159,462	–	-16.42%	–

Q3 2021

			Value		Shares		↓ Weighting
BND	Buy	VANGUARD TOTAL BOND MARKETbnd mrkt	$13,626,000	+151.5%	159,462	+152.8%	16.42%	+173.4%
OXYWS	Buy	OCCIDENTAL PETROLEUM CORP*w exp 08/03/202	$13,091,000	+49.3%	1,104,739	+75.2%	15.78%	+62.2%
PSLV	Buy	SPROTT PHYSICAL SILVER TRUSTtr tr unit	$6,013,000	+1093.1%	783,060	+1341.3%	7.25%	+1196.2%
PHYS	Buy	SPROTT PHYSICAL GOLD TRUSTtr unit	$4,668,000	+51.1%	338,273	+53.6%	5.62%	+64.2%
RIOT	Sell	RIOT BLOCKCHAIN INC	$3,968,000	-36.5%	154,400	-6.9%	4.78%	-31.0%
CHKEZ	New	CHESAPEAKE ENERGY CORP*w exp 99/99/999	$3,522,000	–	110,530	–	4.24%	–
PAA	Buy	PLAINS ALL AMER PIPELINE LPunit ltd partn	$2,487,000	+17.7%	244,603	+31.5%	3.00%	+27.9%
PSTH	New	PERSHING SQUARE TONTINE -Acl a	$1,706,000	–	86,634	–	2.06%	–
IUSB	Buy	ISHARES CORE TOTAL BOND ETFtotal usd	$1,643,000	+134.4%	30,861	+135.5%	1.98%	+154.8%
HYG	New	ISHARES IBOXX HIGH YLD CORPetf	$1,634,000	–	18,684	–	1.97%	–
GWB	New	GREAT WESTERN BANCORP INC	$1,548,000	–	47,311	–	1.86%	–
SCHZ	New	SCHWAB US AGGREGATE BOND ETFtr us aggregate b	$1,489,000	–	27,459	–	1.79%	–
TWNKW	Buy	HOSTESS BRANDS INC*w exp 11/04/202	$1,343,000	+79.8%	450,947	+46.6%	1.62%	+95.4%
CHKEW	New	CHESAPEAKE ENERGY CORP*w exp 99/99/999	$1,318,000	–	36,410	–	1.59%	–
NML	Sell	NB MLP & ENERGY INCOME	$1,100,000	-11.0%	223,196	-9.8%	1.33%	-3.2%
SV	New	SPRING VALLEY ACQUIS-CLASS Acl a	$1,022,000	–	117,678	–	1.23%	–
NTG	Sell	TORTOISE MIDSTREAM ENERGY	$1,017,000	-11.5%	35,241	-8.3%	1.23%	-3.8%
GSKY	New	GREENSKY INC-CLASS Acl a	$961,000	–	86,018	–	1.16%	–
CWENA	New	CLEARWAY ENERGY INC-Acl a	$879,000	–	31,204	–	1.06%	–
NEEPRO	New	NEXTERA ENERGY INCunit 09/01/2022s	$870,000	–	14,857	–	1.05%	–
DISCK	Buy	DISCOVERY INC-C	$732,000	+112.2%	30,165	+152.8%	0.88%	+130.9%
TYG	Sell	TORTOISE ENERGY INFRASTRUCT	$730,000	-15.4%	26,960	-10.2%	0.88%	-8.0%
SCPL	New	SCIPLAY CORP-CLASS Acl a	$631,000	–	30,530	–	0.76%	–
ASTSW	Buy	AST SPACEMOBILE INC*w exp 04/06/202	$626,000	+101.3%	159,492	+191.9%	0.75%	+118.6%
FOX	New	FOX CORP - CLASS B	$591,000	–	15,928	–	0.71%	–
	New	INTERNATIONAL MEDIA ACQ-A	$568,000	–	57,979	–	0.68%	–
	New	AGRICO ACQUISITION CORP-A	$551,000	–	55,100	–	0.66%	–
GER	Sell	GOLDMAN SACHS MLP & ENERGY R	$547,000	-15.2%	50,868	-9.8%	0.66%	-7.8%
DM	New	DESKTOP METAL INC-Acl a	$541,000	–	75,590	–	0.65%	–
AWP	Sell	ABERDEEN GLBL PREM PROP	$491,000	-20.2%	81,118	-16.1%	0.59%	-13.2%
FPAC	Sell	FAR PEAK ACQUISITION CORP-Acl a	$453,000	-27.1%	45,600	-27.0%	0.55%	-20.6%
PFL	New	PIMCO FLOATING RATE INC FUND	$453,000	–	39,032	–	0.55%	–
SRV	Sell	CUSHING MLP & INFRASTRUCTURE	$443,000	-2.9%	13,948	-9.7%	0.53%	+5.5%
	New	LUCID GROUP INC*w exp 07/23/202	$434,000	–	38,437	–	0.52%	–
CHKEL	Buy	CHESAPEAKE ENERGY CORP*w exp 09/02/202	$433,000	+68.5%	14,825	+19.9%	0.52%	+83.2%
CADE	Buy	CADENCE BANCORPcl a	$420,000	+73.6%	19,137	+65.0%	0.51%	+88.8%
	New	GOLDEN PATH ACQUISITION CORPordinary shares	$415,000	–	41,947	–	0.50%	–
BTAQ	New	BURGUNDY TECHNOLOGY ACQUIS-Acl a	$412,000	–	41,505	–	0.50%	–
ZNTE	New	ZANITE ACQUISITION CORP-CL Acl a	$397,000	–	39,360	–	0.48%	–
MUDS	New	MUDRICK CAPITAL ACQUISITIO-Acl a	$395,000	–	39,790	–	0.48%	–
ISBC	New	INVESTORS BANCORP INC	$371,000	–	24,580	–	0.45%	–
AMTBB	New	AMERANT BANCORP INC - Bcl b	$358,000	–	15,434	–	0.43%	–
TTP	Sell	TORTOISE PIPELINE & ENERGY	$351,000	-9.5%	14,662	-9.8%	0.42%	-1.6%
BWAC	New	BETTER WORLD ACQUISITION COR	$337,000	–	33,496	–	0.41%	–
	New	GLOBAL CONSUMER ACQUISITION	$324,000	–	32,862	–	0.39%	–
KYN	New	KAYNE ANDERSON ENERGY INFRAS	$320,000	–	40,000	–	0.39%	–
	New	CLOVER LEAF CAPITAL CORP -Acl a	$313,000	–	31,415	–	0.38%	–
ADX	Sell	ADAMS DIVERSIFIED EQUITY	$309,000	-13.4%	15,624	-13.6%	0.37%	-6.1%
LTRPA	Sell	LIBERTY TRIPADVISOR HDG-A	$308,000	-39.7%	99,772	-20.6%	0.37%	-34.6%
PCTTW	New	PURECYCLE TECHNOLOGIES INC*w exp 03/17/202	$307,000	–	59,914	–	0.37%	–
GSAQ	New	GLOBAL SYNERGY ACQUISITION-A	$302,000	–	30,872	–	0.36%	–
MCMJ	New	MERIDA MERGER CORP I	$297,000	–	29,825	–	0.36%	–
EXG	New	EATON VANCE TAX-MANAGED GLOB	$286,000	–	28,658	–	0.34%	–
GNOG	New	GOLDEN NUGGET ONLINE GAMINGcl a	$284,000	–	16,404	–	0.34%	–
ESSC	Sell	EAST STONE ACQUISITION CORP	$284,000	-29.7%	27,901	-30.4%	0.34%	-23.7%
YSAC	New	YELLOWSTONE ACQUISIT CO-CL Acl a	$271,000	–	26,760	–	0.33%	–
PNTM	New	PONTEM CORP-CLASS Acl a	$263,000	–	27,122	–	0.32%	–
	New	GIGINTERNATIONAL1 INC	$260,000	–	26,409	–	0.31%	–
VTA	New	INVESCO DYNAMIC CREDIT OPP	$247,000	–	21,161	–	0.30%	–
	New	OCEANTECH ACQUISITIONS- CL A	$234,000	–	23,740	–	0.28%	–
PFN	New	PIMCO FLOATING RATE	$218,000	–	21,557	–	0.26%	–
EFT	New	EATON VANCE FLOAT RT INC TR	$218,000	–	15,009	–	0.26%	–
RA	New	BROOKFIELD REAL ASSETS INCOM	$214,000	–	10,276	–	0.26%	–
	New	DATCHAT INC*w exp 08/13/202	$206,000	–	23,971	–	0.25%	–
	New	BLUE SAFARI GROUP ACQUISIT-A	$204,000	–	20,688	–	0.25%	–
CII	New	BLACKROCK ENH CAP AND INC	$203,000	–	10,075	–	0.24%	–
SPXX	New	NUVEEN S&P500 DYNAM OVERWR	$201,000	–	11,775	–	0.24%	–
APSG	New	APOLLO STRATEGIC GROWTH-CL Acl a	$200,000	–	20,515	–	0.24%	–
PMO	New	PUTNAM MUN OPPTYS TR SBItr sh ben int	$200,000	–	14,638	–	0.24%	–
BRW	Exit	SABA CAPITAL INCOME & OPPORTshares	$0	–	-43,005	–	-0.22%	–
PUCK	Exit	GOAL ACQUISITIONS CORP	$0	–	-21,088	–	-0.22%	–
MSAC	Exit	MEDICUS SCIENCES ACQUISITI-A	$0	–	-21,728	–	-0.23%	–
BIT	Exit	BLACKROCK MULTI-SECTOR INCOM	$0	–	-11,302	–	-0.23%	–
HAAC	Exit	HEALTH ASSURANCE ACQUISIT-Acl a	$0	–	-21,000	–	-0.23%	–
CENH	Exit	CENTRICUS ACQUISITION CORP-A	$0	–	-21,362	–	-0.23%	–
MAAC	Exit	MONTES ARCHIMEDES ACQUISIT-Acl a	$0	–	-21,384	–	-0.23%	–
LIII	Exit	LEO HOLDINGS III CORP-Acl a	$0	–	-21,640	–	-0.24%	–
CAHC	Exit	CA HEALTHCARE ACQUISITION-Acl a	$0	–	-21,691	–	-0.24%	–
ETV	Exit	EATON VANCE T/M BUY-WRITE OP	$0	–	-13,281	–	-0.24%	–
HCCC	Exit	HEALTHCARE CAPITAL CORP-CL Acl a	$0	–	-22,591	–	-0.24%	–
SOLOW	Exit	ELECTRAMECCANICA VEHICLES CO*w exp 08/03/202	$0	–	-98,443	–	-0.24%	–
AGAC	Exit	AFRICAN GOLD ACQUISITION C-Acl a	$0	–	-22,790	–	-0.24%	–
ITQ	Exit	ITIQUIRA ACQUISITION CORP-A	$0	–	-23,125	–	-0.25%	–
DSAC	Exit	DUDDELL STREET ACQUISITION-Acl a	$0	–	-23,323	–	-0.25%	–
MACQ	Exit	MCAP ACQUISITION CORP-Acl a	$0	–	-23,634	–	-0.25%	–
STPC	Exit	STAR PEAK CORP II -CLASS Acl a	$0	–	-23,165	–	-0.25%	–
ISD	Exit	PGIM HIGH YIELD BOND FUND	$0	–	-14,176	–	-0.26%	–
SKLZWS	Exit	SKILLZ INC*w exp 12/16/202	$0	–	-22,830	–	-0.26%	–
TMKR	Exit	TASTEMAKER ACQUISITION COR-Acl a	$0	–	-24,139	–	-0.26%	–
THMA	Exit	THIMBLE POINT ACQUISITION-Acl a	$0	–	-24,931	–	-0.27%	–
CCV	Exit	CHURCHILL CAPITAL CORP V-Acl a	$0	–	-25,200	–	-0.28%	–
WARR	Exit	WARRIOR TECHNOLOGIES ACQ-Acl a	$0	–	-26,482	–	-0.28%	–
ISLE	Exit	ISLEWORTH HEALTHCARE ACQUISI	$0	–	-26,750	–	-0.29%	–
RMGB	Exit	RMG ACQUISITION CORP II-CL A	$0	–	-26,800	–	-0.30%	–
SVOK	Exit	SEVEN OAKS ACQUISITION COR-Acl a	$0	–	-28,152	–	-0.31%	–
FUSE	Exit	FUSION ACQUISITION CORP-Acl a	$0	–	-28,127	–	-0.31%	–
SVFA	Exit	SVF INVESTMENT CORP-CL A	$0	–	-29,265	–	-0.32%	–
THW	Exit	TEKLA WORLD HEALTHCARE FUND	$0	–	-17,675	–	-0.32%	–
DCRN	Exit	DECARBONIZATION PLUS ACQUI-Acl a	$0	–	-30,040	–	-0.33%	–
ZGYH	Exit	CHINA YUNHONG HOLDINGS LTD-A	$0	–	-29,877	–	-0.34%	–
CVII	Exit	CHURCHILL CAPITAL CORP VII-Acl a	$0	–	-31,161	–	-0.34%	–
AUS	Exit	AUSTERLITZ ACQUISITION COR-Acl a	$0	–	-31,369	–	-0.34%	–
DEH	Exit	D8 HOLDINGS CORP-Acl a	$0	–	-32,100	–	-0.36%	–
FCAC	Exit	FALCON CAPITAL ACQUISITIO-Acl a	$0	–	-35,475	–	-0.36%	–
SOAC	Exit	SUSTAINABLE OPPORTUNITIES-A	$0	–	-34,284	–	-0.38%	–
ONB	Exit	OLD NATIONAL BANCORP	$0	–	-19,531	–	-0.38%	–
VACQ	Exit	VECTOR ACQUISITION CORP-Acl a	$0	–	-32,500	–	-0.39%	–
YAC	Exit	YUCAIPA ACQUISITION CORP-A	$0	–	-36,227	–	-0.40%	–
VIH	Exit	VPC IMPACT ACQUISITION HLD-Acl a	$0	–	-35,955	–	-0.40%	–
ALTU	Exit	ALTITUDE ACQUISITION CORP-Acl a	$0	–	-39,468	–	-0.43%	–
	Exit	CEL-SCI CORP	$0	–	-48,500	–	-0.47%	–
IGAC	Exit	IG ACQUISITION CORP-CLASS Acl a	$0	–	-44,507	–	-0.48%	–
XPOA	Exit	DPCM CAPITAL INC - CLASS Acl a	$0	–	-51,965	–	-0.57%	–
SWBK	Exit	SWITCHBACK II CORP -CLASS Acl a	$0	–	-52,686	–	-0.58%	–
SRNG	Exit	SOARING EAGLE ACQU - CL A	$0	–	-55,200	–	-0.61%	–
SLV	Exit	ISHARES SILVER TRUSTtr ishares	$0	–	-23,050	–	-0.62%	–
OPENW	Exit	OPENDOOR TECHNOLOGIES INC*w exp 12/18/202	$0	–	-100,360	–	-0.72%	–
EEM	Exit	ISHARES MSCI EMERGING MARKETetf	$0	–	-11,992	–	-0.73%	–
CIT	Exit	CIT GROUP INC	$0	–	-12,876	–	-0.74%	–
CWEN	Exit	CLEARWAY ENERGY INC-Ccl c	$0	–	-25,972	–	-0.76%	–
IACB	Exit	ION ACQUISITION CORP 2 LTD-Acl a	$0	–	-73,331	–	-0.80%	–
BPR	Exit	BROOKFIELD PROPERTY REIT I-Acl a	$0	–	-38,673	–	-0.81%	–
FBC	Exit	FLAGSTAR BANCORP INC	$0	–	-18,904	–	-0.89%	–
ENFA	Exit	890 5TH AVENUE PARTNERS-CL Acl a	$0	–	-81,211	–	-0.89%	–
IPOF	Exit	SOCIAL CAPITAL HEDOSOPH VI-Acl a	$0	–	-81,100	–	-0.92%	–
TREB	Exit	TREBIA ACQUISITION CORP-Acl a	$0	–	-95,955	–	-1.05%	–
MIE	Exit	COHEN & STEERS MLP INCOME AN	$0	–	-233,720	–	-1.05%	–
GRNV	Exit	GREENVISION ACQUISITION CORP	$0	–	-120,415	–	-1.36%	–
GIG	Exit	GIGCAPITAL4 INC	$0	–	-133,934	–	-1.46%	–
XLNX	Exit	XILINX INC	$0	–	-10,560	–	-1.69%	–
CCAC	Exit	CITIC CAPITAL ACQUISITION-Acl a	$0	–	-156,250	–	-1.72%	–
CCL	Exit	CARNIVAL CORP99/99/9999	$0	–	-61,859	–	-1.81%	–
ALUS	Exit	ALUSSA ENERGY ACQUISITION -Acl a	$0	–	-179,772	–	-1.98%	–
VCIT	Exit	VANGUARD INT-TERM CORPORATEint-term corp	$0	–	-20,859	–	-2.20%	–
ATH	Exit	ATHENE HOLDING LTD-CLASS Acl a	$0	–	-29,558	–	-2.21%	–
GSAH	Exit	GS ACQUISITION HOLDINGS-Acl a	$0	–	-263,300	–	-3.04%	–
VER	Exit	VEREIT INC	$0	–	-71,092	–	-3.62%	–
PAYO	Exit	PAYONEER GLOBAL INC	$0	–	-334,100	–	-3.84%	–
MTB	Exit	M & T BANK CORP	$0	–	-25,405	–	-4.09%	–
WRI	Exit	WEINGARTEN REALTY INVESTORSsh ben int	$0	–	-147,319	–	-5.24%	–

Q2 2021

			Value		Shares		↓ Weighting
OXYWS	New	OCCIDENTAL PETROLEUM CORP*w exp 08/03/202	$8,771,000	–	630,593	–	9.72%	–
RIOT	New	RIOT BLOCKCHAIN INC	$6,249,000	–	165,900	–	6.93%	–
BND	New	VANGUARD TOTAL BOND MARKETtotal bnd mrkt	$5,417,000	–	63,077	–	6.01%	–
WRI	New	WEINGARTEN REALTY INVESTORSsh ben int	$4,724,000	–	147,319	–	5.24%	–
MTB	New	M & T BANK CORP	$3,691,000	–	25,405	–	4.09%	–
PAYO	New	PAYONEER GLOBAL INC	$3,464,000	–	334,100	–	3.84%	–
VER	New	VEREIT INC	$3,265,000	–	71,092	–	3.62%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$3,089,000	–	220,188	–	3.42%	–
GSAH	New	GS ACQUISITION HOLDINGS-Acl a	$2,738,000	–	263,300	–	3.04%	–
PAA	New	PLAINS ALL AMER PIPELINE LPunit ltd partn	$2,113,000	–	186,066	–	2.34%	–
ATH	New	ATHENE HOLDING LTD-CLASS Acl a	$1,995,000	–	29,558	–	2.21%	–
VCIT	New	VANGUARD INT-TERM CORPORATEint-term corp	$1,983,000	–	20,859	–	2.20%	–
ALUS	New	ALUSSA ENERGY ACQUISITION -Acl a	$1,781,000	–	179,772	–	1.98%	–
CCL	New	CARNIVAL CORP99/99/9999	$1,630,000	–	61,859	–	1.81%	–
CCAC	New	CITIC CAPITAL ACQUISITION-Acl a	$1,548,000	–	156,250	–	1.72%	–
XLNX	New	XILINX INC	$1,527,000	–	10,560	–	1.69%	–
GIG	New	GIGCAPITAL4 INC	$1,319,000	–	133,934	–	1.46%	–
NML	New	NB MLP & ENERGY INCOME	$1,236,000	–	247,310	–	1.37%	–
GRNV	New	GREENVISION ACQUISITION CORP	$1,229,000	–	120,415	–	1.36%	–
NTG	New	TORTOISE MIDSTREAM ENERGY	$1,149,000	–	38,416	–	1.27%	–
NVTA	New	INVITAE CORP	$1,099,000	–	32,600	–	1.22%	–
MIE	New	COHEN & STEERS MLP INCOME AN	$951,000	–	233,720	–	1.05%	–
TREB	New	TREBIA ACQUISITION CORP-Acl a	$949,000	–	95,955	–	1.05%	–
TYG	New	TORTOISE ENERGY INFRASTRUCT	$863,000	–	30,013	–	0.96%	–
IPOF	New	SOCIAL CAPITAL HEDOSOPH VI-Acl a	$827,000	–	81,100	–	0.92%	–
ENFA	New	890 5TH AVENUE PARTNERS-CL Acl a	$800,000	–	81,211	–	0.89%	–
FBC	New	FLAGSTAR BANCORP INC	$799,000	–	18,904	–	0.89%	–
TWNKW	New	HOSTESS BRANDS INC*w exp 11/04/202	$747,000	–	307,594	–	0.83%	–
BPR	New	BROOKFIELD PROPERTY REIT I-Acl a	$730,000	–	38,673	–	0.81%	–
IACB	New	ION ACQUISITION CORP 2 LTD-Acl a	$725,000	–	73,331	–	0.80%	–
IUSB	New	ISHARES CORE TOTAL BOND ETFcore total usd	$701,000	–	13,106	–	0.78%	–
CWEN	New	CLEARWAY ENERGY INC-Ccl c	$687,000	–	25,972	–	0.76%	–
CIT	New	CIT GROUP INC	$664,000	–	12,876	–	0.74%	–
EEM	New	ISHARES MSCI EMERGING MARKETetf	$661,000	–	11,992	–	0.73%	–
OPENW	New	OPENDOOR TECHNOLOGIES INC*w exp 12/18/202	$653,000	–	100,360	–	0.72%	–
GER	New	GOLDMAN SACHS MLP & ENERGY R	$645,000	–	56,395	–	0.72%	–
FPAC	New	FAR PEAK ACQUISITION CORP-Acl a	$621,000	–	62,500	–	0.69%	–
AWP	New	ABERDEEN GLBL PREM PROP	$615,000	–	96,699	–	0.68%	–
SLV	New	ISHARES SILVER TRUSTtr ishares	$558,000	–	23,050	–	0.62%	–
SRNG	New	SOARING EAGLE ACQU - CL A	$549,000	–	55,200	–	0.61%	–
SWBK	New	SWITCHBACK II CORP -CLASS Acl a	$521,000	–	52,686	–	0.58%	–
XPOA	New	DPCM CAPITAL INC - CLASS Acl a	$513,000	–	51,965	–	0.57%	–
LTRPA	New	LIBERTY TRIPADVISOR HDG-A	$511,000	–	125,701	–	0.57%	–
PSLV	New	SPROTT PHYSICAL SILVER TRUSTunit	$504,000	–	54,330	–	0.56%	–
SRV	New	CUSHING MLP & INFRASTRUCTURE	$456,000	–	15,454	–	0.51%	–
IGAC	New	IG ACQUISITION CORP-CLASS Acl a	$433,000	–	44,507	–	0.48%	–
	New	CEL-SCI CORP	$420,000	–	48,500	–	0.47%	–
ESSC	New	EAST STONE ACQUISITION CORP	$404,000	–	40,059	–	0.45%	–
TTP	New	TORTOISE PIPELINE & ENERGY	$388,000	–	16,246	–	0.43%	–
ALTU	New	ALTITUDE ACQUISITION CORP-Acl a	$386,000	–	39,468	–	0.43%	–
VIH	New	VPC IMPACT ACQUISITION HLD-Acl a	$359,000	–	35,955	–	0.40%	–
ADX	New	ADAMS DIVERSIFIED EQUITY	$357,000	–	18,084	–	0.40%	–
YAC	New	YUCAIPA ACQUISITION CORP-A	$357,000	–	36,227	–	0.40%	–
VACQ	New	VECTOR ACQUISITION CORP-Acl a	$353,000	–	32,500	–	0.39%	–
DISCK	New	DISCOVERY INC-C	$345,000	–	11,934	–	0.38%	–
ONB	New	OLD NATIONAL BANCORP	$343,000	–	19,531	–	0.38%	–
SOAC	New	SUSTAINABLE OPPORTUNITIES-A	$341,000	–	34,284	–	0.38%	–
FCAC	New	FALCON CAPITAL ACQUISITIO-Acl a	$329,000	–	35,475	–	0.36%	–
DEH	New	D8 HOLDINGS CORP-Acl a	$320,000	–	32,100	–	0.36%	–
ASTSW	New	AST SPACEMOBILE INC*w exp 04/06/202	$311,000	–	54,642	–	0.34%	–
AUS	New	AUSTERLITZ ACQUISITION COR-Acl a	$311,000	–	31,369	–	0.34%	–
ZGYH	New	CHINA YUNHONG HOLDINGS LTD-A	$303,000	–	29,877	–	0.34%	–
CVII	New	CHURCHILL CAPITAL CORP VII-Acl a	$303,000	–	31,161	–	0.34%	–
DCRN	New	DECARBONIZATION PLUS ACQUI-Acl a	$296,000	–	30,040	–	0.33%	–
THW	New	TEKLA WORLD HEALTHCARE FUND	$290,000	–	17,675	–	0.32%	–
SVFA	New	SVF INVESTMENT CORP-CL A	$289,000	–	29,265	–	0.32%	–
FUSE	New	FUSION ACQUISITION CORP-Acl a	$279,000	–	28,127	–	0.31%	–
SVOK	New	SEVEN OAKS ACQUISITION COR-Acl a	$278,000	–	28,152	–	0.31%	–
RMGB	New	RMG ACQUISITION CORP II-CL A	$266,000	–	26,800	–	0.30%	–
ISLE	New	ISLEWORTH HEALTHCARE ACQUISI	$262,000	–	26,750	–	0.29%	–
CHKEL	New	CHESAPEAKE ENERGY CORP*w exp 09/02/202	$257,000	–	12,365	–	0.28%	–
WARR	New	WARRIOR TECHNOLOGIES ACQ-Acl a	$256,000	–	26,482	–	0.28%	–
CCV	New	CHURCHILL CAPITAL CORP V-Acl a	$253,000	–	25,200	–	0.28%	–
THMA	New	THIMBLE POINT ACQUISITION-Acl a	$246,000	–	24,931	–	0.27%	–
CADE	New	CADENCE BANCORPcl a	$242,000	–	11,601	–	0.27%	–
TMKR	New	TASTEMAKER ACQUISITION COR-Acl a	$235,000	–	24,139	–	0.26%	–
SKLZWS	New	SKILLZ INC*w exp 12/16/202	$232,000	–	22,830	–	0.26%	–
ISD	New	PGIM HIGH YIELD BOND FUND	$230,000	–	14,176	–	0.26%	–
STPC	New	STAR PEAK CORP II -CLASS Acl a	$229,000	–	23,165	–	0.25%	–
MACQ	New	MCAP ACQUISITION CORP-Acl a	$227,000	–	23,634	–	0.25%	–
DSAC	New	DUDDELL STREET ACQUISITION-Acl a	$225,000	–	23,323	–	0.25%	–
ITQ	New	ITIQUIRA ACQUISITION CORP-A	$222,000	–	23,125	–	0.25%	–
AGAC	New	AFRICAN GOLD ACQUISITION C-Acl a	$219,000	–	22,790	–	0.24%	–
SOLOW	New	ELECTRAMECCANICA VEHICLES CO*w exp 08/03/202	$218,000	–	98,443	–	0.24%	–
HCCC	New	HEALTHCARE CAPITAL CORP-CL Acl a	$218,000	–	22,591	–	0.24%	–
ETV	New	EATON VANCE T/M BUY-WRITE OP	$216,000	–	13,281	–	0.24%	–
CAHC	New	CA HEALTHCARE ACQUISITION-Acl a	$214,000	–	21,691	–	0.24%	–
LIII	New	LEO HOLDINGS III CORP-Acl a	$213,000	–	21,640	–	0.24%	–
MAAC	New	MONTES ARCHIMEDES ACQUISIT-Acl a	$211,000	–	21,384	–	0.23%	–
CENH	New	CENTRICUS ACQUISITION CORP-A	$211,000	–	21,362	–	0.23%	–
BIT	New	BLACKROCK MULTI-SECTOR INCOM	$210,000	–	11,302	–	0.23%	–
HAAC	New	HEALTH ASSURANCE ACQUISIT-Acl a	$210,000	–	21,000	–	0.23%	–
MSAC	New	MEDICUS SCIENCES ACQUISITI-A	$209,000	–	21,728	–	0.23%	–
PUCK	New	GOAL ACQUISITIONS CORP	$203,000	–	21,088	–	0.22%	–
BRW	New	SABA CAPITAL INCOME & OPPORTshares	$202,000	–	43,005	–	0.22%	–

Q4 2020

			Value		Shares		↓ Weighting
	Exit	SORRENTO THERAPEUTICS INC	$0	–	-20,000	–	-0.21%	–
PMO	Exit	PUTNAM MUN OPPTYS TR SBIsh ben int	$0	–	-17,271	–	-0.21%	–
MIE	Exit	COHEN & STEERS MLP INCOME AN	$0	–	-150,228	–	-0.21%	–
BLW	Exit	BLACKROCK LIMITED	$0	–	-15,439	–	-0.21%	–
TWNKW	Exit	HOSTESS BRANDS INC*w exp 11/04/202	$0	–	-283,022	–	-0.22%	–
PSAC	Exit	PROPERTY SOLUTIONS ACQUISITI	$0	–	-24,019	–	-0.22%	–
MYD	Exit	BLACKROCK MUNIYIELD FUND	$0	–	-17,750	–	-0.22%	–
KCACU	Exit	KENSINGTON CAPITAL ACQUISITIunit 07/01/2027	$0	–	-12,600	–	-0.22%	–
TTP	Exit	TORTOISE PIPELINE & ENERGY	$0	–	-19,948	–	-0.22%	–
FMO	Exit	FIDUCIARY/CLAYM ENRGY INFRA	$0	–	-33,309	–	-0.22%	–
SRV	Exit	CUSHING MLP & INFRASTRUCTURE	$0	–	-15,418	–	-0.22%	–
NML	Exit	NB MLP & ENERGY INCOME	$0	–	-100,886	–	-0.22%	–
FPL	Exit	FIRST TRUST NEW OPPORTUNITIE	$0	–	-67,316	–	-0.22%	–
NTG	Exit	TORTOISE MIDSTREAM ENERGY	$0	–	-17,119	–	-0.23%	–
PPR	Exit	VOYA PRIME RATE TRUSTsh ben int	$0	–	-59,476	–	-0.24%	–
BFK	Exit	BLACKROCK MUN INC TR SBItr sh ben int	$0	–	-19,761	–	-0.25%	–
HPI	Exit	HANCOCK JOHN PFD EQUITYsh ben int	$0	–	-14,496	–	-0.25%	–
HIX	Exit	WESTERN ASSET HIGH INC II	$0	–	-43,581	–	-0.26%	–
SPXX	Exit	NUVEEN S&P500 DYNAM OVERWR	$0	–	-21,291	–	-0.26%	–
FEN	Exit	FIRST TR ENRGY INC & GRW	$0	–	-32,350	–	-0.27%	–
FOXA	Exit	FOX CORP - CLASS A	$0	–	-11,357	–	-0.29%	–
VKQ	Exit	INVESCO MUNICIPAL TRUST	$0	–	-26,702	–	-0.30%	–
FEI	Exit	FIRST TRUST MLP AND ENERGY I	$0	–	-69,640	–	-0.30%	–
	Exit	AMERICAN INTERNATIONAL GROUP	$0	–	-12,000	–	-0.31%	–
CCL	Exit	CARNIVAL CORPunit 99/99/9999	$0	–	-22,321	–	-0.31%	–
TYG	Exit	TORTOISE ENERGY INFRASTRUCT	$0	–	-23,168	–	-0.32%	–
HYT	Exit	BLACKROCK CORP HI YLD	$0	–	-34,150	–	-0.34%	–
KYN	Exit	KAYNE ANDERSON ENERGY INFRAS	$0	–	-96,368	–	-0.36%	–
GER	Exit	GOLDMAN SACHS MLP & ENERGY R	$0	–	-65,466	–	-0.36%	–
	Exit	PERSHING SQUARE TONTINE -A	$0	–	-18,000	–	-0.38%	–
PAGP	Exit	PLAINS GP HOLDINGS LP-CL Altd partnr int a	$0	–	-74,188	–	-0.42%	–
BEEMW	Exit	BEAM GLOBAL*w exp 04/15/202	$0	–	-74,701	–	-0.42%	–
HFRO	Exit	HIGHLAND INCOME FUND	$0	–	-71,347	–	-0.57%	–
VLDR	Exit	VELODYNE LIDAR INC	$0	–	-33,107	–	-0.57%	–
SHYG	Exit	ISHARES 0-5 YR HY CORP BOND0-5yr hi yl cp	$0	–	-15,814	–	-0.64%	–
GOVT	Exit	ISHARES US TREASURY BOND ETFetf	$0	–	-25,309	–	-0.66%	–
PRPLW	Exit	PURPLE INNOVATION INC*w exp 02/02/202	$0	–	-109,560	–	-0.69%	–
SPAB	Exit	SPDR PORTFOLIO AGGREGATE BONportfolio agrgte	$0	–	-25,329	–	-0.72%	–
AMOV	Exit	AMERICA MOVIL S A DE C Vadr	$0	–	-64,761	–	-0.75%	–
VCSH	Exit	VANGUARD S/T CORP BOND ETFshrt trm corp bd	$0	–	-10,180	–	-0.78%	–
SAQN	Exit	SOFTWARE ACQUISITION GROUP-Acl a	$0	–	-90,581	–	-0.84%	–
Z	Exit	ZILLOW GROUP INC - Ccl c cap stk	$0	–	-10,310	–	-0.97%	–
DEH	Exit	D8 HOLDINGS CORPcl a	$0	–	-113,040	–	-1.02%	–
PCY	Exit	INVESCO EMERGING MARKETS SOVtr ii emrng mkt svrg	$0	–	-40,784	–	-1.03%	–
PSTH	Exit	PERSHING SQUARE TONTINE -Acl a	$0	–	-49,345	–	-1.04%	–
BLDR	Exit	BUILDERS FIRSTSOURCE INC	$0	–	-42,148	–	-1.27%	–
LTRPA	Exit	LIBERTY TRIPADVISOR HDG-A	$0	–	-926,948	–	-1.49%	–
AMTD	Exit	TD AMERITRADE HOLDING CORP	$0	–	-42,044	–	-1.53%	–
USHY	Exit	ISHARES BROAD USD HIGH YIELDbroad usd high	$0	–	-44,130	–	-1.62%	–
UA	Exit	UNDER ARMOUR INC-CLASS Ccl c	$0	–	-191,069	–	-1.74%	–
CVX	Exit	CHEVRON CORP	$0	–	-27,720	–	-1.85%	–
UTZ	Exit	UTZ BRANDS INCcl a	$0	–	-125,600	–	-2.08%	–
GLIBA	Exit	GCI LIBERTY INC - CLASS Aclass a	$0	–	-28,653	–	-2.18%	–
HYG	Exit	ISHARES IBOXX HIGH YLD CORPetf	$0	–	-28,775	–	-2.24%	–
LENB	Exit	LENNAR CORP CL Bcl b	$0	–	-42,137	–	-2.56%	–
LSXMK	Exit	LIBERTY MEDIA COR-SIRIUSXM C	$0	–	-133,251	–	-4.09%	–
LBRDK	Exit	LIBERTY BROADBAND-C	$0	–	-31,740	–	-4.20%	–
LSXMA	Exit	LIBERTY MEDIA COR-SIRIUSXM A	$0	–	-142,281	–	-4.38%	–
SCHZ	Exit	SCHWAB US AGGREGATE BOND ETFus aggregate b	$0	–	-95,673	–	-4.98%	–
VSLR	Exit	VIVINT SOLAR INC	$0	–	-138,682	–	-5.45%	–
BND	Exit	VANGUARD TOTAL BOND MARKETtotal bnd mrkt	$0	–	-95,866	–	-7.84%	–
VCIT	Exit	VANGUARD INT-TERM CORPORATEint-term corp	$0	–	-94,794	–	-8.42%	–
CEF	Exit	SPROTT PHYSICAL GOLD AND SILunit	$0	–	-1,358,348	–	-23.11%	–

Q3 2020

			Value		Shares		↓ Weighting
CEF	New	SPROTT PHYSICAL GOLD AND SILunit	$24,912,000	–	1,358,348	–	23.11%	–
VCIT	Sell	VANGUARD INT-TERM CORPORATEint-term corp	$9,081,000	-18.2%	94,794	-18.8%	8.42%	-33.0%
BND	New	VANGUARD TOTAL BOND MARKETtotal bnd mrkt	$8,457,000	–	95,866	–	7.84%	–
VSLR	New	VIVINT SOLAR INC	$5,873,000	–	138,682	–	5.45%	–
SCHZ	Buy	SCHWAB US AGGREGATE BOND ETFus aggregate b	$5,365,000	+110.2%	95,673	+110.8%	4.98%	+72.1%
LSXMA	Buy	LIBERTY MEDIA COR-SIRIUSXM A	$4,719,000	-0.9%	142,281	+3.2%	4.38%	-18.8%
LBRDK	Sell	LIBERTY BROADBAND-C	$4,534,000	-12.1%	31,740	-23.7%	4.20%	-28.0%
LSXMK	Buy	LIBERTY MEDIA COR-SIRIUSXM C	$4,407,000	+31.0%	133,251	+36.4%	4.09%	+7.3%
LENB	Sell	LENNAR CORP CL Bcl b	$2,766,000	-71.3%	42,137	-79.8%	2.56%	-76.5%
HYG	New	ISHARES IBOXX HIGH YLD CORPetf	$2,414,000	–	28,775	–	2.24%	–
GLIBA	Buy	GCI LIBERTY INC - CLASS Aclass a	$2,348,000	+85.9%	28,653	+61.3%	2.18%	+52.2%
UTZ	New	UTZ BRANDS INCcl a	$2,248,000	–	125,600	–	2.08%	–
CVX	New	CHEVRON CORP	$1,995,000	–	27,720	–	1.85%	–
UA	New	UNDER ARMOUR INC-CLASS Ccl c	$1,880,000	–	191,069	–	1.74%	–
USHY	Buy	ISHARES BROAD USD HIGH YIELDbroad usd high	$1,741,000	+135.0%	44,130	+127.4%	1.62%	+92.5%
AMTD	Buy	TD AMERITRADE HOLDING CORP	$1,646,000	+112.7%	42,044	+97.5%	1.53%	+74.1%
LTRPA	Buy	LIBERTY TRIPADVISOR HDG-A	$1,603,000	+274.5%	926,948	+361.2%	1.49%	+206.6%
BLDR	New	BUILDERS FIRSTSOURCE INC	$1,374,000	–	42,148	–	1.27%	–
PSTH	New	PERSHING SQUARE TONTINE -Acl a	$1,119,000	–	49,345	–	1.04%	–
PCY	Buy	INVESCO EMERGING MARKETS SOVtr ii emrng mkt svrg	$1,106,000	+28.8%	40,784	+27.0%	1.03%	+5.4%
DEH	New	D8 HOLDINGS CORPcl a	$1,104,000	–	113,040	–	1.02%	–
Z	New	ZILLOW GROUP INC - Ccl c cap stk	$1,047,000	–	10,310	–	0.97%	–
SAQN	New	SOFTWARE ACQUISITION GROUP-Acl a	$902,000	–	90,581	–	0.84%	–
VCSH	New	VANGUARD S/T CORP BOND ETFshrt trm corp bd	$843,000	–	10,180	–	0.78%	–
AMOV	New	AMERICA MOVIL S A DE C Vadr	$808,000	–	64,761	–	0.75%	–
SPAB	New	SPDR PORTFOLIO AGGREGATE BONportfolio agrgte	$780,000	–	25,329	–	0.72%	–
PRPLW	New	PURPLE INNOVATION INC*w exp 02/02/202	$740,000	–	109,560	–	0.69%	–
GOVT	New	ISHARES US TREASURY BOND ETFetf	$707,000	–	25,309	–	0.66%	–
SHYG	New	ISHARES 0-5 YR HY CORP BOND0-5yr hi yl cp	$695,000	–	15,814	–	0.64%	–
VLDR	New	VELODYNE LIDAR INC	$618,000	–	33,107	–	0.57%	–
HFRO	Buy	HIGHLAND INCOME FUND	$612,000	+27.5%	71,347	+19.5%	0.57%	+4.4%
BEEMW	New	BEAM GLOBAL*w exp 04/15/202	$458,000	–	74,701	–	0.42%	–
PAGP	Sell	PLAINS GP HOLDINGS LP-CL Altd partnr int a	$451,000	-85.5%	74,188	-78.8%	0.42%	-88.2%
	New	PERSHING SQUARE TONTINE -A	$408,000	–	18,000	–	0.38%	–
GER	New	GOLDMAN SACHS MLP & ENERGY R	$391,000	–	65,466	–	0.36%	–
KYN	New	KAYNE ANDERSON ENERGY INFRAS	$384,000	–	96,368	–	0.36%	–
HYT	New	BLACKROCK CORP HI YLD	$364,000	–	34,150	–	0.34%	–
TYG	New	TORTOISE ENERGY INFRASTRUCT	$342,000	–	23,168	–	0.32%	–
CCL	New	CARNIVAL CORPunit 99/99/9999	$338,000	–	22,321	–	0.31%	–
	New	AMERICAN INTERNATIONAL GROUP	$330,000	–	12,000	–	0.31%	–
FEI	New	FIRST TRUST MLP AND ENERGY I	$323,000	–	69,640	–	0.30%	–
VKQ	New	INVESCO MUNICIPAL TRUST	$320,000	–	26,702	–	0.30%	–
FOXA	New	FOX CORP - CLASS A	$316,000	–	11,357	–	0.29%	–
FEN	New	FIRST TR ENRGY INC & GRW	$293,000	–	32,350	–	0.27%	–
SPXX	Sell	NUVEEN S&P500 DYNAM OVERWR	$283,000	-67.4%	21,291	-68.6%	0.26%	-73.4%
HIX	New	WESTERN ASSET HIGH INC II	$278,000	–	43,581	–	0.26%	–
HPI	New	HANCOCK JOHN PFD EQUITYsh ben int	$272,000	–	14,496	–	0.25%	–
BFK	New	BLACKROCK MUN INC TR SBItr sh ben int	$270,000	–	19,761	–	0.25%	–
PPR	New	VOYA PRIME RATE TRUSTsh ben int	$262,000	–	59,476	–	0.24%	–
NTG	New	TORTOISE MIDSTREAM ENERGY	$248,000	–	17,119	–	0.23%	–
FPL	New	FIRST TRUST NEW OPPORTUNITIE	$242,000	–	67,316	–	0.22%	–
NML	New	NB MLP & ENERGY INCOME	$240,000	–	100,886	–	0.22%	–
SRV	New	CUSHING MLP & INFRASTRUCTURE	$239,000	–	15,418	–	0.22%	–
FMO	New	FIDUCIARY/CLAYM ENRGY INFRA	$239,000	–	33,309	–	0.22%	–
TTP	New	TORTOISE PIPELINE & ENERGY	$238,000	–	19,948	–	0.22%	–
KCACU	New	KENSINGTON CAPITAL ACQUISITIunit 07/01/2027	$238,000	–	12,600	–	0.22%	–
MYD	New	BLACKROCK MUNIYIELD FUND	$238,000	–	17,750	–	0.22%	–
PSAC	New	PROPERTY SOLUTIONS ACQUISITI	$235,000	–	24,019	–	0.22%	–
TWNKW	Sell	HOSTESS BRANDS INC*w exp 11/04/202	$232,000	-49.1%	283,022	-46.7%	0.22%	-58.4%
BLW	New	BLACKROCK LIMITED	$227,000	–	15,439	–	0.21%	–
MIE	New	COHEN & STEERS MLP INCOME AN	$226,000	–	150,228	–	0.21%	–
PMO	New	PUTNAM MUN OPPTYS TR SBIsh ben int	$224,000	–	17,271	–	0.21%	–
	New	SORRENTO THERAPEUTICS INC	$223,000	–	20,000	–	0.21%	–
DIAX	Exit	NUVEEN DOW30 DYN OVERWRT FD	$0	–	-16,968	–	-0.26%	–
EIDO	Exit	ISHARES MSCI INDONESIA ETFetf	$0	–	-13,354	–	-0.27%	–
JQC	Exit	NUVEEN CREDIT STRAT INCM	$0	–	-41,742	–	-0.28%	–
NAVB	Exit	NAVIDEA BIOPHARMACEUTICALS I	$0	–	-65,600	–	-0.29%	–
DLPH	Exit	DELPHI TECHNOLOGIES PLC	$0	–	-19,777	–	-0.32%	–
DKNGW	Exit	DRAFTKINGS INC - CL Aw exp 06/30/202	$0	–	-21,256	–	-0.37%	–
NVTA	Exit	INVITAE CORP	$0	–	-12,877	–	-0.44%	–
TMUSR	Exit	T-MOBILE US INC - RIGHTSright 07/27/2020	$0	–	-3,085,242	–	-0.59%	–
BXMX	Exit	NUVEEN EQTY PREM INCM FD	$0	–	-50,937	–	-0.63%	–
PPT	Exit	PUTNAM PREMIER INCOME TRUSTsh ben int	$0	–	-155,032	–	-0.83%	–
SPSB	Exit	SPDR PORT SHRT TRM CORP BNDportfolio short	$0	–	-26,892	–	-0.95%	–
CUK	Exit	CARNIVAL PLC-ADRadr	$0	–	-67,068	–	-0.96%	–
AIGWS	Exit	AMERICAN INTERNATIONAL GROUPw exp 01/19/202	$0	–	-609,095	–	-0.96%	–
RDSB	Exit	ROYAL DUTCH SHELL-SPON ADR-Bspon adr b	$0	–	-29,836	–	-1.03%	–
IGSB	Exit	ISHARES SHORT-TERM CORPORATEetf	$0	–	-23,714	–	-1.47%	–
SJNK	Exit	SPDR BBG BARC ST HIGH YIELDbloomberg srt tr	$0	–	-56,480	–	-1.61%	–
HYLB	Exit	XTRACKERS USD HIGH YIELD CORxtrack usd high	$0	–	-42,990	–	-2.28%	–
TFI	Exit	SPDR NUV BBG BARC MUNI BONDnuveen brc munic	$0	–	-43,890	–	-2.57%	–
JNK	Exit	SPDR BBG BARC HIGH YIELD BNDbloomberg brclys	$0	–	-25,366	–	-2.91%	–
	Exit	NIKOLA CORP	$0	–	-45,000	–	-3.44%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTunit	$0	–	-393,089	–	-6.37%	–
PSLV	Exit	SPROTT PHYSICAL SILVER TRUSTunit	$0	–	-983,880	–	-7.37%	–
AGG	Exit	ISHARES CORE U.S. AGGREGATEcore us aggbd et	$0	–	-91,198	–	-12.21%	–

Q2 2020

			Value		Shares		↓ Weighting
VCIT	New	VANGUARD INT-TERM CORPORATEint-term corp	$11,105,000	–	116,725	–	12.58%	–
AGG	New	ISHARES CORE U.S. AGGREGATEcore us aggbd et	$10,780,000	–	91,198	–	12.21%	–
LENB	New	LENNAR CORP CL Bcl b	$9,625,000	–	208,851	–	10.90%	–
PSLV	New	SPROTT PHYSICAL SILVER TRUSTunit	$6,503,000	–	983,880	–	7.37%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$5,625,000	–	393,089	–	6.37%	–
LBRDK	New	LIBERTY BROADBAND-C	$5,159,000	–	41,625	–	5.84%	–
LSXMA	New	LIBERTY MEDIA COR-SIRIUSXM A	$4,760,000	–	137,915	–	5.39%	–
LSXMK	New	LIBERTY MEDIA COR-SIRIUSXM C	$3,364,000	–	97,677	–	3.81%	–
PAGP	New	PLAINS GP HOLDINGS LP-CL Altd partnr int a	$3,119,000	–	350,472	–	3.53%	–
	New	NIKOLA CORP	$3,038,000	–	45,000	–	3.44%	–
JNK	New	SPDR BBG BARC HIGH YIELD BNDbloomberg brclys	$2,566,000	–	25,366	–	2.91%	–
SCHZ	New	SCHWAB US AGGREGATE BOND ETFus aggregate b	$2,552,000	–	45,377	–	2.89%	–
TFI	New	SPDR NUV BBG BARC MUNI BONDnuveen brc munic	$2,267,000	–	43,890	–	2.57%	–
HYLB	New	XTRACKERS USD HIGH YIELD CORxtrack usd high	$2,009,000	–	42,990	–	2.28%	–
SJNK	New	SPDR BBG BARC ST HIGH YIELDbloomberg srt tr	$1,423,000	–	56,480	–	1.61%	–
IGSB	New	ISHARES SHORT-TERM CORPORATEetf	$1,297,000	–	23,714	–	1.47%	–
GLIBA	New	GCI LIBERTY INC - CLASS Aclass a	$1,263,000	–	17,767	–	1.43%	–
RDSB	New	ROYAL DUTCH SHELL-SPON ADR-Bspon adr b	$908,000	–	29,836	–	1.03%	–
SPXX	New	NUVEEN S&P500 DYNAM OVERWR	$869,000	–	67,732	–	0.98%	–
PCY	New	INVESCO EMERGING MARKETS SOVtr ii emrng mkt svrg	$859,000	–	32,110	–	0.97%	–
AIGWS	New	AMERICAN INTERNATIONAL GROUPw exp 01/19/202	$852,000	–	609,095	–	0.96%	–
CUK	New	CARNIVAL PLC-ADRadr	$843,000	–	67,068	–	0.96%	–
SPSB	New	SPDR PORT SHRT TRM CORP BNDportfolio short	$842,000	–	26,892	–	0.95%	–
AMTD	New	TD AMERITRADE HOLDING CORP	$774,000	–	21,286	–	0.88%	–
USHY	New	ISHARES BROAD USD HIGH YIELDbroad usd high	$741,000	–	19,410	–	0.84%	–
PPT	New	PUTNAM PREMIER INCOME TRUSTsh ben int	$734,000	–	155,032	–	0.83%	–
BXMX	New	NUVEEN EQTY PREM INCM FD	$560,000	–	50,937	–	0.63%	–
TMUSR	New	T-MOBILE US INC - RIGHTSright 07/27/2020	$518,000	–	3,085,242	–	0.59%	–
HFRO	New	HIGHLAND INCOME FUND	$480,000	–	59,688	–	0.54%	–
TWNKW	New	HOSTESS BRANDS INCw exp 11/04/202	$456,000	–	530,923	–	0.52%	–
LTRPA	New	LIBERTY TRIPADVISOR HDG-A	$428,000	–	200,997	–	0.48%	–
NVTA	New	INVITAE CORP	$390,000	–	12,877	–	0.44%	–
DKNGW	New	DRAFTKINGS INC - CL Aw exp 06/30/202	$325,000	–	21,256	–	0.37%	–
DLPH	New	DELPHI TECHNOLOGIES PLC	$281,000	–	19,777	–	0.32%	–
NAVB	New	NAVIDEA BIOPHARMACEUTICALS I	$258,000	–	65,600	–	0.29%	–
JQC	New	NUVEEN CREDIT STRAT INCM	$243,000	–	41,742	–	0.28%	–
EIDO	New	ISHARES MSCI INDONESIA ETFetf	$240,000	–	13,354	–	0.27%	–
DIAX	New	NUVEEN DOW30 DYN OVERWRT FD	$230,000	–	16,968	–	0.26%	–

Q4 2019

			Value		Shares		↓ Weighting
EXG	Exit	EATON VANCE TAX-MANAGED GLOB	$0	–	-24,992	–	-0.17%	–
RA	Exit	BROOKFIELD REAL ASSETS INCOM	$0	–	-10,564	–	-0.20%	–
TEI	Exit	TEMPLETN EMRG MKT INC FD	$0	–	-26,437	–	-0.20%	–
MVF	Exit	BLACKROCK MUNIVEST FUND	$0	–	-26,277	–	-0.20%	–
FRAC	Exit	KEANE GROUP INC	$0	–	-42,499	–	-0.21%	–
ACV	Exit	ALLIANZGI DIVERSIFIED INCOME	$0	–	-11,322	–	-0.21%	–
GECC	Exit	GREAT ELM CAPITAL CORP	$0	–	-34,017	–	-0.23%	–
PCF	Exit	HIGH INCOME SECURITIES FUND	$0	–	-33,205	–	-0.23%	–
BPR	Exit	BROOKFIELD PROPERTY REIT I-Acl a	$0	–	-14,466	–	-0.24%	–
GAB	Exit	GABELLI EQUITY TRUST	$0	–	-49,355	–	-0.24%	–
AOD	Exit	ABERDEEN TTL DYN DIVID	$0	–	-35,486	–	-0.24%	–
JQC	Exit	NUVEEN CREDIT STRAT INC FD	$0	–	-40,004	–	-0.25%	–
BGH	Exit	BARINGS GL SH DUR HI YLD	$0	–	-17,638	–	-0.25%	–
VGM	Exit	INVESCO TRUST FOR INVESTMEN	$0	–	-24,175	–	-0.26%	–
VCV	Exit	INVESCO CA V M I	$0	–	-26,495	–	-0.28%	–
DSE	Exit	DUFF & PHELPS SEL MLP & MIDS	$0	–	-77,503	–	-0.29%	–
TWNKW	Exit	HOSTESS BRANDS INCw exp 11/04/202	$0	–	-207,442	–	-0.29%	–
LBTYK	Exit	LIBERTY GLOBALcl c	$0	–	-17,209	–	-0.34%	–
GHY	Exit	PGIM GLOBAL HIGH YIELD FUND	$0	–	-30,080	–	-0.36%	–
BTT	Exit	BLACKROCK MUNICIPAL 2030 TAR	$0	–	-19,647	–	-0.38%	–
EPI	Exit	WISDOMTREE INDIA EARNINGSindia erngs fd	$0	–	-21,974	–	-0.43%	–
MMU	Exit	WESTERN ASSET MANAGED MUNICI	$0	–	-39,502	–	-0.45%	–
SPXX	Exit	NUVEEN S&P500 DYNAM OVERWR	$0	–	-35,556	–	-0.45%	–
AWP	Exit	ABERDEEN GLBL PREM PROP	$0	–	-99,678	–	-0.51%	–
FOXA	Exit	FOX CORP - CLASS A	$0	–	-23,625	–	-0.61%	–
PCY	Exit	INVESCO EMERGING MARKETS SOVemrng mkt svrg	$0	–	-25,662	–	-0.62%	–
NRCGWS	Exit	NRC GROUP HOLDINGS CORPw exp 10/17/202	$0	–	-322,464	–	-0.63%	–
HEIA	Exit	HEICO CORP-CLASS Acl a	$0	–	-12,482	–	-1.00%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-13,666	–	-1.02%	–
QTSPRB	Exit	QTS REALTY TRUST INC6.50% con pfd b	$0	–	-10,692	–	-1.07%	–
CNPPRB	Exit	CENTERPOINT ENERGY INCdep rp pfd cv b	$0	–	-25,093	–	-1.08%	–
DCUE	Exit	DOMINION ENERGY INCunit 99/99/9999	$0	–	-12,577	–	-1.10%	–
PAGP	Exit	PLAINS GP HOLDINGS LP-CL Altd partnr int a	$0	–	-62,803	–	-1.10%	–
SREPRA	Exit	SEMPRA ENERGY6% pfd conv a	$0	–	-11,726	–	-1.14%	–
SREPRB	Exit	SEMPRA ENERGY6.75% cnv pfd b	$0	–	-13,310	–	-1.29%	–
LENB	Exit	LENNAR CORP CL Bcl b	$0	–	-41,261	–	-1.51%	–
VIAB	Exit	VIACOM INC-CLASS Bcl b	$0	–	-78,060	–	-1.54%	–
LSXMK	Exit	LIBERTY MEDIA COR-SIRIUSXM C	$0	–	-62,788	–	-2.17%	–
STI	Exit	SUNTRUST BANKS INC	$0	–	-39,345	–	-2.23%	–
ZIONW	Exit	ZIONS BANCORPORATIONw exp 05/21/202	$0	–	-271,672	–	-2.64%	–
LSXMA	Exit	LIBERTY MEDIA COR-SIRIUSXM A	$0	–	-77,737	–	-2.66%	–
CEF	Exit	SPROTT PHYSICAL GOLD AND SILunit	$0	–	-258,327	–	-3.01%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCspons adr a	$0	–	-83,831	–	-4.06%	–
PSLV	Exit	SPROTT PHYSICAL SILVER TRUSTunit	$0	–	-967,644	–	-4.97%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTunit	$0	–	-1,263,480	–	-12.30%	–
LBRDK	Exit	LIBERTY BROADBAND-C	$0	–	-146,840	–	-12.65%	–
AIGWS	Exit	AMERICAN INTERNATIONAL GROUPw exp 01/19/202	$0	–	-2,786,993	–	-32.72%	–

Q3 2019

			Value		Shares		↓ Weighting
AIGWS	Buy	AMERICAN INTERNATIONAL GROUPw exp 01/19/202	$39,745,000	+155.7%	2,786,993	+119.7%	32.72%	+170.2%
LBRDK	New	LIBERTY BROADBAND-C	$15,369,000	–	146,840	–	12.65%	–
PHYS	Sell	SPROTT PHYSICAL GOLD TRUSTunit	$14,934,000	-14.3%	1,263,480	-17.9%	12.30%	-9.5%
PSLV	Buy	SPROTT PHYSICAL SILVER TRUSTunit	$6,038,000	+2919.0%	967,644	+2655.7%	4.97%	+3086.5%
RDSA	New	ROYAL DUTCH SHELL PLCspons adr a	$4,933,000	–	83,831	–	4.06%	–
CEF	Buy	SPROTT PHYSICAL GOLD AND SILunit	$3,660,000	+22.9%	258,327	+14.7%	3.01%	+29.9%
LSXMA	Sell	LIBERTY MEDIA COR-SIRIUSXM A	$3,231,000	+6.7%	77,737	-3.0%	2.66%	+12.7%
ZIONW	Buy	ZIONS BANCORPORATIONw exp 05/21/202	$3,208,000	+3.9%	271,672	+16.9%	2.64%	+9.8%
STI	Sell	SUNTRUST BANKS INC	$2,706,000	-2.5%	39,345	-10.9%	2.23%	+3.0%
LSXMK	Sell	LIBERTY MEDIA COR-SIRIUSXM C	$2,634,000	-22.8%	62,788	-30.2%	2.17%	-18.5%
VIAB	New	VIACOM INC-CLASS Bcl b	$1,875,000	–	78,060	–	1.54%	–
LENB	Buy	LENNAR CORP CL Bcl b	$1,830,000	+34.3%	41,261	+16.5%	1.51%	+41.9%
SREPRB	New	SEMPRA ENERGY6.75% cnv pfd b	$1,566,000	–	13,310	–	1.29%	–
SREPRA	New	SEMPRA ENERGY6% pfd conv a	$1,386,000	–	11,726	–	1.14%	–
PAGP	New	PLAINS GP HOLDINGS LP-CL Altd partnr int a	$1,333,000	–	62,803	–	1.10%	–
DCUE	New	DOMINION ENERGY INCunit 99/99/9999	$1,330,000	–	12,577	–	1.10%	–
CNPPRB	New	CENTERPOINT ENERGY INCdep rp pfd cv b	$1,311,000	–	25,093	–	1.08%	–
QTSPRB	Sell	QTS REALTY TRUST INC6.50% con pfd b	$1,298,000	-58.3%	10,692	-61.9%	1.07%	-55.9%
EXAS	New	EXACT SCIENCES CORP	$1,234,000	–	13,666	–	1.02%	–
HEIA	Sell	HEICO CORP-CLASS Acl a	$1,214,000	-21.3%	12,482	-16.4%	1.00%	-16.8%
NRCGWS	New	NRC GROUP HOLDINGS CORPw exp 10/17/202	$761,000	–	322,464	–	0.63%	–
PCY	New	INVESCO EMERGING MARKETS SOVemrng mkt svrg	$748,000	–	25,662	–	0.62%	–
FOXA	Sell	FOX CORP - CLASS A	$745,000	-69.0%	23,625	-64.0%	0.61%	-67.3%
AWP	New	ABERDEEN GLBL PREM PROP	$619,000	–	99,678	–	0.51%	–
SPXX	New	NUVEEN S&P500 DYNAM OVERWR	$547,000	–	35,556	–	0.45%	–
MMU	New	WESTERN ASSET MANAGED MUNICI	$543,000	–	39,502	–	0.45%	–
EPI	New	WISDOMTREE INDIA EARNINGSindia erngs fd	$524,000	–	21,974	–	0.43%	–
BTT	New	BLACKROCK MUNICIPAL 2030 TAR	$464,000	–	19,647	–	0.38%	–
GHY	New	PGIM GLOBAL HIGH YIELD FUND	$432,000	–	30,080	–	0.36%	–
LBTYK	New	LIBERTY GLOBALcl c	$409,000	–	17,209	–	0.34%	–
TWNKW	Sell	HOSTESS BRANDS INCw exp 11/04/202	$354,000	-65.6%	207,442	-61.7%	0.29%	-63.7%
DSE	New	DUFF & PHELPS SEL MLP & MIDS	$351,000	–	77,503	–	0.29%	–
VCV	New	INVESCO CA V M I	$339,000	–	26,495	–	0.28%	–
VGM	New	INVESCO TRUST FOR INVESTMEN	$311,000	–	24,175	–	0.26%	–
BGH	New	BARINGS GL SH DUR HI YLD	$306,000	–	17,638	–	0.25%	–
JQC	New	NUVEEN CREDIT STRAT INC FD	$299,000	–	40,004	–	0.25%	–
GAB	New	GABELLI EQUITY TRUST	$295,000	–	49,355	–	0.24%	–
AOD	New	ABERDEEN TTL DYN DIVID	$295,000	–	35,486	–	0.24%	–
BPR	Sell	BROOKFIELD PROPERTY REIT I-Acl a	$294,000	-95.3%	14,466	-95.6%	0.24%	-95.0%
PCF	New	HIGH INCOME SECURITIES FUND	$281,000	–	33,205	–	0.23%	–
GECC	Sell	GREAT ELM CAPITAL CORP	$278,000	-27.0%	34,017	-22.5%	0.23%	-22.9%
FRAC	New	KEANE GROUP INC	$257,000	–	42,499	–	0.21%	–
ACV	New	ALLIANZGI DIVERSIFIED INCOME	$257,000	–	11,322	–	0.21%	–
TEI	New	TEMPLETN EMRG MKT INC FD	$240,000	–	26,437	–	0.20%	–
MVF	New	BLACKROCK MUNIVEST FUND	$241,000	–	26,277	–	0.20%	–
RA	Buy	BROOKFIELD REAL ASSETS INCOM	$238,000	+9.2%	10,564	+4.8%	0.20%	+15.3%
EXG	New	EATON VANCE TAX-MANAGED GLOB	$205,000	–	24,992	–	0.17%	–
LGFA	Exit	LIONS GATE ENTERTAINMENT-Acl a vtg	$0	–	-16,328	–	-0.16%	–
HTZRT	Exit	HERTZ GLOBAL HOLDINGS-RTSright 07/12/2019	$0	–	-131,226	–	-0.20%	–
PTY	Exit	PIMCO CORPORATE & INCOME OPP	$0	–	-14,932	–	-0.21%	–
PCI	Exit	PIMCO DYNAMIC CREDIT AND MOR	$0	–	-12,571	–	-0.23%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS	$0	–	-15,969	–	-0.25%	–
SJNK	Exit	SPDR BBG BARC ST HIGH YIELDbloomberg srt tr	$0	–	-13,544	–	-0.29%	–
NRCG	Exit	NRC GROUP HOLDINGS CORP	$0	–	-35,199	–	-0.30%	–
PDI	Exit	PIMCO DYNAMIC INCOME FUND	$0	–	-13,158	–	-0.33%	–
ANDX	Exit	ANDEAVOR LOGISTICS LP	$0	–	-12,827	–	-0.36%	–
RQI	Exit	COHEN & STEERS QUAL INC RLTY	$0	–	-39,450	–	-0.42%	–
MGYWS	Exit	MAGNOLIA OIL & GAS CORPw exp 07/31/202	$0	–	-164,499	–	-0.43%	–
UDR	Exit	UDR INC	$0	–	-13,159	–	-0.46%	–
PML	Exit	PIMCO MUNI INCOME FD II	$0	–	-39,558	–	-0.46%	–
BKF	Exit	ISHARES MSCI BRIC ETFmsci bric indx	$0	–	-15,040	–	-0.50%	–
LION	Exit	FIDELITY SOUTHERN CORP	$0	–	-22,699	–	-0.55%	–
RDSB	Exit	ROYAL DUTCH SHELL-SPON ADR-Bspon adr b	$0	–	-11,439	–	-0.58%	–
BDXA	Exit	BECTON DICKINSON AND CO	$0	–	-13,290	–	-0.64%	–
IEFA	Exit	ISHARES CORE MSCI EAFE ETFcore msci eafe	$0	–	-15,674	–	-0.75%	–
	Exit	FALCON MINERALS CORP	$0	–	-122,518	–	-0.80%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-23,084	–	-0.83%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-16,000	–	-0.88%	–
LEXEA	Exit	LIBERTY EXPEDIA HOLD-A	$0	–	-30,416	–	-1.13%	–
OAK	Exit	OAKTREE CAPITAL GROUP LLCcl a	$0	–	-30,000	–	-1.16%	–
DHR	Exit	DANAHER CORP	$0	–	-12,068	–	-1.34%	–
LBRDA	Exit	LIBERTY BROADBAND-A	$0	–	-19,968	–	-1.60%	–
WP	Exit	WORLDPAY INC-CLASS Acl a	$0	–	-19,823	–	-1.89%	–
GLIBA	Exit	GCI LIBERTY INC - CLASS Aclass a	$0	–	-40,035	–	-1.92%	–
AABA	Exit	ALTABA INC	$0	–	-35,617	–	-1.92%	–
FDC	Exit	FIRST DATA CORP- CLASS Acl a	$0	–	-98,481	–	-2.08%	–
KAR	Exit	KAR AUCTION SERVICES INC	$0	–	-111,427	–	-2.17%	–
CHTR	Exit	CHARTER COMMUNICATIONS INC-Acl a	$0	–	-25,755	–	-7.93%	–
GOOGL	Exit	ALPHABET INC-CL Acl a	$0	–	-19,862	–	-16.76%	–

Q2 2019

			Value		Shares		↓ Weighting
GOOGL	New	ALPHABET INC-CL Acl a	$21,506,000	–	19,862	–	16.76%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$17,432,000	–	1,538,608	–	13.58%	–
AIGWS	New	AMERICAN INTERNATIONAL GROUPw exp 01/19/202	$15,542,000	–	1,268,768	–	12.11%	–
CHTR	New	CHARTER COMMUNICATIONS INC-Acl a	$10,177,000	–	25,755	–	7.93%	–
BPR	New	BROOKFIELD PROPERTY REIT I-Acl a	$6,273,000	–	332,105	–	4.89%	–
LSXMK	New	LIBERTY MEDIA COR-SIRIUSXM C	$3,414,000	–	89,914	–	2.66%	–
QTSPRB	New	QTS REALTY TRUST INC6.50% con pfd b	$3,111,000	–	28,083	–	2.42%	–
ZIONW	New	ZIONS BANCORPORATIONw exp 05/21/202	$3,087,000	–	232,463	–	2.40%	–
LSXMA	New	LIBERTY MEDIA COR-SIRIUSXM A	$3,029,000	–	80,115	–	2.36%	–
CEF	New	SPROTT PHYSICAL GOLD AND SILunit	$2,978,000	–	225,142	–	2.32%	–
KAR	New	KAR AUCTION SERVICES INC	$2,785,000	–	111,427	–	2.17%	–
STI	New	SUNTRUST BANKS INC	$2,776,000	–	44,179	–	2.16%	–
FDC	New	FIRST DATA CORP- CLASS Acl a	$2,665,000	–	98,481	–	2.08%	–
AABA	New	ALTABA INC	$2,470,000	–	35,617	–	1.92%	–
GLIBA	New	GCI LIBERTY INC - CLASS Aclass a	$2,460,000	–	40,035	–	1.92%	–
WP	New	WORLDPAY INC-CLASS Acl a	$2,429,000	–	19,823	–	1.89%	–
FOXA	New	FOX CORP - CLASS A	$2,404,000	–	65,630	–	1.87%	–
LBRDA	New	LIBERTY BROADBAND-A	$2,053,000	–	19,968	–	1.60%	–
DHR	New	DANAHER CORP	$1,724,000	–	12,068	–	1.34%	–
HEIA	New	HEICO CORP-CLASS Acl a	$1,542,000	–	14,924	–	1.20%	–
OAK	New	OAKTREE CAPITAL GROUP LLCcl a	$1,486,000	–	30,000	–	1.16%	–
LEXEA	New	LIBERTY EXPEDIA HOLD-A	$1,453,000	–	30,416	–	1.13%	–
LENB	New	LENNAR CORP CL Bcl b	$1,363,000	–	35,413	–	1.06%	–
APC	New	ANADARKO PETE CORP	$1,128,000	–	16,000	–	0.88%	–
TRIP	New	TRIPADVISOR INC	$1,068,000	–	23,084	–	0.83%	–
	New	FALCON MINERALS CORP	$1,029,000	–	122,518	–	0.80%	–
TWNKW	New	HOSTESS BRANDS INCw exp 11/04/202	$1,028,000	–	541,275	–	0.80%	–
IEFA	New	ISHARES CORE MSCI EAFE ETFcore msci eafe	$962,000	–	15,674	–	0.75%	–
BDXA	New	BECTON DICKINSON AND CO	$822,000	–	13,290	–	0.64%	–
RDSB	New	ROYAL DUTCH SHELL-SPON ADR-Bspon adr b	$751,000	–	11,439	–	0.58%	–
LION	New	FIDELITY SOUTHERN CORP	$702,000	–	22,699	–	0.55%	–
BKF	New	ISHARES MSCI BRIC ETFmsci bric indx	$638,000	–	15,040	–	0.50%	–
UDR	New	UDR INC	$590,000	–	13,159	–	0.46%	–
PML	New	PIMCO MUNI INCOME FD II	$591,000	–	39,558	–	0.46%	–
MGYWS	New	MAGNOLIA OIL & GAS CORPw exp 07/31/202	$549,000	–	164,499	–	0.43%	–
RQI	New	COHEN & STEERS QUAL INC RLTY	$539,000	–	39,450	–	0.42%	–
ANDX	New	ANDEAVOR LOGISTICS LP	$466,000	–	12,827	–	0.36%	–
PDI	New	PIMCO DYNAMIC INCOME FUND	$423,000	–	13,158	–	0.33%	–
NRCG	New	NRC GROUP HOLDINGS CORP	$391,000	–	35,199	–	0.30%	–
GECC	New	GREAT ELM CAPITAL CORP	$381,000	–	43,874	–	0.30%	–
SJNK	New	SPDR BBG BARC ST HIGH YIELDbloomberg srt tr	$368,000	–	13,544	–	0.29%	–
DSL	New	DOUBLELINE INCOME SOLUTIONS	$318,000	–	15,969	–	0.25%	–
PCI	New	PIMCO DYNAMIC CREDIT AND MOR	$300,000	–	12,571	–	0.23%	–
PTY	New	PIMCO CORPORATE & INCOME OPP	$270,000	–	14,932	–	0.21%	–
HTZRT	New	HERTZ GLOBAL HOLDINGS-RTSright 07/12/2019	$255,000	–	131,226	–	0.20%	–
RA	New	BROOKFIELD REAL ASSETS INCOM	$218,000	–	10,078	–	0.17%	–
PSLV	New	SPROTT PHYSICAL SILVER TRUSTunit	$200,000	–	35,114	–	0.16%	–
LGFA	New	LIONS GATE ENTERTAINMENT-Acl a vtg	$200,000	–	16,328	–	0.16%	–

Q4 2018

			Value		Shares		↓ Weighting
GER	Exit	GOLDMAN SACHS MLP & ENERGY R	$0	–	-33,958	–	-0.09%	–
CIF	Exit	MFS INTERMEDIATE HIGH INC FNsh ben int	$0	–	-85,455	–	-0.09%	–
DNIF	Exit	DIVIDEND AND INCOME FUND	$0	–	-18,000	–	-0.09%	–
RVT	Exit	ROYCE VALUE TR INC	$0	–	-14,193	–	-0.09%	–
TCFWS	Exit	TCF FINANCIAL CORP*w exp 11/14/201	$0	–	-28,485	–	-0.09%	–
FEI	Exit	FIRST TRUST MLP AND ENERGY I	$0	–	-19,870	–	-0.11%	–
AOD	Exit	ABERDEEN TTL DYN DIVID	$0	–	-30,327	–	-0.11%	–
TY	Exit	TRI CONTL CORP	$0	–	-10,286	–	-0.11%	–
DISCK	Exit	DISCOVERY INC-C	$0	–	-11,349	–	-0.12%	–
ABEOW	Exit	ABEONA THERAPEUTICS INC*w exp 12/24/201	$0	–	-35,426	–	-0.15%	–
EFT	Exit	EATON VANCE FLOAT RT INC TR	$0	–	-28,095	–	-0.17%	–
USA	Exit	LIBERTY ALL STAR EQUITY FUNDsh ben int	$0	–	-65,188	–	-0.17%	–
PTY	Exit	PIMCO CORPORATE & INCOME OPP	$0	–	-24,038	–	-0.17%	–
EEM	Exit	ISHARES MSCI EMERGING MARKETetf	$0	–	-10,300	–	-0.18%	–
VVR	Exit	INVESCO SENIOR INCOME TRUST	$0	–	-128,511	–	-0.23%	–
RPTPRD	Exit	RAMCO-GERSHENSON PROPERTperp pfd-d cv	$0	–	-10,504	–	-0.23%	–
EIDO	Exit	ISHARES MSCI INDONESIA ETFetf	$0	–	-24,336	–	-0.23%	–
SJNK	Exit	SPDR BBG BARC ST HIGH YIELDbloomberg srt tr	$0	–	-20,619	–	-0.23%	–
NZF	Exit	NUVEEN DIV ADV MUNI 3	$0	–	-40,083	–	-0.24%	–
CUK	Exit	CARNIVAL PLC-ADRadr	$0	–	-10,606	–	-0.25%	–
GHY	Exit	PGIM GLOBAL SHORT DURATION H	$0	–	-47,214	–	-0.27%	–
TFI	Exit	SPDR NUV BBG BARC MUNI BONDnuveen brc munic	$0	–	-13,669	–	-0.27%	–
LEXEA	Exit	LIBERTY EXPEDIA HOLD-A	$0	–	-15,026	–	-0.27%	–
CSQ	Exit	CALAMOS STRAT TOT RETURN FD	$0	–	-55,817	–	-0.29%	–
TWNKW	Exit	HOSTESS BRANDS INC*w exp 11/04/202	$0	–	-418,247	–	-0.29%	–
BBL	Exit	BHP BILLITON PLC SP ADRadr	$0	–	-16,510	–	-0.31%	–
NFJ	Exit	ALLIANZGI NFJ DIVIDEND INTER	$0	–	-65,963	–	-0.34%	–
AIG	Exit	AMERICAN INTERNATIONAL GROUP	$0	–	-16,000	–	-0.35%	–
JNK	Exit	SPDR BBG BARC HIGH YIELD BNDbloomberg brclys	$0	–	-26,344	–	-0.39%	–
NVG	Exit	NUVEEN AMT-FR MUNI CREDIT FD	$0	–	-65,128	–	-0.39%	–
BGY	Exit	BLACKROCK ENHANCED INTERNATI	$0	–	-184,804	–	-0.44%	–
S	Exit	SPRINT CORP	$0	–	-207,275	–	-0.47%	–
JPS	Exit	NUV QLTY PFD INCOME FD 2	$0	–	-135,452	–	-0.49%	–
TCF	Exit	TCF FINANCIAL CORP	$0	–	-50,200	–	-0.51%	–
SEP	Exit	SPECTRA ENERGY PARTNERS LP	$0	–	-42,660	–	-0.63%	–
CVG	Exit	CONVERGYS CORP	$0	–	-69,572	–	-0.70%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-30,903	–	-0.71%	–
WFCWS	Exit	WELLS FARGO & CO*w exp 10/28/201	$0	–	-82,047	–	-0.75%	–
GBNK	Exit	GUARANTY BANCORP	$0	–	-63,620	–	-0.78%	–
MBFI	Exit	MB FINANCIAL INC	$0	–	-40,756	–	-0.79%	–
PF	Exit	PINNACLE FOODS INC	$0	–	-33,319	–	-0.90%	–
PNCWS	Exit	PNC FINANCIAL SERVICES GROUP*w exp 12/31/201	$0	–	-31,706	–	-0.90%	–
LENB	Exit	LENNAR CORP CL Bcl b	$0	–	-54,624	–	-0.96%	–
AABA	Exit	ALTABA INC	$0	–	-33,781	–	-1.02%	–
CADE	Exit	CADENCE BANCORPcl a	$0	–	-101,824	–	-1.22%	–
Z	Exit	ZILLOW GROUP INC - Ccl c cap stk	$0	–	-58,061	–	-1.42%	–
FOX	Exit	TWENTY-FIRST CENTURY FOX - Bcl b	$0	–	-70,468	–	-1.44%	–
LSXMK	Exit	LIBERTY MEDIA COR-SIRIUSXM C	$0	–	-88,133	–	-1.66%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTunit	$0	–	-440,334	–	-1.86%	–
ZIONW	Exit	ZIONS BANCORPORATION*w exp 05/22/202	$0	–	-233,474	–	-1.96%	–
LSXMA	Exit	LIBERTY MEDIA COR-SIRIUSXM A	$0	–	-155,287	–	-2.90%	–
LBRDK	Exit	LIBERTY BROADBAND-C	$0	–	-103,484	–	-3.24%	–
CEF	Exit	SPROTT PHYSICAL GOLD AND SILtr unit	$0	–	-716,405	–	-3.72%	–
PSLV	Exit	SPROTT PHYSICAL SILVER TRUSTtr unit	$0	–	-1,601,964	–	-3.89%	–
JPMWS	Exit	JPMORGAN CHASE & CO*w exp 10/28/201	$0	–	-295,805	–	-7.77%	–
BACWSA	Exit	BANK OF AMERICA CORPORATION WT EXP 011619*w exp 01/16/201	$0	–	-7,776,253	–	-52.54%	–

Q3 2018

			Value		Shares		↓ Weighting
RMP	Exit	RICE MIDSTREAM PARTNERS LPunit ltd partn	$0	–	-17,836	–	-0.12%	–
ILG	Exit	ILG INC	$0	–	-11,786	–	-0.15%	–
KED	Exit	KAYNE ANDERSON ENERGY DEVELO	$0	–	-29,511	–	-0.20%	–
AVHI	Exit	AV HOMES INC	$0	–	-24,783	–	-0.20%	–
TEP	Exit	TALLGRASS ENERGY PARTNERS LP	$0	–	-17,673	–	-0.29%	–
FTRPR	Exit	FRONTIER COMMUNICATIONSpfd conv ser-a	$0	–	-82,714	–	-0.31%	–
DPS	Exit	DR PEPPER SNAPPLE GROUP INC	$0	–	-35,000	–	-1.63%	–
RSPP	Exit	RSP PERMIAN INC	$0	–	-100,324	–	-1.69%	–
WPZ	Exit	WILLIAMS PARTNERS LP	$0	–	-189,700	–	-2.95%	–

Q2 2018

			Value		Shares		↓ Weighting
BACWSA	New	BANK OF AMERICA CORPORATION WT EXP 011619w exp 01/16/201	$126,908,000	–	7,776,253	–	48.58%	–
JPMWS	New	JPMORGAN CHASE & COw exp 10/28/201	$18,762,000	–	295,805	–	7.18%	–
PSLV	New	SPROTT PHYSICAL SILVER TRUSTunit	$9,403,000	–	1,601,964	–	3.60%	–
CEF	New	SPROTT PHYSICAL GOLD AND SILunit	$8,976,000	–	716,405	–	3.44%	–
LBRDK	New	LIBERTY BROADBAND-C	$7,835,000	–	103,484	–	3.00%	–
WPZ	New	WILLIAMS PARTNERS LP	$7,699,000	–	189,700	–	2.95%	–
LSXMA	New	LIBERTY MEDIA COR-SIRIUSXM A	$6,995,000	–	155,287	–	2.68%	–
ZIONW	New	ZIONS BANCORPORATIONw exp 05/22/202	$4,739,000	–	233,474	–	1.81%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$4,482,000	–	440,334	–	1.72%	–
RSPP	New	RSP PERMIAN INC	$4,416,000	–	100,324	–	1.69%	–
DPS	New	DR PEPPER SNAPPLE GROUP INC	$4,270,000	–	35,000	–	1.63%	–
LSXMK	New	LIBERTY MEDIA COR-SIRIUSXM C	$3,997,000	–	88,133	–	1.53%	–
FOX	New	TWENTY-FIRST CENTURY FOX - Bcl b	$3,471,000	–	70,468	–	1.33%	–
Z	New	ZILLOW GROUP INC - Ccl c cap stk	$3,429,000	–	58,061	–	1.31%	–
CADE	New	CADENCE BANCORPcl a	$2,939,000	–	101,824	–	1.12%	–
AABA	New	ALTABA INC	$2,473,000	–	33,781	–	0.95%	–
LENB	New	LENNAR CORP CL Bcl b	$2,331,000	–	54,624	–	0.89%	–
PNCWS	New	PNC FINANCIAL SERVICES GROUPw exp 12/31/201	$2,185,000	–	31,706	–	0.84%	–
PF	New	PINNACLE FOODS INC	$2,167,000	–	33,319	–	0.83%	–
MBFI	New	MB FINANCIAL INC	$1,903,000	–	40,756	–	0.73%	–
GBNK	New	GUARANTY BANCORP	$1,895,000	–	63,620	–	0.72%	–
WFCWS	New	WELLS FARGO & COw exp 10/28/201	$1,806,000	–	82,047	–	0.69%	–
TRIP	New	TRIPADVISOR INC	$1,721,000	–	30,903	–	0.66%	–
CVG	New	CONVERGYS CORP	$1,700,000	–	69,572	–	0.65%	–
SEP	New	SPECTRA ENERGY PARTNERS LP	$1,511,000	–	42,660	–	0.58%	–
TCF	New	TCF FINANCIAL CORP	$1,235,000	–	50,200	–	0.47%	–
JPS	New	NUV QLTY PFD INCOME FD 2	$1,193,000	–	135,452	–	0.46%	–
S	New	SPRINT CORP	$1,127,000	–	207,275	–	0.43%	–
BGY	New	BLACKROCK ENHANCED INTERNATI	$1,060,000	–	184,804	–	0.41%	–
NVG	New	NUVEEN AMT-FR MUNI CREDIT FD	$950,000	–	65,128	–	0.36%	–
JNK	New	SPDR BBG BARC HIGH YIELD BNDbrclys	$934,000	–	26,344	–	0.36%	–
AIG	New	AMERICAN INTERNATIONAL GROUP	$848,000	–	16,000	–	0.32%	–
NFJ	New	ALLIANZGI NFJ DIVIDEND INTER	$832,000	–	65,963	–	0.32%	–
FTRPR	New	FRONTIER COMMUNICATIONSpfd conv ser-a	$813,000	–	82,714	–	0.31%	–
TEP	New	TALLGRASS ENERGY PARTNERS LP	$765,000	–	17,673	–	0.29%	–
BBL	New	BHP BILLITON PLC SP ADRadr	$742,000	–	16,510	–	0.28%	–
TWNKW	New	HOSTESS BRANDS INCw exp 11/04/202	$711,000	–	418,247	–	0.27%	–
CSQ	New	CALAMOS STRAT TOT RETURN FD	$707,000	–	55,817	–	0.27%	–
LEXEA	New	LIBERTY EXPEDIA HOLD-A	$660,000	–	15,026	–	0.25%	–
TFI	New	SPDR NUV BBG BARC MUNI BONDmunic	$655,000	–	13,669	–	0.25%	–
GHY	New	PGIM GLOBAL SHORT DURATION H	$644,000	–	47,214	–	0.25%	–
CUK	New	CARNIVAL PLC-ADRadr	$611,000	–	10,606	–	0.23%	–
NZF	New	NUVEEN DIV ADV MUNI 3	$574,000	–	40,083	–	0.22%	–
SJNK	New	SPDR BBG BARC ST HIGH YIELDsrt tr	$562,000	–	20,619	–	0.22%	–
EIDO	New	ISHARES MSCI INDONESIA ETFetf	$558,000	–	24,336	–	0.21%	–
RPTPRD	New	RAMCO-GERSHENSON PROPERTpfd-d cv	$558,000	–	10,504	–	0.21%	–
VVR	New	INVESCO SENIOR INCOME TRUST	$550,000	–	128,511	–	0.21%	–
AVHI	New	AV HOMES INC	$530,000	–	24,783	–	0.20%	–
KED	New	KAYNE ANDERSON ENERGY DEVELO	$513,000	–	29,511	–	0.20%	–
EEM	New	ISHARES MSCI EMERGING MARKETetf	$446,000	–	10,300	–	0.17%	–
PTY	New	PIMCO CORPORATE & INCOME OPP	$420,000	–	24,038	–	0.16%	–
USA	New	LIBERTY ALL STAR EQUITY FUNDsh ben int	$417,000	–	65,188	–	0.16%	–
EFT	New	EATON VANCE FLOAT RT INC TR	$407,000	–	28,095	–	0.16%	–
ILG	New	ILG INC	$389,000	–	11,786	–	0.15%	–
ABEOW	New	ABEONA THERAPEUTICS INCw exp 12/24/201	$360,000	–	35,426	–	0.14%	–
RMP	New	RICE MIDSTREAM PARTNERS LPunit ltd partn	$303,000	–	17,836	–	0.12%	–
DISCK	New	DISCOVERY INC-C	$289,000	–	11,349	–	0.11%	–
TY	New	TRI CONTL CORP	$272,000	–	10,286	–	0.10%	–
AOD	New	ABERDEEN TTL DYN DIVID	$265,000	–	30,327	–	0.10%	–
FEI	New	FIRST TRUST MLP AND ENERGY I	$258,000	–	19,870	–	0.10%	–
RVT	New	ROYCE VALUE TR INC	$224,000	–	14,193	–	0.09%	–
TCFWS	New	TCF FINANCIAL CORPw exp 11/14/201	$225,000	–	28,485	–	0.09%	–
DNIF	New	DIVIDEND AND INCOME FUND	$221,000	–	18,000	–	0.08%	–
CIF	New	MFS INTERMEDIATE HIGH INC FNsh ben int	$215,000	–	85,455	–	0.08%	–
GER	New	GOLDMAN SACHS MLP & ENERGY R	$208,000	–	33,958	–	0.08%	–

Q4 2017

			Value		Shares		↓ Weighting
DSU	Exit	BLACKROCK DEBT STRATEGIES FD	$0	–	-17,876	–	-0.12%	–
MYI	Exit	BLACKROCK MUNIYIELD QUALITY	$0	–	-15,456	–	-0.12%	–
PSTB	Exit	PARK STERLING CORP	$0	–	-18,329	–	-0.12%	–
CACQ	Exit	CAESARS ACQUISITION CO-CL Acl a	$0	–	-10,849	–	-0.13%	–
EOS	Exit	EATON VANCE ENH EQT INC II	$0	–	-18,404	–	-0.15%	–
RXN	Exit	REXNORD CORP	$0	–	-11,309	–	-0.16%	–
GHY	Exit	PRUDENTIAL GL SH DUR HI YLD	$0	–	-20,616	–	-0.17%	–
FOX	Exit	TWENTY-FIRST CENTURY FOX - Bcl b	$0	–	-12,529	–	-0.18%	–
LBTYK	Exit	LIBERTY GLOBAL PLCcl c	$0	–	-10,596	–	-0.19%	–
NAC	Exit	NUVEEN CA DIV ADV MUNI	$0	–	-24,956	–	-0.20%	–
WNRL	Exit	WESTERN REFINING LOGISTICS L	$0	–	-14,537	–	-0.21%	–
FWONA	Exit	LIBERTY MEDIA CORP-LIBERTY-A	$0	–	-11,136	–	-0.22%	–
CHUBK	Exit	COMMERCEHUB INC-SERIES C	$0	–	-19,310	–	-0.23%	–
CUNB	Exit	CU BANCORP	$0	–	-11,015	–	-0.24%	–
VWO	Exit	VANGUARD EMERG MARKETS VIPERetf	$0	–	-10,000	–	-0.24%	–
EFT	Exit	EATON VANCE FLOAT RT INC TR	$0	–	-32,977	–	-0.27%	–
DISCK	Exit	DISCOVERY COMMUNICATIONS-C	$0	–	-24,714	–	-0.28%	–
FXI	Exit	ISHARES CHINA LARGE-CAP ETFetf	$0	–	-11,749	–	-0.28%	–
PIN	Exit	POWERSHARES INDIA PORTFOLIOindia port	$0	–	-22,016	–	-0.29%	–
RPTPRD	Exit	RAMCO-GERSHENSON PROPERTperp pfd-d cv	$0	–	-10,007	–	-0.30%	–
HES	Exit	HESS CORP	$0	–	-11,737	–	-0.30%	–
BDJ	Exit	BLACKROCK ENHANCED EQUITY DI	$0	–	-63,073	–	-0.32%	–
EEP	Exit	ENBRIDGE ENERGY PARTNERS	$0	–	-36,536	–	-0.32%	–
ADX	Exit	ADAMS DIVERSIFIED EQUITY	$0	–	-43,869	–	-0.37%	–
EFA	Exit	ISHARES MSCI EAFE ETFetf	$0	–	-10,314	–	-0.39%	–
NVG	Exit	NUVEEN AMT-FR MUNI CREDIT FD	$0	–	-48,853	–	-0.41%	–
CEF	Exit	CENTRAL FUND CANADA LTD-Acl a	$0	–	-59,750	–	-0.42%	–
LSXMK	Exit	LIBERTY MEDIA COR-SIRIUSXM Cc siriusxm	$0	–	-18,321	–	-0.42%	–
BKHU	Exit	BLACK HILLS CORPunit 99/99/9999	$0	–	-10,835	–	-0.45%	–
TY	Exit	TRI CONTL CORP	$0	–	-32,480	–	-0.46%	–
ETW	Exit	EATON VANCE TAX MAN GLBL BR	$0	–	-76,967	–	-0.50%	–
LGFB	Exit	LIONS GATE ENTERTAINMENT-Bcl b non vtg	$0	–	-29,768	–	-0.52%	–
ZG	Exit	ZILLOW GROUP INC - Acl a	$0	–	-25,119	–	-0.56%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-26,028	–	-0.58%	–
LSXMA	Exit	LIBERTY MEDIA COR-SIRIUSXM A	$0	–	-26,700	–	-0.62%	–
PSLV	Exit	SPROTT PHYSICAL SILVER TRUSTunit	$0	–	-182,660	–	-0.63%	–
QRTEA	Exit	LIBERTY INTERACTIVE CORP Q-A	$0	–	-51,615	–	-0.67%	–
SFR	Exit	STARWOOD WAYPOINT HOMES	$0	–	-33,709	–	-0.68%	–
AMOV	Exit	AMERICA MOVIL S A DE C Vadr	$0	–	-70,225	–	-0.69%	–
JNK	Exit	SPDR BBG BARC HIGH YIELD BNDbloomberg brclys	$0	–	-34,159	–	-0.70%	–
VEA	Exit	VANGUARD FTSE DEVELOPED ETFetf	$0	–	-30,000	–	-0.72%	–
DYNPRA	Exit	DYNEGY INCpfd conv ser a	$0	–	-40,653	–	-0.74%	–
AABA	Exit	ALTABA INC	$0	–	-28,043	–	-1.02%	–
UL	Exit	UNILEVER PLC NEW ADRadr	$0	–	-49,791	–	-1.59%	–
CBF	Exit	CAPITAL BANK FINANCIAL-CL A	$0	–	-74,478	–	-1.69%	–
	Exit	AMERICAN INTERNATIONAL GROUP	$0	–	-54,000	–	-1.84%	–
COL	Exit	ROCKWELL COLLINS INC	$0	–	-29,766	–	-2.15%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTunit	$0	–	-429,510	–	-2.47%	–
CHTR	Exit	CHARTER COMMUNICATIONS INC-Acl a	$0	–	-13,663	–	-2.74%	–
ARNCPRB	Exit	ARCONIC INC5.375% pfd b 1	$0	–	-182,716	–	-3.92%	–
JPMWS	Exit	JPMORGAN CHASE & CO*w exp 10/28/201	$0	–	-199,381	–	-5.94%	–
AIGWS	Exit	AIG WARRANT STRIKE 45*w exp 01/19/202	$0	–	-572,899	–	-6.32%	–
BACWSA	Exit	BANK OF AMERICA CORPORATION WT EXP 011619*w exp 01/16/201	$0	–	-1,285,650	–	-9.39%	–
TMUSP	Exit	T-Mobile US Incpfd ser a	$0	–	-823,250	–	-45.37%	–

Q3 2017

			Value		Shares		↓ Weighting
TMUSP	Buy	T-Mobile US Incpfd ser a	$82,250,000	+42.5%	823,250	+50.9%	45.37%	+19.5%
BACWSA	Sell	BANK OF AMERICA CORPORATION WT EXP 011619*w exp 01/16/201	$17,022,000	-44.3%	1,285,650	-52.4%	9.39%	-53.2%
AIGWS	Buy	AIG WARRANT STRIKE 45*w exp 01/19/202	$11,457,000	+54.4%	572,899	+65.0%	6.32%	+29.5%
JPMWS	Buy	JPMORGAN CHASE & CO*w exp 10/28/201	$10,766,000	+191.0%	199,381	+149.5%	5.94%	+144.1%
ARNCPRB	Buy	ARCONIC INC5.375% pfd b 1	$7,107,000	+20.3%	182,716	+27.0%	3.92%	+0.9%
CHTR	New	CHARTER COMMUNICATIONS INC-Acl a	$4,965,000	–	13,663	–	2.74%	–
PHYS	Buy	SPROTT PHYSICAL GOLD TRUSTunit	$4,484,000	+242.0%	429,510	+234.7%	2.47%	+186.9%
COL	New	ROCKWELL COLLINS INC	$3,890,000	–	29,766	–	2.15%	–
	Buy	AMERICAN INTERNATIONAL GROUP	$3,340,000	+60.4%	54,000	+60.2%	1.84%	+34.6%
CBF	New	CAPITAL BANK FINANCIAL-CL A	$3,057,000	–	74,478	–	1.69%	–
UL	Buy	UNILEVER PLC NEW ADRadr	$2,885,000	+27.7%	49,791	+8.7%	1.59%	+7.1%
AABA	New	ALTABA INC	$1,857,000	–	28,043	–	1.02%	–
DYNPRA	Buy	DYNEGY INCpfd conv ser a	$1,347,000	+154.2%	40,653	+122.1%	0.74%	+112.9%
VEA	Buy	VANGUARD FTSE DEVELOPED ETFetf	$1,302,000	+65.6%	30,000	+50.0%	0.72%	+38.9%
JNK	New	SPDR BBG BARC HIGH YIELD BNDbloomberg brclys	$1,274,000	–	34,159	–	0.70%	–
AMOV	New	AMERICA MOVIL S A DE C Vadr	$1,246,000	–	70,225	–	0.69%	–
SFR	New	STARWOOD WAYPOINT HOMES	$1,225,000	–	33,709	–	0.68%	–
QRTEA	New	LIBERTY INTERACTIVE CORP Q-A	$1,216,000	–	51,615	–	0.67%	–
PSLV	Buy	SPROTT PHYSICAL SILVER TRUSTunit	$1,147,000	+235.4%	182,660	+268.0%	0.63%	+181.3%
LSXMA	Sell	LIBERTY MEDIA COR-SIRIUSXM A	$1,118,000	-68.0%	26,700	-70.3%	0.62%	-73.2%
TRIP	Buy	TRIPADVISOR INC	$1,054,000	+3.2%	26,028	+10.0%	0.58%	-13.4%
ZG	New	ZILLOW GROUP INC - Acl a	$1,008,000	–	25,119	–	0.56%	–
LGFB	Buy	LIONS GATE ENTERTAINMENT-Bcl b non vtg	$946,000	+38.3%	29,768	+6.1%	0.52%	+16.0%
ETW	New	EATON VANCE TAX MAN GLBL BR	$911,000	–	76,967	–	0.50%	–
TY	New	TRI CONTL CORP	$829,000	–	32,480	–	0.46%	–
BKHU	Sell	BLACK HILLS CORPunit 99/99/9999	$817,000	-6.5%	10,835	-9.1%	0.45%	-21.6%
LSXMK	New	LIBERTY MEDIA COR-SIRIUSXM Cc siriusxm	$767,000	–	18,321	–	0.42%	–
CEF	Buy	CENTRAL FUND CANADA LTD-Acl a	$757,000	+28.7%	59,750	+30.5%	0.42%	+8.0%
NVG	New	NUVEEN AMT-FR MUNI CREDIT FD	$751,000	–	48,853	–	0.41%	–
EFA	New	ISHARES MSCI EAFE ETFetf	$706,000	–	10,314	–	0.39%	–
ADX	Buy	ADAMS DIVERSIFIED EQUITY	$667,000	+211.7%	43,869	+180.6%	0.37%	+161.0%
EEP	New	ENBRIDGE ENERGY PARTNERS	$583,000	–	36,536	–	0.32%	–
BDJ	New	BLACKROCK ENHANCED EQUITY DI	$572,000	–	63,073	–	0.32%	–
HES	New	HESS CORP	$550,000	–	11,737	–	0.30%	–
RPTPRD	Sell	RAMCO-GERSHENSON PROPERTperp pfd-d cv	$541,000	-78.7%	10,007	-78.6%	0.30%	-82.2%
PIN	New	POWERSHARES INDIA PORTFOLIOindia port	$521,000	–	22,016	–	0.29%	–
FXI	New	ISHARES CHINA LARGE-CAP ETFetf	$517,000	–	11,749	–	0.28%	–
DISCK	New	DISCOVERY COMMUNICATIONS-C	$500,000	–	24,714	–	0.28%	–
EFT	New	EATON VANCE FLOAT RT INC TR	$482,000	–	32,977	–	0.27%	–
CUNB	New	CU BANCORP	$427,000	–	11,015	–	0.24%	–
CHUBK	New	COMMERCEHUB INC-SERIES C	$412,000	–	19,310	–	0.23%	–
FWONA	Sell	LIBERTY MEDIA CORP-LIBERTY-A	$406,000	-61.3%	11,136	-65.3%	0.22%	-67.5%
WNRL	New	WESTERN REFINING LOGISTICS L	$375,000	–	14,537	–	0.21%	–
NAC	New	NUVEEN CA DIV ADV MUNI	$372,000	–	24,956	–	0.20%	–
LBTYK	New	LIBERTY GLOBAL PLCcl c	$346,000	–	10,596	–	0.19%	–
FOX	New	TWENTY-FIRST CENTURY FOX - Bcl b	$323,000	–	12,529	–	0.18%	–
GHY	Sell	PRUDENTIAL GL SH DUR HI YLD	$307,000	-39.7%	20,616	-39.8%	0.17%	-49.6%
RXN	New	REXNORD CORP	$287,000	–	11,309	–	0.16%	–
EOS	New	EATON VANCE ENH EQT INC II	$275,000	–	18,404	–	0.15%	–
CACQ	New	CAESARS ACQUISITION CO-CL Acl a	$232,000	–	10,849	–	0.13%	–
PSTB	New	PARK STERLING CORP	$227,000	–	18,329	–	0.12%	–
MYI	New	BLACKROCK MUNIYIELD QUALITY	$221,000	–	15,456	–	0.12%	–
DSU	New	BLACKROCK DEBT STRATEGIES FD	$208,000	–	17,876	–	0.12%	–
AWF	Exit	ALLIANCE WRLD DLR G F II	$0	–	-16,197	–	-0.13%	–
NSL	Exit	NUVEEN SENIOR INC FD	$0	–	-30,599	–	-0.14%	–
NYLD	Exit	NRG YIELD INC-CLASS Ccl c	$0	–	-12,035	–	-0.14%	–
NAD	Exit	NUVEEN DIV ADV MUNI	$0	–	-15,727	–	-0.14%	–
PBR	Exit	PETROLEO BRASILEIRO SAadr	$0	–	-23,399	–	-0.15%	–
GIM	Exit	TEMPLETON GLBL INC F INC	$0	–	-37,708	–	-0.16%	–
NFJ	Exit	ALLIANZGI NFJ DIVIDEND INTER	$0	–	-20,126	–	-0.17%	–
JRO	Exit	NUVEEN FLOATING RATE	$0	–	-23,051	–	-0.18%	–
BOE	Exit	BLACKROCK ENHANCED GLOBAL DI	$0	–	-22,713	–	-0.18%	–
BLW	Exit	BLACKROCK LIMITED	$0	–	-18,284	–	-0.19%	–
NTG	Exit	TORTOISE MLP FUND INC	$0	–	-14,582	–	-0.20%	–
LILA	Exit	LIBERTY GLOBAL PLC LILAC - Acl a	$0	–	-14,956	–	-0.22%	–
USA	Exit	LIBERTY ALL STAR EQUITY FUNDfd sh ben int	$0	–	-71,244	–	-0.26%	–
STL	Exit	STERLING BANCORP/DE	$0	–	-17,957	–	-0.28%	–
EWH	Exit	ISHARES MSCI HONG KONG ETFetf	$0	–	-19,814	–	-0.29%	–
JQC	Exit	NUVEEN CREDIT STRAT INC FD	$0	–	-53,114	–	-0.30%	–
WFCWS	Exit	WELLS FARGO & COw exp 10/28/201	$0	–	-21,100	–	-0.31%	–
BIT	Exit	BLACKROCK MULTI-SECTOR INCOM	$0	–	-32,026	–	-0.36%	–
PPR	Exit	VOYA PRIME RATE TRUSTsh ben int	$0	–	-105,512	–	-0.38%	–
BGY	Exit	BLACKROCK ENHANCED INTERNATI	$0	–	-100,606	–	-0.38%	–
SWNC	Exit	SOUTHWESTERN ENERGY CO	$0	–	-29,710	–	-0.39%	–
ITM	Exit	VANECK VECTORS AMT-FREE INTEetf	$0	–	-26,891	–	-0.41%	–
EXG	Exit	EATON VANCE TAX-MANAGED GLOB	$0	–	-92,921	–	-0.52%	–
WFC	Exit	WELLS FARGO & CO	$0	–	-15,296	–	-0.56%	–
LENB	Exit	LENNAR CORP CL Bcl b	$0	–	-22,533	–	-0.62%	–
OKS	Exit	ONEOK PARTNERS LPunit ltd partn	$0	–	-19,386	–	-0.69%	–
PNFP	Exit	PINNACLE FINANCIAL PARTNERS	$0	–	-18,970	–	-0.83%	–
AUPH	Exit	AURINIA PHARMACEUTICALS INC	$0	–	-175,934	–	-0.85%	–
WELLPRI	Exit	WELLTOWER INCpfd prepet	$0	–	-21,381	–	-0.89%	–
PNCWS	Exit	PNC FINANCIAL SERVICES GROUPw exp 12/31/201	$0	–	-26,875	–	-0.94%	–
LVNTA	Exit	LIBERTY VENTURES - SER A	$0	–	-50,205	–	-1.47%	–
DD	Exit	DU PONT (E.I.) DE NEMOURS	$0	–	-39,054	–	-2.06%	–
POT	Exit	POTASH CORP OF SASKATCHEWAN	$0	–	-328,400	–	-3.69%	–

Q2 2017

			Value		Shares		↓ Weighting
TMUSP	New	T-Mobile US Incpfd ser a	$57,724,000	–	545,551	–	37.96%	–
BACWSA	New	BANK OF AMERICA CORPORATION WT EXP 011619w exp 01/16/201	$30,538,000	–	2,702,530	–	20.08%	–
AIGWS	New	AIG WARRANT STRIKE 45w exp 01/19/202	$7,418,000	–	347,146	–	4.88%	–
ARNCPRB	New	ARCONIC INCpfd conv b ser 1	$5,907,000	–	143,913	–	3.88%	–
POT	New	POTASH CORP OF SASKATCHEWAN	$5,609,000	–	328,400	–	3.69%	–
JPMWS	New	JPMORGAN CHASE & COw exp 10/28/201	$3,700,000	–	79,898	–	2.43%	–
LSXMA	New	LIBERTY MEDIA COR-SIRIUSXM A	$3,499,000	–	89,923	–	2.30%	–
DD	New	DU PONT (E.I.) DE NEMOURS	$3,137,000	–	39,054	–	2.06%	–
RPTPRD	New	RAMCO-GERSHENSON PROPERTperp pfd-d cv	$2,539,000	–	46,857	–	1.67%	–
UL	New	UNILEVER PLC NEW ADRadr	$2,259,000	–	45,799	–	1.49%	–
LVNTA	New	LIBERTY VENTURES - SER A	$2,233,000	–	50,205	–	1.47%	–
	New	AMERICAN INTERNATIONAL GROUP	$2,082,000	–	33,700	–	1.37%	–
PNCWS	New	PNC FINANCIAL SERVICES GROUPw exp 12/31/201	$1,424,000	–	26,875	–	0.94%	–
WELLPRI	New	WELLTOWER INCpfd prepet	$1,349,000	–	21,381	–	0.89%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$1,311,000	–	128,315	–	0.86%	–
AUPH	New	AURINIA PHARMACEUTICALS INC	$1,291,000	–	175,934	–	0.85%	–
PNFP	New	PINNACLE FINANCIAL PARTNERS	$1,260,000	–	18,970	–	0.83%	–
FWONA	New	LIBERTY MEDIA CORP-LIBERTY-A	$1,048,000	–	32,063	–	0.69%	–
OKS	New	ONEOK PARTNERS LPunit ltd partn	$1,046,000	–	19,386	–	0.69%	–
TRIP	New	TRIPADVISOR INC	$1,021,000	–	23,663	–	0.67%	–
LENB	New	LENNAR CORP CL Bcl b	$941,000	–	22,533	–	0.62%	–
BKHU	New	BLACK HILLS CORPunit 99/99/9999	$874,000	–	11,917	–	0.58%	–
WFC	New	WELLS FARGO & CO	$851,000	–	15,296	–	0.56%	–
EXG	New	EATON VANCE TAX-MANAGED GLOB	$791,000	–	92,921	–	0.52%	–
VEA	New	VANGUARD FTSE DEVELOPED ETFetf	$786,000	–	20,000	–	0.52%	–
LGFB	New	LIONS GATE ENTERTAINMENT-Bcl b non vtg	$684,000	–	28,069	–	0.45%	–
ITM	New	VANECK VECTORS AMT-FREE INTEetf	$630,000	–	26,891	–	0.41%	–
CEF	New	CENTRAL FUND CANADA LTD-Acl a	$588,000	–	45,772	–	0.39%	–
SWNC	New	SOUTHWESTERN ENERGY CO	$587,000	–	29,710	–	0.39%	–
BGY	New	BLACKROCK ENHANCED INTERNATI	$582,000	–	100,606	–	0.38%	–
PPR	New	VOYA PRIME RATE TRUSTsh ben int	$570,000	–	105,512	–	0.38%	–
BIT	New	BLACKROCK MULTI-SECTOR INCOM	$554,000	–	32,026	–	0.36%	–
DYNPRA	New	DYNEGY INCpfd conv ser a	$530,000	–	18,300	–	0.35%	–
GHY	New	PRUDENTIAL GL SH DUR HI YLD	$509,000	–	34,246	–	0.34%	–
WFCWS	New	WELLS FARGO & COw exp 10/28/201	$468,000	–	21,100	–	0.31%	–
JQC	New	NUVEEN CREDIT STRAT INC FD	$461,000	–	53,114	–	0.30%	–
EWH	New	ISHARES MSCI HONG KONG ETFetf	$440,000	–	19,814	–	0.29%	–
STL	New	STERLING BANCORP/DE	$425,000	–	17,957	–	0.28%	–
VWO	New	VANGUARD EMERG MARKETS VIPERetf	$397,000	–	10,000	–	0.26%	–
USA	New	LIBERTY ALL STAR EQUITY FUNDfd sh ben int	$388,000	–	71,244	–	0.26%	–
PSLV	New	SPROTT PHYSICAL SILVER TRUSTunit	$342,000	–	49,639	–	0.22%	–
LILA	New	LIBERTY GLOBAL PLC LILAC - Acl a	$332,000	–	14,956	–	0.22%	–
NTG	New	TORTOISE MLP FUND INC	$303,000	–	14,582	–	0.20%	–
BLW	New	BLACKROCK LIMITED	$284,000	–	18,284	–	0.19%	–
BOE	New	BLACKROCK ENHANCED GLOBAL DI	$281,000	–	22,713	–	0.18%	–
JRO	New	NUVEEN FLOATING RATE	$270,000	–	23,051	–	0.18%	–
NFJ	New	ALLIANZGI NFJ DIVIDEND INTER	$259,000	–	20,126	–	0.17%	–
GIM	New	TEMPLETON GLBL INC F INC	$250,000	–	37,708	–	0.16%	–
PBR	New	PETROLEO BRASILEIRO SAadr	$226,000	–	23,399	–	0.15%	–
ADX	New	ADAMS DIVERSIFIED EQUITY FUN	$214,000	–	15,635	–	0.14%	–
NAD	New	NUVEEN DIV ADV MUNI	$215,000	–	15,727	–	0.14%	–
NYLD	New	NRG YIELD INC-CLASS Ccl c	$213,000	–	12,035	–	0.14%	–
NSL	New	NUVEEN SENIOR INC FD	$207,000	–	30,599	–	0.14%	–
AWF	New	ALLIANCE WRLD DLR G F II	$203,000	–	16,197	–	0.13%	–

Q4 2016

			Value		Shares		↓ Weighting
PBCT	Exit	PEOPLES UNITED FINANCIAL	$0	–	-13,332	–	-0.19%	–
RNP	Exit	COHEN & STEERS REIT & PFD	$0	–	-10,606	–	-0.19%	–
IQI	Exit	INVESCO QUALITY MUNI INC TR	$0	–	-17,076	–	-0.21%	–
EFT	Exit	EATON VANCE FLOAT RT INC TR	$0	–	-16,864	–	-0.22%	–
PBR	Exit	PETROLEO BRASILEIRO SAadr	$0	–	-29,162	–	-0.25%	–
NEA	Exit	NUVEEN AMT-FR QU MUNI INC FD	$0	–	-19,285	–	-0.26%	–
COTY	Exit	COTY INC-CL Acl a	$0	–	-12,213	–	-0.26%	–
NFJ	Exit	ALLIANZGI NFJ DIVIDEND INTER	$0	–	-22,604	–	-0.26%	–
ETG	Exit	EATON VANCE T/A GL DVD INCM	$0	–	-22,141	–	-0.30%	–
FSD	Exit	FIRST TRUST HIGH INCOME LONG	$0	–	-21,388	–	-0.30%	–
VKI	Exit	INVESCO AD MIT IIsh ben int	$0	–	-28,213	–	-0.31%	–
VVR	Exit	INVESCO SENIOR INCOME TRUST	$0	–	-85,853	–	-0.34%	–
UN	Exit	UNILEVER N V -NY SHARES	$0	–	-10,221	–	-0.43%	–
Q104PS	Exit	_COM	$0	–	-27,953	–	-0.43%	–
AMOV	Exit	AMERICA MOVIL S A DE C V	$0	–	-45,697	–	-0.48%	–
FEN	Exit	FIRST TRUST ENERGY INCOME AN	$0	–	-19,616	–	-0.48%	–
CUK	Exit	CARNIVAL PLC-ADRadr	$0	–	-10,941	–	-0.49%	–
ENB	Exit	ENBRIDGE INC	$0	–	-12,501	–	-0.50%	–
LSXMA	Exit	LIBERTY MEDIA COR-SIRIUSXM A	$0	–	-18,413	–	-0.57%	–
LGF	Exit	LIONS GATE ENTERTAINMENT COR	$0	–	-31,687	–	-0.57%	–
BERY	Exit	BERRY PLASTICS GROUP INC	$0	–	-15,445	–	-0.61%	–
AAPRB	Exit	ALCOA INC	$0	–	-20,743	–	-0.62%	–
SRCLP	Exit	STERICYCLE INCpfd a 1/10	$0	–	-11,585	–	-0.70%	–
EEM	Exit	ISHARES MSCI EMERGING MARKETetf	$0	–	-21,206	–	-0.72%	–
WGP	Exit	WESTERN GAS EQUITY PARTNERS	$0	–	-18,772	–	-0.72%	–
FNB	Exit	FNB CORP	$0	–	-66,773	–	-0.74%	–
AIGWS	Exit	_AIG WARRANT STRIKE 45*w exp 01/19/202	$0	–	-47,122	–	-0.90%	–
RIGP	Exit	_COM	$0	–	-84,677	–	-0.95%	–
VEA	Exit	VANGUARD FTSE DEVELOPED ETFetf	$0	–	-29,663	–	-1.01%	–
EEP	Exit	ENBRIDGE ENERGY PARTNERS	$0	–	-46,162	–	-1.06%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCspons adr a	$0	–	-24,756	–	-1.12%	–
CM	Exit	CAN IMPERIAL BK OF COMMERCE	$0	–	-16,943	–	-1.19%	–
LSXMK	Exit	LIBERTY MEDIA COR-SIRIUSXM C	$0	–	-41,926	–	-1.27%	–
TMUSP	Exit	T-Mobile US Incpfd ser a	$0	–	-21,774	–	-1.54%	–
JNK	Exit	SPDR BARCLAYS HIGH YIELD BDhgh yld bd	$0	–	-54,282	–	-1.81%	–
MAA	Exit	MID-AMERICA APARTMENT COMM	$0	–	-21,963	–	-1.87%	–
WFC	Exit	WELLS FARGO & CO	$0	–	-48,334	–	-1.94%	–
CMAWS	Exit	COMERICA INC*w exp 11/14/201	$0	–	-170,663	–	-2.84%	–
YHOO	Exit	YAHOO INC	$0	–	-75,304	–	-2.94%	–
UA	Exit	UNDER ARMOUR INC-CLASS Ccl c	$0	–	-97,726	–	-3.00%	–
RPTPRD	Exit	RAMCO-GERSHENSON PROPERTperp pfd-d cv	$0	–	-73,490	–	-4.57%	–
LVNTA	Exit	LIBERTY VENTURES - SER A	$0	–	-157,706	–	-5.70%	–
PNCWS	Exit	PNC FINANCIAL SERVICES GROUP*w exp 12/31/201	$0	–	-384,503	–	-8.19%	–
APD	Exit	AIR PRODUCTS & CHEMICALS INC	$0	–	-71,116	–	-9.69%	–
CCIPRA	Exit	CROWN CASTLE INTL CORPcnv pfd stk sr a	$0	–	-96,909	–	-9.93%	–
JPMWS	Exit	JPMORGAN CHASE & CO*w exp 10/28/201	$0	–	-1,223,908	–	-27.33%	–

Q3 2016

			Value		Shares		↓ Weighting
JPMWS	Buy	JPMORGAN CHASE & CO*w exp 10/28/201	$30,144,000	+67.9%	1,223,908	+38.0%	27.33%	+99.2%
CCIPRA	New	CROWN CASTLE INTL CORPcnv pfd stk sr a	$10,952,000	–	96,909	–	9.93%	–
APD	New	AIR PRODUCTS & CHEMICALS INC	$10,691,000	–	71,116	–	9.69%	–
PNCWS	Buy	PNC FINANCIAL SERVICES GROUP*w exp 12/31/201	$9,031,000	+534.6%	384,503	+370.5%	8.19%	+652.7%
LVNTA	New	LIBERTY VENTURES - SER A	$6,287,000	–	157,706	–	5.70%	–
RPTPRD	Sell	RAMCO-GERSHENSON PROPERTperp pfd-d cv	$5,045,000	-9.5%	73,490	-7.1%	4.57%	+7.3%
UA	Sell	UNDER ARMOUR INC-CLASS Ccl c	$3,309,000	-23.1%	97,726	-17.3%	3.00%	-8.8%
YHOO	New	YAHOO INC	$3,245,000	–	75,304	–	2.94%	–
CMAWS	New	COMERICA INC*w exp 11/14/201	$3,131,000	–	170,663	–	2.84%	–
WFC	New	WELLS FARGO & CO	$2,140,000	–	48,334	–	1.94%	–
MAA	New	MID-AMERICA APARTMENT COMM	$2,064,000	–	21,963	–	1.87%	–
JNK	Buy	SPDR BARCLAYS HIGH YIELD BDhgh yld bd	$1,993,000	+69.6%	54,282	+64.8%	1.81%	+101.2%
TMUSP	New	T-Mobile US Incpfd ser a	$1,699,000	–	21,774	–	1.54%	–
LSXMK	Sell	LIBERTY MEDIA COR-SIRIUSXM C	$1,400,000	-72.5%	41,926	-74.6%	1.27%	-67.4%
CM	New	CAN IMPERIAL BK OF COMMERCE	$1,313,000	–	16,943	–	1.19%	–
RDSA	New	ROYAL DUTCH SHELL PLCspons adr a	$1,239,000	–	24,756	–	1.12%	–
EEP	New	ENBRIDGE ENERGY PARTNERS	$1,173,000	–	46,162	–	1.06%	–
VEA	Sell	VANGUARD FTSE DEVELOPED ETFetf	$1,109,000	-0.7%	29,663	-6.1%	1.01%	+17.8%
RIGP	New	_COM	$1,044,000	–	84,677	–	0.95%	–
AIGWS	New	_AIG WARRANT STRIKE 45*w exp 01/19/202	$998,000	–	47,122	–	0.90%	–
FNB	New	FNB CORP	$821,000	–	66,773	–	0.74%	–
WGP	Buy	WESTERN GAS EQUITY PARTNERS	$797,000	+73.6%	18,772	+56.4%	0.72%	+106.0%
EEM	New	ISHARES MSCI EMERGING MARKETetf	$794,000	–	21,206	–	0.72%	–
SRCLP	New	STERICYCLE INCpfd a 1/10	$767,000	–	11,585	–	0.70%	–
AAPRB	New	ALCOA INC	$678,000	–	20,743	–	0.62%	–
BERY	New	BERRY PLASTICS GROUP INC	$677,000	–	15,445	–	0.61%	–
LGF	New	LIONS GATE ENTERTAINMENT COR	$633,000	–	31,687	–	0.57%	–
LSXMA	Sell	LIBERTY MEDIA COR-SIRIUSXM A	$625,000	-90.4%	18,413	-91.1%	0.57%	-88.6%
ENB	New	ENBRIDGE INC	$552,000	–	12,501	–	0.50%	–
CUK	Sell	CARNIVAL PLC-ADRadr	$536,000	-75.1%	10,941	-77.2%	0.49%	-70.4%
FEN	Buy	FIRST TRUST ENERGY INCOME AN	$531,000	+82.5%	19,616	+71.4%	0.48%	+116.7%
AMOV	Buy	AMERICA MOVIL S A DE C V	$526,000	+20.9%	45,697	+27.9%	0.48%	+43.7%
Q104PS	New	_COM	$475,000	–	27,953	–	0.43%	–
UN	New	UNILEVER N V -NY SHARES	$471,000	–	10,221	–	0.43%	–
VVR	New	INVESCO SENIOR INCOME TRUST	$371,000	–	85,853	–	0.34%	–
VKI	New	INVESCO AD MIT IIsh ben int	$346,000	–	28,213	–	0.31%	–
FSD	Buy	FIRST TRUST HIGH INCOME LONG	$333,000	+9.9%	21,388	+4.5%	0.30%	+30.2%
ETG	New	EATON VANCE T/A GL DVD INCM	$329,000	–	22,141	–	0.30%	–
NFJ	New	ALLIANZGI NFJ DIVIDEND INTER	$285,000	–	22,604	–	0.26%	–
COTY	New	COTY INC-CL Acl a	$283,000	–	12,213	–	0.26%	–
NEA	Sell	NUVEEN AMT-FR QU MUNI INC FD	$281,000	-24.7%	19,285	-22.5%	0.26%	-10.5%
PBR	Sell	PETROLEO BRASILEIRO SAadr	$272,000	-10.8%	29,162	-31.6%	0.25%	+6.0%
EFT	Sell	EATON VANCE FLOAT RT INC TR	$239,000	-32.9%	16,864	-36.5%	0.22%	-20.2%
IQI	New	INVESCO QUALITY MUNI INC TR	$235,000	–	17,076	–	0.21%	–
RNP	New	COHEN & STEERS REIT & PFD	$213,000	–	10,606	–	0.19%	–
PBCT	Sell	PEOPLES UNITED FINANCIAL	$210,000	-55.5%	13,332	-58.6%	0.19%	-47.4%
HIX	Exit	WESTERN ASSET HIGH INC FD II	$0	–	-29,567	–	-0.16%	–
BFK	Exit	BLACKROCK MUN INC TR SBItr sh ben int	$0	–	-13,440	–	-0.16%	–
IGD	Exit	VOYA GLOBAL EQUITY DIVIDEND	$0	–	-32,598	–	-0.17%	–
EXG	Exit	EATON VANCE TAX-MANAGED GLOB	$0	–	-26,563	–	-0.17%	–
NYLD	Exit	NRG YIELD INC-CLASS Ccl c	$0	–	-14,562	–	-0.17%	–
FRA	Exit	BLACKROCK FLOAT RT INCOME ST	$0	–	-17,558	–	-0.18%	–
CUZ	Exit	COUSINS PROPERTIES INC	$0	–	-23,116	–	-0.18%	–
EWT	Exit	ISHARES INCetf	$0	–	-17,185	–	-0.18%	–
EPI	Exit	WISDOMTREE INDIA EARNINGStr india erngs fd	$0	–	-11,990	–	-0.18%	–
MUI	Exit	BLACKROCK MUNI INTERM DURATI	$0	–	-16,376	–	-0.19%	–
AFB	Exit	ALLIANCE NATIONAL MUNI INC	$0	–	-16,733	–	-0.19%	–
LTRPA	Exit	LIBERTY TRIPADVISOR HDG-A	$0	–	-11,682	–	-0.20%	–
IDX	Exit	VANECK VECTORS INDONESIA INDtr indonesia index	$0	–	-12,179	–	-0.20%	–
EVHC	Exit	ENVISION HEALTHCARE HOLDINGS	$0	–	-10,551	–	-0.20%	–
BTT	Exit	BLACKROCK MUNICIPAL 2030 TAR	$0	–	-11,109	–	-0.20%	–
HQH	Exit	TEKLA HEALTHCARE INVESTORSsh ben int	$0	–	-11,471	–	-0.20%	–
EOI	Exit	EATON VANCE ENHANCED EQ INCM	$0	–	-22,414	–	-0.22%	–
PHB	Exit	POWERSHARES FDMNL H/Y CORP Btr ii fdm hg yld rafi	$0	–	-15,860	–	-0.22%	–
PMM	Exit	PUTNAM MANAGED MUNI INCM TRS	$0	–	-38,331	–	-0.24%	–
GHY	Exit	PRUDENTIAL GL SH DUR HI YLD	$0	–	-20,993	–	-0.24%	–
GIM	Exit	TEMPLETON GLBL INC F INC	$0	–	-56,926	–	-0.28%	–
FXI	Exit	ISHARES CHINA LARGE-CAP ETFetf	$0	–	-10,626	–	-0.28%	–
RRMS	Exit	ROSE ROCK MIDSTREAM LP	$0	–	-15,120	–	-0.30%	–
IGR	Exit	CBRE CLARION GL R/E INCOME F	$0	–	-49,000	–	-0.31%	–
KMI	Exit	KINDER MORGAN INC	$0	–	-23,055	–	-0.33%	–
JPC	Exit	NUVEEN PFD & CONV INC FD	$0	–	-44,674	–	-0.34%	–
BHP	Exit	BHP BILLITON LTD ADRadr	$0	–	-16,511	–	-0.36%	–
BGY	Exit	BLACKROCK INTERNATIONAL GROW	$0	–	-85,114	–	-0.37%	–
FWONA	Exit	LIBERTY MEDIA GROUP-A	$0	–	-27,937	–	-0.41%	–
GMWSA	Exit	GENERAL MOTORS CO*w exp 07/10/201	$0	–	-29,915	–	-0.42%	–
DCUB	Exit	DOMINION RESOURCES INCnew unit 07/01/2016	$0	–	-11,057	–	-0.51%	–
LILAK	Exit	LIBERTY GLOBAL PLC LILAC - Ccl c	$0	–	-20,582	–	-0.51%	–
SPAB	Exit	SPDR BARCLAYS AGGREGATE BONDetf	$0	–	-12,059	–	-0.55%	–
NTG	Exit	TORTOISE MLP FUND INC	$0	–	-39,439	–	-0.56%	–
FNFG	Exit	FIRST NIAGARA FINANCIAL GRP	$0	–	-94,485	–	-0.70%	–
ALR	Exit	ALERE INC	$0	–	-22,800	–	-0.73%	–
LBTYA	Exit	LIBERTY GLOBAL PLC-Acl a	$0	–	-34,425	–	-0.76%	–
EPRPRE	Exit	EPR PROPERTIESpfd 9% sr e	$0	–	-28,880	–	-0.82%	–
FTRPR	Exit	FRONTIER COMMUNICATIONSpfd conv ser-a	$0	–	-11,866	–	-0.86%	–
NRF	Exit	NORTHSTAR REALTY FINANCE	$0	–	-111,591	–	-0.97%	–
NSAM	Exit	NORTHSTAR ASSET MANAGEMENT	$0	–	-132,890	–	-1.04%	–
LBRDA	Exit	LIBERTY BROADBAND-A	$0	–	-23,852	–	-1.08%	–
DOW	Exit	DOW CHEMICAL CO	$0	–	-29,116	–	-1.11%	–
PVTB	Exit	PRIVATEBANCORP INC	$0	–	-33,935	–	-1.14%	–
HTS	Exit	HATTERAS FINANCIAL CORP	$0	–	-109,674	–	-1.37%	–
ZG	Exit	ZILLOW GROUP INC - Acl a	$0	–	-52,926	–	-1.48%	–
WYPRA	Exit	WEYERHAEUSER COconv ser a	$0	–	-39,533	–	-1.52%	–
LBRDK	Exit	LIBERTY BROADBAND-C	$0	–	-34,009	–	-1.56%	–
FMER	Exit	FIRSTMERIT CORP	$0	–	-104,548	–	-1.62%	–
WFCWS	Exit	WELLS FARGO & CO*w exp 10/28/201	$0	–	-182,166	–	-1.90%	–
TYC	Exit	TYCO INTERNATIONAL PLC	$0	–	-59,033	–	-1.92%	–
STRZA	Exit	STARZ - A	$0	–	-91,219	–	-2.09%	–
	Exit	VECTOR GROUP LTD CONV VAR%JAN 15 2019frnt 1/1	$0	–	-20,000	–	-2.22%	–
NEEPRP	Exit	NEXTERA ENERGY INCunit 09/01/2016	$0	–	-564,826	–	-28.80%	–

Q2 2016

			Value		Shares		↓ Weighting
NEEPRP	New	NEXTERA ENERGY INCunit 09/01/2016	$37,679,000	–	564,826	–	28.80%	–
JPMWS	New	JPMORGAN CHASE & CO*w exp 10/28/201	$17,958,000	–	886,856	–	13.72%	–
LSXMA	New	LIBERTY SIRIUSXM GROUP-A	$6,506,000	–	207,462	–	4.97%	–
RPTPRD	New	RAMCO-GERSHENSON PROPERTtr perp pfd-d cv	$5,576,000	–	79,077	–	4.26%	–
LSXMK	New	LIBERTY SIRIUS GROUP-C	$5,096,000	–	165,087	–	3.90%	–
UA	New	UNDER ARMOUR INC-CLASS Ccl c	$4,302,000	–	118,198	–	3.29%	–
	New	VECTOR GROUP LTD CONV VAR%JAN 15 2019frnt 1/1	$2,899,000	–	20,000	–	2.22%	–
STRZA	New	STARZ - A	$2,729,000	–	91,219	–	2.09%	–
TYC	New	TYCO INTERNATIONAL PLC	$2,514,000	–	59,033	–	1.92%	–
WFCWS	New	WELLS FARGO & CO*w exp 10/28/201	$2,481,000	–	182,166	–	1.90%	–
CUK	New	CARNIVAL PLC-ADRadr	$2,151,000	–	48,025	–	1.64%	–
FMER	New	FIRSTMERIT CORP	$2,119,000	–	104,548	–	1.62%	–
LBRDK	New	LIBERTY BROADBAND-C	$2,040,000	–	34,009	–	1.56%	–
WYPRA	New	WEYERHAEUSER COconv ser a	$1,991,000	–	39,533	–	1.52%	–
ZG	New	ZILLOW GROUP INC - Acl a	$1,939,000	–	52,926	–	1.48%	–
HTS	New	HATTERAS FINANCIAL CORP	$1,798,000	–	109,674	–	1.37%	–
PVTB	New	PRIVATEBANCORP INC	$1,494,000	–	33,935	–	1.14%	–
DOW	New	DOW CHEMICAL CO	$1,447,000	–	29,116	–	1.11%	–
PNCWS	New	PNC FINANCIAL SERVICES GROUP*w exp 12/31/201	$1,423,000	–	81,725	–	1.09%	–
LBRDA	New	LIBERTY BROADBAND-A	$1,416,000	–	23,852	–	1.08%	–
NSAM	New	NORTHSTAR ASSET MANAGEMENT	$1,356,000	–	132,890	–	1.04%	–
NRF	New	NORTHSTAR REALTY FINANCE	$1,275,000	–	111,591	–	0.97%	–
JNK	New	SPDR BARCLAYS HIGH YIELD BDbrc hgh yld bd	$1,175,000	–	32,943	–	0.90%	–
FTRPR	New	FRONTIER COMMUNICATIONSpfd conv ser-a	$1,125,000	–	11,866	–	0.86%	–
VEA	New	VANGUARD FTSE DEVELOPED ETFetf	$1,117,000	–	31,593	–	0.85%	–
EPRPRE	New	EPR PROPERTIESpfd 9% sr e	$1,080,000	–	28,880	–	0.82%	–
LBTYA	New	LIBERTY GLOBAL PLC-Acl a	$1,000,000	–	34,425	–	0.76%	–
ALR	New	ALERE INC	$950,000	–	22,800	–	0.73%	–
FNFG	New	FIRST NIAGARA FINANCIAL GRP	$920,000	–	94,485	–	0.70%	–
NTG	New	TORTOISE MLP FUND INC	$727,000	–	39,439	–	0.56%	–
SPAB	New	SPDR BARCLAYS AGGREGATE BONDetf	$716,000	–	12,059	–	0.55%	–
LILAK	New	LIBERTY GLOBAL PLC LILAC - Ccl c	$668,000	–	20,582	–	0.51%	–
DCUB	New	DOMINION RESOURCES INCnew unit 07/01/2016	$664,000	–	11,057	–	0.51%	–
GMWSA	New	GENERAL MOTORS CO*w exp 07/10/201	$551,000	–	29,915	–	0.42%	–
FWONA	New	LIBERTY MEDIA GROUP-A	$534,000	–	27,937	–	0.41%	–
BGY	New	BLACKROCK INTERNATIONAL GROW	$489,000	–	85,114	–	0.37%	–
PBCT	New	PEOPLES UNITED FINANCIAL	$472,000	–	32,212	–	0.36%	–
BHP	New	BHP BILLITON LTD ADRadr	$471,000	–	16,511	–	0.36%	–
WGP	New	WESTERN GAS EQUITY PARTNERS	$459,000	–	12,000	–	0.35%	–
JPC	New	NUVEEN PFD & CONV INC FD	$447,000	–	44,674	–	0.34%	–
AMOV	New	AMERICA MOVIL S A DE C V	$435,000	–	35,730	–	0.33%	–
KMI	New	KINDER MORGAN INC	$431,000	–	23,055	–	0.33%	–
IGR	New	CBRE CLARION GL R/E INCOME F	$403,000	–	49,000	–	0.31%	–
RRMS	New	ROSE ROCK MIDSTREAM LP	$399,000	–	15,120	–	0.30%	–
NEA	New	NUVEEN AMT-FREE MUNI INC FD	$373,000	–	24,898	–	0.28%	–
FXI	New	ISHARES CHINA LARGE-CAP ETFetf	$363,000	–	10,626	–	0.28%	–
GIM	New	TEMPLETON GLBL INC F INC	$362,000	–	56,926	–	0.28%	–
EFT	New	EATON VANCE FLOAT RT INC TR	$356,000	–	26,563	–	0.27%	–
GHY	New	PRUDENTIAL GL SH DUR HI YLD	$315,000	–	20,993	–	0.24%	–
PMM	New	PUTNAM MANAGED MUNI INCM TRS	$308,000	–	38,331	–	0.24%	–
PBR	New	PETROLEO BRASILEIRO SAadr	$305,000	–	42,618	–	0.23%	–
FSD	New	FIRST TRUST HIGH INCOME LONG	$303,000	–	20,468	–	0.23%	–
PHB	New	POWERSHARES FDMNL H/Y CORP Btr ii fdm hg yld rafi	$291,000	–	15,860	–	0.22%	–
FEN	New	FIRST TRUST ENERGY INCOME AN	$291,000	–	11,447	–	0.22%	–
EOI	New	EATON VANCE ENHANCED EQ INCM	$285,000	–	22,414	–	0.22%	–
HQH	New	TEKLA HEALTHCARE INVESTORSsh ben int	$268,000	–	11,471	–	0.20%	–
BTT	New	BLACKROCK MUNICIPAL 2030 TAR	$268,000	–	11,109	–	0.20%	–
EVHC	New	ENVISION HEALTHCARE HOLDINGS	$267,000	–	10,551	–	0.20%	–
IDX	New	VANECK VECTORS INDONESIA INDtr indonesia index	$265,000	–	12,179	–	0.20%	–
LTRPA	New	LIBERTY TRIPADVISOR HDG-A	$255,000	–	11,682	–	0.20%	–
AFB	New	ALLIANCE NATIONAL MUNI INC	$252,000	–	16,733	–	0.19%	–
MUI	New	BLACKROCK MUNI INTERM DURATI	$249,000	–	16,376	–	0.19%	–
EPI	New	WISDOMTREE INDIA EARNINGStr india erngs fd	$242,000	–	11,990	–	0.18%	–
EWT	New	ISHARES INCetf	$241,000	–	17,185	–	0.18%	–
CUZ	New	COUSINS PROPERTIES INC	$240,000	–	23,116	–	0.18%	–
FRA	New	BLACKROCK FLOAT RT INCOME ST	$230,000	–	17,558	–	0.18%	–
NYLD	New	NRG YIELD INC-CLASS Ccl c	$227,000	–	14,562	–	0.17%	–
EXG	New	EATON VANCE TAX-MANAGED GLOB	$227,000	–	26,563	–	0.17%	–
IGD	New	VOYA GLOBAL EQUITY DIVIDEND	$225,000	–	32,598	–	0.17%	–
BFK	New	BLACKROCK MUN INC TR SBItr sh ben int	$212,000	–	13,440	–	0.16%	–
HIX	New	WESTERN ASSET HIGH INC FD II	$205,000	–	29,567	–	0.16%	–

Q3 2015

			Value		Shares		↓ Weighting
JMLP	Exit	NUVEEN A-C ENERGY MLP OPP FD	$0	–	-14,505	–	-0.16%	–
FSD	Exit	FIRST TRUST HIGH INCOME LONG	$0	–	-14,839	–	-0.17%	–
EWJ	Exit	ISHARES MSCI JAPAN ETFetf	$0	–	-25,639	–	-0.20%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTunit	$0	–	-32,185	–	-0.22%	–
VALE	Exit	VALE SA-SP ADRadr	$0	–	-38,991	–	-0.22%	–
GOF	Exit	GUGGENHEIM STRATEGIC OPPORTU	$0	–	-15,717	–	-0.23%	–
AA	Exit	ALCOA INC	$0	–	-21,324	–	-0.24%	–
MUI	Exit	BLACKROCK MUNI INTERM DURATI	$0	–	-24,900	–	-0.25%	–
CII	Exit	BLACKROCK ENH CAP AND INC	$0	–	-25,633	–	-0.25%	–
MTCN	Exit	ARCELORMITTALmand cv nt 16	$0	–	-21,995	–	-0.27%	–
PSLV	Exit	SPROTT PHYSICAL SILVER TRUSTtr unit	$0	–	-61,912	–	-0.27%	–
NFJ	Exit	ALLIANZGI NFJ DIVIDEND INTER	$0	–	-24,948	–	-0.28%	–
IDX	Exit	MARKET VECTORS INDONESIA INDetf	$0	–	-16,911	–	-0.29%	–
NRK	Exit	NUVEEN NY AMT-FR MUNI INC FD	$0	–	-32,174	–	-0.29%	–
ETW	Exit	EATON VANCE TAX MAN GLBL BR	$0	–	-37,704	–	-0.29%	–
TFI	Exit	SPDR NUVEEN BARCLAYS MUNImuni	$0	–	-17,756	–	-0.30%	–
CHI	Exit	CALAMOS CONV OPP & INCinc fd sh ben int	$0	–	-34,335	–	-0.31%	–
DSU	Exit	BLACKROCK DEBT STRATEGIES FD	$0	–	-119,513	–	-0.31%	–
SIRI	Exit	SIRIUS XM HOLDINGS INC	$0	–	-129,962	–	-0.32%	–
FXI	Exit	ISHARES CHINA LARGE-CAP ETFetf	$0	–	-10,938	–	-0.32%	–
OHI	Exit	OMEGA HEALTHCARE INVESTORS	$0	–	-12,279	–	-0.34%	–
CAF	Exit	MORGAN STANLEY CHINA A SHARE	$0	–	-15,850	–	-0.34%	–
TIAIY	Exit	TELECOM ITALIA SPA-SPON ADRnew spon adr svgs	$0	–	-58,824	–	-0.34%	–
GDV	Exit	GABELLI DIVIDEND & INCOME	$0	–	-23,382	–	-0.36%	–
OILT	Exit	OILTANKING PARTNERS LPunit ltd	$0	–	-11,249	–	-0.37%	–
CTR	Exit	CLEARBRIDGE ENERGY MLP TOTAL	$0	–	-25,231	–	-0.38%	–
PPR	Exit	VOYA PRIME RATE TRUSTtr sh ben int	$0	–	-102,031	–	-0.38%	–
FCZAP	Exit	FIRST CITIZENS BANC CORP6.50% pfd ser b	$0	–	-17,482	–	-0.40%	–
EEP	Exit	ENBRIDGE ENERGY PARTNERS	$0	–	-15,419	–	-0.44%	–
AEF	Exit	ABERDEEN CHILE FUND INC	$0	–	-83,019	–	-0.44%	–
EWT	Exit	ISHARES INCetf	$0	–	-43,702	–	-0.47%	–
BTZ	Exit	BLACKROCK CREDIT ALLOCATION	$0	–	-52,462	–	-0.48%	–
PNCWS	Exit	PNC FINANCIAL SERVICES GROUP*w exp 12/31/201	$0	–	-28,022	–	-0.50%	–
AIG	Exit	AMERICAN INTERNATIONAL GROUP	$0	–	-12,487	–	-0.50%	–
ETG	Exit	EATON VANCE T/A GL DVD INCM	$0	–	-44,577	–	-0.51%	–
VVR	Exit	INVESCO SENIOR INCOME TRUST	$0	–	-158,478	–	-0.51%	–
BXMX	Exit	NUVEEN EQTY PREM INCM FD	$0	–	-60,954	–	-0.52%	–
QQQX	Exit	NUVEEN NAS100 DYN OVERWRT FD	$0	–	-39,962	–	-0.54%	–
L109PS	Exit	ACCESS MIDSTREAM PARTNERS LPl unit	$0	–	-14,284	–	-0.55%	–
TMUS	Exit	T-MOBILE US INC	$0	–	-29,171	–	-0.56%	–
AUXL	Exit	AUXILIUM PHARMACEUTICALS INC	$0	–	-22,852	–	-0.56%	–
BTT	Exit	BLACKROCK MUNICIPAL TARGET	$0	–	-39,184	–	-0.56%	–
VGK	Exit	VANGUARD FTSE EUROPE ETFetf	$0	–	-16,300	–	-0.60%	–
NHCPRA	Exit	NATL HEALTHCARE CORPpfd conv ser a	$0	–	-57,880	–	-0.64%	–
LINEQ	Exit	LINN ENERGY LLC-UNITSltd liab	$0	–	-92,298	–	-0.66%	–
GGN	Exit	GAMCO GLOBAL GOLD NATURAL REsh ben int	$0	–	-134,067	–	-0.66%	–
GMWSB	Exit	GENERAL MOTORS CO*w exp 07/10/201	$0	–	-58,828	–	-0.71%	–
AMOV	Exit	AMERICA MOVIL S A DE C V	$0	–	-48,500	–	-0.76%	–
TEI	Exit	TEMPLETN EMRG MKT INC FD	$0	–	-96,900	–	-0.78%	–
EPI	Exit	WISDOMTREE INDIA EARNINGSindia erngs fd	$0	–	-54,616	–	-0.85%	–
IEMG	Exit	ISHARES CORE MSCI EMERGINGmsci emkt	$0	–	-27,111	–	-0.90%	–
SUSQ	Exit	SUSQUEHANNA BANCSHARES INC	$0	–	-98,701	–	-0.94%	–
CY	Exit	CYPRESS SEMICNDTR PV1CTS	$0	–	-92,811	–	-0.94%	–
SWY	Exit	SAFEWAY INC	$0	–	-38,557	–	-0.96%	–
LBRDK	Exit	LIBERTY BROADBAND-C	$0	–	-27,810	–	-0.98%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-20,093	–	-1.06%	–
WEC	Exit	WISCONSIN ENERGY CORP	$0	–	-31,802	–	-1.19%	–
GWRU	Exit	GENESEE & WYOMING INCunit 10/01/2015	$0	–	-15,150	–	-1.24%	–
AWF	Exit	ALLIANCE WRLD DLR G F II	$0	–	-162,455	–	-1.43%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCspons adr a	$0	–	-33,714	–	-1.60%	–
	Exit	SAFEWAY INC	$0	–	-65,100	–	-1.62%	–
PCI	Exit	PIMCO DYNAMIC CREDIT INCOME	$0	–	-118,615	–	-1.73%	–
AGN	Exit	ALLERGAN INC	$0	–	-11,764	–	-1.77%	–
APL	Exit	ATLAS PIPELINE PARTNERS LPunit l p int	$0	–	-93,990	–	-1.81%	–
EPRPRC	Exit	EPR PROPERTIESc cnv 5.75%	$0	–	-118,949	–	-1.98%	–
TQNT	Exit	TRIQUINT SEMICONDUCTER INC	$0	–	-102,075	–	-1.99%	–
TWC	Exit	TIME WARNER CABLE	$0	–	-21,129	–	-2.27%	–
A309PS	Exit	DIRECTV	$0	–	-49,912	–	-3.06%	–
GMWSA	Exit	GENERAL MOTORS CO*w exp 07/10/201	$0	–	-193,054	–	-3.45%	–
RPTPRD	Exit	RAMCO-GERSHENSON PROPERTtr perp pfd-d cv	$0	–	-114,453	–	-5.42%	–
	Exit	GILEAD SCIENCES INCnote 1.625% 5/0	$0	–	-20,200	–	-5.92%	–
	Exit	HAWAIIAN HOLDINGS INC CONV 05.000% MAR 15 2016note 5.000% 3/1	$0	–	-36,000	–	-8.45%	–
NEEPRO	Exit	NEXTERA ENERGY INCunit 09/01/2015	$0	–	-181,214	–	-8.58%	–
OCRPRB	Exit	OMNICARE CAP TRUST IIpfd b tr 4.00%	$0	–	-143,848	–	-9.13%	–
SPY	Exit	S & P DEPOSITARY RCPTS (SPDRtr unit	$0	–	-73,200	–	-10.65%	–

Q2 2015

			Value		Shares		↓ Weighting
SPY	New	S & P DEPOSITARY RCPTS (SPDRtr unit	$15,042,000	–	73,200	–	10.65%	–
OCRPRB	New	OMNICARE CAP TRUST IIpfd b tr 4.00%	$12,900,000	–	143,848	–	9.13%	–
NEEPRO	New	NEXTERA ENERGY INCunit 09/01/2015	$12,130,000	–	181,214	–	8.58%	–
	New	HAWAIIAN HOLDINGS INC CONV 05.000% MAR 15 2016note 5.000% 3/1	$11,943,000	–	36,000	–	8.45%	–
	New	GILEAD SCIENCES INCnote 1.625% 5/0	$8,360,000	–	20,200	–	5.92%	–
RPTPRD	New	RAMCO-GERSHENSON PROPERTtr perp pfd-d cv	$7,660,000	–	114,453	–	5.42%	–
GMWSA	New	GENERAL MOTORS CO*w exp 07/10/201	$4,876,000	–	193,054	–	3.45%	–
A309PS	New	DIRECTV	$4,327,000	–	49,912	–	3.06%	–
TWC	New	TIME WARNER CABLE	$3,212,000	–	21,129	–	2.27%	–
TQNT	New	TRIQUINT SEMICONDUCTER INC	$2,812,000	–	102,075	–	1.99%	–
EPRPRC	New	EPR PROPERTIESc cnv 5.75%	$2,803,000	–	118,949	–	1.98%	–
APL	New	ATLAS PIPELINE PARTNERS LPunit l p int	$2,562,000	–	93,990	–	1.81%	–
AGN	New	ALLERGAN INC	$2,500,000	–	11,764	–	1.77%	–
PCI	New	PIMCO DYNAMIC CREDIT INCOME	$2,449,000	–	118,615	–	1.73%	–
	New	SAFEWAY INC	$2,286,000	–	65,100	–	1.62%	–
RDSA	New	ROYAL DUTCH SHELL PLCspons adr a	$2,257,000	–	33,714	–	1.60%	–
AWF	New	ALLIANCE WRLD DLR G F II	$2,019,000	–	162,455	–	1.43%	–
GWRU	New	GENESEE & WYOMING INCunit 10/01/2015	$1,758,000	–	15,150	–	1.24%	–
WEC	New	WISCONSIN ENERGY CORP	$1,677,000	–	31,802	–	1.19%	–
TRIP	New	TRIPADVISOR INC	$1,500,000	–	20,093	–	1.06%	–
LBRDK	New	LIBERTY BROADBAND-C	$1,385,000	–	27,810	–	0.98%	–
SWY	New	SAFEWAY INC	$1,354,000	–	38,557	–	0.96%	–
CY	New	CYPRESS SEMICNDTR PV1CTS	$1,325,000	–	92,811	–	0.94%	–
SUSQ	New	SUSQUEHANNA BANCSHARES INC	$1,325,000	–	98,701	–	0.94%	–
IEMG	New	ISHARES CORE MSCI EMERGINGmsci emkt	$1,275,000	–	27,111	–	0.90%	–
EPI	New	WISDOMTREE INDIA EARNINGSindia erngs fd	$1,204,000	–	54,616	–	0.85%	–
TEI	New	TEMPLETN EMRG MKT INC FD	$1,098,000	–	96,900	–	0.78%	–
AMOV	New	AMERICA MOVIL S A DE C V	$1,075,000	–	48,500	–	0.76%	–
GMWSB	New	GENERAL MOTORS CO*w exp 07/10/201	$1,007,000	–	58,828	–	0.71%	–
GGN	New	GAMCO GLOBAL GOLD NATURAL REsh ben int	$938,000	–	134,067	–	0.66%	–
LINEQ	New	LINN ENERGY LLC-UNITSltd liab	$934,000	–	92,298	–	0.66%	–
NHCPRA	New	NATL HEALTHCARE CORPpfd conv ser a	$900,000	–	57,880	–	0.64%	–
VGK	New	VANGUARD FTSE EUROPE ETFetf	$854,000	–	16,300	–	0.60%	–
BTT	New	BLACKROCK MUNICIPAL TARGET	$787,000	–	39,184	–	0.56%	–
AUXL	New	AUXILIUM PHARMACEUTICALS INC	$785,000	–	22,852	–	0.56%	–
TMUS	New	T-MOBILE US INC	$785,000	–	29,171	–	0.56%	–
L109PS	New	ACCESS MIDSTREAM PARTNERS LPl unit	$774,000	–	14,284	–	0.55%	–
QQQX	New	NUVEEN NAS100 DYN OVERWRT FD	$769,000	–	39,962	–	0.54%	–
BXMX	New	NUVEEN EQTY PREM INCM FD	$738,000	–	60,954	–	0.52%	–
VVR	New	INVESCO SENIOR INCOME TRUST	$722,000	–	158,478	–	0.51%	–
ETG	New	EATON VANCE T/A GL DVD INCM	$720,000	–	44,577	–	0.51%	–
PNCWS	New	PNC FINANCIAL SERVICES GROUP*w exp 12/31/201	$699,000	–	28,022	–	0.50%	–
AIG	New	AMERICAN INTERNATIONAL GROUP	$699,000	–	12,487	–	0.50%	–
BTZ	New	BLACKROCK CREDIT ALLOCATION	$677,000	–	52,462	–	0.48%	–
EWT	New	ISHARES INCetf	$660,000	–	43,702	–	0.47%	–
AEF	New	ABERDEEN CHILE FUND INC	$617,000	–	83,019	–	0.44%	–
EEP	New	ENBRIDGE ENERGY PARTNERS	$615,000	–	15,419	–	0.44%	–
FCZAP	New	FIRST CITIZENS BANC CORP6.50% pfd ser b	$568,000	–	17,482	–	0.40%	–
PPR	New	VOYA PRIME RATE TRUSTtr sh ben int	$541,000	–	102,031	–	0.38%	–
CTR	New	CLEARBRIDGE ENERGY MLP TOTAL	$539,000	–	25,231	–	0.38%	–
OILT	New	OILTANKING PARTNERS LPunit ltd	$523,000	–	11,249	–	0.37%	–
GDV	New	GABELLI DIVIDEND & INCOME	$506,000	–	23,382	–	0.36%	–
TIAIY	New	TELECOM ITALIA SPA-SPON ADRnew spon adr svgs	$488,000	–	58,824	–	0.34%	–
CAF	New	MORGAN STANLEY CHINA A SHARE	$481,000	–	15,850	–	0.34%	–
OHI	New	OMEGA HEALTHCARE INVESTORS	$479,000	–	12,279	–	0.34%	–
FXI	New	ISHARES CHINA LARGE-CAP ETFetf	$455,000	–	10,938	–	0.32%	–
SIRI	New	SIRIUS XM HOLDINGS INC	$454,000	–	129,962	–	0.32%	–
DSU	New	BLACKROCK DEBT STRATEGIES FD	$444,000	–	119,513	–	0.31%	–
CHI	New	CALAMOS CONV OPP & INCinc fd sh ben int	$440,000	–	34,335	–	0.31%	–
TFI	New	SPDR NUVEEN BARCLAYS MUNImuni	$428,000	–	17,756	–	0.30%	–
NRK	New	NUVEEN NY AMT-FR MUNI INC FD	$415,000	–	32,174	–	0.29%	–
ETW	New	EATON VANCE TAX MAN GLBL BR	$415,000	–	37,704	–	0.29%	–
IDX	New	MARKET VECTORS INDONESIA INDetf	$410,000	–	16,911	–	0.29%	–
NFJ	New	ALLIANZGI NFJ DIVIDEND INTER	$399,000	–	24,948	–	0.28%	–
MTCN	New	ARCELORMITTALmand cv nt 16	$380,000	–	21,995	–	0.27%	–
PSLV	New	SPROTT PHYSICAL SILVER TRUSTtr unit	$380,000	–	61,912	–	0.27%	–
MUI	New	BLACKROCK MUNI INTERM DURATI	$358,000	–	24,900	–	0.25%	–
CII	New	BLACKROCK ENH CAP AND INC	$358,000	–	25,633	–	0.25%	–
AA	New	ALCOA INC	$336,000	–	21,324	–	0.24%	–
GOF	New	GUGGENHEIM STRATEGIC OPPORTU	$328,000	–	15,717	–	0.23%	–
VALE	New	VALE SA-SP ADRadr	$318,000	–	38,991	–	0.22%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$314,000	–	32,185	–	0.22%	–
EWJ	New	ISHARES MSCI JAPAN ETFetf	$288,000	–	25,639	–	0.20%	–
FSD	New	FIRST TRUST HIGH INCOME LONG	$237,000	–	14,839	–	0.17%	–
JMLP	New	NUVEEN A-C ENERGY MLP OPP FD	$221,000	–	14,505	–	0.16%	–

Q4 2014

			Value		Shares		↓ Weighting
ETG	Exit	EATON VANCE T/A GL DVD INCM	$0	–	-11,712	–	-0.27%	–
JQC	Exit	NUVEEN CREDIT STRATEGIES INC	$0	–	-22,372	–	-0.28%	–
NXZ	Exit	NUVEEN DIV ADV MUNI 2	$0	–	-15,119	–	-0.28%	–
NUV	Exit	NUVEEN MUNI VALUE	$0	–	-24,963	–	-0.32%	–
PBR	Exit	PETROLEO BRASILEIRO S.A.-ADRadr	$0	–	-16,589	–	-0.32%	–
QQQX	Exit	NASDAQ PREMIUM INCOME & GROW	$0	–	-13,030	–	-0.32%	–
IIM	Exit	INVESCO VALUE MUNICIPAL INCO	$0	–	-16,788	–	-0.33%	–
EWM	Exit	ISHARES MSCI MALAYSIA ETFetf	$0	–	-16,086	–	-0.34%	–
EOS	Exit	EATON VANCE ENH EQT INC II	$0	–	-19,005	–	-0.34%	–
NKX	Exit	NUVEEN CALIFORNIA AMT-FREE M	$0	–	-19,704	–	-0.36%	–
IGD	Exit	VOYA GLOBAL EQUITY DIVIDEND	$0	–	-28,884	–	-0.37%	–
NQM	Exit	NUVEEN INV QUALITY MUNI FD	$0	–	-19,557	–	-0.38%	–
BTZ	Exit	BLACKROCK CREDIT ALLOCATION	$0	–	-23,402	–	-0.43%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPP	$0	–	-29,535	–	-0.51%	–
EWJ	Exit	ISHARES MSCI JAPAN ETFetf	$0	–	-33,647	–	-0.54%	–
BCF	Exit	BLACKROCK REAL ASSET EQUITY	$0	–	-43,599	–	-0.54%	–
GDX	Exit	MARKET VECTORS GOLD MINERSetf	$0	–	-16,753	–	-0.59%	–
EWH	Exit	ISHARES MSCI HONG KONG ETFetf	$0	–	-21,338	–	-0.59%	–
KYN	Exit	KAYNE ANDERSON MLP INVESTMEN	$0	–	-11,643	–	-0.61%	–
ETV	Exit	EATON VANCE T/M BUY-WRITE OP	$0	–	-31,237	–	-0.61%	–
EWT	Exit	ISHARES INCetf	$0	–	-32,024	–	-0.67%	–
MTCN	Exit	ARCELORMITTALmand cv nt 16	$0	–	-22,465	–	-0.67%	–
EEQ	Exit	ENBRIDGE ENERGY MANAGEMENT Lunits lli	$0	–	-14,533	–	-0.68%	–
GDV	Exit	GABELLI DIVIDEND & INCOME	$0	–	-23,732	–	-0.69%	–
FXI	Exit	ISHARES CHINA LARGE-CAP ETFetf	$0	–	-16,866	–	-0.83%	–
OABC	Exit	OMNIAMERICAN BANCORP INC	$0	–	-25,500	–	-0.84%	–
GMWSA	Exit	GENERAL MOTORS CO*w exp 07/10/201	$0	–	-24,355	–	-0.86%	–
IDX	Exit	MARKET VECTORS INDONESIA INDetf	$0	–	-26,570	–	-0.87%	–
BKD	Exit	BROOKDALE SENIOR LIVING INC	$0	–	-19,856	–	-0.88%	–
PCI	Exit	PIMCO DYNAMIC CREDIT INCOME	$0	–	-28,336	–	-0.89%	–
BAC	Exit	BANK OF AMERICA CORP	$0	–	-47,158	–	-0.96%	–
TIAIY	Exit	TELECOM ITALIA SPA-SPON ADRspon adr svgs	$0	–	-74,450	–	-0.97%	–
ETW	Exit	EATON VANCE TAX MAN GLBL BR	$0	–	-57,820	–	-0.98%	–
NHCPRA	Exit	NATL HEALTHCARE CORPconv ser a	$0	–	-51,384	–	-1.02%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-13,399	–	-1.02%	–
AMOV	Exit	AMERICA MOVIL S A DE C V	$0	–	-38,150	–	-1.05%	–
FAX	Exit	ABERDEEN ASIA PAC INC FD	$0	–	-146,936	–	-1.22%	–
SLV	Exit	ISHARES SILVER TRUSTishares	$0	–	-46,349	–	-1.24%	–
VTR	Exit	VENTAS INC	$0	–	-15,038	–	-1.28%	–
NRF	Exit	NorthStar Realty Finance Corp	$0	–	-55,570	–	-1.28%	–
TQNT	Exit	TRIQUINT SEMICONDUCTER INC	$0	–	-61,200	–	-1.28%	–
FRX	Exit	FOREST LABORATORIES INC	$0	–	-10,183	–	-1.34%	–
NEEPRO	Exit	NEXTERA ENERGY INCunit 09/01/2015	$0	–	-16,157	–	-1.39%	–
WEC	Exit	WISCONSIN ENERGY CORP	$0	–	-24,365	–	-1.52%	–
HAWKB	Exit	BLACKHAWK NETWORK HD-Bcl b	$0	–	-43,989	–	-1.57%	–
VGK	Exit	VANGUARD FTSE EUROPE ETFetf	$0	–	-20,182	–	-1.60%	–
BSBR	Exit	BANCO SANTANDER BRASIL-ADSads rep 1 unit	$0	–	-175,675	–	-1.61%	–
BHP	Exit	BHP BILLITON LTD ADRadr	$0	–	-19,236	–	-1.74%	–
FNF	Exit	FID NATL TITLE GROUP INCcl a	$0	–	-48,399	–	-2.10%	–
AIG	Exit	AMERICAN INTERNATIONAL GROUP	$0	–	-29,492	–	-2.13%	–
CBSA	Exit	CBS CORP-CLASS A VOTINGcl a	$0	–	-25,940	–	-2.14%	–
F113PS	Exit	COVIDIEN PLC	$0	–	-18,751	–	-2.24%	–
GWRU	Exit	GENESEE & WYOMING INCunit 10/01/2015	$0	–	-14,724	–	-2.63%	–
T	Exit	AT&T INC	$0	–	-65,203	–	-3.06%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCspons adr a	$0	–	-28,426	–	-3.10%	–
4945SC	Exit	KINDER MORGAN ENERGY PARTNERpartner	$0	–	-32,296	–	-3.52%	–
EPRPRC	Exit	EPR PROPERTIEScnv 5.75%	$0	–	-149,518	–	-4.56%	–
GM	Exit	GENERAL MOTORS CO	$0	–	-106,306	–	-5.12%	–
TWC	Exit	TIME WARNER CABLE	$0	–	-29,703	–	-5.80%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTtrust unit	$0	–	-412,797	–	-6.02%	–
OCRPRB	Exit	OMNICARE CAP TRUST IIb tr 4.00%	$0	–	-169,372	–	-18.31%	–

Q3 2014

			Value		Shares		↓ Weighting
OCRPRB	New	OMNICARE CAP TRUST IIb tr 4.00%	$13,810,000	–	169,372	–	18.31%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTtrust unit	$4,544,000	–	412,797	–	6.02%	–
TWC	New	TIME WARNER CABLE	$4,375,000	–	29,703	–	5.80%	–
GM	New	GENERAL MOTORS CO	$3,858,000	–	106,306	–	5.12%	–
EPRPRC	New	EPR PROPERTIEScnv 5.75%	$3,435,000	–	149,518	–	4.56%	–
4945SC	New	KINDER MORGAN ENERGY PARTNERpartner	$2,655,000	–	32,296	–	3.52%	–
RDSA	New	ROYAL DUTCH SHELL PLCspons adr a	$2,341,000	–	28,426	–	3.10%	–
T	New	AT&T INC	$2,305,000	–	65,203	–	3.06%	–
GWRU	New	GENESEE & WYOMING INCunit 10/01/2015	$1,986,000	–	14,724	–	2.63%	–
F113PS	New	COVIDIEN PLC	$1,690,000	–	18,751	–	2.24%	–
CBSA	New	CBS CORP-CLASS A VOTINGcl a	$1,610,000	–	25,940	–	2.14%	–
AIG	New	AMERICAN INTERNATIONAL GROUP	$1,609,000	–	29,492	–	2.13%	–
FNF	New	FID NATL TITLE GROUP INCcl a	$1,585,000	–	48,399	–	2.10%	–
BHP	New	BHP BILLITON LTD ADRadr	$1,316,000	–	19,236	–	1.74%	–
BSBR	New	BANCO SANTANDER BRASIL-ADSads rep 1 unit	$1,215,000	–	175,675	–	1.61%	–
VGK	New	VANGUARD FTSE EUROPE ETFetf	$1,209,000	–	20,182	–	1.60%	–
HAWKB	New	BLACKHAWK NETWORK HD-Bcl b	$1,181,000	–	43,989	–	1.57%	–
WEC	New	WISCONSIN ENERGY CORP	$1,143,000	–	24,365	–	1.52%	–
NEEPRO	New	NEXTERA ENERGY INCunit 09/01/2015	$1,050,000	–	16,157	–	1.39%	–
FRX	New	FOREST LABORATORIES INC	$1,008,000	–	10,183	–	1.34%	–
TQNT	New	TRIQUINT SEMICONDUCTER INC	$967,000	–	61,200	–	1.28%	–
NRF	New	NorthStar Realty Finance Corp	$965,000	–	55,570	–	1.28%	–
VTR	New	VENTAS INC	$963,000	–	15,038	–	1.28%	–
SLV	New	ISHARES SILVER TRUSTishares	$938,000	–	46,349	–	1.24%	–
FAX	New	ABERDEEN ASIA PAC INC FD	$922,000	–	146,936	–	1.22%	–
AMOV	New	AMERICA MOVIL S A DE C V	$793,000	–	38,150	–	1.05%	–
JPM	New	JPMORGAN CHASE & CO	$772,000	–	13,399	–	1.02%	–
NHCPRA	New	NATL HEALTHCARE CORPconv ser a	$768,000	–	51,384	–	1.02%	–
ETW	New	EATON VANCE TAX MAN GLBL BR	$737,000	–	57,820	–	0.98%	–
TIAIY	New	TELECOM ITALIA SPA-SPON ADRspon adr svgs	$733,000	–	74,450	–	0.97%	–
BAC	New	BANK OF AMERICA CORP	$724,000	–	47,158	–	0.96%	–
PCI	New	PIMCO DYNAMIC CREDIT INCOME	$674,000	–	28,336	–	0.89%	–
BKD	New	BROOKDALE SENIOR LIVING INC	$661,000	–	19,856	–	0.88%	–
IDX	New	MARKET VECTORS INDONESIA INDetf	$654,000	–	26,570	–	0.87%	–
GMWSA	New	GENERAL MOTORS CO*w exp 07/10/201	$648,000	–	24,355	–	0.86%	–
OABC	New	OMNIAMERICAN BANCORP INC	$637,000	–	25,500	–	0.84%	–
FXI	New	ISHARES CHINA LARGE-CAP ETFetf	$624,000	–	16,866	–	0.83%	–
GDV	New	GABELLI DIVIDEND & INCOME	$519,000	–	23,732	–	0.69%	–
EEQ	New	ENBRIDGE ENERGY MANAGEMENT Lunits lli	$512,000	–	14,533	–	0.68%	–
MTCN	New	ARCELORMITTALmand cv nt 16	$505,000	–	22,465	–	0.67%	–
EWT	New	ISHARES INCetf	$505,000	–	32,024	–	0.67%	–
ETV	New	EATON VANCE T/M BUY-WRITE OP	$460,000	–	31,237	–	0.61%	–
KYN	New	KAYNE ANDERSON MLP INVESTMEN	$458,000	–	11,643	–	0.61%	–
EWH	New	ISHARES MSCI HONG KONG ETFetf	$445,000	–	21,338	–	0.59%	–
GDX	New	MARKET VECTORS GOLD MINERSetf	$443,000	–	16,753	–	0.59%	–
BCF	New	BLACKROCK REAL ASSET EQUITY	$409,000	–	43,599	–	0.54%	–
EWJ	New	ISHARES MSCI JAPAN ETFetf	$405,000	–	33,647	–	0.54%	–
VTA	New	INVESCO DYNAMIC CREDIT OPP	$382,000	–	29,535	–	0.51%	–
BTZ	New	BLACKROCK CREDIT ALLOCATION	$321,000	–	23,402	–	0.43%	–
NQM	New	NUVEEN INV QUALITY MUNI FD	$287,000	–	19,557	–	0.38%	–
IGD	New	VOYA GLOBAL EQUITY DIVIDEND	$280,000	–	28,884	–	0.37%	–
NKX	New	NUVEEN CALIFORNIA AMT-FREE M	$268,000	–	19,704	–	0.36%	–
EWM	New	ISHARES MSCI MALAYSIA ETFetf	$255,000	–	16,086	–	0.34%	–
EOS	New	EATON VANCE ENH EQT INC II	$255,000	–	19,005	–	0.34%	–
IIM	New	INVESCO VALUE MUNICIPAL INCO	$251,000	–	16,788	–	0.33%	–
QQQX	New	NASDAQ PREMIUM INCOME & GROW	$244,000	–	13,030	–	0.32%	–
PBR	New	PETROLEO BRASILEIRO S.A.-ADRadr	$242,000	–	16,589	–	0.32%	–
NUV	New	NUVEEN MUNI VALUE	$240,000	–	24,963	–	0.32%	–
NXZ	New	NUVEEN DIV ADV MUNI 2	$210,000	–	15,119	–	0.28%	–
JQC	New	NUVEEN CREDIT STRATEGIES INC	$209,000	–	22,372	–	0.28%	–
ETG	New	EATON VANCE T/A GL DVD INCM	$205,000	–	11,712	–	0.27%	–

Q4 2013

			Value		Shares		↓ Weighting
CHY	Exit	CALAMOS CVT AND HIGH INCOME	$0	–	-16,650	–	-0.12%	–
HTD	Exit	JOHN HANCOCK T/A DVD INCOME	$0	–	-12,408	–	-0.12%	–
VMO	Exit	INVESCO MUNICIPAL OPPORTUNI	$0	–	-19,610	–	-0.13%	–
NWSA	Exit	NEWS CORP - CLASS Acl a	$0	–	-14,344	–	-0.13%	–
OMX	Exit	OFFICEMAX INC	$0	–	-18,038	–	-0.13%	–
USA	Exit	LIBERTY ALL STAR EQUITY FUNDfd sh ben int	$0	–	-44,313	–	-0.13%	–
TVIX	Exit	VELOCITYSHARES 2X VIX SH-TRMbrh exchtrade shterm	$0	–	-15,900	–	-0.14%	–
WWAVB	Exit	WHITEWAVE FOODS CO-CL Bcl b	$0	–	-12,296	–	-0.14%	–
CTR	Exit	CLEARBRIDGE ENERGY MLP TOTAL	$0	–	-11,690	–	-0.14%	–
HCBK	Exit	HUDSON CITY BANCORP INC	$0	–	-28,405	–	-0.14%	–
NVG	Exit	NUVEEN DIVIDEND ADVANTAGE MU	$0	–	-20,933	–	-0.15%	–
BAC	Exit	BANK OF AMERICA CORP	$0	–	-19,301	–	-0.15%	–
TFI	Exit	SPDR NUVEEN BARCLAYS MUNInuvn brcly muni	$0	–	-12,452	–	-0.16%	–
NRK	Exit	NUVEEN NEW YORK AMT-FREE MUN	$0	–	-25,490	–	-0.17%	–
EFT	Exit	EATON VANCE FLOAT RT INC TR	$0	–	-20,113	–	-0.18%	–
MTCN	Exit	ARCELORMITTALmand cv nt 16	$0	–	-14,683	–	-0.18%	–
JFR	Exit	NUVEEN FLOATING RATE INC FD	$0	–	-26,631	–	-0.18%	–
BBN	Exit	BLACKROCK BUILD AMERICA BOND	$0	–	-18,202	–	-0.19%	–
GWX	Exit	SPDR S&P INTL SMALL CAPs&p intl smlcp	$0	–	-10,585	–	-0.19%	–
JPC	Exit	NUVEEN PFD & CONV INC FD	$0	–	-42,998	–	-0.21%	–
CEM	Exit	CLEARBRIDGE ENERGY MLP FUND	$0	–	-15,036	–	-0.22%	–
FIF	Exit	FIRST TRUST ENERGY INFRASTRU	$0	–	-18,783	–	-0.23%	–
EOS	Exit	EATON VANCE ENH EQT INC II	$0	–	-34,448	–	-0.23%	–
SJNK	Exit	SPDR BARCLAYS SHORT-TERM HIGsht trm hgh yld	$0	–	-14,480	–	-0.25%	–
NQS	Exit	NUVEEN SEL QUAL MUNI	$0	–	-35,089	–	-0.25%	–
FOX	Exit	TWENTY-FIRST CENTURY FOX - Bcl b	$0	–	-13,596	–	-0.25%	–
FAX	Exit	ABERDEEN ASIA PAC INC FD	$0	–	-76,529	–	-0.26%	–
PNG	Exit	PAA NATURAL GAS STORAGE LP	$0	–	-20,445	–	-0.27%	–
IIM	Exit	INVESCO VALUE MUNICIPAL INCO	$0	–	-35,375	–	-0.27%	–
NIO	Exit	NUVEEN INS MUNI OPPTY	$0	–	-37,721	–	-0.28%	–
MET	Exit	METLIFE INC	$0	–	-10,919	–	-0.29%	–
PML	Exit	PIMCO MUNI INCOME FD II	$0	–	-47,214	–	-0.29%	–
STSA	Exit	STERLING FINL CORP/SPOKANE	$0	–	-18,895	–	-0.30%	–
AMOV	Exit	AMERICA MOVIL S A DE C V	$0	–	-31,582	–	-0.35%	–
HYD	Exit	MARKET VECTORS HI YLD MUNIetf	$0	–	-23,500	–	-0.38%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCplc spons adr a	$0	–	-10,454	–	-0.38%	–
HIG	Exit	HARTFORD FINANCIAL SVCS GRP	$0	–	-23,950	–	-0.42%	–
KMR	Exit	KINDER MORGAN MANAGEMENT LLC	$0	–	-10,740	–	-0.45%	–
VEA	Exit	VANGUARD FTSE DEVELOPED ETFetf	$0	–	-21,681	–	-0.48%	–
EFA	Exit	ISHARES MSCI EAFE ETFetf	$0	–	-14,400	–	-0.51%	–
BBL	Exit	BHP BILLITON PLC SP ADRadr	$0	–	-15,776	–	-0.52%	–
VALE	Exit	VALE SA-SP ADRadr	$0	–	-60,628	–	-0.53%	–
CLF	Exit	CLIFFS NATURAL RESOURCES INC	$0	–	-46,199	–	-0.53%	–
PIN	Exit	POWERSHARES INDIA PORTFOLIOetf tr india port	$0	–	-68,316	–	-0.61%	–
CMCSK	Exit	COMCAST CORP NEW CL A SPL PAnew cl a spl	$0	–	-26,511	–	-0.64%	–
MTB	Exit	M & T BANK CORP	$0	–	-10,334	–	-0.65%	–
IGD	Exit	ING GLOBAL EQUITY & PR OPPT	$0	–	-130,993	–	-0.66%	–
PSE	Exit	PIONEER SOUTHWEST ENERGY PARprtnr unit lp int	$0	–	-27,760	–	-0.69%	–
WCRX	Exit	WARNER CHILCOTT PLC CL A COM CL A	$0	–	-55,273	–	-0.71%	–
NEEPRO	Exit	NEXTERA ENERGY INCunit 09/01/2015	$0	–	-24,326	–	-0.74%	–
	Exit	HILLTOP HOLDINGS HTH7 1/2 08/15/25 138.072/138.072note 7.500% 8/1	$0	–	-10,000	–	-0.78%	–
CLP	Exit	COLONIAL PROPERTIES TRUST	$0	–	-63,884	–	-0.80%	–
JQC	Exit	NUVEEN CREDIT STRATEGIES INC	$0	–	-164,459	–	-0.86%	–
PBR	Exit	PETROLEO BRASILEIRO S.A.-ADRadr	$0	–	-99,338	–	-0.86%	–
FXB	Exit	CURRENCYSHARES BRITISH POUNDbrit pound ste	$0	–	-11,013	–	-0.98%	–
ACG	Exit	ALLIANCEBERNSTEIN INC FUND	$0	–	-250,471	–	-0.99%	–
GWRU	Exit	GENESEE & WYOMING INCunit 10/01/2015	$0	–	-15,554	–	-1.10%	–
EEQ	Exit	ENBRIDGE ENERGY MANAGEMENT L	$0	–	-76,203	–	-1.23%	–
ONXX	Exit	ONYX PHARMACEUTICALS INC	$0	–	-18,100	–	-1.26%	–
WY	Exit	WEYERHAEUSER CO	$0	–	-79,223	–	-1.27%	–
USIG	Exit	ISHARES CREDIT BOND ETFetf	$0	–	-23,204	–	-1.39%	–
GMWSB	Exit	GENERAL MOTORS CO*w exp 07/10/201	$0	–	-167,426	–	-1.74%	–
SLV	Exit	ISHARES SILVER TRUSTishares	$0	–	-175,956	–	-2.06%	–
GMPRB	Exit	GENERAL MOTORS COpfd cnv srb	$0	–	-75,263	–	-2.12%	–
EEM	Exit	ISHARES MSCI EMERGING MARKETetf	$0	–	-113,733	–	-2.60%	–
VWO	Exit	VANGUARD EMERG MARKETS VIPERetf	$0	–	-135,653	–	-3.05%	–
GTPPP	Exit	GOODYEAR TIRE & RUBBERpfd conv 5.875%	$0	–	-104,622	–	-3.73%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTgold trust unit	$0	–	-822,184	–	-5.08%	–
GMWSA	Exit	GENERAL MOTORS CO*w exp 07/10/201	$0	–	-445,555	–	-6.60%	–
	Exit	TERASDYNE INCnote 4.500% 3/1	$0	–	-50,000	–	-8.46%	–
	Exit	ALLIANCE DATA SYSTEMS COnote 4.750% 5/1	$0	–	-149,890	–	-37.32%	–

Q3 2013

			Value		Shares		↓ Weighting
GMWSA	Buy	GENERAL MOTORS CO*w exp 07/10/201	$11,771,000	+4015.7%	445,555	+3626.6%	6.60%	+4934.4%
PHYS	Sell	SPROTT PHYSICAL GOLD TRUSTgold trust unit	$9,057,000	-38.6%	822,184	-43.0%	5.08%	-25.1%
GTPPP	New	GOODYEAR TIRE & RUBBERpfd conv 5.875%	$6,662,000	–	104,622	–	3.73%	–
VWO	New	VANGUARD EMERG MARKETS VIPERetf	$5,441,000	–	135,653	–	3.05%	–
EEM	New	ISHARES MSCI EMERGING MARKETetf	$4,636,000	–	113,733	–	2.60%	–
GMPRB	Buy	GENERAL MOTORS COpfd cnv srb	$3,774,000	+20.2%	75,263	+15.5%	2.12%	+46.6%
SLV	New	ISHARES SILVER TRUSTishares	$3,675,000	–	175,956	–	2.06%	–
USIG	New	ISHARES CREDIT BOND ETFetf	$2,486,000	–	23,204	–	1.39%	–
WY	New	WEYERHAEUSER CO	$2,268,000	–	79,223	–	1.27%	–
ONXX	New	ONYX PHARMACEUTICALS INC	$2,256,000	–	18,100	–	1.26%	–
EEQ	Buy	ENBRIDGE ENERGY MANAGEMENT L	$2,193,000	+217.8%	76,203	+234.3%	1.23%	+287.7%
GWRU	New	GENESEE & WYOMING INCunit 10/01/2015	$1,964,000	–	15,554	–	1.10%	–
ACG	New	ALLIANCEBERNSTEIN INC FUND	$1,763,000	–	250,471	–	0.99%	–
FXB	New	CURRENCYSHARES BRITISH POUNDbrit pound ste	$1,758,000	–	11,013	–	0.98%	–
PBR	Buy	PETROLEO BRASILEIRO S.A.-ADRadr	$1,538,000	+75.0%	99,338	+51.5%	0.86%	+113.4%
JQC	New	NUVEEN CREDIT STRATEGIES INC	$1,537,000	–	164,459	–	0.86%	–
CLP	Buy	COLONIAL PROPERTIES TRUST	$1,436,000	+93.3%	63,884	+107.3%	0.80%	+136.1%
	New	HILLTOP HOLDINGS HTH7 1/2 08/15/25 138.072/138.072note 7.500% 8/1	$1,383,000	–	10,000	–	0.78%	–
NEEPRO	Buy	NEXTERA ENERGY INCunit 09/01/2015	$1,329,000	+106.0%	24,326	+109.2%	0.74%	+151.7%
WCRX	Buy	WARNER CHILCOTT PLC CL A COM CL A	$1,262,000	+38.7%	55,273	+20.7%	0.71%	+69.1%
PSE	New	PIONEER SOUTHWEST ENERGY PARprtnr unit lp int	$1,227,000	–	27,760	–	0.69%	–
IGD	New	ING GLOBAL EQUITY & PR OPPT	$1,182,000	–	130,993	–	0.66%	–
MTB	New	M & T BANK CORP	$1,156,000	–	10,334	–	0.65%	–
CMCSK	Sell	COMCAST CORP NEW CL A SPL PAnew cl a spl	$1,149,000	-13.2%	26,511	-20.5%	0.64%	+5.9%
PIN	Buy	POWERSHARES INDIA PORTFOLIOetf tr india port	$1,091,000	+234.7%	68,316	+247.1%	0.61%	+307.3%
CLF	Sell	CLIFFS NATURAL RESOURCES INC	$947,000	-26.8%	46,199	-42.0%	0.53%	-10.6%
VALE	New	VALE SA-SP ADRadr	$946,000	–	60,628	–	0.53%	–
BBL	New	BHP BILLITON PLC SP ADRadr	$928,000	–	15,776	–	0.52%	–
EFA	New	ISHARES MSCI EAFE ETFetf	$918,000	–	14,400	–	0.51%	–
VEA	Buy	VANGUARD FTSE DEVELOPED ETFetf	$858,000	+18.3%	21,681	+6.3%	0.48%	+44.4%
KMR	New	KINDER MORGAN MANAGEMENT LLC	$805,000	–	10,740	–	0.45%	–
HIG	New	HARTFORD FINANCIAL SVCS GRP	$745,000	–	23,950	–	0.42%	–
RDSA	Sell	ROYAL DUTCH SHELL PLCplc spons adr a	$686,000	-16.9%	10,454	-19.3%	0.38%	+1.1%
HYD	New	MARKET VECTORS HI YLD MUNIetf	$686,000	–	23,500	–	0.38%	–
AMOV	Sell	AMERICA MOVIL S A DE C V	$632,000	-41.3%	31,582	-37.9%	0.35%	-28.5%
STSA	New	STERLING FINL CORP/SPOKANE	$541,000	–	18,895	–	0.30%	–
PML	New	PIMCO MUNI INCOME FD II	$520,000	–	47,214	–	0.29%	–
MET	New	METLIFE INC	$512,000	–	10,919	–	0.29%	–
NIO	New	NUVEEN INS MUNI OPPTY	$490,000	–	37,721	–	0.28%	–
IIM	Buy	INVESCO VALUE MUNICIPAL INCO	$479,000	+25.4%	35,375	+31.7%	0.27%	+52.3%
PNG	New	PAA NATURAL GAS STORAGE LP	$476,000	–	20,445	–	0.27%	–
FAX	Sell	ABERDEEN ASIA PAC INC FD	$463,000	-10.3%	76,529	-8.2%	0.26%	+9.3%
FOX	New	TWENTY-FIRST CENTURY FOX - Bcl b	$454,000	–	13,596	–	0.25%	–
NQS	New	NUVEEN SEL QUAL MUNI	$445,000	–	35,089	–	0.25%	–
SJNK	Sell	SPDR BARCLAYS SHORT-TERM HIGsht trm hgh yld	$442,000	-4.7%	14,480	-5.9%	0.25%	+16.4%
EOS	New	EATON VANCE ENH EQT INC II	$404,000	–	34,448	–	0.23%	–
FIF	New	FIRST TRUST ENERGY INFRASTRU	$404,000	–	18,783	–	0.23%	–
CEM	New	CLEARBRIDGE ENERGY MLP FUND	$400,000	–	15,036	–	0.22%	–
JPC	New	NUVEEN PFD & CONV INC FD	$373,000	–	42,998	–	0.21%	–
GWX	New	SPDR S&P INTL SMALL CAPs&p intl smlcp	$346,000	–	10,585	–	0.19%	–
BBN	New	BLACKROCK BUILD AMERICA BOND	$342,000	–	18,202	–	0.19%	–
JFR	New	NUVEEN FLOATING RATE INC FD	$318,000	–	26,631	–	0.18%	–
MTCN	New	ARCELORMITTALmand cv nt 16	$315,000	–	14,683	–	0.18%	–
EFT	New	EATON VANCE FLOAT RT INC TR	$313,000	–	20,113	–	0.18%	–
NRK	New	NUVEEN NEW YORK AMT-FREE MUN	$311,000	–	25,490	–	0.17%	–
TFI	New	SPDR NUVEEN BARCLAYS MUNInuvn brcly muni	$284,000	–	12,452	–	0.16%	–
BAC	New	BANK OF AMERICA CORP	$266,000	–	19,301	–	0.15%	–
NVG	Sell	NUVEEN DIVIDEND ADVANTAGE MU	$265,000	-36.8%	20,933	-33.3%	0.15%	-23.3%
HCBK	Sell	HUDSON CITY BANCORP INC	$257,000	-42.6%	28,405	-42.0%	0.14%	-30.1%
CTR	New	CLEARBRIDGE ENERGY MLP TOTAL	$255,000	–	11,690	–	0.14%	–
WWAVB	Sell	WHITEWAVE FOODS CO-CL Bcl b	$248,000	-55.6%	12,296	-66.6%	0.14%	-45.9%
TVIX	New	VELOCITYSHARES 2X VIX SH-TRMbrh exchtrade shterm	$242,000	–	15,900	–	0.14%	–
USA	New	LIBERTY ALL STAR EQUITY FUNDfd sh ben int	$239,000	–	44,313	–	0.13%	–
OMX	New	OFFICEMAX INC	$230,000	–	18,038	–	0.13%	–
NWSA	New	NEWS CORP - CLASS Acl a	$230,000	–	14,344	–	0.13%	–
VMO	New	INVESCO MUNICIPAL OPPORTUNI	$231,000	–	19,610	–	0.13%	–
HTD	New	JOHN HANCOCK T/A DVD INCOME	$215,000	–	12,408	–	0.12%	–
CHY	Sell	CALAMOS CVT AND HIGH INCOME	$208,000	-66.2%	16,650	-66.5%	0.12%	-58.7%
KMM	Exit	DWS MULTI-MARKET INCOME TRUS	$0	–	-21,992	–	-0.10%	–
EVV	Exit	EATON VANCE LIMITED	$0	–	-14,772	–	-0.11%	–
CXH	Exit	MFS INVESTMENT GRADE MUNICIPtr sh ben int	$0	–	-26,276	–	-0.11%	–
NZF	Exit	NUVEEN DIV ADV MUNI 3sh ben int	$0	–	-19,007	–	-0.12%	–
TIAIY	Exit	TELECOM ITALIA SPA-SPON ADRs p a new spon adr svgs	$0	–	-44,906	–	-0.12%	–
KTF	Exit	DWS MUNICIPAL INCOME TRUST	$0	–	-20,523	–	-0.12%	–
EWM	Exit	ISHARES MSCI MALAYSIA ETFmsci malaysia	$0	–	-17,907	–	-0.13%	–
VKQ	Exit	INVESCO MUNICIPAL TRUST	$0	–	-22,607	–	-0.13%	–
IFN	Exit	INDIA FUND INC	$0	–	-15,356	–	-0.14%	–
HQL	Exit	H & Q LIFE SCIENCES INVSTRSsh ben int	$0	–	-17,031	–	-0.14%	–
ETJ	Exit	EATON VANCE RISK-MANAGED DIV	$0	–	-28,703	–	-0.14%	–
ETY	Exit	EATON VANCE TAX-MANAGED DIVE	$0	–	-37,830	–	-0.18%	–
AWF	Exit	ALLIANCE WRLD DLR G F II	$0	–	-26,558	–	-0.18%	–
MTBWS	Exit	WARRANT*w exp 12/23/201	$0	–	-10,764	–	-0.19%	–
MCR	Exit	MFS CHARTER INCOME TRUSTtr sh ben int	$0	–	-44,890	–	-0.19%	–
SCHE	Exit	SCHWAB EMERGING MARKETS EQUIetf	$0	–	-18,021	–	-0.19%	–
SCZ	Exit	ISHARES MSCI EAFE SMALL-CAPmsci small cap	$0	–	-10,004	–	-0.19%	–
EOI	Exit	EATON VANCE ENHANCED EQ INCM	$0	–	-36,720	–	-0.20%	–
AFB	Exit	ALLIANCE NATIONAL MUNI INC	$0	–	-31,610	–	-0.20%	–
VALEP	Exit	VALE SA-SP PREF ADRadr repstg pfd	$0	–	-35,837	–	-0.20%	–
MUC	Exit	BLACKROCK MUNIHOLDINGS CA QU	$0	–	-30,657	–	-0.20%	–
VCBI	Exit	VIRGINIA COMMERCE BANCORP	$0	–	-31,933	–	-0.20%	–
AUPRA	Exit	ANGLOGOLD ASHANTI LTDfin mand bd cv 13	$0	–	-26,353	–	-0.21%	–
HPI	Exit	HANCOCK JOHN PFD EQUITYfd sh ben int	$0	–	-21,764	–	-0.21%	–
CII	Exit	BLACKROCK ENH CAP AND INC	$0	–	-36,077	–	-0.21%	–
TVIX	Exit	VELOCITYSHARES 2X VIX SH-TRMag nassau brh etn lkd spvxsp	$0	–	-147,851	–	-0.21%	–
C	Exit	CITIGROUP INC	$0	–	-10,377	–	-0.23%	–
NUV	Exit	NUVEEN MUNI VALUE	$0	–	-53,747	–	-0.24%	–
BOE	Exit	BLACKROCK GLOBAL OPP EQTY TR	$0	–	-39,491	–	-0.24%	–
ODP	Exit	OFFICE DEPOT INC	$0	–	-157,447	–	-0.28%	–
GGN	Exit	GAMCO GLOBAL GOLD NATURAL REsh ben int	$0	–	-68,624	–	-0.31%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPPO	$0	–	-51,580	–	-0.31%	–
EPI	Exit	WISDOMTREE INDIA EARNINGStrust india erngs fd	$0	–	-42,181	–	-0.31%	–
EPP	Exit	ISHARES MSCI PACIFIC EX JAPAmsci pac j idx	$0	–	-16,426	–	-0.32%	–
EWT	Exit	ISHARES INCmsci taiwan	$0	–	-53,270	–	-0.32%	–
DBJP	Exit	DB X-TRACKERS MSCI JAPAN HDGxtrak msci japn	$0	–	-23,321	–	-0.36%	–
HCN	Exit	HEALTH CARE REIT INC	$0	–	-13,277	–	-0.41%	–
EMO	Exit	CLEARBRIDGE ENERGY MLP OPPOR	$0	–	-39,581	–	-0.44%	–
AMLP	Exit	ALERIAN MLP ETFtr alerian mlp	$0	–	-94,334	–	-0.77%	–
HYLD	Exit	ADVSHRS PERITUS HIGH YIELDtr peritus hg yld	$0	–	-33,742	–	-0.77%	–
4945SC	Exit	KINDER MORGAN ENERGY PARTNERut ltd partner	$0	–	-20,425	–	-0.80%	–
IEMG	Exit	ISHARES CORE MSCI EMERGINGcore msci emkt	$0	–	-39,095	–	-0.83%	–
PPLPRU	Exit	PPL CORPORATIONunit 99/99/9999	$0	–	-42,607	–	-1.03%	–
LENB	Exit	LENNAR CORP CL Bcl b	$0	–	-81,528	–	-1.06%	–
JNK	Exit	SPDR BARCLAYS HIGH YIELD BDtrust brc hgh yld bd	$0	–	-61,466	–	-1.12%	–
F113PS	Exit	COVIDIEN PLC	$0	–	-58,776	–	-1.70%	–
	Exit	APACHE CORP	$0	–	-50,300	–	-1.92%	–
APAPRD	Exit	APACHE CORPpfd conv ser d	$0	–	-97,554	–	-2.14%	–
DXJ	Exit	WISDOMTREE JAPAN HEDGED EQtrust japn hedge eqt	$0	–	-115,338	–	-2.42%	–
FXY	Exit	CURRENCYSHARES JAPANESE YENjapanese yen tr japanese yen	$0	–	-59,360	–	-2.69%	–
NWS	Exit	NEWS CORP CL Bcl b	$0	–	-183,408	–	-2.77%	–
OCRPRB	Exit	OMNICARE CAP TRUST IItr ii pfd b tr 4.00%	$0	–	-134,483	–	-3.64%	–
NWSA	Exit	NEWS CORP CL Acl a	$0	–	-355,264	–	-5.32%	–
	Exit	Hertz Global Holdings Incnote 5.250% 6/0	$0	–	-100,000	–	-13.82%	–

Q2 2013

			Value		Shares		↓ Weighting
	New	Alliance Data Systems Corpnote 4.750% 5/1	$57,042,000	–	149,890	–	26.22%	–
	New	Hertz Global Holdings Incnote 5.250% 6/0	$30,075,000	–	100,000	–	13.82%	–
	New	Teradyne Incnote 4.500% 3/1	$16,071,000	–	50,000	–	7.39%	–
PHYS	New	SPROTT PHYSICAL GOLD TRUSTgold trust unit	$14,747,000	–	1,441,611	–	6.78%	–
NWSA	New	NEWS CORP CL Acl a	$11,581,000	–	355,264	–	5.32%	–
OCRPRB	New	OMNICARE CAP TRUST IItr ii pfd b tr 4.00%	$7,925,000	–	134,483	–	3.64%	–
NWS	New	NEWS CORP CL Bcl b	$6,019,000	–	183,408	–	2.77%	–
FXY	New	CURRENCYSHARES JAPANESE YENjapanese yen tr japanese yen	$5,854,000	–	59,360	–	2.69%	–
DXJ	New	WISDOMTREE JAPAN HEDGED EQtrust japn hedge eqt	$5,260,000	–	115,338	–	2.42%	–
APAPRD	New	APACHE CORPpfd conv ser d	$4,657,000	–	97,554	–	2.14%	–
	New	APACHE CORP	$4,189,000	–	50,300	–	1.92%	–
F113PS	New	COVIDIEN PLC	$3,693,000	–	58,776	–	1.70%	–
GMPRB	New	GENERAL MOTORS COpfd cnv srb	$3,139,000	–	65,181	–	1.44%	–
GMWSB	New	GENERAL MOTORS CO*w exp 07/10/201	$2,737,000	–	167,426	–	1.26%	–
JNK	New	SPDR BARCLAYS HIGH YIELD BDtrust brc hgh yld bd	$2,427,000	–	61,466	–	1.12%	–
LENB	New	LENNAR CORP CL Bcl b	$2,311,000	–	81,528	–	1.06%	–
PPLPRU	New	PPL CORPORATIONunit 99/99/9999	$2,233,000	–	42,607	–	1.03%	–
IEMG	New	ISHARES CORE MSCI EMERGINGcore msci emkt	$1,800,000	–	39,095	–	0.83%	–
4945SC	New	KINDER MORGAN ENERGY PARTNERut ltd partner	$1,744,000	–	20,425	–	0.80%	–
AMLP	New	ALERIAN MLP ETFtr alerian mlp	$1,683,000	–	94,334	–	0.77%	–
HYLD	New	ADVSHRS PERITUS HIGH YIELDtr peritus hg yld	$1,683,000	–	33,742	–	0.77%	–
CMCSK	New	COMCAST CORP NEW CL A SPL PAnew cl a spl	$1,323,000	–	33,353	–	0.61%	–
CLF	New	CLIFFS NATURAL RESOURCES INC	$1,293,000	–	79,618	–	0.59%	–
AMOV	New	AMERICA MOVIL S A DE C V	$1,076,000	–	50,841	–	0.50%	–
EMO	New	CLEARBRIDGE ENERGY MLP OPPOR	$958,000	–	39,581	–	0.44%	–
WCRX	New	WARNER CHILCOTT	$910,000	–	45,812	–	0.42%	–
HCN	New	HEALTH CARE REIT INC	$889,000	–	13,277	–	0.41%	–
PBR	New	PETROLEO BRASILEIRO S.A.-ADRadr	$879,000	–	65,550	–	0.40%	–
RDSA	New	ROYAL DUTCH SHELL PLCplc spons adr a	$826,000	–	12,957	–	0.38%	–
DBJP	New	DB X-TRACKERS MSCI JAPAN HDGxtrak msci japn	$786,000	–	23,321	–	0.36%	–
CLP	New	COLONIAL PROPERTIES TRUST	$743,000	–	30,821	–	0.34%	–
VEA	New	VANGUARD FTSE DEVELOPED ETFetf	$725,000	–	20,392	–	0.33%	–
EWT	New	ISHARES INCmsci taiwan	$708,000	–	53,270	–	0.32%	–
EPP	New	ISHARES MSCI PACIFIC EX JAPAmsci pac j idx	$706,000	–	16,426	–	0.32%	–
EEQ	New	ENBRIDGE ENERGY MANAGEMENT L	$690,000	–	22,798	–	0.32%	–
EPI	New	WISDOMTREE INDIA EARNINGStrust india erngs fd	$681,000	–	42,181	–	0.31%	–
VTA	New	INVESCO DYNAMIC CREDIT OPPO	$674,000	–	51,580	–	0.31%	–
GGN	New	GAMCO GLOBAL GOLD NATURAL REsh ben int	$669,000	–	68,624	–	0.31%	–
NEEPRO	New	NEXTERA ENERGY INCunit 09/01/2015	$645,000	–	11,626	–	0.30%	–
CHY	New	CALAMOS CVT AND HIGH INCOME	$615,000	–	49,664	–	0.28%	–
ODP	New	OFFICE DEPOT INC	$609,000	–	157,447	–	0.28%	–
WWAVB	New	WHITEWAVE FOODS CO-CL Bcl b	$559,000	–	36,781	–	0.26%	–
BOE	New	BLACKROCK GLOBAL OPP EQTY TR	$533,000	–	39,491	–	0.24%	–
FAX	New	ABERDEEN ASIA PAC INC FD	$516,000	–	83,378	–	0.24%	–
NUV	New	NUVEEN MUNI VALUE	$514,000	–	53,747	–	0.24%	–
C	New	CITIGROUP INC	$497,000	–	10,377	–	0.23%	–
SJNK	New	SPDR BARCLAYS SHORT-TERM HIGtr sht trm hgh yld	$464,000	–	15,396	–	0.21%	–
TVIX	New	VELOCITYSHARES 2X VIX SH-TRMag nassau brh etn lkd spvxsp	$461,000	–	147,851	–	0.21%	–
CII	New	BLACKROCK ENH CAP AND INC	$455,000	–	36,077	–	0.21%	–
HPI	New	HANCOCK JOHN PFD EQUITYfd sh ben int	$452,000	–	21,764	–	0.21%	–
AUPRA	New	ANGLOGOLD ASHANTI LTDfin mand bd cv 13	$450,000	–	26,353	–	0.21%	–
HCBK	New	HUDSON CITY BANCORP INC	$448,000	–	48,971	–	0.21%	–
VCBI	New	VIRGINIA COMMERCE BANCORP	$445,000	–	31,933	–	0.20%	–
MUC	New	BLACKROCK MUNIHOLDINGS CA QU	$445,000	–	30,657	–	0.20%	–
VALEP	New	VALE SA-SP PREF ADRadr repstg pfd	$435,000	–	35,837	–	0.20%	–
AFB	New	ALLIANCE NATIONAL MUNI INC	$425,000	–	31,610	–	0.20%	–
EOI	New	EATON VANCE ENHANCED EQ INCM	$424,000	–	36,720	–	0.20%	–
SCHE	New	SCHWAB EMERGING MARKETS EQUIetf	$420,000	–	18,021	–	0.19%	–
NVG	New	NUVEEN DIVIDEND ADVANTAGE MU	$419,000	–	31,403	–	0.19%	–
SCZ	New	ISHARES MSCI EAFE SMALL-CAPmsci small cap	$419,000	–	10,004	–	0.19%	–
MCR	New	MFS CHARTER INCOME TRUSTtr sh ben int	$415,000	–	44,890	–	0.19%	–
MTBWS	New	WARRANT*w exp 12/23/201	$407,000	–	10,764	–	0.19%	–
AWF	New	ALLIANCE WRLD DLR G F II	$399,000	–	26,558	–	0.18%	–
ETY	New	EATON VANCE TAX-MANAGED DIVE	$384,000	–	37,830	–	0.18%	–
IIM	New	INVESCO VALUE MUNICIPAL INCO	$382,000	–	26,867	–	0.18%	–
PIN	New	POWERSHARES INDIA PORTFOLIOtr india port	$326,000	–	19,680	–	0.15%	–
ETJ	New	EATON VANCE RISK-MANAGED DIV	$312,000	–	28,703	–	0.14%	–
HQL	New	H & Q LIFE SCIENCES INVSTRSsh ben int	$303,000	–	17,031	–	0.14%	–
IFN	New	INDIA FUND INC	$294,000	–	15,356	–	0.14%	–
VKQ	New	INVESCO MUNICIPAL TRUST	$285,000	–	22,607	–	0.13%	–
GMWSA	New	GENERAL MOTORS CO*w exp 07/10/201	$286,000	–	11,956	–	0.13%	–
EWM	New	ISHARES MSCI MALAYSIA ETFmsci malaysia	$278,000	–	17,907	–	0.13%	–
KTF	New	DWS MUNICIPAL INCOME TRUST	$264,000	–	20,523	–	0.12%	–
NZF	New	NUVEEN DIV ADV MUNI 3sh ben int	$251,000	–	19,007	–	0.12%	–
TIAIY	New	TELECOM ITALIA SPA-SPON ADRs p a new spon adr svgs	$250,000	–	44,906	–	0.12%	–
CXH	New	MFS INVESTMENT GRADE MUNICIPtr sh ben int	$245,000	–	26,276	–	0.11%	–
EVV	New	EATON VANCE LIMITED	$235,000	–	14,772	–	0.11%	–
KMM	New	DWS MULTI-MARKET INCOME TRUS	$214,000	–	21,992	–	0.10%	–

Compare quarters

Export OTA Financial Group L.P.'s holdings