OTA Financial Group L.P. - Q2 2022 holdings

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$209 Million is the total value of OTA Financial Group L.P.'s 93 reported holdings in Q2 2022. The portfolio turnover from Q1 2022 to Q2 2022 was 111.3% .

All

			Value		Shares		↓ Weighting
OXYWS	Buy	OCCIDENTAL PETROLEUM CORP*w exp 08/03/202	$129,032,000	+104.9%	3,490,200	+95.3%	61.80%	+54.0%
PSLV	New	SPROTT PHYSICAL SILVER TRUSTunit	$10,139,000	–	1,469,516	+100.0%	4.86%	–
SCHZ	New	SCHWAB US AGGREGATE BOND ETFus aggregate b	$8,708,000	–	181,930	+100.0%	4.17%	–
BND	New	VANGUARD TOTAL BOND MARKETtotal bnd mrkt	$6,934,000	–	92,136	+100.0%	3.32%	–
SJIV	Buy	SOUTH JERSEY INDUSTRIESunit 04/01/2024	$5,193,000	+401.7%	76,495	+413.4%	2.49%	+277.4%
PHYS	New	SPROTT PHYSICAL GOLD TRUSTunit	$4,084,000	–	288,053	+100.0%	1.96%	–
LBRDK	New	LIBERTY BROADBAND-C	$2,961,000	–	25,610	+100.0%	1.42%	–
	Sell	SORRENTO THERAPEUTICS INC	$2,675,000	-23.0%	1,331,000	-10.7%	1.28%	-42.1%
PSTH	New	PERSHING SQUARE TONTINE -Acl a	$2,472,000	–	123,800	+100.0%	1.18%	–
DRE	New	DUKE REALTY CORP	$1,466,000	–	26,693	+100.0%	0.70%	–
FPAC	New	FAR PEAK ACQUISITION CORP-Acl a	$1,427,000	–	145,319	+100.0%	0.68%	–
LSXMK	Buy	LIBERTY MEDIA COR-SIRIUSXM C	$1,398,000	+178.5%	38,793	+253.3%	0.67%	+109.4%
BFK	Buy	BLACKROCK MUN INC TR SBIsh ben int	$1,115,000	+192.7%	103,981	+231.6%	0.53%	+119.8%
SPAB	Buy	SPDR PORTFOLIO AGGREGATE BONportfolio agrgte	$992,000	+181.0%	37,648	+196.3%	0.48%	+111.1%
SJNK	Sell	SPDR BLOOMBERG SHORT TERM HIbloomberg sht te	$964,000	-47.6%	40,002	-43.0%	0.46%	-60.6%
BENE	Sell	BENESSERE CAPITAL ACQUI-CL Acl a	$880,000	-21.3%	85,201	-22.0%	0.42%	-40.9%
ASZ	Buy	AUSTERLITZ ACQUISITION COR-Acl a	$877,000	+124.9%	90,032	+125.5%	0.42%	+69.4%
ADRA	Buy	ADARA ACQUISITION CORP-CL Acl a	$796,000	+155.1%	80,490	+154.4%	0.38%	+91.5%
NML	Sell	NB MLP & ENERGY INCOME	$773,000	-45.2%	128,840	-41.2%	0.37%	-58.8%
AUS	New	AUSTERLITZ ACQUISITION COR-Acl a	$717,000	–	73,632	+100.0%	0.34%	–
VENA	Sell	VENUS ACQUISITION CORP	$692,000	-8.5%	67,753	-9.1%	0.33%	-31.3%
CEF	New	SPROTT PHYSICAL GOLD AND SILunit	$636,000	–	37,820	+100.0%	0.30%	–
CEM	New	CLEARBRIDGE MLP & MIDSTREAM	$635,000	–	22,122	+100.0%	0.30%	–
	Buy	GLOBAL CONSUMER ACQUISITION	$622,000	+26.7%	61,796	+25.7%	0.30%	-4.8%
	New	BANNER ACQUISITION CORP	$572,000	–	57,934	+100.0%	0.27%	–
NTG	Sell	TORTOISE MIDSTREAM ENERGY	$554,000	-57.1%	17,222	-49.3%	0.26%	-67.8%
	Buy	EMERGING MARKETS HORIZON -A	$547,000	+166.8%	55,218	+164.9%	0.26%	+100.0%
NEA	New	NUVEEN AMT-FR QLTY MUNI INC	$538,000	–	45,844	+100.0%	0.26%	–
DWIN	Buy	DELWINDS INSURANCE - CLASS A	$509,000	+36.5%	50,810	+35.1%	0.24%	+2.5%
EMO	New	CLEARBRIDGE ENERGY MIDSTREAM	$504,000	–	21,379	+100.0%	0.24%	–
	Buy	TRADEUP ACQUISITION CORP	$503,000	+12.8%	50,374	+12.6%	0.24%	-15.1%
DKDCA	Buy	DATA KNIGHTS ACQUISITION C-A	$500,000	+121.2%	48,820	+119.4%	0.24%	+66.0%
BREZ	Buy	BREEZE HOLDINGS ACQUISITION	$493,000	+39.7%	48,044	+40.5%	0.24%	+4.9%
AMOV	New	AMERICA MOVIL S A DE C Vadr	$489,000	–	24,252	+100.0%	0.23%	–
KIO	Buy	KKR INCOME OPPORTUNITIES	$452,000	+80.1%	38,858	+122.7%	0.22%	+35.0%
ARDC	New	ARES DYNAMIC CREDIT ALLOCATI	$451,000	–	36,989	+100.0%	0.22%	–
EAD	New	ALLSPRING INCOME OPPORTUNITIinc oppty fd	$446,000	–	68,766	+100.0%	0.21%	–
GOAC	New	GO ACQUISITION CORP-CLASS A	$445,000	–	44,667	+100.0%	0.21%	–
LSXMA	New	LIBERTY MEDIA COR-SIRIUSXM A	$445,000	–	12,353	+100.0%	0.21%	–
	Sell	OCEANTECH ACQUISITIONS- CL A	$428,000	-11.4%	42,532	-11.4%	0.20%	-33.4%
BTT	Buy	BLACKROCK MUNICIPAL 2030 TAR	$402,000	+51.1%	18,163	+61.2%	0.19%	+14.2%
GER	Sell	GOLDMAN SACHS MLP & ENERGY R	$404,000	-44.0%	36,311	-39.2%	0.19%	-58.0%
JFR	New	NUVEEN FLOAT RATE INC FD	$391,000	–	46,930	+100.0%	0.19%	–
FRSG	New	FIRST RESERVE SUSTAINABLE-A	$373,000	–	38,239	+100.0%	0.18%	–
	Buy	CLOVER LEAF CAPITAL CORP -Acl a	$362,000	+16.4%	35,758	+15.8%	0.17%	-12.6%
EXG	New	EATON VANCE TAX-MANAGED GLOB	$359,000	–	46,662	+100.0%	0.17%	–
	Sell	BLUE SAFARI GROUP ACQUISIT-A	$351,000	-41.7%	34,760	-42.0%	0.17%	-56.2%
PACX	Sell	PIONEER MERGER CORP -CLASS A	$351,000	-12.5%	35,642	-12.9%	0.17%	-34.1%
	New	EG ACQUISITION CORP-Acl a	$350,000	–	35,966	+100.0%	0.17%	–
HAAC	Buy	HEALTH ASSURANCE ACQUISIT-Acl a	$336,000	+4.3%	34,065	+4.0%	0.16%	-21.5%
NKX	New	NUVEEN CA AMT-FR MUNI INC FD	$337,000	–	26,198	+100.0%	0.16%	–
	New	MANA CAPITAL ACQUISITION COR	$330,000	–	33,294	+100.0%	0.16%	–
DNZ	Buy	D AND Z MEDIA ACQUISITION-Acl a	$323,000	+7.7%	32,982	+7.5%	0.16%	-18.8%
MTAC	Sell	MEDTECH ACQUISITION CORP-Acl a	$320,000	-11.8%	32,579	-12.1%	0.15%	-33.8%
UA	New	UNDER ARMOUR INC-CLASS Ccl c	$298,000	–	39,409	+100.0%	0.14%	–
	Sell	GIGINTERNATIONAL1 INC	$296,000	-9.8%	29,435	-10.6%	0.14%	-32.1%
MDH	New	MDH ACQUISITION CORP -CL Acl a	$296,000	–	30,142	+100.0%	0.14%	–
VPCB	New	VPC IMPACT ACQUISITION HOL-Aord	$296,000	–	30,282	+100.0%	0.14%	–
	New	CLEANTECH ACQUISITION CORP	$295,000	–	29,340	+100.0%	0.14%	–
MAQC	Sell	MAQUIA CAPITAL ACQUISITION-A	$284,000	-43.5%	27,878	-43.9%	0.14%	-57.5%
NRK	New	NUVEEN NY AMT-FR MUNI INC FD	$281,000	–	25,511	+100.0%	0.14%	–
TMKR	Buy	TASTEMAKER ACQUISITION COR-Acl a	$282,000	+29.4%	28,488	+29.1%	0.14%	-2.9%
	Buy	GLADSTONE ACQUISITION CORP-A	$277,000	+24.2%	27,524	+23.7%	0.13%	-6.3%
	New	8I ACQUISITION 2 CORPordinary shares	$275,000	–	27,869	+100.0%	0.13%	–
SNRH	New	SENIOR CONNECT ACQUISITION-Acl a	$276,000	–	28,039	+100.0%	0.13%	–
CLAS	Buy	CLASS ACCELERATION CORP-A	$269,000	+19.0%	27,429	+18.6%	0.13%	-10.4%
LGV	Sell	LONGVIEW ACQUISITION CORP -Acl a	$270,000	-15.6%	27,719	-15.7%	0.13%	-36.8%
GRCY	New	GREENCITY ACQUISITION CORP	$268,000	–	25,598	+100.0%	0.13%	–
	New	PONO CAPITAL CORP-A	$266,000	–	26,358	+100.0%	0.13%	–
	New	SPORTSMAP TECH ACQUISITION C	$261,000	–	26,253	+100.0%	0.12%	–
	New	MOUNTAIN CREST ACQUISITION	$254,000	–	25,834	+100.0%	0.12%	–
TWLV	Sell	TWELVE SEAS INVTMNT CO II -Acl a	$250,000	-14.4%	25,605	-14.5%	0.12%	-35.5%
MUDS	Sell	MUDRICK CAPITAL ACQUISITIO-Acl a	$251,000	-42.7%	24,990	-42.9%	0.12%	-57.0%
	New	BLACK MOUNTAIN ACQUISITION-A	$251,000	–	25,276	+100.0%	0.12%	–
EOS	New	EATON VANCE ENH EQT INC II	$248,000	–	15,353	+100.0%	0.12%	–
BIT	New	BLACKROCK MULTI-SECTOR INCOM	$248,000	–	17,457	+100.0%	0.12%	–
KMF	New	KAYNE ANDERSON NEXTGEN ENERG	$249,000	–	33,233	+100.0%	0.12%	–
	New	TG VENTURE ACQUISITION CORP	$247,000	–	24,976	+100.0%	0.12%	–
PGRW	New	PROGRESS ACQUISITION CORP-Acl a	$232,000	–	23,485	+100.0%	0.11%	–
BXMX	New	NUVEEN EQTY PREM INCM FD	$231,000	–	18,741	+100.0%	0.11%	–
MPAC	Sell	MODEL PERFORMANCE ACQUISIT-A	$229,000	-67.2%	22,562	-67.3%	0.11%	-75.3%
AUY	New	YAMANA GOLD INC	$225,000	–	48,415	+100.0%	0.11%	–
NSTB	Sell	NORTHERN STAR INVESTMENT C-Aclass a	$226,000	-13.1%	23,069	-13.5%	0.11%	-34.9%
ANZU	New	ANZU SPECIAL ACQUISITION -Acl a	$222,000	–	22,673	+100.0%	0.11%	–
BLW	Buy	BLACKROCK LIMITED	$221,000	-3.1%	17,522	+9.8%	0.11%	-26.9%
BGH	New	BARINGS GL SH DUR HI YLD	$218,000	–	16,774	+100.0%	0.10%	–
CRU	New	CRUCIBLE ACQUISITION CORP-Acl a	$212,000	–	21,587	+100.0%	0.10%	–
	New	WILLIAMS ROWLAND ACQUISITION	$214,000	–	21,442	+100.0%	0.10%	–
GSAQ	New	GLOBAL SYNERGY ACQUISITION-A	$210,000	–	21,162	+100.0%	0.10%	–
BDJ	New	BLACKROCK ENHANCED EQTY DVD	$207,000	–	23,454	+100.0%	0.10%	–
PUCK	New	GOAL ACQUISITIONS CORP	$207,000	–	21,192	+100.0%	0.10%	–
	New	BANNIX ACQUISITION CORP	$204,000	–	20,637	+100.0%	0.10%	–
GOEDWS	Buy	1847 GOEDEKER INC*w exp 06/02/202	$204,000	-31.8%	785,115	+62.1%	0.10%	-48.4%
IGD	Exit	VOYA GLBL EQTY DVD & PRM OPP	$0	–	-34,600	-100.0%	-0.13%	–
ASTS	Exit	AST SPACEMOBILE INCcl a	$0	–	-21,400	-100.0%	-0.14%	–
	Exit	GOOD WORKS II ACQUISITION CO	$0	–	-22,608	-100.0%	-0.14%	–
HPX	Exit	HPX CORP-Acl a	$0	–	-22,671	-100.0%	-0.14%	–
ETAC	Exit	E.MERGE TECHNOLOGY ACQUISI-Acl a	$0	–	-23,214	-100.0%	-0.15%	–
	Exit	BLOCKCHAIN MOON ACQUISITION	$0	–	-23,672	-100.0%	-0.15%	–
FINM	Exit	MARLIN TECHNOLOGY CORP-A	$0	–	-23,794	-100.0%	-0.15%	–
	Exit	ATHENA CONSUMER ACQUISITIO-Acl a	$0	–	-24,120	-100.0%	-0.15%	–
ETY	Exit	EATON VANCE TAX-MANAGED DIVE	$0	–	-17,483	-100.0%	-0.16%	–
	Exit	INTERNATIONAL MEDIA ACQ-A	$0	–	-25,024	-100.0%	-0.16%	–
AWP	Exit	ABERDEEN GLBL PREM PROP	$0	–	-38,940	-100.0%	-0.16%	–
ADOC	Exit	EDOC ACQUISITION CORP-CL Acl a	$0	–	-25,760	-100.0%	-0.17%	–
	Exit	GIGCAPITAL5 INC	$0	–	-26,118	-100.0%	-0.17%	–
LJAQ	Exit	LIGHTJUMP ACQUISITION CORP	$0	–	-26,318	-100.0%	-0.17%	–
PIPP	Exit	PINE ISLAND ACQUISITION-CL Acl a	$0	–	-27,414	-100.0%	-0.17%	–
BOE	Exit	BLACKROCK ENHANCED GLOBAL DI	$0	–	-23,938	-100.0%	-0.17%	–
KVSC	Exit	KHOSLA VENTURES ACQUISITIO-Acl a	$0	–	-28,554	-100.0%	-0.18%	–
ETW	Exit	EATON VANCE TAX MAN GLBL BR	$0	–	-27,899	-100.0%	-0.18%	–
MLAC	Exit	MALACCA STRAITS ACQUISI-CL Acl a	$0	–	-29,549	-100.0%	-0.19%	–
FRA	Exit	BLACKROCK FLOAT RT INCOME ST	$0	–	-23,114	-100.0%	-0.19%	–
ERES	Exit	EAST RESOURCES ACQUISITION-Acl a	$0	–	-30,522	-100.0%	-0.19%	–
EDTX	Exit	EDTECHX HOLDINGS II-CLASS Acl a	$0	–	-30,462	-100.0%	-0.20%	–
LTRPA	Exit	LIBERTY TRIPADVISOR HDG-A	$0	–	-150,199	-100.0%	-0.20%	–
BTWN	Exit	BRIDGETOWN HOLDINGS LTD-CL Acl a	$0	–	-33,518	-100.0%	-0.21%	–
NAD	Exit	NUVEEN DIV ADV MUNI	$0	–	-24,762	-100.0%	-0.21%	–
THCA	Exit	TUSCAN HOLDINGS CORP II	$0	–	-29,507	-100.0%	-0.21%	–
	Exit	DTRT HEALTH ACQ CORP-Acl a	$0	–	-35,714	-100.0%	-0.23%	–
BGY	Exit	BLACKROCK ENHANCED INTERNATI	$0	–	-64,805	-100.0%	-0.24%	–
EFT	Exit	EATON VANCE FLOAT RT INC TR	$0	–	-29,221	-100.0%	-0.25%	–
RAM	Exit	ARIES I ACQUISITION CORP -A	$0	–	-39,516	-100.0%	-0.25%	–
	Exit	AGRICO ACQUISITION CORP-A	$0	–	-39,553	-100.0%	-0.26%	–
HIX	Exit	WESTERN ASSET HIGH INC II	$0	–	-69,503	-100.0%	-0.27%	–
AFT	Exit	APOLLO SENIOR FLOATING RATE	$0	–	-29,208	-100.0%	-0.27%	–
PML	Exit	PIMCO MUNI INCOME FD II	$0	–	-37,507	-100.0%	-0.28%	–
TWND	Exit	TAILWIND ACQUISITION CORP-Acl a	$0	–	-44,173	-100.0%	-0.28%	–
CND	Exit	CONCORD ACQUISITION CORP -Acl a	$0	–	-43,861	-100.0%	-0.28%	–
EOI	Exit	EATON VANCE ENHANCED EQ INCM	$0	–	-24,633	-100.0%	-0.29%	–
LEAP	Exit	RIBBIT LEAP LTD - CLASS Acl a	$0	–	-47,037	-100.0%	-0.30%	–
OTRA	Exit	OTR ACQUISITION CORP-CLASS Acl a	$0	–	-45,806	-100.0%	-0.30%	–
VTAQ	Exit	VENTOUX CCM ACQUISITION CORP	$0	–	-51,739	-100.0%	-0.33%	–
SRV	Exit	CUSHING MLP & INFRASTRUCTURE	$0	–	-15,742	-100.0%	-0.35%	–
CUK	Exit	CARNIVAL PLC-ADRadr	$0	–	-34,173	-100.0%	-0.40%	–
	Exit	THRYV HOLDINGS INC	$0	–	-23,600	-100.0%	-0.42%	–
BWAC	Exit	BETTER WORLD ACQUISITION COR	$0	–	-67,072	-100.0%	-0.44%	–
SLV	Exit	ISHARES SILVER TRUSTishares	$0	–	-30,309	-100.0%	-0.44%	–
TYG	Exit	TORTOISE ENERGY INFRASTRUCT	$0	–	-24,260	-100.0%	-0.53%	–
CHPM	Exit	CHP MERGER CORP-CLASS Acl a	$0	–	-84,300	-100.0%	-0.55%	–
SAVE	Exit	SPIRIT AIRLINES INC	$0	–	-39,544	-100.0%	-0.55%	–
ZNTE	Exit	ZANITE ACQUISITION CORP-CL Acl a	$0	–	-101,015	-100.0%	-0.66%	–
VCIT	Exit	VANGUARD INT-TERM CORPORATEint-term corp	$0	–	-19,930	-100.0%	-1.09%	–
PAA	Exit	PLAINS ALL AMER PIPELINE LPunit ltd partn	$0	–	-188,402	-100.0%	-1.29%	–
KYN	Exit	KAYNE ANDERSON ENERGY INFRAS	$0	–	-291,207	-100.0%	-1.71%	–
VCSH	Exit	VANGUARD S/T CORP BOND ETFshrt trm corp bd	$0	–	-38,437	-100.0%	-1.91%	–
HYG	Exit	ISHARES IBOXX HIGH YLD CORPetf	$0	–	-50,288	-100.0%	-2.64%	–
AGG	Exit	ISHARES CORE U.S. AGGREGATEus aggbd et	$0	–	-96,311	-100.0%	-6.57%	–
AVTRPRA	Exit	AVANTOR INCcnv sr	$0	–	-264,637	-100.0%	-17.46%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2022-07-15

Signatures

The EDGAR filing(s) were signed by:

James Santori — Chief Financial Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPROTT PHYSICAL GOLD TRUST	30	Q4 2022	14.7%
SPROTT PHYSICAL SILVER TRUST	23	Q4 2022	7.4%
LIBERTY SIRIUSXM GROUP-A	20	Q2 2022	5.9%
LIBERTY SIRIUS GROUP-C	18	Q2 2022	9.1%
AMERICA MOVIL S A DE C V	18	Q4 2022	1.1%
LIBERTY BROADBAND-C	16	Q2 2023	12.7%
LENNAR CORP CL B	16	Q4 2020	10.9%
PNC FINANCIAL SERVICES GROUP	14	Q3 2018	15.9%
LIBERTY TRIPADVISOR HDG-A	14	Q1 2022	1.5%
JPMORGAN CHASE & CO	13	Q3 2018	27.3%

View OTA Financial Group L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

OTA Financial Group L.P. Q2 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
China Mineral Acquisition CORP^{Sold out}	February 14, 2007	0	0.0%
VALLEY BANCORP^{Sold out}	February 14, 2007	0	0.0%

View OTA Financial Group L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2023-08-17
13F-HR	2023-05-04
13F-HR	2023-02-09
13F-HR	2022-10-17
13F-HR	2022-07-15
13F-HR	2022-04-19
13F-HR	2022-01-28
13F-HR	2021-10-12
13F-HR	2021-07-28
13F-HR	2021-04-14

View OTA Financial Group L.P.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported has been restated
The reported has been amended

Export OTA Financial Group L.P.'s holdings