$83 Million is the total value of OTA Financial Group L.P.'s 70 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 123.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BND | Buy | VANGUARD TOTAL BOND MARKETbnd mrkt | $13,626,000 | +151.5% | 159,462 | +152.8% | 16.42% | +173.4% |
| OXYWS | Buy | OCCIDENTAL PETROLEUM CORP*w exp 08/03/202 | $13,091,000 | +49.3% | 1,104,739 | +75.2% | 15.78% | +62.2% |
| PSLV | Buy | SPROTT PHYSICAL SILVER TRUSTtr tr unit | $6,013,000 | +1093.1% | 783,060 | +1341.3% | 7.25% | +1196.2% |
| PHYS | Buy | SPROTT PHYSICAL GOLD TRUSTtr unit | $4,668,000 | +51.1% | 338,273 | +53.6% | 5.62% | +64.2% |
| RIOT | Sell | RIOT BLOCKCHAIN INC | $3,968,000 | -36.5% | 154,400 | -6.9% | 4.78% | -31.0% |
| CHKEZ | New | CHESAPEAKE ENERGY CORP*w exp 99/99/999 | $3,522,000 | – | 110,530 | +100.0% | 4.24% | – |
| PAA | Buy | PLAINS ALL AMER PIPELINE LPunit ltd partn | $2,487,000 | +17.7% | 244,603 | +31.5% | 3.00% | +27.9% |
| PSTH | New | PERSHING SQUARE TONTINE -Acl a | $1,706,000 | – | 86,634 | +100.0% | 2.06% | – |
| IUSB | Buy | ISHARES CORE TOTAL BOND ETFtotal usd | $1,643,000 | +134.4% | 30,861 | +135.5% | 1.98% | +154.8% |
| HYG | New | ISHARES IBOXX HIGH YLD CORPetf | $1,634,000 | – | 18,684 | +100.0% | 1.97% | – |
| GWB | New | GREAT WESTERN BANCORP INC | $1,548,000 | – | 47,311 | +100.0% | 1.86% | – |
| SCHZ | New | SCHWAB US AGGREGATE BOND ETFtr us aggregate b | $1,489,000 | – | 27,459 | +100.0% | 1.79% | – |
| TWNKW | Buy | HOSTESS BRANDS INC*w exp 11/04/202 | $1,343,000 | +79.8% | 450,947 | +46.6% | 1.62% | +95.4% |
| CHKEW | New | CHESAPEAKE ENERGY CORP*w exp 99/99/999 | $1,318,000 | – | 36,410 | +100.0% | 1.59% | – |
| NML | Sell | NB MLP & ENERGY INCOME | $1,100,000 | -11.0% | 223,196 | -9.8% | 1.33% | -3.2% |
| SV | New | SPRING VALLEY ACQUIS-CLASS Acl a | $1,022,000 | – | 117,678 | +100.0% | 1.23% | – |
| NTG | Sell | TORTOISE MIDSTREAM ENERGY | $1,017,000 | -11.5% | 35,241 | -8.3% | 1.23% | -3.8% |
| GSKY | New | GREENSKY INC-CLASS Acl a | $961,000 | – | 86,018 | +100.0% | 1.16% | – |
| NVTA | INVITAE CORP | $926,000 | -15.7% | 32,600 | 0.0% | 1.12% | -8.4% | |
| CWENA | New | CLEARWAY ENERGY INC-Acl a | $879,000 | – | 31,204 | +100.0% | 1.06% | – |
| NEEPRO | New | NEXTERA ENERGY INCunit 09/01/2022s | $870,000 | – | 14,857 | +100.0% | 1.05% | – |
| DISCK | Buy | DISCOVERY INC-C | $732,000 | +112.2% | 30,165 | +152.8% | 0.88% | +130.9% |
| TYG | Sell | TORTOISE ENERGY INFRASTRUCT | $730,000 | -15.4% | 26,960 | -10.2% | 0.88% | -8.0% |
| SCPL | New | SCIPLAY CORP-CLASS Acl a | $631,000 | – | 30,530 | +100.0% | 0.76% | – |
| ASTSW | Buy | AST SPACEMOBILE INC*w exp 04/06/202 | $626,000 | +101.3% | 159,492 | +191.9% | 0.75% | +118.6% |
| FOX | New | FOX CORP - CLASS B | $591,000 | – | 15,928 | +100.0% | 0.71% | – |
| New | INTERNATIONAL MEDIA ACQ-A | $568,000 | – | 57,979 | +100.0% | 0.68% | – | |
| New | AGRICO ACQUISITION CORP-A | $551,000 | – | 55,100 | +100.0% | 0.66% | – | |
| GER | Sell | GOLDMAN SACHS MLP & ENERGY R | $547,000 | -15.2% | 50,868 | -9.8% | 0.66% | -7.8% |
| DM | New | DESKTOP METAL INC-Acl a | $541,000 | – | 75,590 | +100.0% | 0.65% | – |
| AWP | Sell | ABERDEEN GLBL PREM PROP | $491,000 | -20.2% | 81,118 | -16.1% | 0.59% | -13.2% |
| PFL | New | PIMCO FLOATING RATE INC FUND | $453,000 | – | 39,032 | +100.0% | 0.55% | – |
| FPAC | Sell | FAR PEAK ACQUISITION CORP-Acl a | $453,000 | -27.1% | 45,600 | -27.0% | 0.55% | -20.6% |
| SRV | Sell | CUSHING MLP & INFRASTRUCTURE | $443,000 | -2.9% | 13,948 | -9.7% | 0.53% | +5.5% |
| New | LUCID GROUP INC*w exp 07/23/202 | $434,000 | – | 38,437 | +100.0% | 0.52% | – | |
| CHKEL | Buy | CHESAPEAKE ENERGY CORP*w exp 09/02/202 | $433,000 | +68.5% | 14,825 | +19.9% | 0.52% | +83.2% |
| CADE | Buy | CADENCE BANCORPcl a | $420,000 | +73.6% | 19,137 | +65.0% | 0.51% | +88.8% |
| New | GOLDEN PATH ACQUISITION CORPordinary shares | $415,000 | – | 41,947 | +100.0% | 0.50% | – | |
| BTAQ | New | BURGUNDY TECHNOLOGY ACQUIS-Acl a | $412,000 | – | 41,505 | +100.0% | 0.50% | – |
| ZNTE | New | ZANITE ACQUISITION CORP-CL Acl a | $397,000 | – | 39,360 | +100.0% | 0.48% | – |
| MUDS | New | MUDRICK CAPITAL ACQUISITIO-Acl a | $395,000 | – | 39,790 | +100.0% | 0.48% | – |
| ISBC | New | INVESTORS BANCORP INC | $371,000 | – | 24,580 | +100.0% | 0.45% | – |
| AMTBB | New | AMERANT BANCORP INC - Bcl b | $358,000 | – | 15,434 | +100.0% | 0.43% | – |
| TTP | Sell | TORTOISE PIPELINE & ENERGY | $351,000 | -9.5% | 14,662 | -9.8% | 0.42% | -1.6% |
| BWAC | New | BETTER WORLD ACQUISITION COR | $337,000 | – | 33,496 | +100.0% | 0.41% | – |
| New | GLOBAL CONSUMER ACQUISITION | $324,000 | – | 32,862 | +100.0% | 0.39% | – | |
| KYN | New | KAYNE ANDERSON ENERGY INFRAS | $320,000 | – | 40,000 | +100.0% | 0.39% | – |
| New | CLOVER LEAF CAPITAL CORP -Acl a | $313,000 | – | 31,415 | +100.0% | 0.38% | – | |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY | $309,000 | -13.4% | 15,624 | -13.6% | 0.37% | -6.1% |
| LTRPA | Sell | LIBERTY TRIPADVISOR HDG-A | $308,000 | -39.7% | 99,772 | -20.6% | 0.37% | -34.6% |
| PCTTW | New | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $307,000 | – | 59,914 | +100.0% | 0.37% | – |
| GSAQ | New | GLOBAL SYNERGY ACQUISITION-A | $302,000 | – | 30,872 | +100.0% | 0.36% | – |
| MCMJ | New | MERIDA MERGER CORP I | $297,000 | – | 29,825 | +100.0% | 0.36% | – |
| EXG | New | EATON VANCE TAX-MANAGED GLOB | $286,000 | – | 28,658 | +100.0% | 0.34% | – |
| GNOG | New | GOLDEN NUGGET ONLINE GAMINGcl a | $284,000 | – | 16,404 | +100.0% | 0.34% | – |
| ESSC | Sell | EAST STONE ACQUISITION CORP | $284,000 | -29.7% | 27,901 | -30.4% | 0.34% | -23.7% |
| YSAC | New | YELLOWSTONE ACQUISIT CO-CL Acl a | $271,000 | – | 26,760 | +100.0% | 0.33% | – |
| PNTM | New | PONTEM CORP-CLASS Acl a | $263,000 | – | 27,122 | +100.0% | 0.32% | – |
| New | GIGINTERNATIONAL1 INC | $260,000 | – | 26,409 | +100.0% | 0.31% | – | |
| VTA | New | INVESCO DYNAMIC CREDIT OPP | $247,000 | – | 21,161 | +100.0% | 0.30% | – |
| New | OCEANTECH ACQUISITIONS- CL A | $234,000 | – | 23,740 | +100.0% | 0.28% | – | |
| EFT | New | EATON VANCE FLOAT RT INC TR | $218,000 | – | 15,009 | +100.0% | 0.26% | – |
| PFN | New | PIMCO FLOATING RATE | $218,000 | – | 21,557 | +100.0% | 0.26% | – |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $214,000 | – | 10,276 | +100.0% | 0.26% | – |
| New | DATCHAT INC*w exp 08/13/202 | $206,000 | – | 23,971 | +100.0% | 0.25% | – | |
| New | BLUE SAFARI GROUP ACQUISIT-A | $204,000 | – | 20,688 | +100.0% | 0.25% | – | |
| CII | New | BLACKROCK ENH CAP AND INC | $203,000 | – | 10,075 | +100.0% | 0.24% | – |
| SPXX | New | NUVEEN S&P500 DYNAM OVERWR | $201,000 | – | 11,775 | +100.0% | 0.24% | – |
| APSG | New | APOLLO STRATEGIC GROWTH-CL Acl a | $200,000 | – | 20,515 | +100.0% | 0.24% | – |
| PMO | New | PUTNAM MUN OPPTYS TR SBItr sh ben int | $200,000 | – | 14,638 | +100.0% | 0.24% | – |
| BRW | Exit | SABA CAPITAL INCOME & OPPORTshares | $0 | – | -43,005 | -100.0% | -0.22% | – |
| PUCK | Exit | GOAL ACQUISITIONS CORP | $0 | – | -21,088 | -100.0% | -0.22% | – |
| MSAC | Exit | MEDICUS SCIENCES ACQUISITI-A | $0 | – | -21,728 | -100.0% | -0.23% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INCOM | $0 | – | -11,302 | -100.0% | -0.23% | – |
| HAAC | Exit | HEALTH ASSURANCE ACQUISIT-Acl a | $0 | – | -21,000 | -100.0% | -0.23% | – |
| CENH | Exit | CENTRICUS ACQUISITION CORP-A | $0 | – | -21,362 | -100.0% | -0.23% | – |
| MAAC | Exit | MONTES ARCHIMEDES ACQUISIT-Acl a | $0 | – | -21,384 | -100.0% | -0.23% | – |
| LIII | Exit | LEO HOLDINGS III CORP-Acl a | $0 | – | -21,640 | -100.0% | -0.24% | – |
| CAHC | Exit | CA HEALTHCARE ACQUISITION-Acl a | $0 | – | -21,691 | -100.0% | -0.24% | – |
| ETV | Exit | EATON VANCE T/M BUY-WRITE OP | $0 | – | -13,281 | -100.0% | -0.24% | – |
| HCCC | Exit | HEALTHCARE CAPITAL CORP-CL Acl a | $0 | – | -22,591 | -100.0% | -0.24% | – |
| SOLOW | Exit | ELECTRAMECCANICA VEHICLES CO*w exp 08/03/202 | $0 | – | -98,443 | -100.0% | -0.24% | – |
| AGAC | Exit | AFRICAN GOLD ACQUISITION C-Acl a | $0 | – | -22,790 | -100.0% | -0.24% | – |
| ITQ | Exit | ITIQUIRA ACQUISITION CORP-A | $0 | – | -23,125 | -100.0% | -0.25% | – |
| DSAC | Exit | DUDDELL STREET ACQUISITION-Acl a | $0 | – | -23,323 | -100.0% | -0.25% | – |
| MACQ | Exit | MCAP ACQUISITION CORP-Acl a | $0 | – | -23,634 | -100.0% | -0.25% | – |
| STPC | Exit | STAR PEAK CORP II -CLASS Acl a | $0 | – | -23,165 | -100.0% | -0.25% | – |
| ISD | Exit | PGIM HIGH YIELD BOND FUND | $0 | – | -14,176 | -100.0% | -0.26% | – |
| SKLZWS | Exit | SKILLZ INC*w exp 12/16/202 | $0 | – | -22,830 | -100.0% | -0.26% | – |
| TMKR | Exit | TASTEMAKER ACQUISITION COR-Acl a | $0 | – | -24,139 | -100.0% | -0.26% | – |
| THMA | Exit | THIMBLE POINT ACQUISITION-Acl a | $0 | – | -24,931 | -100.0% | -0.27% | – |
| CCV | Exit | CHURCHILL CAPITAL CORP V-Acl a | $0 | – | -25,200 | -100.0% | -0.28% | – |
| WARR | Exit | WARRIOR TECHNOLOGIES ACQ-Acl a | $0 | – | -26,482 | -100.0% | -0.28% | – |
| ISLE | Exit | ISLEWORTH HEALTHCARE ACQUISI | $0 | – | -26,750 | -100.0% | -0.29% | – |
| RMGB | Exit | RMG ACQUISITION CORP II-CL A | $0 | – | -26,800 | -100.0% | -0.30% | – |
| SVOK | Exit | SEVEN OAKS ACQUISITION COR-Acl a | $0 | – | -28,152 | -100.0% | -0.31% | – |
| FUSE | Exit | FUSION ACQUISITION CORP-Acl a | $0 | – | -28,127 | -100.0% | -0.31% | – |
| SVFA | Exit | SVF INVESTMENT CORP-CL A | $0 | – | -29,265 | -100.0% | -0.32% | – |
| THW | Exit | TEKLA WORLD HEALTHCARE FUND | $0 | – | -17,675 | -100.0% | -0.32% | – |
| DCRN | Exit | DECARBONIZATION PLUS ACQUI-Acl a | $0 | – | -30,040 | -100.0% | -0.33% | – |
| ZGYH | Exit | CHINA YUNHONG HOLDINGS LTD-A | $0 | – | -29,877 | -100.0% | -0.34% | – |
| CVII | Exit | CHURCHILL CAPITAL CORP VII-Acl a | $0 | – | -31,161 | -100.0% | -0.34% | – |
| AUS | Exit | AUSTERLITZ ACQUISITION COR-Acl a | $0 | – | -31,369 | -100.0% | -0.34% | – |
| DEH | Exit | D8 HOLDINGS CORP-Acl a | $0 | – | -32,100 | -100.0% | -0.36% | – |
| FCAC | Exit | FALCON CAPITAL ACQUISITIO-Acl a | $0 | – | -35,475 | -100.0% | -0.36% | – |
| SOAC | Exit | SUSTAINABLE OPPORTUNITIES-A | $0 | – | -34,284 | -100.0% | -0.38% | – |
| ONB | Exit | OLD NATIONAL BANCORP | $0 | – | -19,531 | -100.0% | -0.38% | – |
| VACQ | Exit | VECTOR ACQUISITION CORP-Acl a | $0 | – | -32,500 | -100.0% | -0.39% | – |
| YAC | Exit | YUCAIPA ACQUISITION CORP-A | $0 | – | -36,227 | -100.0% | -0.40% | – |
| VIH | Exit | VPC IMPACT ACQUISITION HLD-Acl a | $0 | – | -35,955 | -100.0% | -0.40% | – |
| ALTU | Exit | ALTITUDE ACQUISITION CORP-Acl a | $0 | – | -39,468 | -100.0% | -0.43% | – |
| Exit | CEL-SCI CORP | $0 | – | -48,500 | -100.0% | -0.47% | – | |
| IGAC | Exit | IG ACQUISITION CORP-CLASS Acl a | $0 | – | -44,507 | -100.0% | -0.48% | – |
| XPOA | Exit | DPCM CAPITAL INC - CLASS Acl a | $0 | – | -51,965 | -100.0% | -0.57% | – |
| SWBK | Exit | SWITCHBACK II CORP -CLASS Acl a | $0 | – | -52,686 | -100.0% | -0.58% | – |
| SRNG | Exit | SOARING EAGLE ACQU - CL A | $0 | – | -55,200 | -100.0% | -0.61% | – |
| SLV | Exit | ISHARES SILVER TRUSTtr ishares | $0 | – | -23,050 | -100.0% | -0.62% | – |
| OPENW | Exit | OPENDOOR TECHNOLOGIES INC*w exp 12/18/202 | $0 | – | -100,360 | -100.0% | -0.72% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETetf | $0 | – | -11,992 | -100.0% | -0.73% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -12,876 | -100.0% | -0.74% | – |
| CWEN | Exit | CLEARWAY ENERGY INC-Ccl c | $0 | – | -25,972 | -100.0% | -0.76% | – |
| IACB | Exit | ION ACQUISITION CORP 2 LTD-Acl a | $0 | – | -73,331 | -100.0% | -0.80% | – |
| BPR | Exit | BROOKFIELD PROPERTY REIT I-Acl a | $0 | – | -38,673 | -100.0% | -0.81% | – |
| FBC | Exit | FLAGSTAR BANCORP INC | $0 | – | -18,904 | -100.0% | -0.89% | – |
| ENFA | Exit | 890 5TH AVENUE PARTNERS-CL Acl a | $0 | – | -81,211 | -100.0% | -0.89% | – |
| IPOF | Exit | SOCIAL CAPITAL HEDOSOPH VI-Acl a | $0 | – | -81,100 | -100.0% | -0.92% | – |
| TREB | Exit | TREBIA ACQUISITION CORP-Acl a | $0 | – | -95,955 | -100.0% | -1.05% | – |
| MIE | Exit | COHEN & STEERS MLP INCOME AN | $0 | – | -233,720 | -100.0% | -1.05% | – |
| GRNV | Exit | GREENVISION ACQUISITION CORP | $0 | – | -120,415 | -100.0% | -1.36% | – |
| GIG | Exit | GIGCAPITAL4 INC | $0 | – | -133,934 | -100.0% | -1.46% | – |
| XLNX | Exit | XILINX INC | $0 | – | -10,560 | -100.0% | -1.69% | – |
| CCAC | Exit | CITIC CAPITAL ACQUISITION-Acl a | $0 | – | -156,250 | -100.0% | -1.72% | – |
| CCL | Exit | CARNIVAL CORP99/99/9999 | $0 | – | -61,859 | -100.0% | -1.81% | – |
| ALUS | Exit | ALUSSA ENERGY ACQUISITION -Acl a | $0 | – | -179,772 | -100.0% | -1.98% | – |
| VCIT | Exit | VANGUARD INT-TERM CORPORATEint-term corp | $0 | – | -20,859 | -100.0% | -2.20% | – |
| ATH | Exit | ATHENE HOLDING LTD-CLASS Acl a | $0 | – | -29,558 | -100.0% | -2.21% | – |
| GSAH | Exit | GS ACQUISITION HOLDINGS-Acl a | $0 | – | -263,300 | -100.0% | -3.04% | – |
| VER | Exit | VEREIT INC | $0 | – | -71,092 | -100.0% | -3.62% | – |
| PAYO | Exit | PAYONEER GLOBAL INC | $0 | – | -334,100 | -100.0% | -3.84% | – |
| MTB | Exit | M & T BANK CORP | $0 | – | -25,405 | -100.0% | -4.09% | – |
| WRI | Exit | WEINGARTEN REALTY INVESTORSsh ben int | $0 | – | -147,319 | -100.0% | -5.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.