$90.2 Million is the total value of OTA Financial Group L.P.'s 95 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 175.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OXYWS | Buy | OCCIDENTAL PETROLEUM CORP*w exp 08/03/202 | $8,771,000 | +61.1% | 630,593 | +37.9% | 9.72% | +123.4% |
| RIOT | Sell | RIOT BLOCKCHAIN INC | $6,249,000 | -42.7% | 165,900 | -19.0% | 6.93% | -20.6% |
| BND | Sell | VANGUARD TOTAL BOND MARKETtotal bnd mrkt | $5,417,000 | -27.5% | 63,077 | -28.5% | 6.01% | +0.6% |
| WRI | New | WEINGARTEN REALTY INVESTORSsh ben int | $4,724,000 | – | 147,319 | +100.0% | 5.24% | – |
| MTB | New | M & T BANK CORP | $3,691,000 | – | 25,405 | +100.0% | 4.09% | – |
| PAYO | New | PAYONEER GLOBAL INC | $3,464,000 | – | 334,100 | +100.0% | 3.84% | – |
| VER | New | VEREIT INC | $3,265,000 | – | 71,092 | +100.0% | 3.62% | – |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTunit | $3,089,000 | -68.9% | 220,188 | -70.3% | 3.42% | -56.9% |
| GSAH | Buy | GS ACQUISITION HOLDINGS-Acl a | $2,738,000 | +281.3% | 263,300 | +282.1% | 3.04% | +428.9% |
| PAA | Sell | PLAINS ALL AMER PIPELINE LPunit ltd partn | $2,113,000 | -41.8% | 186,066 | -53.4% | 2.34% | -19.3% |
| ATH | New | ATHENE HOLDING LTD-CLASS Acl a | $1,995,000 | – | 29,558 | +100.0% | 2.21% | – |
| VCIT | New | VANGUARD INT-TERM CORPORATEint-term corp | $1,983,000 | – | 20,859 | +100.0% | 2.20% | – |
| ALUS | New | ALUSSA ENERGY ACQUISITION -Acl a | $1,781,000 | – | 179,772 | +100.0% | 1.98% | – |
| CCL | New | CARNIVAL CORP99/99/9999 | $1,630,000 | – | 61,859 | +100.0% | 1.81% | – |
| CCAC | Buy | CITIC CAPITAL ACQUISITION-Acl a | $1,548,000 | +30.2% | 156,250 | +31.4% | 1.72% | +80.6% |
| XLNX | New | XILINX INC | $1,527,000 | – | 10,560 | +100.0% | 1.69% | – |
| GIG | New | GIGCAPITAL4 INC | $1,319,000 | – | 133,934 | +100.0% | 1.46% | – |
| NML | Sell | NB MLP & ENERGY INCOME | $1,236,000 | -3.6% | 247,310 | -19.0% | 1.37% | +33.7% |
| GRNV | New | GREENVISION ACQUISITION CORP | $1,229,000 | – | 120,415 | +100.0% | 1.36% | – |
| NTG | Sell | TORTOISE MIDSTREAM ENERGY | $1,149,000 | -6.4% | 38,416 | -19.5% | 1.27% | +29.9% |
| NVTA | Sell | INVITAE CORP | $1,099,000 | -54.0% | 32,600 | -47.8% | 1.22% | -36.2% |
| MIE | Sell | COHEN & STEERS MLP INCOME AN | $951,000 | +3.0% | 233,720 | -19.0% | 1.05% | +42.8% |
| TREB | New | TREBIA ACQUISITION CORP-Acl a | $949,000 | – | 95,955 | +100.0% | 1.05% | – |
| TYG | Sell | TORTOISE ENERGY INFRASTRUCT | $863,000 | -4.4% | 30,013 | -18.8% | 0.96% | +32.5% |
| IPOF | Sell | SOCIAL CAPITAL HEDOSOPH VI-Acl a | $827,000 | -7.1% | 81,100 | -2.5% | 0.92% | +29.0% |
| ENFA | New | 890 5TH AVENUE PARTNERS-CL Acl a | $800,000 | – | 81,211 | +100.0% | 0.89% | – |
| FBC | New | FLAGSTAR BANCORP INC | $799,000 | – | 18,904 | +100.0% | 0.89% | – |
| TWNKW | New | HOSTESS BRANDS INC*w exp 11/04/202 | $747,000 | – | 307,594 | +100.0% | 0.83% | – |
| BPR | New | BROOKFIELD PROPERTY REIT I-Acl a | $730,000 | – | 38,673 | +100.0% | 0.81% | – |
| IACB | New | ION ACQUISITION CORP 2 LTD-Acl a | $725,000 | – | 73,331 | +100.0% | 0.80% | – |
| IUSB | New | ISHARES CORE TOTAL BOND ETFcore total usd | $701,000 | – | 13,106 | +100.0% | 0.78% | – |
| CWEN | New | CLEARWAY ENERGY INC-Ccl c | $687,000 | – | 25,972 | +100.0% | 0.76% | – |
| CIT | Sell | CIT GROUP INC | $664,000 | -45.4% | 12,876 | -45.5% | 0.74% | -24.3% |
| EEM | New | ISHARES MSCI EMERGING MARKETetf | $661,000 | – | 11,992 | +100.0% | 0.73% | – |
| OPENW | New | OPENDOOR TECHNOLOGIES INC*w exp 12/18/202 | $653,000 | – | 100,360 | +100.0% | 0.72% | – |
| GER | Sell | GOLDMAN SACHS MLP & ENERGY R | $645,000 | -38.5% | 56,395 | -48.0% | 0.72% | -14.7% |
| FPAC | New | FAR PEAK ACQUISITION CORP-Acl a | $621,000 | – | 62,500 | +100.0% | 0.69% | – |
| AWP | New | ABERDEEN GLBL PREM PROP | $615,000 | – | 96,699 | +100.0% | 0.68% | – |
| SLV | New | ISHARES SILVER TRUSTtr ishares | $558,000 | – | 23,050 | +100.0% | 0.62% | – |
| SRNG | New | SOARING EAGLE ACQU - CL A | $549,000 | – | 55,200 | +100.0% | 0.61% | – |
| SWBK | New | SWITCHBACK II CORP -CLASS Acl a | $521,000 | – | 52,686 | +100.0% | 0.58% | – |
| XPOA | New | DPCM CAPITAL INC - CLASS Acl a | $513,000 | – | 51,965 | +100.0% | 0.57% | – |
| LTRPA | Buy | LIBERTY TRIPADVISOR HDG-A | $511,000 | +18.3% | 125,701 | +85.4% | 0.57% | +64.3% |
| PSLV | New | SPROTT PHYSICAL SILVER TRUSTunit | $504,000 | – | 54,330 | +100.0% | 0.56% | – |
| SRV | Sell | CUSHING MLP & INFRASTRUCTURE | $456,000 | -4.0% | 15,454 | -19.0% | 0.51% | +33.2% |
| IGAC | New | IG ACQUISITION CORP-CLASS Acl a | $433,000 | – | 44,507 | +100.0% | 0.48% | – |
| New | CEL-SCI CORP | $420,000 | – | 48,500 | +100.0% | 0.47% | – | |
| ESSC | New | EAST STONE ACQUISITION CORP | $404,000 | – | 40,059 | +100.0% | 0.45% | – |
| TTP | Sell | TORTOISE PIPELINE & ENERGY | $388,000 | -5.4% | 16,246 | -19.0% | 0.43% | +31.1% |
| ALTU | Sell | ALTITUDE ACQUISITION CORP-Acl a | $386,000 | -82.2% | 39,468 | -81.7% | 0.43% | -75.3% |
| VIH | New | VPC IMPACT ACQUISITION HLD-Acl a | $359,000 | – | 35,955 | +100.0% | 0.40% | – |
| YAC | New | YUCAIPA ACQUISITION CORP-A | $357,000 | – | 36,227 | +100.0% | 0.40% | – |
| ADX | New | ADAMS DIVERSIFIED EQUITY | $357,000 | – | 18,084 | +100.0% | 0.40% | – |
| VACQ | New | VECTOR ACQUISITION CORP-Acl a | $353,000 | – | 32,500 | +100.0% | 0.39% | – |
| DISCK | Sell | DISCOVERY INC-C | $345,000 | -76.8% | 11,934 | -70.4% | 0.38% | -67.9% |
| ONB | New | OLD NATIONAL BANCORP | $343,000 | – | 19,531 | +100.0% | 0.38% | – |
| SOAC | Sell | SUSTAINABLE OPPORTUNITIES-A | $341,000 | -10.5% | 34,284 | -10.7% | 0.38% | +23.9% |
| FCAC | Sell | FALCON CAPITAL ACQUISITIO-Acl a | $329,000 | -68.2% | 35,475 | -65.8% | 0.36% | -55.8% |
| DEH | Sell | D8 HOLDINGS CORP-Acl a | $320,000 | -27.9% | 32,100 | -28.2% | 0.36% | 0.0% |
| ASTSW | New | AST SPACEMOBILE INC*w exp 04/06/202 | $311,000 | – | 54,642 | +100.0% | 0.34% | – |
| AUS | New | AUSTERLITZ ACQUISITION COR-Acl a | $311,000 | – | 31,369 | +100.0% | 0.34% | – |
| ZGYH | New | CHINA YUNHONG HOLDINGS LTD-A | $303,000 | – | 29,877 | +100.0% | 0.34% | – |
| CVII | New | CHURCHILL CAPITAL CORP VII-Acl a | $303,000 | – | 31,161 | +100.0% | 0.34% | – |
| DCRN | New | DECARBONIZATION PLUS ACQUI-Acl a | $296,000 | – | 30,040 | +100.0% | 0.33% | – |
| THW | Sell | TEKLA WORLD HEALTHCARE FUND | $290,000 | -34.4% | 17,675 | -39.9% | 0.32% | -8.8% |
| SVFA | New | SVF INVESTMENT CORP-CL A | $289,000 | – | 29,265 | +100.0% | 0.32% | – |
| FUSE | New | FUSION ACQUISITION CORP-Acl a | $279,000 | – | 28,127 | +100.0% | 0.31% | – |
| SVOK | New | SEVEN OAKS ACQUISITION COR-Acl a | $278,000 | – | 28,152 | +100.0% | 0.31% | – |
| RMGB | New | RMG ACQUISITION CORP II-CL A | $266,000 | – | 26,800 | +100.0% | 0.30% | – |
| ISLE | New | ISLEWORTH HEALTHCARE ACQUISI | $262,000 | – | 26,750 | +100.0% | 0.29% | – |
| CHKEL | New | CHESAPEAKE ENERGY CORP*w exp 09/02/202 | $257,000 | – | 12,365 | +100.0% | 0.28% | – |
| WARR | New | WARRIOR TECHNOLOGIES ACQ-Acl a | $256,000 | – | 26,482 | +100.0% | 0.28% | – |
| CCV | New | CHURCHILL CAPITAL CORP V-Acl a | $253,000 | – | 25,200 | +100.0% | 0.28% | – |
| THMA | New | THIMBLE POINT ACQUISITION-Acl a | $246,000 | – | 24,931 | +100.0% | 0.27% | – |
| CADE | New | CADENCE BANCORPcl a | $242,000 | – | 11,601 | +100.0% | 0.27% | – |
| TMKR | New | TASTEMAKER ACQUISITION COR-Acl a | $235,000 | – | 24,139 | +100.0% | 0.26% | – |
| SKLZWS | New | SKILLZ INC*w exp 12/16/202 | $232,000 | – | 22,830 | +100.0% | 0.26% | – |
| ISD | New | PGIM HIGH YIELD BOND FUND | $230,000 | – | 14,176 | +100.0% | 0.26% | – |
| STPC | New | STAR PEAK CORP II -CLASS Acl a | $229,000 | – | 23,165 | +100.0% | 0.25% | – |
| MACQ | New | MCAP ACQUISITION CORP-Acl a | $227,000 | – | 23,634 | +100.0% | 0.25% | – |
| DSAC | New | DUDDELL STREET ACQUISITION-Acl a | $225,000 | – | 23,323 | +100.0% | 0.25% | – |
| ITQ | New | ITIQUIRA ACQUISITION CORP-A | $222,000 | – | 23,125 | +100.0% | 0.25% | – |
| AGAC | New | AFRICAN GOLD ACQUISITION C-Acl a | $219,000 | – | 22,790 | +100.0% | 0.24% | – |
| SOLOW | Sell | ELECTRAMECCANICA VEHICLES CO*w exp 08/03/202 | $218,000 | -24.6% | 98,443 | -1.4% | 0.24% | +4.8% |
| HCCC | New | HEALTHCARE CAPITAL CORP-CL Acl a | $218,000 | – | 22,591 | +100.0% | 0.24% | – |
| ETV | New | EATON VANCE T/M BUY-WRITE OP | $216,000 | – | 13,281 | +100.0% | 0.24% | – |
| CAHC | New | CA HEALTHCARE ACQUISITION-Acl a | $214,000 | – | 21,691 | +100.0% | 0.24% | – |
| LIII | New | LEO HOLDINGS III CORP-Acl a | $213,000 | – | 21,640 | +100.0% | 0.24% | – |
| MAAC | New | MONTES ARCHIMEDES ACQUISIT-Acl a | $211,000 | – | 21,384 | +100.0% | 0.23% | – |
| CENH | New | CENTRICUS ACQUISITION CORP-A | $211,000 | – | 21,362 | +100.0% | 0.23% | – |
| HAAC | New | HEALTH ASSURANCE ACQUISIT-Acl a | $210,000 | – | 21,000 | +100.0% | 0.23% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INCOM | $210,000 | – | 11,302 | +100.0% | 0.23% | – |
| MSAC | New | MEDICUS SCIENCES ACQUISITI-A | $209,000 | – | 21,728 | +100.0% | 0.23% | – |
| PUCK | New | GOAL ACQUISITIONS CORP | $203,000 | – | 21,088 | +100.0% | 0.22% | – |
| BRW | New | SABA CAPITAL INCOME & OPPORTshares | $202,000 | – | 43,005 | +100.0% | 0.22% | – |
| GIK | Exit | GIGCAPITAL3 INC | $0 | – | -18,800 | -100.0% | -0.16% | – |
| PBRA | Exit | PETROLEO BRAS SA ADRadr non vtg | $0 | – | -23,511 | -100.0% | -0.16% | – |
| AJAX | Exit | AJAX I | $0 | – | -19,800 | -100.0% | -0.16% | – |
| FIII | Exit | FORUM MERGER III CORP - Acl a | $0 | – | -21,900 | -100.0% | -0.17% | – |
| PRCHW | Exit | PORCH GROUP INC*w exp 12/23/202 | $0 | – | -36,841 | -100.0% | -0.18% | – |
| GOEVW | Exit | CANOO INC*w exp 12/21/202 | $0 | – | -84,493 | -100.0% | -0.19% | – |
| CFAC | Exit | CF FINANCE ACQUISITION IIIcl a | $0 | – | -24,100 | -100.0% | -0.19% | – |
| SPRQ | Exit | SPARTAN ACQUISIT CORP II- A | $0 | – | -23,600 | -100.0% | -0.20% | – |
| DMSWS | Exit | DIGITAL MEDIA SOLUTIONS-A*w exp 07/15/202 | $0 | – | -153,836 | -100.0% | -0.20% | – |
| RAAC | Exit | REVOLUTION ACCELERATION AC-Acl a | $0 | – | -32,400 | -100.0% | -0.26% | – |
| BTWN | Exit | BRIDGETOWN HOLDINGS LTDcl a | $0 | – | -30,421 | -100.0% | -0.26% | – |
| IGR | Exit | CBRE CLARION GL R/E INCOME F | $0 | – | -44,641 | -100.0% | -0.28% | – |
| DM | Exit | DESKTOP METAL INC-Acl a | $0 | – | -23,876 | -100.0% | -0.28% | – |
| FSRWS | Exit | FISKER INC*w exp 12/01/202 | $0 | – | -46,722 | -100.0% | -0.32% | – |
| EXPC | Exit | EXPERIENCE INVESTMENT CORP-Acl a | $0 | – | -42,793 | -100.0% | -0.35% | – |
| FTOC | Exit | FTAC OLYMPUS ACQUISITION COR | $0 | – | -45,000 | -100.0% | -0.38% | – |
| THBR | Exit | THUNDER BRDG ACQUISTION II L | $0 | – | -56,500 | -100.0% | -0.47% | – |
| HZON | Exit | HORIZON ACQUISITION CORPORATcl a | $0 | – | -70,800 | -100.0% | -0.58% | – |
| NGAC | Exit | NEXTGEN ACQUISITION CORPcl a | $0 | – | -74,600 | -100.0% | -0.59% | – |
| SNPR | Exit | TORTOISE ACQUISITION CORP IIcl a | $0 | – | -70,100 | -100.0% | -0.61% | – |
| IEMG | Exit | ISHARES CORE MSCI EMERGINGcore msci emkt | $0 | – | -12,538 | -100.0% | -0.64% | – |
| VGAC | Exit | VG ACQUISITION CORPcl a | $0 | – | -84,800 | -100.0% | -0.69% | – |
| PRPB | Exit | CC NEUBERGER PRIN HLDGScl a | $0 | – | -91,200 | -100.0% | -0.72% | – |
| SVAC | Exit | STARBOARD VALUE ACQUISITI-Acl a | $0 | – | -99,400 | -100.0% | -0.79% | – |
| QELL | Exit | QELL ACQUISITION Ccl a | $0 | – | -99,100 | -100.0% | -0.81% | – |
| FOXA | Exit | FOX CORP - CLASS A | $0 | – | -32,794 | -100.0% | -0.95% | – |
| USHY | Exit | ISHARES BROAD USD HIGH YIELDbroad usd high | $0 | – | -34,820 | -100.0% | -1.15% | – |
| CEF | Exit | SPROTT PHYSICAL GOLD AND SILunit | $0 | – | -91,836 | -100.0% | -1.28% | – |
| IGIB | Exit | ISHARES 5-10Y INV GRADE CORP | $0 | – | -30,107 | -100.0% | -1.42% | – |
| UA | Exit | UNDER ARMOUR INC-CLASS Ccl c | $0 | – | -101,181 | -100.0% | -1.49% | – |
| TCF | Exit | TCF FINANCIAL CORP | $0 | – | -42,477 | -100.0% | -1.58% | – |
| FRX | Exit | FOREST ROAD ACQUISITION-CL A | $0 | – | -233,000 | -100.0% | -1.88% | – |
| NBLX | Exit | NOBLE MIDSTREAM PARTNERS LP | $0 | – | -181,935 | -100.0% | -2.11% | – |
| APO | Exit | APOLLO GLOBAL MANAGEMENT INCcl a | $0 | – | -57,467 | -100.0% | -2.16% | – |
| GOOG | Exit | ALPHABET INC-CL Ccl c | $0 | – | -18,729 | -100.0% | -30.97% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-07-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPROTT PHYSICAL GOLD TRUST | 30 | Q4 2022 | 14.7% |
| SPROTT PHYSICAL SILVER TRUST | 23 | Q4 2022 | 7.4% |
| LIBERTY SIRIUSXM GROUP-A | 20 | Q2 2022 | 5.9% |
| LIBERTY SIRIUS GROUP-C | 18 | Q2 2022 | 9.1% |
| AMERICA MOVIL S A DE C V | 18 | Q4 2022 | 1.1% |
| LIBERTY BROADBAND-C | 16 | Q2 2023 | 12.7% |
| LENNAR CORP CL B | 16 | Q4 2020 | 10.9% |
| PNC FINANCIAL SERVICES GROUP | 14 | Q3 2018 | 15.9% |
| LIBERTY TRIPADVISOR HDG-A | 14 | Q1 2022 | 1.5% |
| JPMORGAN CHASE & CO | 13 | Q3 2018 | 27.3% |
View OTA Financial Group L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| China Mineral Acquisition CORPSold out | February 14, 2007 | 0 | 0.0% |
| VALLEY BANCORPSold out | February 14, 2007 | 0 | 0.0% |
View OTA Financial Group L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-08-17 |
| 13F-HR | 2023-05-04 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-28 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-14 |
View OTA Financial Group L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.