Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Invesco Ltd. | 38 | 38 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 38 |
MORGAN STANLEY | 38 | 38 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 38 |
GUGGENHEIM CAPITAL LLC | 38 | 38 | 0.01% | 0.04% | 0.09% | Q2 2014 | Q3 2023 | 38 |
BANK OF AMERICA CORP /DE/ | 38 | 38 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 38 |
WELLS FARGO & COMPANY/MN | 38 | 38 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 38 |
ROYAL BANK OF CANADA | 38 | 38 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 38 |
PNC FINANCIAL SERVICES GROUP, INC. | 33 | 4 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 37 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Roble, Belko & Company, Inc | 35 | 35 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q3 2023 | 35 |
Advisors Asset Management, Inc. | 34 | 34 | 0.02% | 0.14% | 0.22% | Q2 2015 | Q3 2023 | 34 |
LPL Financial LLC | 14 | 7 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2023 | 32 |
CITIGROUP INC | 30 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2022 | 31 |
Shaker Financial Services, LLC | 8 | 1 | 0.10% | 0.74% | 1.60% | Q2 2014 | Q3 2023 | 30 |
AMERIPRISE FINANCIAL INC | 25 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2023 | 27 |
Raymond James Financial Services Advisors, Inc. | 23 | 4 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 27 |
Cambridge Investment Research Advisors, Inc. | 27 | 27 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 27 |
B. Riley Wealth Advisors, Inc. | 20 | 1 | 0.00% | 0.01% | 0.03% | Q2 2014 | Q2 2023 | 26 |
Stratos Wealth Partners, LTD. | 25 | 25 | 0.00% | 0.01% | 0.07% | Q2 2014 | Q2 2020 | 25 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11 | 4 | 0.00% | 0.03% | 0.10% | Q2 2014 | Q3 2023 | 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 23 | 23 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2019 | 23 |
RAYMOND JAMES & ASSOCIATES | 20 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2021 | 22 |
STIFEL FINANCIAL CORP | 21 | 21 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q1 2022 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
1607 Capital Partners, LLC | 12 | 4 | 0.01% | 0.05% | 0.08% | Q2 2017 | Q3 2023 | 20 |
Steward Partners Investment Advisory, LLC | 18 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 19 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 17 | 17 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q3 2020 | 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 6 | 3 | 0.01% | 0.05% | 0.17% | Q4 2015 | Q3 2023 | 17 |
RMB Capital Management, LLC | 12 | 4 | 0.01% | 0.03% | 0.06% | Q3 2016 | Q3 2020 | 16 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 1 | 0.00% | 0.01% | 0.04% | Q2 2014 | Q3 2023 | 16 |
DOLIVER ADVISORS, LP | 10 | 1 | 0.06% | 0.33% | 0.86% | Q1 2015 | Q2 2020 | 16 |
IFP Advisors, Inc | 9 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2022 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Karpus Management, Inc. | 4 | 2 | 0.02% | 0.07% | 0.18% | Q2 2014 | Q3 2023 | 14 |
Saba Capital Management, L.P. | 6 | 4 | 0.01% | 0.14% | 0.43% | Q2 2017 | Q3 2023 | 14 |
Walleye Capital LLC | 13 | 13 | 0.00% | 0.04% | 0.13% | Q4 2019 | Q4 2022 | 13 |
COMMONWEALTH EQUITY SERVICES, LLC | 11 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 13 |
Private Advisor Group, LLC | 12 | 1 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 13 |
BB&T SECURITIES, LLC | 10 | 3 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2019 | 13 |
FineMark National Bank & Trust | 12 | 12 | 0.01% | 0.02% | 0.02% | Q3 2015 | Q2 2018 | 12 |
Lindbrook Capital, LLC | 12 | 12 | 0.01% | 0.03% | 0.05% | Q1 2019 | Q4 2021 | 12 |
AQR Arbitrage LLC | 5 | 2 | 0.00% | 0.01% | 0.06% | Q4 2018 | Q3 2023 | 11 |
Jacobus Wealth Management, Inc. | 11 | 11 | 0.41% | 0.69% | 0.90% | Q1 2015 | Q3 2017 | 11 |
MSI Financial Services Inc | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2016 | 11 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 8 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2022 | 10 |
Rockefeller Capital Management L.P. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2022 | 9 |
SHEPHERD KAPLAN KROCHUK, LLC | 6 | 1 | 0.05% | 0.13% | 0.18% | Q2 2017 | Q2 2022 | 9 |
Spire Wealth Management | 6 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 9 |
ENVESTNET ASSET MANAGEMENT INC | 5 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 8 |
Walleye Trading LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2021 | 8 |
Round Rock Advisors, LLC | 8 | 8 | 0.35% | 0.38% | 0.43% | Q4 2021 | Q3 2023 | 8 |
AMERICAN INTERNATIONAL GROUP, INC. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2016 | 8 |
Advisory Services Network, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2023 | 8 |
Homrich & Berg | 5 | 2 | 0.01% | 0.02% | 0.02% | Q4 2015 | Q3 2017 | 7 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7 | 7 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
Harborview Advisors, LLC | 3 | 1 | 0.08% | 0.11% | 0.15% | Q1 2019 | Q3 2021 | 7 |
FDx Advisors, Inc. | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q2 2019 | 7 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2018 | 7 |
ROBINSON CAPITAL MANAGEMENT, LLC | 6 | 1 | 0.14% | 0.36% | 0.75% | Q2 2014 | Q3 2017 | 7 |
HAZLETT, BURT & WATSON, INC. | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
WealthShield Partners, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2022 | Q3 2023 | 6 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 6 | 6 | 0.01% | 0.02% | 0.03% | Q4 2021 | Q1 2023 | 6 |
Integrated Wealth Concepts LLC | 6 | 6 | 0.02% | 0.03% | 0.03% | Q2 2022 | Q3 2023 | 6 |
NewEdge Advisors, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2023 | 6 |
RPG Investment Advisory, LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q3 2017 | Q4 2018 | 6 |
Atria Wealth Solutions, Inc. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 6 |
Commonwealth Equity Services, Inc | 4 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2017 | 6 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q2 2021 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
NATIONAL PLANNING CORP | 5 | 1 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2017 | 6 |
First Horizon Advisors, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
BEAM WEALTH ADVISORS, INC. | 5 | 5 | 0.08% | 0.16% | 0.18% | Q3 2020 | Q3 2021 | 5 |
Baird Financial Group, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2016 | 5 |
Global Assets Advisory, LLC | 5 | 5 | 0.15% | 0.18% | 0.23% | Q3 2022 | Q3 2023 | 5 |
Jacobi Capital Management LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2018 | 5 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 5 | 5 | 0.00% | 0.06% | 0.19% | Q1 2020 | Q1 2021 | 5 |
CORNERSTONE ADVISORS INC | 2 | 1 | 0.02% | 0.08% | 0.18% | Q2 2014 | Q1 2017 | 5 |
AVANTAX ADVISORY SERVICES, INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
PARK AVENUE SECURITIES LLC | 3 | 1 | 0.01% | 0.03% | 0.04% | Q1 2018 | Q2 2019 | 4 |
B. Riley Wealth Management, Inc. | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q2 2015 | 4 |
Cetera Investment Advisers | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
EverSource Wealth Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2023 | 4 |
Intercontinental Wealth Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2019 | 4 |
Larson Financial Group LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
GIRARD PARTNERS LTD. | 3 | 1 | 0.01% | 0.03% | 0.05% | Q2 2017 | Q3 2018 | 4 |
American Portfolios Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
Arkadios Wealth Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
MARINER INVESTMENT GROUP LLC | 4 | 4 | 0.20% | 0.36% | 0.53% | Q4 2016 | Q3 2017 | 4 |
Matisse Capital | 4 | 4 | 0.89% | 1.25% | 1.55% | Q2 2020 | Q1 2021 | 4 |
CLOUGH CAPITAL PARTNERS L P | 4 | 4 | 0.04% | 0.04% | 0.05% | Q2 2020 | Q1 2021 | 4 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2021 | 3 |
PFG Advisors | 3 | 3 | 0.01% | 0.02% | 0.02% | Q4 2022 | Q2 2023 | 3 |
KHP Capital, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q3 2018 | 3 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2016 | 3 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
FMR LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2023 | 3 |
Hennion & Walsh Asset Management, Inc. | 3 | 3 | 0.05% | 0.05% | 0.06% | Q1 2021 | Q3 2021 | 3 |
FLAGSHIP HARBOR ADVISORS, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
GOLDMAN SACHS GROUP INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
FARMERS & MERCHANTS INVESTMENTS INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 3 |
Princeton Global Asset Management LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q4 2020 | 3 |
Global Retirement Partners, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
SIT INVESTMENT ASSOCIATES INC | 3 | 3 | 0.08% | 0.13% | 0.20% | Q4 2020 | Q2 2021 | 3 |
TRUIST FINANCIAL CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2020 | 3 |
Lido Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
PRIVATE TRUST CO NA | 2 | 2 | 0.01% | 0.01% | 0.02% | Q2 2014 | Q3 2014 | 2 |
Acorn Wealth Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q2 2018 | 2 |
Thomas J. Herzfeld Advisors, Inc. | 2 | 2 | 0.12% | 0.12% | 0.12% | Q1 2014 | Q2 2014 | 2 |
Barrett Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q4 2014 | 2 |
Creative Planning | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
Glassman Wealth Services | 2 | 2 | 0.01% | 0.03% | 0.04% | Q3 2020 | Q4 2020 | 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q1 2021 | Q2 2021 | 2 |
Ameritas Investment Partners, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
WFG Advisors, LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2016 | Q4 2018 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 2 |
US BANCORP \DE\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
Kovack Advisors, Inc. | 2 | 2 | 0.01% | 0.02% | 0.02% | Q2 2023 | Q3 2023 | 2 |
UBS AG | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Advisory Alpha, LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q1 2017 | Q1 2017 | 1 |
CSS LLC/IL | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q1 2021 | 1 |
CWM, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2018 | Q4 2018 | 1 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q4 2023 | 1 |
Biltmore Capital Advisors LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q4 2019 | 1 |
GRIFFIN ASSET MANAGEMENT, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Claro Advisors LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2018 | Q4 2018 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Windsor Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
LGT Financial Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
BDO Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
V Wealth Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
CITY NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Logan Stone Capital, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2023 | Q3 2023 | 1 |
MAINSTAY CAPITAL MANAGEMENT LLC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Cornerstone Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2018 | Q2 2018 | 1 |
BAIRD ROBERT W & CO INC /WI/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
AllSquare Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
IBERIABANK CORP | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2015 | Q2 2015 | 1 |
SNS Financial Group, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2017 | Q3 2017 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
CIBC Private Wealth Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Integrated Investment Consultants, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2018 | Q1 2018 | 1 |
LIBERTY WEALTH MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Virtu Financial LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2019 | Q3 2019 | 1 |
Janney Montgomery Scott LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
ADVISOR PARTNERS II, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Eagle Bay Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Paradigm, Strategies in Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
External links
This page lists all the filers that currently own VOYA GLBL ADV & PREM OPP FD or have owned VOYA GLBL ADV & PREM OPP FD in the past.