Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 42 | 42 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Invesco Ltd. | 40 | 40 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 40 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 36 |
CITIGROUP INC | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
Shaker Financial Services, LLC | 16 | 1 | 0.15% | 1.18% | 3.25% | Q1 2014 | Q3 2023 | 30 |
Cambridge Investment Research Advisors, Inc. | 29 | 1 | 0.00% | 0.01% | 0.10% | Q3 2014 | Q3 2023 | 30 |
SeaCrest Wealth Management, LLC | 24 | 24 | 0.02% | 0.05% | 0.09% | Q4 2017 | Q3 2023 | 24 |
RAYMOND JAMES & ASSOCIATES | 17 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2023 | 23 |
CENTAURUS FINANCIAL, INC. | 22 | 22 | 0.02% | 0.64% | 1.72% | Q2 2018 | Q3 2023 | 22 |
STIFEL FINANCIAL CORP | 8 | 3 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 21 |
Advisors Asset Management, Inc. | 21 | 21 | 0.00% | 0.03% | 0.08% | Q2 2013 | Q2 2018 | 21 |
WOLVERINE ASSET MANAGEMENT LLC | 8 | 4 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q2 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 12 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2022 | 20 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 15 | 1 | 0.04% | 0.30% | 0.52% | Q2 2013 | Q3 2023 | 19 |
Winslow, Evans & Crocker, Inc. | 18 | 18 | 0.00% | 0.02% | 0.05% | Q3 2016 | Q4 2020 | 18 |
USCA RIA LLC | 18 | 18 | 0.05% | 0.13% | 0.23% | Q1 2017 | Q2 2021 | 18 |
Saba Capital Management, L.P. | 6 | 1 | 0.00% | 0.05% | 0.22% | Q4 2013 | Q2 2023 | 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2019 | 17 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 15 |
1607 Capital Partners, LLC | 8 | 6 | 0.07% | 0.21% | 0.31% | Q2 2013 | Q3 2023 | 14 |
SIT INVESTMENT ASSOCIATES INC | 9 | 5 | 0.02% | 0.16% | 0.26% | Q2 2015 | Q3 2023 | 14 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 13 | 13 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q3 2023 | 13 |
DOLIVER ADVISORS, LP | 6 | 1 | 0.06% | 0.33% | 0.79% | Q1 2013 | Q4 2018 | 13 |
LPL Financial LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 13 |
AMERIPRISE FINANCIAL INC | 11 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2019 | 13 |
CIBC Private Wealth Group, LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 12 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 12 | 12 | 0.02% | 0.05% | 0.09% | Q4 2018 | Q3 2021 | 12 |
Fiera Capital Corp | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
American Portfolios Advisors | 11 | 11 | 0.01% | 0.01% | 0.02% | Q1 2020 | Q3 2022 | 11 |
MSI Financial Services Inc | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2016 | 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 4 | 1 | 0.02% | 0.03% | 0.06% | Q3 2015 | Q3 2022 | 10 |
U S GLOBAL INVESTORS INC | 8 | 2 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q2 2016 | 10 |
ArrowMark Colorado Holdings LLC | 9 | 9 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q3 2018 | 9 |
PNC FINANCIAL SERVICES GROUP, INC. | 5 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2020 | 9 |
IFP Advisors, Inc | 5 | 4 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2022 | 9 |
COMMONWEALTH EQUITY SERVICES, LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2022 | 9 |
Laurion Capital Management LP | 2 | 1 | 0.00% | 0.02% | 0.05% | Q4 2014 | Q3 2018 | 8 |
CLOUGH CAPITAL PARTNERS L P | 6 | 2 | 0.01% | 0.03% | 0.06% | Q4 2018 | Q1 2021 | 8 |
Kerntke Otto McGlone Wealth Management Group | 7 | 1 | 0.23% | 0.45% | 0.72% | Q4 2019 | Q4 2021 | 8 |
NewEdge Advisors, LLC | 8 | 8 | 0.01% | 0.02% | 0.03% | Q4 2021 | Q3 2023 | 8 |
Matisse Capital | 7 | 1 | 0.18% | 0.69% | 1.17% | Q1 2020 | Q3 2023 | 8 |
FineMark National Bank & Trust | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2016 | 7 |
MARINER INVESTMENT GROUP LLC | 5 | 2 | 0.25% | 0.66% | 1.08% | Q4 2013 | Q1 2019 | 7 |
Quad-Cities Investment Group, LLC | 7 | 7 | 0.01% | 0.06% | 0.25% | Q1 2018 | Q3 2019 | 7 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2023 | 7 |
FLAGSHIP HARBOR ADVISORS, LLC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q2 2020 | 7 |
STEPHENS INC /AR/ | 7 | 7 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2023 | 6 |
RMB Capital Management, LLC | 2 | 1 | 0.01% | 0.02% | 0.04% | Q3 2015 | Q3 2020 | 6 |
UBS AG | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q3 2014 | 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 6 |
Liberty Capital Management, Inc. | 6 | 6 | 0.02% | 0.03% | 0.03% | Q3 2016 | Q4 2017 | 6 |
Moors & Cabot, Inc. | 6 | 6 | 0.01% | 0.03% | 0.06% | Q2 2022 | Q3 2023 | 6 |
AMERICAN INTERNATIONAL GROUP, INC. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2016 | 6 |
Firestone Capital Management | 5 | 5 | 0.02% | 0.02% | 0.02% | Q3 2020 | Q3 2021 | 5 |
Penserra Capital Management LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2017 | 5 |
CoreCap Advisors, LLC | 5 | 5 | 0.05% | 0.06% | 0.06% | Q4 2021 | Q4 2022 | 5 |
DEUTSCHE BANK AG\ | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2015 | 5 |
Mutual Advisors, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2021 | 5 |
ROBINSON CAPITAL MANAGEMENT, LLC | 3 | 2 | 0.12% | 0.55% | 1.20% | Q1 2014 | Q3 2016 | 5 |
Karpus Management, Inc. | 5 | 5 | 0.06% | 0.30% | 0.58% | Q1 2016 | Q1 2017 | 5 |
GEODE CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2019 | 4 |
NEXT Financial Group, Inc | 3 | 1 | 0.00% | 0.01% | 0.04% | Q3 2016 | Q3 2017 | 4 |
Sowell Financial Services LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q1 2021 | 4 |
Cypress Wealth Advisors LLC | 4 | 4 | 0.04% | 0.61% | 1.82% | Q1 2016 | Q4 2016 | 4 |
BDO Wealth Advisors, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2021 | 4 |
EverSource Wealth Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2023 | 4 |
Wagner Wealth Management, LLC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q1 2021 | Q4 2021 | 4 |
SEI INVESTMENTS CO | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2018 | 4 |
OPPENHEIMER & CO INC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q4 2017 | 4 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2018 | 4 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q4 2015 | 4 |
Arkadios Wealth Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
Baird Financial Group, Inc. | 3 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q4 2017 | 4 |
Creative Planning | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2022 | 3 |
Merit Financial Group, LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2022 | Q4 2022 | 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
Gemmer Asset Management LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q1 2023 | 3 |
Claro Advisors LLC | 3 | 3 | 0.06% | 0.06% | 0.07% | Q1 2023 | Q3 2023 | 3 |
Stratos Wealth Partners, LTD. | 3 | 3 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q1 2018 | 3 |
1776 Wealth LLC | 3 | 3 | 0.07% | 0.09% | 0.10% | Q4 2019 | Q2 2020 | 3 |
Realta Investment Advisors | 3 | 3 | 0.01% | 0.03% | 0.06% | Q3 2019 | Q1 2020 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q4 2014 | 3 |
Raymond James Financial Services Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q2 2020 | 3 |
FMR LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2018 | 2 |
NINE MASTS CAPITAL Ltd | 2 | 2 | 0.13% | 0.17% | 0.20% | Q2 2018 | Q3 2018 | 2 |
Rockefeller Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2022 | 2 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.04% | 0.05% | Q4 2015 | Q4 2018 | 2 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2023 | 2 |
Logan Stone Capital, LLC | 1 | 1 | 0.12% | 0.14% | 0.15% | Q2 2022 | Q4 2022 | 2 |
OmniStar Financial Group, Inc. | 2 | 2 | 0.10% | 0.10% | 0.11% | Q2 2023 | Q3 2023 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.12% | 0.20% | 0.28% | Q4 2014 | Q4 2015 | 2 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2022 | 2 |
U.S. Capital Wealth Advisors, LLC | 2 | 2 | 0.03% | 0.04% | 0.06% | Q3 2021 | Q4 2021 | 2 |
Brick & Kyle, Associates | 2 | 2 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q2 2016 | 2 |
Sigma Planning Corp | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2017 | Q3 2017 | 1 |
EATON VANCE MANAGEMENT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Kamunting Street Capital Management, L.P. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2014 | Q2 2014 | 1 |
Sandy Spring Bank | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Prospera Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Yorktown Management & Research Co Inc | 1 | 1 | 0.20% | 0.20% | 0.20% | Q1 2015 | Q1 2015 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
ENVESTNET ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Segantii Capital Management Ltd | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Commonwealth Equity Services, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Thomas J. Herzfeld Advisors, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q4 2014 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2015 | Q4 2015 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2017 | Q3 2017 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Quantedge Capital Pte Ltd | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2022 | Q2 2022 | 1 |
FNY Investment Advisers, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
DELTA ASSET MANAGEMENT LLC/TN | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
TD Capital Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
Parallel Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Financial Gravity Asset Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Financial Gravity Companies, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
CAHILL FINANCIAL ADVISORS INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Pinnacle Wealth Planning Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
HighTower Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
NWAM LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2018 | Q1 2018 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
External links
This page lists all the filers that currently own VIRTUS GLOBAL MULTI-SEC INC or have owned VIRTUS GLOBAL MULTI-SEC INC in the past.