TCW STRATEGIC INCOME FUND IN shareholder history

Current and past TCW STRATEGIC INCOME FUND IN shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
WHITTIER TRUST CO 42420.00%0.00%0.01%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
North Star Investment Management Corp. 42420.01%0.02%0.04%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
Invesco Ltd. 42420.00%0.00%0.00%Q2 2013Q3 202342
LPL Financial LLC 42420.00%0.00%0.01%Q2 2013Q3 202342
ProVise Management Group, LLC 42420.01%0.03%0.06%Q2 2013Q3 202342
Dorsey & Whitney Trust CO LLC 41410.01%0.03%0.06%Q3 2013Q3 202341
Focused Wealth Management, Inc 41410.00%0.06%0.36%Q3 2013Q3 202341
Thomas J. Herzfeld Advisors, Inc. 40400.00%0.05%0.28%Q4 2013Q3 202340
US BANCORP \DE\ 23160.00%0.00%0.00%Q2 2013Q3 202339
FIRST FOUNDATION ADVISORS 28100.01%0.18%0.45%Q2 2013Q3 202338
MOTCO 37370.00%0.00%0.00%Q3 2014Q3 202337
SeaBridge Investment Advisors LLC 3610.02%0.29%0.65%Q2 2013Q3 202337
Northside Capital Management, LLC 36361.24%2.61%4.60%Q4 2014Q3 202336
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
DIXON HUBARD FEINOUR & BROWN INC/VA 34340.05%0.24%0.48%Q1 2014Q2 202234
STIFEL FINANCIAL CORP 33330.00%0.00%0.01%Q1 2014Q1 202233
RAYMOND JAMES & ASSOCIATES 3110.00%0.00%0.01%Q3 2014Q3 202332
FIRST MANHATTAN CO. LLC. 3110.00%0.00%0.01%Q2 2013Q3 202332
NWAM LLC 2330.01%0.12%0.68%Q2 2012Q2 202132
Relative Value Partners Group, LLC 20110.01%2.06%4.11%Q2 2015Q3 202331
Mraz, Amerine & Associates, Inc. 31310.06%0.10%0.16%Q2 2013Q4 202031
AMERIPRISE FINANCIAL INC 2720.00%0.00%0.00%Q2 2013Q3 202329
PNC FINANCIAL SERVICES GROUP, INC. 17110.00%0.00%0.00%Q2 2013Q3 202328
Steward Partners Investment Advisory, LLC 27270.00%0.01%0.02%Q1 2017Q3 202327
SIT INVESTMENT ASSOCIATES INC 2610.00%0.34%0.76%Q1 2014Q3 202327
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.01%Q2 2013Q4 201927
Raymond James Financial Services Advisors, Inc. 2240.00%0.00%0.01%Q1 2016Q3 202326
Sigma Planning Corp 2420.01%0.01%0.02%Q4 2014Q3 202326
Merriman Wealth Management, LLC 2310.00%0.11%0.32%Q4 2013Q3 202326
Lourd Capital, LLC 25250.02%0.06%0.17%Q2 2013Q2 201925
Institute for Wealth Management, LLC. 1960.09%0.24%0.46%Q2 2017Q3 202325
BRAVE ASSET MANAGEMENT INC 25250.30%0.48%0.67%Q4 2013Q4 201925
NEXT Financial Group, Inc 1310.00%0.01%0.04%Q3 2014Q4 202124
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.00%0.01%Q4 2017Q3 202324
FIDUCIARY TRUST CO 24240.02%0.03%0.04%Q2 2013Q1 201924
CITIGROUP INC 2110.00%0.00%0.00%Q1 2014Q3 202123
Creative Planning 1010.00%0.00%0.00%Q4 2013Q1 202323
BENJAMIN F. EDWARDS & COMPANY, INC. 22220.00%0.07%0.10%Q4 2016Q1 202222
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
IFP Advisors, Inc 1470.00%0.00%0.02%Q4 2015Q3 202321
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 21210.00%0.00%0.00%Q3 2018Q3 202321
GLENMEDE TRUST CO NA 20200.00%0.00%0.00%Q2 2013Q1 201820
American Portfolios Advisors 20200.00%0.00%0.01%Q4 2017Q3 202220
RDA Financial Network 19190.05%0.07%0.08%Q1 2019Q3 202319
WHITTIER TRUST CO OF NEVADA INC 19190.01%0.01%0.02%Q2 2013Q4 201719
Litman Gregory Wealth Management LLC 1420.01%0.02%0.03%Q3 2018Q3 202319
Regal Investment Advisors LLC 1010.01%0.02%0.05%Q1 2018Q3 202319
NATIONAL PLANNING CORP 18180.01%0.01%0.01%Q2 2013Q3 201718
WEDBUSH SECURITIES INC 830.00%0.02%0.04%Q2 2013Q3 202118
Commonwealth Equity Services, Inc 18180.00%0.01%0.03%Q2 2013Q3 201718
Avior Wealth Management, LLC 18180.00%0.00%0.00%Q4 2017Q1 202218
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 610.01%0.02%0.05%Q4 2013Q3 202318
HighTower Advisors, LLC 17170.00%0.00%0.00%Q3 2019Q3 202317
Barrett Asset Management, LLC 16160.01%0.01%0.01%Q4 2017Q3 202116
Parallel Advisors, LLC 16160.00%0.00%0.00%Q4 2016Q3 202016
Concert Wealth Management Inc. 16160.16%0.20%0.38%Q2 2013Q1 201716
Chicago Partners Investment Group LLC 740.01%0.01%0.01%Q3 2015Q3 202016
Cambridge Investment Research Advisors, Inc. 720.00%0.00%0.01%Q2 2013Q4 202016
WESCAP Management Group, Inc. 15150.41%1.09%1.49%Q4 2015Q2 201915
Cumberland Partners Ltd 15150.01%0.02%0.02%Q1 2020Q3 202315
Advisor Group, Inc. 15150.00%0.00%0.01%Q2 2016Q4 201915
MONROE BANK & TRUST/MI 630.01%0.01%0.01%Q4 2013Q2 201815
Pinnacle Advisory Group, Inc. 15150.01%0.02%0.03%Q3 2014Q1 201815
Bartlett & Co. LLC 870.00%0.00%0.00%Q1 2020Q4 202315
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
MSI Financial Services Inc 15150.00%0.01%0.04%Q2 2013Q4 201615
UNITED CAPITAL FINANCIAL ADVISORS, LLC 14140.00%0.01%0.01%Q2 2013Q3 201614
AdvisorNet Financial, Inc 14140.00%0.00%0.00%Q1 2018Q2 202114
D.A. DAVIDSON & CO. 770.00%0.00%0.00%Q2 2013Q4 201614
CAPTRUST FINANCIAL ADVISORS 610.00%0.00%0.01%Q2 2013Q1 202314
Carnegie Capital Asset Management, LLC 14140.01%0.02%0.03%Q1 2019Q2 202214
Tower Research Capital LLC (TRC) 410.00%0.00%0.00%Q2 2013Q4 201913
Wealthspire Advisors, L.P. 13130.00%0.01%0.01%Q4 2015Q4 201813
KANALY TRUST CO 13130.00%0.00%0.00%Q4 2013Q4 201613
CREDIT SUISSE AG/ 12120.00%0.00%0.00%Q1 2013Q4 201512
ENVESTNET ASSET MANAGEMENT INC 1010.00%0.00%0.00%Q2 2014Q1 202112
Glassman Wealth Services 12120.01%0.01%0.01%Q1 2017Q4 201912
Cable Hill Partners, LLC 12120.00%0.00%0.00%Q2 2016Q1 201912
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
Saturna Capital CORP 11110.00%0.00%0.00%Q2 2013Q4 201511
Wills Financial Group, Inc. 11110.05%0.06%0.07%Q4 2013Q2 201611
WFG Advisors, LP 11110.00%0.03%0.07%Q2 2013Q4 201511
OPPENHEIMER & CO INC 10100.00%0.00%0.01%Q3 2013Q4 201510
HARBOUR INVESTMENTS, INC. 640.00%0.00%0.01%Q1 2021Q3 202310
Allegis Investment Advisors, LLC 10100.04%0.06%0.08%Q4 2015Q1 201810
GUGGENHEIM CAPITAL LLC 820.00%0.00%0.00%Q2 2013Q3 201810
Ironsides Asset Advisors, LLC 810.02%0.03%0.06%Q2 2014Q4 20169
Geller Advisors LLC 990.03%0.05%0.08%Q3 2021Q3 20239
BLB&B Advisors, LLC 990.01%0.02%0.02%Q2 2013Q2 20159
Carroll Financial Associates, Inc. 990.00%0.00%0.00%Q4 2019Q4 20219
SHEETS SMITH WEALTH MANAGEMENT 990.02%0.02%0.03%Q1 2013Q1 20159
Aviance Capital Partners, LLC 990.02%0.10%0.17%Q3 2016Q3 20189
HBK Sorce Advisory LLC 990.01%0.01%0.02%Q1 2020Q1 20229
TOWNSQUARE CAPITAL LLC 990.00%0.01%0.01%Q4 2018Q4 20209
Biltmore Family Office, LLC 990.06%0.15%0.23%Q3 2018Q3 20209
MCMILLION CAPITAL MANAGEMENT INC 410.00%0.00%0.00%Q2 2019Q2 20238
WOLVERINE ASSET MANAGEMENT LLC 410.00%0.00%0.00%Q2 2013Q3 20158
WESTPORT RESOURCES MANAGEMENT INC 880.00%0.00%0.01%Q2 2013Q1 20158
Cetera Advisor Networks LLC 610.00%0.01%0.02%Q1 2013Q2 20208
Joel Isaacson & Co., LLC 880.00%0.00%0.00%Q4 2012Q3 20148
Janney Montgomery Scott LLC 770.00%0.00%0.00%Q3 2020Q1 20227
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 520.00%0.02%0.03%Q4 2020Q3 20237
SUSQUEHANNA INTERNATIONAL GROUP, LLP 310.00%0.00%0.00%Q3 2016Q3 20237
Parisi Gray Wealth Management 610.01%0.01%0.02%Q4 2017Q2 20217
McQueen, Ball & Associates Inc. 770.07%0.15%0.40%Q4 2015Q2 20177
SeaCrest Wealth Management, LLC 610.00%0.01%0.01%Q4 2017Q2 20227
1607 Capital Partners, LLC 770.06%0.54%0.73%Q1 2022Q3 20237
Independence Trust CO 770.08%0.46%0.77%Q1 2014Q3 20157
MML INVESTORS SERVICES, LLC 430.00%0.01%0.01%Q1 2017Q3 20237
Geneos Wealth Management Inc. 660.00%0.00%0.00%Q1 2016Q2 20176
PECAUT & CO. 660.05%0.20%0.46%Q3 2018Q4 20196
Edge Wealth Management LLC 660.00%0.00%0.00%Q3 2013Q4 20146
RIVERNORTH CAPITAL MANAGEMENT, LLC 510.01%0.08%0.11%Q2 2013Q1 20166
Atria Wealth Solutions, Inc. 510.00%0.00%0.00%Q1 2022Q3 20236
Hennion & Walsh Asset Management, Inc. 660.01%0.01%0.02%Q2 2022Q3 20236
STRATEGY ASSET MANAGERS LLC 660.01%0.01%0.02%Q2 2018Q3 20196
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 660.01%0.02%0.04%Q2 2022Q3 20236
Family Management Corp 660.03%0.31%0.44%Q3 2020Q4 20216
TRANSATLANTIQUE PRIVATE WEALTH LLC 660.08%0.12%0.16%Q2 2022Q3 20236
HUNTINGTON NATIONAL BANK 660.00%0.00%0.00%Q1 2009Q2 20106
Kovitz Investment Group Partners, LLC 660.15%0.16%0.19%Q1 2016Q2 20176
Cetera Advisors LLC 660.00%0.00%0.01%Q4 2015Q1 20176
RIVERBRIDGE PARTNERS LLC 660.00%0.01%0.01%Q2 2022Q3 20236
Jacobi Capital Management LLC 660.00%0.01%0.03%Q2 2017Q3 20186
FARR MILLER & WASHINGTON LLC/DC 660.01%0.01%0.01%Q2 2013Q3 20146
Integrated Wealth Concepts LLC 660.00%0.00%0.01%Q2 2022Q3 20236
BIEGEL & WALLER LLC 550.04%0.04%0.05%Q4 2016Q4 20175
HOERTKORN RICHARD CHARLES 550.01%0.01%0.01%Q4 2013Q4 20145
MUFG Americas Holdings Corp 320.00%0.00%0.00%Q2 2013Q4 20145
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC 550.04%0.06%0.06%Q4 2020Q4 20215
Truvestments Capital LLC 320.00%0.00%0.00%Q2 2021Q3 20225
MERCER GLOBAL ADVISORS INC /ADV 550.00%0.00%0.00%Q4 2021Q4 20225
Penserra Capital Management LLC 410.00%0.00%0.00%Q4 2015Q2 20175
Virtu KCG Holdings LLC 210.00%0.00%0.01%Q3 2013Q4 20165
ELCO Management Co., LLC 550.05%0.08%0.09%Q1 2020Q1 20215
Global Retirement Partners, LLC 550.01%0.01%0.01%Q4 2019Q4 20205
Sullivan, Bruyette, Speros & Blaney, LLC 550.01%0.02%0.02%Q4 2018Q4 20195
Laurel Grove Capital, LLC 550.17%0.18%0.20%Q3 2017Q3 20185
Crescent Capital Consulting, LLC 550.00%0.00%0.00%Q4 2020Q4 20215
Vanguard Capital Wealth Advisors 320.07%0.21%0.67%Q4 2017Q1 20195
Relative Value Partners, LLC 550.39%1.51%2.45%Q1 2014Q1 20155
SHEPHERD KAPLAN KROCHUK, LLC 440.03%0.03%0.04%Q1 2016Q4 20164
WFA of San Diego, LLC 210.00%0.00%0.00%Q2 2022Q3 20234
Private Advisor Group, LLC 210.00%0.00%0.01%Q4 2014Q2 20204
PARAMETRIC PORTFOLIO ASSOCIATES LLC 440.00%0.00%0.00%Q1 2014Q4 20144
CWM, LLC 310.00%0.00%0.01%Q4 2018Q3 20234
IHT Wealth Management, LLC 440.02%0.02%0.02%Q2 2019Q1 20204
INTERACTIVE FINANCIAL ADVISORS, INC. 440.00%0.00%0.00%Q4 2020Q3 20214
Elequin Capital, LP 440.00%0.01%0.02%Q4 2022Q3 20234
McIlrath & Eck, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Adams Wealth Management 440.08%0.22%0.31%Q4 2019Q3 20204
Arkadios Wealth Advisors 440.00%0.00%0.00%Q4 2020Q3 20214
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q4 2018Q4 20204
Covington Capital Management 330.00%0.00%0.00%Q3 2021Q1 20223
Freestone Capital Holdings, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
GEODE CAPITAL MANAGEMENT, LLC 330.00%0.00%0.00%Q1 2016Q3 20163
Avidian Wealth Solutions, LLC 330.00%0.00%0.01%Q1 2023Q3 20233
EVOKE WEALTH, LLC 330.02%0.02%0.02%Q1 2023Q3 20233
TWO SIGMA SECURITIES, LLC 210.00%0.00%0.01%Q1 2021Q2 20223
HRT FINANCIAL LP 110.00%0.01%0.01%Q4 2018Q1 20233
Citadel Advisors 110.00%0.00%0.00%Q1 2016Q2 20233
Strategic Investment Solutions, Inc. /IL 330.00%0.00%0.00%Q1 2023Q3 20233
PFG Advisors 330.01%0.01%0.01%Q4 2022Q2 20233
OLIVER LAGORE VANVALIN INVESTMENT GROUP 330.00%0.00%0.00%Q1 2022Q3 20223
WHITENER CAPITAL MANAGEMENT, INC. 330.03%0.04%0.05%Q1 2023Q3 20233
Transform Wealth, LLC 330.04%0.05%0.06%Q1 2023Q3 20233
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20153
Rockefeller Capital Management L.P. 330.00%0.00%0.00%Q3 2021Q1 20223
Sowell Financial Services LLC 110.00%0.01%0.01%Q1 2021Q1 20233
Enterprise Trust & Investment Co 220.00%0.00%0.00%Q2 2021Q3 20212
Advisors Asset Management, Inc. 220.01%0.02%0.03%Q2 2013Q3 20132
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q2 2020Q4 20222
Virtu Financial LLC 110.01%0.01%0.01%Q4 2017Q2 20192
Jefferies Group LLC 220.00%0.00%0.00%Q1 2015Q2 20152
Full Value Advisors, LLC 220.00%0.01%0.01%Q1 2007Q2 20072
Price Wealth, LLC 220.02%0.02%0.02%Q2 2018Q3 20182
JPMORGAN CHASE & CO 220.00%0.00%0.00%Q2 2023Q3 20232
Newbridge Financial Services Group, Inc. 220.01%0.01%0.01%Q3 2020Q4 20202
Kestra Advisory Services, LLC 110.00%0.00%0.00%Q4 2020Q3 20212
CENTAURUS FINANCIAL, INC. 110.01%0.02%0.02%Q2 2018Q2 20192
Clearstead Advisors, LLC 220.00%0.00%0.00%Q2 2022Q3 20222
RAYMOND JAMES TRUST N.A. 220.00%0.00%0.00%Q1 2023Q2 20232
Rehmann Capital Advisory Group 220.03%0.03%0.04%Q1 2011Q2 20112
SIMON QUICK ADVISORS, LLC 110.01%0.02%0.03%Q1 2017Q3 20172
MOODY NATIONAL BANK TRUST DIVISION 220.00%0.00%0.00%Q3 2018Q4 20182
Saba Capital Management, L.P. 110.01%0.01%0.02%Q1 2016Q1 20202
STIFEL NICOLAUS & CO INC \MO\ 220.02%0.02%0.03%Q2 2013Q3 20132
Seelaus Asset Management LLC 220.04%0.04%0.04%Q4 2020Q1 20212
DEUTSCHE BANK AG\ 220.00%0.00%0.00%Q3 2014Q4 20142
TFS CAPITAL LLC 110.01%0.01%0.01%Q4 2013Q2 20142
BAIRD ROBERT W & CO INC /WI/ 220.01%0.01%0.01%Q1 2014Q2 20142
V Wealth Advisors LLC 110.00%0.00%0.00%Q2 2017Q2 20171
Widmann Financial Services, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
Cetera Investment Advisers 110.00%0.00%0.00%Q2 2022Q2 20221
BOSTON PRIVATE BANK & TRUST CO 110.00%0.00%0.00%Q3 2014Q3 20141
Financial Architects, Inc 110.00%0.00%0.00%Q2 2020Q2 20201
VSR Financial Services, Inc. 110.08%0.08%0.08%Q2 2013Q2 20131
FNY Investment Advisers, LLC 110.00%0.00%0.00%Q3 2021Q3 20211
Diversified, LLC 110.03%0.03%0.03%Q4 2020Q4 20201
TCI Wealth Advisors, Inc. 110.02%0.02%0.02%Q4 2013Q4 20131
Belpointe Asset Management LLC 110.06%0.06%0.06%Q3 2017Q3 20171
Koshinski Asset Management, Inc. 110.10%0.10%0.10%Q4 2015Q4 20151
IEQ CAPITAL, LLC 110.02%0.02%0.02%Q4 2020Q4 20201
CASTLE WEALTH MANAGEMENT LLC 110.00%0.00%0.00%Q2 2022Q2 20221
HOWE & RUSLING INC 110.01%0.01%0.01%Q2 2020Q2 20201
West Branch Capital LLC 110.16%0.16%0.16%Q1 2018Q1 20181
Avestar Capital, LLC 110.04%0.04%0.04%Q4 2017Q4 20171
COUNTRY TRUST BANK 110.00%0.00%0.00%Q2 2015Q2 20151
Prospera Financial Services Inc 110.00%0.00%0.00%Q1 2022Q1 20221
NBC SECURITIES, INC. 110.01%0.01%0.01%Q3 2023Q3 20231
FMR LLC 110.00%0.00%0.00%Q4 2021Q4 20211
RMB Capital Management, LLC 110.02%0.02%0.02%Q4 2016Q4 20161
VisionPoint Advisory Group, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
KNIGHT CAPITAL GROUP LLC 110.02%0.02%0.02%Q2 2013Q2 20131
Logan Stone Capital, LLC 110.25%0.25%0.25%Q1 2022Q1 20221
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q3 20201
IVC Wealth Advisors LLC 110.01%0.01%0.01%Q3 2021Q3 20211
PRIVATE MANAGEMENT GROUP INC 110.00%0.00%0.00%Q3 2023Q3 20231
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Nachman Norwood & Parrott, Inc 110.00%0.00%0.00%Q3 2020Q3 20201
Affiance Financial, LLC 110.06%0.06%0.06%Q3 2019Q3 20191
SII INVESTMENTS INC/WI 110.01%0.01%0.01%Q1 2015Q1 20151
HC FINANCIAL ADVISORS INC 110.04%0.04%0.04%Q3 2020Q3 20201
Matisse Capital 110.04%0.04%0.04%Q1 2020Q1 20201
Requisite Capital Management, LLC 110.01%0.01%0.01%Q1 2019Q1 20191
Ground Swell Capital, LLC 110.00%0.00%0.00%Q3 2014Q3 20141
FIRST FINANCIAL EQUITY CORPORATION 110.02%0.02%0.02%Q1 2017Q1 20171
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q4 2013Q4 20131
Stratos Wealth Partners, LTD. 110.01%0.01%0.01%Q4 2014Q4 20141
Ipswich Investment Management Co., Inc. 110.01%0.01%0.01%Q4 2018Q4 20181
MARINER INVESTMENT GROUP LLC 110.02%0.02%0.02%Q2 2015Q2 20151
Kovitz Investment Group, LLC 110.06%0.06%0.06%Q4 2015Q4 20151
OneDigital Investment Advisors LLC 110.00%0.00%0.00%Q4 2017Q4 20171
SEGALL BRYANT & HAMILL, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
External links

This page lists all the filers that currently own TCW STRATEGIC INCOME FUND IN or have owned TCW STRATEGIC INCOME FUND IN in the past.