Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WHITTIER TRUST CO | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
North Star Investment Management Corp. | 42 | 42 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Invesco Ltd. | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
ProVise Management Group, LLC | 42 | 42 | 0.01% | 0.03% | 0.06% | Q2 2013 | Q3 2023 | 42 |
Dorsey & Whitney Trust CO LLC | 41 | 41 | 0.01% | 0.03% | 0.06% | Q3 2013 | Q3 2023 | 41 |
Focused Wealth Management, Inc | 41 | 41 | 0.00% | 0.06% | 0.36% | Q3 2013 | Q3 2023 | 41 |
Thomas J. Herzfeld Advisors, Inc. | 40 | 40 | 0.00% | 0.05% | 0.28% | Q4 2013 | Q3 2023 | 40 |
US BANCORP \DE\ | 23 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 39 |
FIRST FOUNDATION ADVISORS | 28 | 10 | 0.01% | 0.18% | 0.45% | Q2 2013 | Q3 2023 | 38 |
MOTCO | 37 | 37 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 37 |
SeaBridge Investment Advisors LLC | 36 | 1 | 0.02% | 0.29% | 0.65% | Q2 2013 | Q3 2023 | 37 |
Northside Capital Management, LLC | 36 | 36 | 1.24% | 2.61% | 4.60% | Q4 2014 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
DIXON HUBARD FEINOUR & BROWN INC/VA | 34 | 34 | 0.05% | 0.24% | 0.48% | Q1 2014 | Q2 2022 | 34 |
STIFEL FINANCIAL CORP | 33 | 33 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q1 2022 | 33 |
RAYMOND JAMES & ASSOCIATES | 31 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2023 | 32 |
FIRST MANHATTAN CO. LLC. | 31 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 32 |
NWAM LLC | 23 | 3 | 0.01% | 0.12% | 0.68% | Q2 2012 | Q2 2021 | 32 |
Relative Value Partners Group, LLC | 20 | 11 | 0.01% | 2.06% | 4.11% | Q2 2015 | Q3 2023 | 31 |
Mraz, Amerine & Associates, Inc. | 31 | 31 | 0.06% | 0.10% | 0.16% | Q2 2013 | Q4 2020 | 31 |
AMERIPRISE FINANCIAL INC | 27 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 29 |
PNC FINANCIAL SERVICES GROUP, INC. | 17 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 28 |
Steward Partners Investment Advisory, LLC | 27 | 27 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q3 2023 | 27 |
SIT INVESTMENT ASSOCIATES INC | 26 | 1 | 0.00% | 0.34% | 0.76% | Q1 2014 | Q3 2023 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 27 |
Raymond James Financial Services Advisors, Inc. | 22 | 4 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 26 |
Sigma Planning Corp | 24 | 2 | 0.01% | 0.01% | 0.02% | Q4 2014 | Q3 2023 | 26 |
Merriman Wealth Management, LLC | 23 | 1 | 0.00% | 0.11% | 0.32% | Q4 2013 | Q3 2023 | 26 |
Lourd Capital, LLC | 25 | 25 | 0.02% | 0.06% | 0.17% | Q2 2013 | Q2 2019 | 25 |
Institute for Wealth Management, LLC. | 19 | 6 | 0.09% | 0.24% | 0.46% | Q2 2017 | Q3 2023 | 25 |
BRAVE ASSET MANAGEMENT INC | 25 | 25 | 0.30% | 0.48% | 0.67% | Q4 2013 | Q4 2019 | 25 |
NEXT Financial Group, Inc | 13 | 1 | 0.00% | 0.01% | 0.04% | Q3 2014 | Q4 2021 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 24 |
FIDUCIARY TRUST CO | 24 | 24 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q1 2019 | 24 |
CITIGROUP INC | 21 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2021 | 23 |
Creative Planning | 10 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2023 | 23 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 22 | 22 | 0.00% | 0.07% | 0.10% | Q4 2016 | Q1 2022 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
IFP Advisors, Inc | 14 | 7 | 0.00% | 0.00% | 0.02% | Q4 2015 | Q3 2023 | 21 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
GLENMEDE TRUST CO NA | 20 | 20 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2018 | 20 |
American Portfolios Advisors | 20 | 20 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2022 | 20 |
RDA Financial Network | 19 | 19 | 0.05% | 0.07% | 0.08% | Q1 2019 | Q3 2023 | 19 |
WHITTIER TRUST CO OF NEVADA INC | 19 | 19 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q4 2017 | 19 |
Litman Gregory Wealth Management LLC | 14 | 2 | 0.01% | 0.02% | 0.03% | Q3 2018 | Q3 2023 | 19 |
Regal Investment Advisors LLC | 10 | 1 | 0.01% | 0.02% | 0.05% | Q1 2018 | Q3 2023 | 19 |
NATIONAL PLANNING CORP | 18 | 18 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2017 | 18 |
WEDBUSH SECURITIES INC | 8 | 3 | 0.00% | 0.02% | 0.04% | Q2 2013 | Q3 2021 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2017 | 18 |
Avior Wealth Management, LLC | 18 | 18 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2022 | 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 6 | 1 | 0.01% | 0.02% | 0.05% | Q4 2013 | Q3 2023 | 18 |
HighTower Advisors, LLC | 17 | 17 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 17 |
Barrett Asset Management, LLC | 16 | 16 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q3 2021 | 16 |
Parallel Advisors, LLC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2020 | 16 |
Concert Wealth Management Inc. | 16 | 16 | 0.16% | 0.20% | 0.38% | Q2 2013 | Q1 2017 | 16 |
Chicago Partners Investment Group LLC | 7 | 4 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2020 | 16 |
Cambridge Investment Research Advisors, Inc. | 7 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2020 | 16 |
WESCAP Management Group, Inc. | 15 | 15 | 0.41% | 1.09% | 1.49% | Q4 2015 | Q2 2019 | 15 |
Cumberland Partners Ltd | 15 | 15 | 0.01% | 0.02% | 0.02% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
MONROE BANK & TRUST/MI | 6 | 3 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q2 2018 | 15 |
Pinnacle Advisory Group, Inc. | 15 | 15 | 0.01% | 0.02% | 0.03% | Q3 2014 | Q1 2018 | 15 |
Bartlett & Co. LLC | 8 | 7 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q4 2016 | 15 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 14 | 14 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2016 | 14 |
AdvisorNet Financial, Inc | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2021 | 14 |
D.A. DAVIDSON & CO. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 14 |
CAPTRUST FINANCIAL ADVISORS | 6 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2023 | 14 |
Carnegie Capital Asset Management, LLC | 14 | 14 | 0.01% | 0.02% | 0.03% | Q1 2019 | Q2 2022 | 14 |
Tower Research Capital LLC (TRC) | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 13 |
Wealthspire Advisors, L.P. | 13 | 13 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q4 2018 | 13 |
KANALY TRUST CO | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2016 | 13 |
CREDIT SUISSE AG/ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q4 2015 | 12 |
ENVESTNET ASSET MANAGEMENT INC | 10 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 12 |
Glassman Wealth Services | 12 | 12 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q4 2019 | 12 |
Cable Hill Partners, LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2019 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Saturna Capital CORP | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 11 |
Wills Financial Group, Inc. | 11 | 11 | 0.05% | 0.06% | 0.07% | Q4 2013 | Q2 2016 | 11 |
WFG Advisors, LP | 11 | 11 | 0.00% | 0.03% | 0.07% | Q2 2013 | Q4 2015 | 11 |
OPPENHEIMER & CO INC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2015 | 10 |
HARBOUR INVESTMENTS, INC. | 6 | 4 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 10 |
Allegis Investment Advisors, LLC | 10 | 10 | 0.04% | 0.06% | 0.08% | Q4 2015 | Q1 2018 | 10 |
GUGGENHEIM CAPITAL LLC | 8 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2018 | 10 |
Ironsides Asset Advisors, LLC | 8 | 1 | 0.02% | 0.03% | 0.06% | Q2 2014 | Q4 2016 | 9 |
Geller Advisors LLC | 9 | 9 | 0.03% | 0.05% | 0.08% | Q3 2021 | Q3 2023 | 9 |
BLB&B Advisors, LLC | 9 | 9 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q2 2015 | 9 |
Carroll Financial Associates, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2021 | 9 |
SHEETS SMITH WEALTH MANAGEMENT | 9 | 9 | 0.02% | 0.02% | 0.03% | Q1 2013 | Q1 2015 | 9 |
Aviance Capital Partners, LLC | 9 | 9 | 0.02% | 0.10% | 0.17% | Q3 2016 | Q3 2018 | 9 |
HBK Sorce Advisory LLC | 9 | 9 | 0.01% | 0.01% | 0.02% | Q1 2020 | Q1 2022 | 9 |
TOWNSQUARE CAPITAL LLC | 9 | 9 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q4 2020 | 9 |
Biltmore Family Office, LLC | 9 | 9 | 0.06% | 0.15% | 0.23% | Q3 2018 | Q3 2020 | 9 |
MCMILLION CAPITAL MANAGEMENT INC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2023 | 8 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 8 |
WESTPORT RESOURCES MANAGEMENT INC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2015 | 8 |
Cetera Advisor Networks LLC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q1 2013 | Q2 2020 | 8 |
Joel Isaacson & Co., LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2012 | Q3 2014 | 8 |
Janney Montgomery Scott LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q1 2022 | 7 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 5 | 2 | 0.00% | 0.02% | 0.03% | Q4 2020 | Q3 2023 | 7 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2023 | 7 |
Parisi Gray Wealth Management | 6 | 1 | 0.01% | 0.01% | 0.02% | Q4 2017 | Q2 2021 | 7 |
McQueen, Ball & Associates Inc. | 7 | 7 | 0.07% | 0.15% | 0.40% | Q4 2015 | Q2 2017 | 7 |
SeaCrest Wealth Management, LLC | 6 | 1 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q2 2022 | 7 |
1607 Capital Partners, LLC | 7 | 7 | 0.06% | 0.54% | 0.73% | Q1 2022 | Q3 2023 | 7 |
Independence Trust CO | 7 | 7 | 0.08% | 0.46% | 0.77% | Q1 2014 | Q3 2015 | 7 |
MML INVESTORS SERVICES, LLC | 4 | 3 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q3 2023 | 7 |
Geneos Wealth Management Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2017 | 6 |
PECAUT & CO. | 6 | 6 | 0.05% | 0.20% | 0.46% | Q3 2018 | Q4 2019 | 6 |
Edge Wealth Management LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 5 | 1 | 0.01% | 0.08% | 0.11% | Q2 2013 | Q1 2016 | 6 |
Atria Wealth Solutions, Inc. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 6 |
Hennion & Walsh Asset Management, Inc. | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2022 | Q3 2023 | 6 |
STRATEGY ASSET MANAGERS LLC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2018 | Q3 2019 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 6 | 6 | 0.01% | 0.02% | 0.04% | Q2 2022 | Q3 2023 | 6 |
Family Management Corp | 6 | 6 | 0.03% | 0.31% | 0.44% | Q3 2020 | Q4 2021 | 6 |
TRANSATLANTIQUE PRIVATE WEALTH LLC | 6 | 6 | 0.08% | 0.12% | 0.16% | Q2 2022 | Q3 2023 | 6 |
HUNTINGTON NATIONAL BANK | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2009 | Q2 2010 | 6 |
Kovitz Investment Group Partners, LLC | 6 | 6 | 0.15% | 0.16% | 0.19% | Q1 2016 | Q2 2017 | 6 |
Cetera Advisors LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2017 | 6 |
RIVERBRIDGE PARTNERS LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 6 |
Jacobi Capital Management LLC | 6 | 6 | 0.00% | 0.01% | 0.03% | Q2 2017 | Q3 2018 | 6 |
FARR MILLER & WASHINGTON LLC/DC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Integrated Wealth Concepts LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q3 2023 | 6 |
BIEGEL & WALLER LLC | 5 | 5 | 0.04% | 0.04% | 0.05% | Q4 2016 | Q4 2017 | 5 |
HOERTKORN RICHARD CHARLES | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2014 | 5 |
MUFG Americas Holdings Corp | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 5 |
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC | 5 | 5 | 0.04% | 0.06% | 0.06% | Q4 2020 | Q4 2021 | 5 |
Truvestments Capital LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2022 | 5 |
MERCER GLOBAL ADVISORS INC /ADV | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 5 |
Penserra Capital Management LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2017 | 5 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2016 | 5 |
ELCO Management Co., LLC | 5 | 5 | 0.05% | 0.08% | 0.09% | Q1 2020 | Q1 2021 | 5 |
Global Retirement Partners, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2020 | 5 |
Sullivan, Bruyette, Speros & Blaney, LLC | 5 | 5 | 0.01% | 0.02% | 0.02% | Q4 2018 | Q4 2019 | 5 |
Laurel Grove Capital, LLC | 5 | 5 | 0.17% | 0.18% | 0.20% | Q3 2017 | Q3 2018 | 5 |
Crescent Capital Consulting, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 5 |
Vanguard Capital Wealth Advisors | 3 | 2 | 0.07% | 0.21% | 0.67% | Q4 2017 | Q1 2019 | 5 |
Relative Value Partners, LLC | 5 | 5 | 0.39% | 1.51% | 2.45% | Q1 2014 | Q1 2015 | 5 |
SHEPHERD KAPLAN KROCHUK, LLC | 4 | 4 | 0.03% | 0.03% | 0.04% | Q1 2016 | Q4 2016 | 4 |
WFA of San Diego, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 4 |
Private Advisor Group, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q2 2020 | 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2014 | 4 |
CWM, LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2023 | 4 |
IHT Wealth Management, LLC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q1 2020 | 4 |
INTERACTIVE FINANCIAL ADVISORS, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
Elequin Capital, LP | 4 | 4 | 0.00% | 0.01% | 0.02% | Q4 2022 | Q3 2023 | 4 |
McIlrath & Eck, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Adams Wealth Management | 4 | 4 | 0.08% | 0.22% | 0.31% | Q4 2019 | Q3 2020 | 4 |
Arkadios Wealth Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2020 | 4 |
Covington Capital Management | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2022 | 3 |
Freestone Capital Holdings, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
GEODE CAPITAL MANAGEMENT, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2016 | 3 |
Avidian Wealth Solutions, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2023 | Q3 2023 | 3 |
EVOKE WEALTH, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q3 2023 | 3 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q2 2022 | 3 |
HRT FINANCIAL LP | 1 | 1 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q1 2023 | 3 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2023 | 3 |
Strategic Investment Solutions, Inc. /IL | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
PFG Advisors | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q2 2023 | 3 |
OLIVER LAGORE VANVALIN INVESTMENT GROUP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2022 | 3 |
WHITENER CAPITAL MANAGEMENT, INC. | 3 | 3 | 0.03% | 0.04% | 0.05% | Q1 2023 | Q3 2023 | 3 |
Transform Wealth, LLC | 3 | 3 | 0.04% | 0.05% | 0.06% | Q1 2023 | Q3 2023 | 3 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 3 |
Rockefeller Capital Management L.P. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2022 | 3 |
Sowell Financial Services LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q1 2021 | Q1 2023 | 3 |
Enterprise Trust & Investment Co | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
Advisors Asset Management, Inc. | 2 | 2 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q3 2013 | 2 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2022 | 2 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q2 2019 | 2 |
Jefferies Group LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
Full Value Advisors, LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q1 2007 | Q2 2007 | 2 |
Price Wealth, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q3 2018 | 2 |
JPMORGAN CHASE & CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Newbridge Financial Services Group, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q4 2020 | 2 |
Kestra Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 2 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.01% | 0.02% | 0.02% | Q2 2018 | Q2 2019 | 2 |
Clearstead Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
RAYMOND JAMES TRUST N.A. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
Rehmann Capital Advisory Group | 2 | 2 | 0.03% | 0.03% | 0.04% | Q1 2011 | Q2 2011 | 2 |
SIMON QUICK ADVISORS, LLC | 1 | 1 | 0.01% | 0.02% | 0.03% | Q1 2017 | Q3 2017 | 2 |
MOODY NATIONAL BANK TRUST DIVISION | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2018 | 2 |
Saba Capital Management, L.P. | 1 | 1 | 0.01% | 0.01% | 0.02% | Q1 2016 | Q1 2020 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q3 2013 | 2 |
Seelaus Asset Management LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q1 2021 | 2 |
DEUTSCHE BANK AG\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
TFS CAPITAL LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q2 2014 | 2 |
BAIRD ROBERT W & CO INC /WI/ | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q2 2014 | 2 |
V Wealth Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Widmann Financial Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Cetera Investment Advisers | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
BOSTON PRIVATE BANK & TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Financial Architects, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
VSR Financial Services, Inc. | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2013 | Q2 2013 | 1 |
FNY Investment Advisers, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Diversified, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2020 | Q4 2020 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q4 2013 | 1 |
Belpointe Asset Management LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2017 | Q3 2017 | 1 |
Koshinski Asset Management, Inc. | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2015 | Q4 2015 | 1 |
IEQ CAPITAL, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
CASTLE WEALTH MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
HOWE & RUSLING INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
West Branch Capital LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q1 2018 | Q1 2018 | 1 |
Avestar Capital, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2017 | Q4 2017 | 1 |
COUNTRY TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Prospera Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
RMB Capital Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2016 | Q4 2016 | 1 |
VisionPoint Advisory Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
Logan Stone Capital, LLC | 1 | 1 | 0.25% | 0.25% | 0.25% | Q1 2022 | Q1 2022 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
IVC Wealth Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
PRIVATE MANAGEMENT GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Nachman Norwood & Parrott, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Affiance Financial, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2019 | Q3 2019 | 1 |
SII INVESTMENTS INC/WI | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
HC FINANCIAL ADVISORS INC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2020 | Q3 2020 | 1 |
Matisse Capital | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2020 | Q1 2020 | 1 |
Requisite Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
FIRST FINANCIAL EQUITY CORPORATION | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2017 | Q1 2017 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
Ipswich Investment Management Co., Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2015 | Q2 2015 | 1 |
Kovitz Investment Group, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2015 | Q4 2015 | 1 |
OneDigital Investment Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
SEGALL BRYANT & HAMILL, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
External links
This page lists all the filers that currently own TCW STRATEGIC INCOME FUND IN or have owned TCW STRATEGIC INCOME FUND IN in the past.