Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Bulldog Investors, LLP | 47 | 47 | 0.16% | 2.39% | 7.10% | Q1 2012 | Q3 2023 | 47 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
1607 Capital Partners, LLC | 42 | 42 | 0.14% | 1.70% | 7.43% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LAZARD ASSET MANAGEMENT LLC | 42 | 42 | 0.00% | 0.05% | 0.19% | Q2 2013 | Q3 2023 | 42 |
CSS LLC/IL | 40 | 40 | 0.02% | 0.10% | 0.27% | Q4 2013 | Q3 2023 | 40 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 21 | 17 | 0.00% | 0.16% | 0.52% | Q4 2013 | Q3 2023 | 38 |
Ancora Advisors LLC | 22 | 16 | 0.00% | 0.01% | 0.06% | Q2 2013 | Q3 2023 | 38 |
North Star Investment Management Corp. | 21 | 17 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 38 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
PNC FINANCIAL SERVICES GROUP, INC. | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
JPMORGAN CHASE & CO | 32 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 34 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 19 | 3 | 0.01% | 0.20% | 0.56% | Q3 2013 | Q3 2023 | 33 |
Shaker Financial Services, LLC | 18 | 1 | 0.05% | 0.42% | 1.44% | Q2 2013 | Q3 2023 | 32 |
Karpus Management, Inc. | 23 | 2 | 0.01% | 0.55% | 1.13% | Q2 2013 | Q3 2023 | 32 |
US BANCORP \DE\ | 25 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 30 |
Smith, Salley & Associates | 22 | 6 | 0.02% | 0.05% | 0.14% | Q2 2013 | Q2 2020 | 28 |
RAYMOND JAMES & ASSOCIATES | 9 | 2 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q4 2022 | 28 |
WOLVERINE ASSET MANAGEMENT LLC | 9 | 1 | 0.00% | 0.01% | 0.06% | Q2 2013 | Q2 2023 | 28 |
Bartlett & Co. LLC | 26 | 1 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q1 2020 | 27 |
Uncommon Cents Investing LLC | 24 | 24 | 0.25% | 0.37% | 0.56% | Q4 2017 | Q3 2023 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2023 | 24 |
BROWN BROTHERS HARRIMAN & CO | 23 | 23 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2019 | 23 |
ADVISOR PARTNERS LLC | 13 | 9 | 0.01% | 0.05% | 0.12% | Q2 2013 | Q4 2020 | 22 |
JOHN G ULLMAN & ASSOCIATES INC | 22 | 22 | 0.06% | 0.32% | 0.70% | Q2 2013 | Q3 2018 | 22 |
CITIGROUP INC | 16 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2018 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
Thomas J. Herzfeld Advisors, Inc. | 21 | 21 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q2 2018 | 21 |
MERIDIAN INVESTMENT COUNSEL INC. | 20 | 20 | 0.11% | 0.25% | 0.42% | Q4 2013 | Q3 2018 | 20 |
Gardner Russo & Gardner | 13 | 7 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q3 2023 | 20 |
Capital Investment Counsel, Inc | 19 | 19 | 0.02% | 0.03% | 0.04% | Q1 2019 | Q3 2023 | 19 |
CORNERSTONE ADVISORS INC | 14 | 1 | 0.00% | 0.23% | 0.69% | Q2 2013 | Q4 2021 | 19 |
SHUFRO ROSE & CO LLC | 18 | 1 | 0.03% | 0.06% | 0.44% | Q3 2012 | Q3 2017 | 19 |
TOMPKINS FINANCIAL CORP | 12 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2018 | 18 |
SOL Capital Management CO | 17 | 1 | 0.02% | 0.05% | 0.07% | Q2 2013 | Q4 2018 | 18 |
Raymond James Financial Services Advisors, Inc. | 16 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2023 | 17 |
GAMCO INVESTORS, INC. ET AL | 17 | 17 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 17 |
GUGGENHEIM CAPITAL LLC | 17 | 17 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 17 |
Cutler Capital Management, LLC | 16 | 16 | 0.23% | 0.40% | 0.58% | Q2 2013 | Q1 2017 | 16 |
BRYN MAWR TRUST Co | 16 | 16 | 0.01% | 0.01% | 0.01% | Q1 2013 | Q4 2016 | 16 |
Peak Asset Management, LLC | 16 | 16 | 0.09% | 0.15% | 0.22% | Q4 2014 | Q3 2018 | 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 7 | 1 | 0.02% | 0.05% | 0.10% | Q2 2014 | Q4 2019 | 15 |
TRUIST FINANCIAL CORP | 9 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2017 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
J.P. Morgan Private Wealth Advisors LLC | 12 | 2 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2018 | 14 |
AQR Arbitrage LLC | 7 | 2 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q3 2023 | 14 |
WINMILL & CO. INC | 14 | 14 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q3 2023 | 14 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2019 | 14 |
Gramercy Funds Management LLC | 14 | 14 | 0.02% | 0.72% | 1.78% | Q2 2013 | Q3 2016 | 14 |
SII INVESTMENTS INC/WI | 14 | 14 | 0.03% | 0.06% | 0.09% | Q2 2014 | Q3 2017 | 14 |
DOLIVER ADVISORS, LP | 6 | 1 | 0.07% | 0.36% | 0.93% | Q1 2013 | Q1 2018 | 14 |
Walleye Trading LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2021 | 13 |
TOCQUEVILLE ASSET MANAGEMENT L.P. | 10 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 13 |
Kestra Advisory Services, LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 13 |
Geneos Wealth Management Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2022 | 13 |
GAM Holding AG | 12 | 12 | 0.01% | 0.01% | 0.02% | Q4 2015 | Q3 2018 | 12 |
MUFG Americas Holdings Corp | 8 | 3 | 0.00% | 0.00% | 0.00% | Q4 2010 | Q2 2016 | 11 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2017 | 11 |
Matisse Capital | 10 | 1 | 0.06% | 1.00% | 1.93% | Q3 2016 | Q3 2021 | 11 |
Smithfield Trust Co | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2018 | 10 |
Dynamic Advisor Solutions LLC | 10 | 10 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2023 | 10 |
Commonwealth Equity Services, Inc | 10 | 10 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q3 2017 | 10 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2020 | 10 |
FineMark National Bank & Trust | 10 | 10 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q2 2018 | 10 |
Cornerstone Advisors, LLC | 10 | 10 | 0.02% | 0.06% | 0.10% | Q4 2019 | Q1 2022 | 10 |
GEODE CAPITAL MANAGEMENT, LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2020 | 10 |
LPL Financial LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 9 |
BARCLAYS PLC | 6 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 9 |
FIRST MANHATTAN CO. LLC. | 7 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2022 | 9 |
Community Financial Services Group, LLC | 7 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.02% | 0.22% | 0.48% | Q2 2014 | Q1 2020 | 9 |
CMT TRADING LLC | 5 | 3 | 0.13% | 0.33% | 0.52% | Q1 2014 | Q1 2017 | 8 |
RMB Capital Management, LLC | 6 | 2 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q2 2020 | 8 |
Allspring Global Investments Holdings, LLC | 8 | 8 | 0.01% | 0.02% | 0.03% | Q4 2021 | Q3 2023 | 8 |
ATHERTON LANE ADVISERS, LLC | 7 | 7 | 0.01% | 0.02% | 0.05% | Q2 2014 | Q4 2015 | 7 |
Full Value Advisors, LLC | 7 | 7 | 0.18% | 0.75% | 1.10% | Q1 2007 | Q3 2008 | 7 |
BRINKER CAPITAL INC | 7 | 7 | 0.01% | 0.02% | 0.03% | Q1 2017 | Q3 2018 | 7 |
TFS CAPITAL LLC | 3 | 1 | 0.01% | 0.04% | 0.14% | Q2 2013 | Q1 2016 | 7 |
Cetera Investment Advisers | 5 | 2 | 0.00% | 0.01% | 0.01% | Q2 2021 | Q1 2023 | 7 |
Amica Retiree Medical Trust | 6 | 6 | 0.04% | 0.04% | 0.05% | Q3 2015 | Q4 2016 | 6 |
ASSETMARK, INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2022 | 6 |
AMICA MUTUAL INSURANCE CO | 6 | 6 | 0.04% | 0.05% | 0.07% | Q3 2015 | Q4 2016 | 6 |
AMERIPRISE FINANCIAL INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Cutter & CO Brokerage, Inc. | 6 | 6 | 0.61% | 0.67% | 0.74% | Q2 2013 | Q3 2014 | 6 |
WFG Advisors, LP | 6 | 6 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2014 | 6 |
BNP PARIBAS FINANCIAL MARKETS | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2015 | 6 |
Grantham, Mayo, Van Otterloo & Co. LLC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q4 2014 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
AMICA PENSION FUND BOARD OF TRUSTEES | 6 | 6 | 0.04% | 0.04% | 0.05% | Q3 2015 | Q4 2016 | 6 |
Cetera Advisor Networks LLC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q1 2013 | Q2 2014 | 6 |
Alpine Global Management, LLC | 3 | 1 | 0.05% | 0.38% | 0.64% | Q4 2016 | Q2 2019 | 5 |
ICON ADVISERS INC/CO | 5 | 5 | 0.02% | 0.16% | 0.29% | Q3 2016 | Q3 2017 | 5 |
MARINER INVESTMENT GROUP LLC | 5 | 5 | 0.13% | 0.18% | 0.21% | Q4 2016 | Q4 2017 | 5 |
Private Capital Group, LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2019 | 5 |
Ionic Capital Management LLC | 4 | 1 | 0.02% | 0.03% | 0.07% | Q2 2015 | Q4 2016 | 5 |
BLACKROCK ADVISORS LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2016 | 5 |
SHEPHERD KAPLAN KROCHUK, LLC | 5 | 5 | 0.11% | 0.12% | 0.12% | Q2 2021 | Q2 2022 | 5 |
Weiss Asset Management LP | 3 | 2 | 0.02% | 1.42% | 3.41% | Q4 2014 | Q4 2018 | 5 |
Yakira Capital Management, Inc. | 4 | 4 | 0.15% | 0.20% | 0.31% | Q4 2013 | Q3 2014 | 4 |
WHITTIER TRUST CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q2 2021 | 4 |
REILLY FINANCIAL ADVISORS, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2015 | 4 |
Cambridge Investment Research Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
BOOTHBAY FUND MANAGEMENT, LLC | 3 | 1 | 0.07% | 0.09% | 0.12% | Q1 2017 | Q3 2018 | 4 |
Cardan Capital Partners, LLC | 4 | 4 | 0.03% | 0.04% | 0.06% | Q1 2020 | Q4 2020 | 4 |
Atlas Wealth LLC | 4 | 4 | 0.09% | 0.10% | 0.13% | Q4 2022 | Q3 2023 | 4 |
Kelman-Lazarov, Inc. | 4 | 4 | 0.04% | 0.05% | 0.06% | Q1 2016 | Q4 2016 | 4 |
Bank of New York Mellon Corp | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 3 |
Relative Value Partners Group, LLC | 3 | 3 | 0.03% | 0.04% | 0.04% | Q1 2018 | Q3 2018 | 3 |
Diversified Trust Co | 3 | 3 | 0.41% | 0.46% | 0.52% | Q2 2013 | Q4 2013 | 3 |
M&T BANK CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2017 | 3 |
NORTHERN TRUST CORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2018 | 3 |
DUBUQUE BANK & TRUST CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
BANK OF MONTREAL /CAN/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2017 | 3 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 3 |
Commonwealth Financial Services, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2015 | 3 |
Plante Moran Financial Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2017 | 3 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 2 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 2 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2017 | 2 |
LBA Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
SageView Advisory Group, LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q2 2023 | Q3 2023 | 2 |
Saba Capital Management, L.P. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
CMT Asset Management Ltd | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
Dakota Wealth Management | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2018 | Q3 2018 | 1 |
GUARDIAN CAPITAL ADVISORS LP | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2013 | Q2 2013 | 1 |
MSI Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
WealthStone, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Barrett Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
NATIONAL BANK OF CANADA /FI/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
OPTIMUM INVESTMENT ADVISORS | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
FARMERS & MERCHANTS INVESTMENTS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
WASHINGTON TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Total Clarity Wealth Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Engrave Wealth Partners LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
McAdams Wright Ragen, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2014 | Q3 2014 | 1 |
BOKF, NA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
CMT Capital Markets Trading GmbH | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2017 | Q1 2017 | 1 |
CITIZENS FINANCIAL GROUP INC/RI | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
ENVESTNET ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
WealthTrust Fairport, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Fisher Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Apriem Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
BlackRock Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Adero Partners, LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q1 2020 | Q1 2020 | 1 |
QCI ASSET MANAGEMENT INC/NY | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
REGIONS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Alpine Group USVI, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2017 | Q2 2017 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Del Mar Asset Management, LP | 1 | 1 | 1.17% | 1.17% | 1.17% | Q4 2013 | Q4 2013 | 1 |
WFA of San Diego, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
Altavista Wealth Management, Inc. | 1 | 1 | 0.39% | 0.39% | 0.39% | Q2 2013 | Q2 2013 | 1 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
External links
This page lists all the filers that currently own SWISS HELVETIA FD INC or have owned SWISS HELVETIA FD INC in the past.