SWISS HELVETIA FD INC shareholder history

Current and past SWISS HELVETIA FD INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Bulldog Investors, LLP 47470.16%2.39%7.10%Q1 2012Q3 202347
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
1607 Capital Partners, LLC 42420.14%1.70%7.43%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.01%0.02%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
LAZARD ASSET MANAGEMENT LLC 42420.00%0.05%0.19%Q2 2013Q3 202342
CSS LLC/IL 40400.02%0.10%0.27%Q4 2013Q3 202340
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 21170.00%0.16%0.52%Q4 2013Q3 202338
Ancora Advisors LLC 22160.00%0.01%0.06%Q2 2013Q3 202338
North Star Investment Management Corp. 21170.00%0.00%0.00%Q1 2014Q3 202338
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
PNC FINANCIAL SERVICES GROUP, INC. 34340.00%0.00%0.00%Q2 2013Q3 202134
JPMORGAN CHASE & CO 3210.00%0.00%0.00%Q2 2013Q3 202334
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 1930.01%0.20%0.56%Q3 2013Q3 202333
Shaker Financial Services, LLC 1810.05%0.42%1.44%Q2 2013Q3 202332
Karpus Management, Inc. 2320.01%0.55%1.13%Q2 2013Q3 202332
US BANCORP \DE\ 2550.00%0.00%0.00%Q2 2013Q3 202130
Smith, Salley & Associates 2260.02%0.05%0.14%Q2 2013Q2 202028
RAYMOND JAMES & ASSOCIATES 920.00%0.00%0.01%Q1 2014Q4 202228
WOLVERINE ASSET MANAGEMENT LLC 910.00%0.01%0.06%Q2 2013Q2 202328
Bartlett & Co. LLC 2610.00%0.00%0.02%Q2 2013Q1 202027
Uncommon Cents Investing LLC 24240.25%0.37%0.56%Q4 2017Q3 202324
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.01%0.01%Q4 2017Q3 202324
BROWN BROTHERS HARRIMAN & CO 23230.00%0.00%0.00%Q1 2014Q3 201923
ADVISOR PARTNERS LLC 1390.01%0.05%0.12%Q2 2013Q4 202022
JOHN G ULLMAN & ASSOCIATES INC 22220.06%0.32%0.70%Q2 2013Q3 201822
CITIGROUP INC 1660.00%0.00%0.00%Q2 2013Q4 201822
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
Thomas J. Herzfeld Advisors, Inc. 21210.01%0.01%0.02%Q2 2013Q2 201821
MERIDIAN INVESTMENT COUNSEL INC. 20200.11%0.25%0.42%Q4 2013Q3 201820
Gardner Russo & Gardner 1370.01%0.02%0.02%Q2 2013Q3 202320
Capital Investment Counsel, Inc 19190.02%0.03%0.04%Q1 2019Q3 202319
CORNERSTONE ADVISORS INC 1410.00%0.23%0.69%Q2 2013Q4 202119
SHUFRO ROSE & CO LLC 1810.03%0.06%0.44%Q3 2012Q3 201719
TOMPKINS FINANCIAL CORP 1210.00%0.00%0.00%Q2 2013Q4 201818
SOL Capital Management CO 1710.02%0.05%0.07%Q2 2013Q4 201818
Raymond James Financial Services Advisors, Inc. 1610.00%0.00%0.00%Q2 2016Q3 202317
GAMCO INVESTORS, INC. ET AL 17170.00%0.00%0.00%Q3 2019Q3 202317
GUGGENHEIM CAPITAL LLC 17170.00%0.00%0.00%Q2 2013Q2 201717
Cutler Capital Management, LLC 16160.23%0.40%0.58%Q2 2013Q1 201716
BRYN MAWR TRUST Co 16160.01%0.01%0.01%Q1 2013Q4 201616
Peak Asset Management, LLC 16160.09%0.15%0.22%Q4 2014Q3 201816
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 710.02%0.05%0.10%Q2 2014Q4 201915
TRUIST FINANCIAL CORP 960.00%0.00%0.01%Q2 2013Q1 201715
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
J.P. Morgan Private Wealth Advisors LLC 1220.00%0.00%0.01%Q1 2015Q3 201814
AQR Arbitrage LLC 720.00%0.01%0.01%Q1 2015Q3 202314
WINMILL & CO. INC 14140.00%0.01%0.01%Q2 2020Q3 202314
Tower Research Capital LLC (TRC) 310.00%0.00%0.00%Q2 2013Q1 201914
Gramercy Funds Management LLC 14140.02%0.72%1.78%Q2 2013Q3 201614
SII INVESTMENTS INC/WI 14140.03%0.06%0.09%Q2 2014Q3 201714
DOLIVER ADVISORS, LP 610.07%0.36%0.93%Q1 2013Q1 201814
Walleye Trading LLC 13130.00%0.00%0.00%Q4 2018Q4 202113
TOCQUEVILLE ASSET MANAGEMENT L.P. 1010.00%0.00%0.00%Q2 2013Q1 201713
Kestra Advisory Services, LLC 13130.00%0.00%0.00%Q3 2020Q3 202313
Geneos Wealth Management Inc. 13130.00%0.00%0.00%Q1 2019Q1 202213
GAM Holding AG 12120.01%0.01%0.02%Q4 2015Q3 201812
MUFG Americas Holdings Corp 830.00%0.00%0.00%Q4 2010Q2 201611
Creative Planning 810.00%0.00%0.00%Q3 2013Q2 201711
Matisse Capital 1010.06%1.00%1.93%Q3 2016Q3 202111
Smithfield Trust Co 10100.00%0.00%0.01%Q2 2016Q3 201810
Dynamic Advisor Solutions LLC 10100.01%0.01%0.01%Q2 2021Q3 202310
Commonwealth Equity Services, Inc 10100.01%0.01%0.01%Q2 2015Q3 201710
SUSQUEHANNA INTERNATIONAL GROUP, LLP 610.00%0.00%0.00%Q4 2013Q3 202010
FineMark National Bank & Trust 10100.01%0.01%0.01%Q1 2016Q2 201810
Cornerstone Advisors, LLC 10100.02%0.06%0.10%Q4 2019Q1 202210
GEODE CAPITAL MANAGEMENT, LLC 710.00%0.00%0.00%Q4 2014Q1 202010
LPL Financial LLC 410.00%0.00%0.00%Q2 2013Q2 20219
BARCLAYS PLC 630.00%0.00%0.00%Q2 2013Q2 20179
FIRST MANHATTAN CO. LLC. 720.00%0.00%0.00%Q2 2013Q4 20229
Community Financial Services Group, LLC 720.01%0.01%0.01%Q2 2013Q3 20159
RIVERNORTH CAPITAL MANAGEMENT, LLC 310.02%0.22%0.48%Q2 2014Q1 20209
CMT TRADING LLC 530.13%0.33%0.52%Q1 2014Q1 20178
RMB Capital Management, LLC 620.00%0.01%0.02%Q4 2015Q2 20208
Allspring Global Investments Holdings, LLC 880.01%0.02%0.03%Q4 2021Q3 20238
ATHERTON LANE ADVISERS, LLC 770.01%0.02%0.05%Q2 2014Q4 20157
Full Value Advisors, LLC 770.18%0.75%1.10%Q1 2007Q3 20087
BRINKER CAPITAL INC 770.01%0.02%0.03%Q1 2017Q3 20187
TFS CAPITAL LLC 310.01%0.04%0.14%Q2 2013Q1 20167
Cetera Investment Advisers 520.00%0.01%0.01%Q2 2021Q1 20237
Amica Retiree Medical Trust 660.04%0.04%0.05%Q3 2015Q4 20166
ASSETMARK, INC 660.00%0.00%0.00%Q2 2021Q3 20226
AMICA MUTUAL INSURANCE CO 660.04%0.05%0.07%Q3 2015Q4 20166
AMERIPRISE FINANCIAL INC 660.00%0.00%0.00%Q2 2013Q3 20146
Cutter & CO Brokerage, Inc. 660.61%0.67%0.74%Q2 2013Q3 20146
WFG Advisors, LP 660.00%0.00%0.01%Q3 2013Q4 20146
BNP PARIBAS FINANCIAL MARKETS 660.00%0.00%0.00%Q4 2013Q1 20156
Grantham, Mayo, Van Otterloo & Co. LLC 660.00%0.01%0.02%Q3 2013Q4 20146
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
AMICA PENSION FUND BOARD OF TRUSTEES 660.04%0.04%0.05%Q3 2015Q4 20166
Cetera Advisor Networks LLC 660.01%0.01%0.02%Q1 2013Q2 20146
Alpine Global Management, LLC 310.05%0.38%0.64%Q4 2016Q2 20195
ICON ADVISERS INC/CO 550.02%0.16%0.29%Q3 2016Q3 20175
MARINER INVESTMENT GROUP LLC 550.13%0.18%0.21%Q4 2016Q4 20175
Private Capital Group, LLC 410.00%0.00%0.00%Q1 2018Q2 20195
Ionic Capital Management LLC 410.02%0.03%0.07%Q2 2015Q4 20165
BLACKROCK ADVISORS LLC 410.00%0.00%0.00%Q2 2015Q4 20165
SHEPHERD KAPLAN KROCHUK, LLC 550.11%0.12%0.12%Q2 2021Q2 20225
Weiss Asset Management LP 320.02%1.42%3.41%Q4 2014Q4 20185
Yakira Capital Management, Inc. 440.15%0.20%0.31%Q4 2013Q3 20144
WHITTIER TRUST CO 440.00%0.00%0.00%Q3 2020Q2 20214
REILLY FINANCIAL ADVISORS, LLC 440.00%0.00%0.00%Q4 2014Q3 20154
Cambridge Investment Research Advisors, Inc. 440.00%0.00%0.00%Q4 2022Q3 20234
BOOTHBAY FUND MANAGEMENT, LLC 310.07%0.09%0.12%Q1 2017Q3 20184
Cardan Capital Partners, LLC 440.03%0.04%0.06%Q1 2020Q4 20204
Atlas Wealth LLC 440.09%0.10%0.13%Q4 2022Q3 20234
Kelman-Lazarov, Inc. 440.04%0.05%0.06%Q1 2016Q4 20164
Bank of New York Mellon Corp 210.00%0.00%0.00%Q2 2013Q2 20163
Relative Value Partners Group, LLC 330.03%0.04%0.04%Q1 2018Q3 20183
Diversified Trust Co 330.41%0.46%0.52%Q2 2013Q4 20133
M&T BANK CORP 330.00%0.00%0.00%Q3 2016Q1 20173
NORTHERN TRUST CORP 210.00%0.00%0.00%Q1 2016Q1 20183
DUBUQUE BANK & TRUST CO 330.00%0.00%0.00%Q2 2013Q4 20133
BANK OF MONTREAL /CAN/ 210.00%0.00%0.00%Q4 2015Q3 20173
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20153
Commonwealth Financial Services, LLC 330.00%0.00%0.00%Q4 2014Q2 20153
Plante Moran Financial Advisors, LLC 330.00%0.00%0.00%Q3 2016Q1 20173
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q1 2022Q4 20222
Stratos Wealth Partners, LTD. 110.00%0.00%0.00%Q1 2018Q3 20182
SEI INVESTMENTS CO 110.00%0.00%0.00%Q4 2016Q4 20172
LBA Wealth Management, LLC 220.00%0.00%0.00%Q4 2016Q1 20172
SageView Advisory Group, LLC 220.01%0.01%0.02%Q2 2023Q3 20232
Saba Capital Management, L.P. 110.01%0.01%0.01%Q1 2017Q1 20171
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q4 2014Q4 20141
CMT Asset Management Ltd 110.01%0.01%0.01%Q4 2013Q4 20131
Dakota Wealth Management 110.05%0.05%0.05%Q3 2018Q3 20181
GUARDIAN CAPITAL ADVISORS LP 110.05%0.05%0.05%Q2 2013Q2 20131
MSI Financial Services Inc 110.00%0.00%0.00%Q1 2016Q1 20161
WealthStone, Inc. 110.00%0.00%0.00%Q2 2019Q2 20191
Barrett Asset Management, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Citadel Advisors 110.00%0.00%0.00%Q1 2021Q1 20211
LADENBURG THALMANN FINANCIAL SERVICES INC. 110.00%0.00%0.00%Q1 2017Q1 20171
NATIONAL BANK OF CANADA /FI/ 110.00%0.00%0.00%Q4 2021Q4 20211
OPTIMUM INVESTMENT ADVISORS 110.01%0.01%0.01%Q3 2013Q3 20131
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 110.00%0.00%0.00%Q1 2016Q1 20161
FARMERS & MERCHANTS INVESTMENTS INC 110.00%0.00%0.00%Q3 2014Q3 20141
WASHINGTON TRUST BANK 110.00%0.00%0.00%Q2 2014Q2 20141
FMR LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Total Clarity Wealth Management, Inc. 110.01%0.01%0.01%Q4 2019Q4 20191
Engrave Wealth Partners LLC 110.01%0.01%0.01%Q4 2019Q4 20191
McAdams Wright Ragen, Inc. 110.03%0.03%0.03%Q3 2014Q3 20141
BOKF, NA 110.00%0.00%0.00%Q3 2017Q3 20171
CMT Capital Markets Trading GmbH 110.03%0.03%0.03%Q1 2017Q1 20171
CITIZENS FINANCIAL GROUP INC/RI 110.00%0.00%0.00%Q3 2018Q3 20181
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2023Q3 20231
WealthTrust Fairport, LLC 110.00%0.00%0.00%Q3 2013Q3 20131
Fisher Asset Management, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Apriem Advisors 110.00%0.00%0.00%Q3 2016Q3 20161
BlackRock Inc. 110.01%0.01%0.01%Q2 2013Q2 20131
Adero Partners, LLC 110.14%0.14%0.14%Q1 2020Q1 20201
QCI ASSET MANAGEMENT INC/NY 110.00%0.00%0.00%Q2 2017Q2 20171
REGIONS FINANCIAL CORP 110.00%0.00%0.00%Q1 2019Q1 20191
Alpine Group USVI, LLC 110.05%0.05%0.05%Q2 2017Q2 20171
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Del Mar Asset Management, LP 111.17%1.17%1.17%Q4 2013Q4 20131
WFA of San Diego, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Altavista Wealth Management, Inc. 110.39%0.39%0.39%Q2 2013Q2 20131
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q2 2016Q2 20161
External links

This page lists all the filers that currently own SWISS HELVETIA FD INC or have owned SWISS HELVETIA FD INC in the past.