Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
BARCLAYS PLC | 16 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 63 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 26 | 26 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2019 | 54 |
Cutler Group LLC / CA | 17 | 17 | 0.00% | 0.00% | 0.05% | Q4 2015 | Q4 2019 | 40 |
ROYAL BANK OF CANADA | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
BANK OF AMERICA CORP /DE/ | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 27 |
FRONT BARNETT ASSOCIATES LLC | 27 | 27 | 0.20% | 1.03% | 2.55% | Q2 2013 | Q4 2019 | 27 |
DOWLING & YAHNKE LLC | 27 | 27 | 0.01% | 0.27% | 0.58% | Q2 2013 | Q4 2019 | 27 |
WELLS FARGO & COMPANY/MN | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
LPL Financial LLC | 27 | 27 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q4 2019 | 27 |
CITIGROUP INC | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 27 |
MORGAN STANLEY | 27 | 27 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2019 | 27 |
Hudock, Inc. | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
GOLDMAN SACHS GROUP INC | 14 | 3 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q4 2019 | 26 |
Capital Investment Advisors, LLC | 25 | 25 | 0.01% | 0.08% | 0.28% | Q4 2013 | Q4 2019 | 25 |
Parallax Volatility Advisers, L.P. | 19 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2019 | 22 |
PNC FINANCIAL SERVICES GROUP, INC. | 22 | 22 | 0.00% | 0.00% | 0.02% | Q3 2014 | Q4 2019 | 22 |
IFP Advisors, Inc | 14 | 8 | 0.00% | 0.01% | 0.04% | Q4 2015 | Q2 2021 | 22 |
JANE STREET GROUP, LLC | 6 | 1 | 0.00% | 0.00% | 0.02% | Q3 2014 | Q3 2019 | 21 |
UBS Group AG | 21 | 21 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q4 2019 | 21 |
Tower Research Capital LLC (TRC) | 9 | 1 | 0.00% | 0.09% | 0.33% | Q3 2013 | Q4 2019 | 21 |
RiverFront Investment Group, LLC | 9 | 4 | 0.01% | 0.17% | 0.82% | Q1 2009 | Q2 2015 | 18 |
Wharton Business Group, LLC | 17 | 17 | 0.06% | 0.56% | 2.48% | Q2 2013 | Q2 2017 | 17 |
CREDIT SUISSE AG/ | 7 | 1 | 0.00% | 0.00% | 0.01% | Q1 2013 | Q1 2019 | 17 |
NEXT Financial Group, Inc | 10 | 6 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2019 | 16 |
Transamerica Financial Advisors, Inc. | 9 | 1 | 0.00% | 0.01% | 0.05% | Q1 2014 | Q2 2019 | 16 |
Creative Planning | 10 | 1 | 0.00% | 0.02% | 0.06% | Q2 2013 | Q4 2017 | 16 |
Edge Wealth Management LLC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2019 | 16 |
BNP PARIBAS FINANCIAL MARKETS | 6 | 3 | 0.00% | 0.01% | 0.04% | Q1 2015 | Q4 2019 | 16 |
Citadel Advisors | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2019 | 16 |
AXA S.A. | 11 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2019 | 15 |
JPMORGAN CHASE & CO | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 15 |
MUFG Americas Holdings Corp | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2011 | Q1 2019 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
RAYMOND JAMES & ASSOCIATES | 13 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q4 2019 | 15 |
Walleye Trading LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2019 | 14 |
MSI Financial Services Inc | 9 | 5 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q4 2016 | 14 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2019 | 14 |
MASSMUTUAL TRUST CO FSB/ADV | 10 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2019 | 14 |
Advisory Services Network, LLC | 8 | 2 | 0.00% | 0.01% | 0.03% | Q4 2014 | Q3 2019 | 14 |
SG Americas Securities, LLC | 9 | 1 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q3 2017 | 14 |
NORTHERN CAPITAL MANAGEMENT LLC | 13 | 13 | 0.08% | 0.21% | 0.52% | Q2 2013 | Q2 2016 | 13 |
WESTPORT RESOURCES MANAGEMENT INC | 11 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 13 |
AMERIPRISE FINANCIAL INC | 6 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 13 |
INR ADVISORY SERVICES LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2019 | 13 |
Fusion Family Wealth LLC | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2016 | Q3 2019 | 12 |
Founders Capital Management | 12 | 12 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q4 2019 | 12 |
Raymond James Financial Services Advisors, Inc. | 7 | 1 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q4 2019 | 12 |
SIMPLEX TRADING, LLC | 5 | 1 | 0.00% | 0.01% | 0.04% | Q4 2014 | Q2 2019 | 12 |
Winslow, Evans & Crocker, Inc. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2016 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
BANQUE PICTET & CIE SA | 12 | 12 | 0.01% | 0.04% | 0.07% | Q1 2017 | Q4 2019 | 12 |
SOL Capital Management CO | 12 | 12 | 0.02% | 0.24% | 0.42% | Q4 2016 | Q3 2019 | 12 |
Virtu Financial LLC | 4 | 1 | 0.01% | 0.10% | 0.28% | Q2 2014 | Q3 2019 | 11 |
Steward Partners Investment Advisory, LLC | 8 | 3 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2019 | 11 |
Close Asset Management Ltd | 11 | 11 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q2 2019 | 11 |
STIFEL FINANCIAL CORP | 10 | 10 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2018 | 10 |
TRUST CO OF VERMONT | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
BESSEMER GROUP INC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2019 | 10 |
Brick & Kyle, Associates | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2017 | 10 |
Commonwealth Equity Services, Inc | 7 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2015 | 10 |
SIGNATUREFD, LLC | 8 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 10 |
Hills Bank & Trust Co | 10 | 10 | 0.15% | 0.51% | 0.68% | Q2 2013 | Q3 2015 | 10 |
Brinker Capital Investments, LLC | 10 | 10 | 0.01% | 0.10% | 0.18% | Q2 2013 | Q3 2015 | 10 |
ICONIQ Capital, LLC | 9 | 1 | 0.04% | 0.12% | 0.17% | Q1 2013 | Q3 2015 | 10 |
Livingston Group Asset Management CO (operating as Southport Capital Management) | 8 | 1 | 0.01% | 0.33% | 0.50% | Q2 2013 | Q3 2018 | 10 |
CT Financial Advisors LLC | 9 | 1 | 0.01% | 0.02% | 0.04% | Q1 2014 | Q4 2016 | 10 |
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | 7 | 1 | 0.00% | 0.05% | 0.08% | Q4 2015 | Q1 2019 | 9 |
Pacific Center for Financial Services | 9 | 9 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q4 2018 | 9 |
TRUSTCORE FINANCIAL SERVICES, LLC | 9 | 9 | 0.01% | 0.03% | 0.06% | Q4 2017 | Q4 2019 | 9 |
ORRSTOWN FINANCIAL SERVICES INC | 9 | 9 | 0.03% | 0.29% | 0.48% | Q3 2013 | Q3 2015 | 9 |
Rehmann Capital Advisory Group | 5 | 1 | 0.00% | 0.03% | 0.07% | Q3 2013 | Q2 2019 | 9 |
US BANCORP \DE\ | 6 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 9 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 9 | 9 | 0.01% | 0.01% | 0.02% | Q1 2015 | Q1 2017 | 9 |
HL FINANCIAL SERVICES LLC | 9 | 9 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q2 2015 | 9 |
APPLETON GROUP, LLC | 4 | 1 | 0.22% | 0.52% | 1.12% | Q4 2013 | Q2 2018 | 9 |
DEUTSCHE BANK AG\ | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2019 | 8 |
Tradewinds Capital Management, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2016 | 8 |
Pinnacle Advisory Group, Inc. | 5 | 1 | 0.01% | 0.04% | 0.10% | Q2 2013 | Q3 2018 | 8 |
MILLENNIUM MANAGEMENT LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2018 | 8 |
Arlington Partners LLC | 6 | 2 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q4 2019 | 8 |
Progeny 3, Inc. | 8 | 8 | 6.58% | 8.07% | 9.77% | Q4 2016 | Q3 2018 | 8 |
BLAIR WILLIAM & CO/IL | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2019 | 8 |
Bray Capital Advisors | 8 | 8 | 0.00% | 0.18% | 0.45% | Q4 2017 | Q3 2019 | 8 |
Private Advisor Group, LLC | 3 | 1 | 0.00% | 0.02% | 0.09% | Q3 2014 | Q4 2019 | 8 |
FIFTH THIRD BANCORP | 6 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 8 |
Covington Capital Management | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2019 | 8 |
Ayalon Insurance Comp Ltd. | 8 | 8 | 0.14% | 0.21% | 0.40% | Q1 2015 | Q4 2016 | 8 |
Mathes Company, Inc. | 8 | 8 | 0.08% | 0.15% | 0.25% | Q1 2018 | Q4 2019 | 8 |
FACTORY MUTUAL INSURANCE CO | 8 | 8 | 0.10% | 0.25% | 0.35% | Q4 2016 | Q3 2018 | 8 |
BOSTON ADVISORS LLC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q1 2019 | 7 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
WP Advisors, LLC | 4 | 1 | 0.02% | 0.32% | 0.65% | Q4 2016 | Q1 2019 | 7 |
BAROMETER CAPITAL MANAGEMENT INC. | 2 | 1 | 0.05% | 0.23% | 0.35% | Q2 2014 | Q3 2019 | 7 |
Your Advocates Ltd., LLP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Investure, LLC | 7 | 7 | 2.71% | 3.77% | 4.66% | Q2 2018 | Q4 2019 | 7 |
J. Goldman & Co LP | 2 | 1 | 0.01% | 0.25% | 0.64% | Q3 2015 | Q2 2019 | 7 |
NEW ENGLAND SECURITIES CORP /MA/ | 7 | 7 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2014 | 7 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
ATHERTON LANE ADVISERS, LLC | 7 | 7 | 0.01% | 0.03% | 0.05% | Q2 2014 | Q4 2015 | 7 |
Bell Rock Capital LLC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q2 2018 | 7 |
Russell Clark Investment Management Ltd | 7 | 7 | 0.11% | 0.18% | 0.23% | Q3 2017 | Q1 2019 | 7 |
BANK OF MONTREAL /CAN/ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 7 |
Virtu KCG Holdings LLC | 4 | 1 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q2 2017 | 7 |
SEI INVESTMENTS CO | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2018 | 6 |
SYNOVUS FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2019 | 6 |
FMR LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2019 | 6 |
Integrated Wealth Management | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2016 | 6 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2019 | 6 |
CREDIT AGRICOLE S A | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
B. Riley Wealth Management, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2015 | 6 |
WOLVERINE TRADING, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2018 | 6 |
CAPTRUST FINANCIAL ADVISORS | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
BLACKROCK ADVISORS LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Financial Advantage, Inc. | 6 | 6 | 0.48% | 0.54% | 0.65% | Q1 2015 | Q2 2016 | 6 |
Glacier Peak Capital LLC | 6 | 6 | 0.16% | 1.88% | 6.13% | Q2 2018 | Q3 2019 | 6 |
GAM Holding AG | 6 | 6 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q2 2016 | 6 |
Nelson Capital Management, LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q3 2015 | 6 |
Global Endowment Management, LP | 5 | 5 | 0.09% | 0.15% | 0.24% | Q1 2018 | Q1 2019 | 5 |
HighTower Advisors, LLC | 4 | 1 | 0.01% | 0.03% | 0.06% | Q2 2015 | Q4 2016 | 5 |
Cetera Advisors LLC | 5 | 5 | 0.01% | 0.02% | 0.02% | Q4 2018 | Q4 2019 | 5 |
Prospera Financial Services Inc | 5 | 5 | 0.11% | 0.17% | 0.19% | Q2 2013 | Q2 2014 | 5 |
WELLINGTON MANAGEMENT GROUP LLP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2016 | 5 |
STATE STREET CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2018 | 5 |
TWIN FOCUS CAPITAL PARTNERS, LLC | 5 | 5 | 0.12% | 0.24% | 0.50% | Q4 2018 | Q4 2019 | 5 |
STEWARD CAPITAL MANAGEMENT/ | 5 | 5 | 1.54% | 1.70% | 1.98% | Q2 2013 | Q2 2014 | 5 |
Sequent Asset Management, LLC | 4 | 1 | 0.24% | 0.42% | 0.58% | Q4 2017 | Q1 2019 | 5 |
JUNCTURE WEALTH STRATEGIES, LLC | 5 | 5 | 0.11% | 0.62% | 1.41% | Q3 2017 | Q3 2018 | 5 |
Pathway Financial Advisors LLC | 5 | 5 | 0.05% | 0.10% | 0.14% | Q4 2017 | Q4 2018 | 5 |
SUNTRUST BANKS INC | 3 | 2 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q4 2017 | 5 |
Snowden Capital Advisors LLC | 5 | 5 | 0.12% | 0.15% | 0.22% | Q1 2016 | Q1 2017 | 5 |
LIBERTY WEALTH MANAGEMENT LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2019 | 5 |
CIBC WORLD MARKET INC. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2019 | 5 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.07% | 0.20% | Q4 2014 | Q4 2018 | 5 |
WASHINGTON TRUST BANK | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 5 |
TOTH FINANCIAL ADVISORY CORP | 5 | 5 | 0.14% | 0.29% | 0.36% | Q3 2017 | Q3 2018 | 5 |
Lehman & Derafelo Financial Resources LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2019 | 5 |
SYMPHONY ASSET MANAGEMENT LLC | 5 | 5 | 0.23% | 0.25% | 0.29% | Q4 2016 | Q4 2017 | 5 |
Sandy Spring Bank | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2015 | 5 |
GLENMEDE TRUST CO NA | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2019 | 5 |
FIRST MIDWEST BANK TRUST DIVISION | 4 | 4 | 0.06% | 0.10% | 0.13% | Q1 2014 | Q4 2014 | 4 |
MANAGED ACCOUNT ADVISORS LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2015 | 4 |
JANICZEK WEALTH MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2019 | 4 |
KWMG, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2019 | 4 |
Riggs Asset Managment Co. Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
Prime Capital Investment Advisors, LLC | 4 | 4 | 0.10% | 0.18% | 0.26% | Q4 2017 | Q3 2018 | 4 |
FIRST MANHATTAN CO. LLC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2015 | 4 |
First Allied Advisory Services, Inc. | 2 | 1 | 0.00% | 0.01% | 0.02% | Q2 2016 | Q3 2019 | 4 |
FIRST TRUST ADVISORS LP | 4 | 4 | 0.00% | 0.01% | 0.01% | Q3 2013 | Q2 2014 | 4 |
Joseph P. Lucia & Associates, LLC | 4 | 4 | 0.18% | 0.81% | 2.46% | Q1 2019 | Q4 2019 | 4 |
BlackRock Institutional Trust Company, N.A. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 4 |
Parisi Gray Wealth Management | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2019 | 4 |
SIGNET FINANCIAL MANAGEMENT, LLC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q1 2018 | Q4 2019 | 4 |
OLD SECOND NATIONAL BANK OF AURORA | 3 | 1 | 0.18% | 0.30% | 0.36% | Q2 2013 | Q2 2014 | 4 |
NWAM LLC | 4 | 4 | 0.03% | 0.03% | 0.04% | Q1 2019 | Q4 2019 | 4 |
Telos Capital Management, Inc. | 4 | 4 | 0.19% | 0.22% | 0.24% | Q4 2017 | Q3 2018 | 4 |
ArchPoint Investors | 3 | 3 | 0.70% | 0.74% | 0.79% | Q4 2018 | Q2 2019 | 3 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
New England Investment & Retirement Group, Inc. | 2 | 1 | 0.29% | 0.84% | 1.41% | Q2 2014 | Q1 2015 | 3 |
MONTAG A & ASSOCIATES INC | 3 | 3 | 0.03% | 0.30% | 0.45% | Q4 2016 | Q2 2017 | 3 |
JASINKIEWICZ CAPITAL MANAGEMENT, LP | 1 | 1 | 1.14% | 3.03% | 5.10% | Q2 2014 | Q4 2014 | 3 |
KANAWHA CAPITAL MANAGEMENT LLC | 3 | 3 | 0.08% | 0.09% | 0.09% | Q4 2014 | Q2 2015 | 3 |
Paloma Partners Management Co | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2019 | 3 |
VALICENTI ADVISORY SERVICES INC | 3 | 3 | 0.61% | 0.80% | 0.93% | Q4 2018 | Q2 2019 | 3 |
McAdams Wright Ragen, Inc. | 3 | 3 | 0.05% | 0.05% | 0.06% | Q2 2013 | Q4 2013 | 3 |
TWO SIGMA ADVISERS, LP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
Financial Sense Advisors, Inc. | 3 | 3 | 0.08% | 0.14% | 0.25% | Q3 2017 | Q1 2018 | 3 |
Global Retirement Partners, LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2019 | Q4 2019 | 3 |
MAI Capital Management | 3 | 3 | 0.01% | 0.01% | 0.02% | Q4 2014 | Q2 2015 | 3 |
D.A. DAVIDSON & CO. | 2 | 1 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q1 2015 | 3 |
KANALY TRUST CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2016 | 3 |
PRINCETON CAPITAL MANAGEMENT LLC | 3 | 3 | 0.20% | 0.21% | 0.22% | Q3 2013 | Q1 2014 | 3 |
East Coast Asset Management, LLC. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q4 2012 | Q2 2013 | 3 |
Cerity Partners LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q3 2018 | Q1 2019 | 3 |
KBC Group NV | 3 | 3 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
Lake Point Wealth Management | 3 | 3 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q2 2019 | 3 |
Doyle Wealth Management | 1 | 1 | 0.00% | 0.01% | 0.03% | Q4 2017 | Q2 2019 | 3 |
Somerset Group LLC | 3 | 3 | 0.36% | 0.54% | 0.64% | Q2 2013 | Q4 2013 | 3 |
Belpointe Asset Management LLC | 3 | 3 | 0.03% | 0.03% | 0.03% | Q2 2019 | Q4 2019 | 3 |
AdvisorNet Financial, Inc | 3 | 3 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q2 2018 | 3 |
PRELUDE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.07% | 0.13% | Q2 2014 | Q4 2014 | 3 |
HM PAYSON & CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
MYCIO WEALTH PARTNERS, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2015 | 3 |
FAIRFIELD, BUSH & CO. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
SCHRODER INVESTMENT MANAGEMENT GROUP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
Compagnie Lombard Odier SCmA | 2 | 2 | 0.11% | 0.11% | 0.11% | Q1 2015 | Q2 2015 | 2 |
Hirtle Callaghan & Co LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2018 | 2 |
Country Club Trust Company, n.a. | 1 | 1 | 0.03% | 0.09% | 0.15% | Q2 2014 | Q4 2014 | 2 |
Lavaca Capital LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q1 2019 | 2 |
TWO SIGMA INVESTMENTS, LP | 2 | 2 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q1 2019 | 2 |
Beach Investment Management, LLC. | 1 | 1 | 0.55% | 0.93% | 1.31% | Q1 2017 | Q4 2017 | 2 |
Wilks Brothers, LLC | 2 | 2 | 0.24% | 0.43% | 0.61% | Q2 2018 | Q3 2018 | 2 |
Renaissance Technologies | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 2 |
HRT FINANCIAL LP | 1 | 1 | 0.01% | 0.14% | 0.28% | Q2 2015 | Q3 2019 | 2 |
Arete Wealth Advisors, LLC | 2 | 2 | 1.84% | 1.93% | 2.01% | Q2 2016 | Q3 2016 | 2 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2018 | 2 |
Venturi Wealth Management, LLC | 2 | 2 | 0.05% | 0.05% | 0.06% | Q2 2017 | Q3 2017 | 2 |
NATIXIS ADVISORS, L.P. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2016 | 2 |
Patriot Financial Group Insurance Agency, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q3 2018 | 2 |
Holloway Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 2 |
SPX Gestao de Recursos Ltda | 2 | 2 | 1.00% | 1.17% | 1.34% | Q2 2014 | Q3 2014 | 2 |
Avior Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
EAGLE GLOBAL ADVISORS LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q1 2018 | 2 |
Advisors Preferred, LLC | 1 | 1 | 0.01% | 0.15% | 0.30% | Q1 2014 | Q4 2016 | 2 |
Hefty Wealth Partners | 1 | 1 | 0.03% | 0.04% | 0.04% | Q1 2017 | Q3 2017 | 2 |
MML INVESTORS SERVICES, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q3 2017 | 2 |
WealthTrust Fairport, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Strategic Wealth Partners, Ltd. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
BAIRD ROBERT W & CO INC /WI/ | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q1 2015 | 2 |
Baird Financial Group, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q4 2017 | 2 |
CITY HOLDING CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
OneDigital Investment Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 2 |
PIN OAK INVESTMENT ADVISORS INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q1 2018 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q4 2014 | 2 |
ClearBridge Investments | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2015 | 2 |
TRUE Private Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 2 |
TOCQUEVILLE ASSET MANAGEMENT L.P. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
Quadrant Capital Management, LLC | 2 | 2 | 1.64% | 1.80% | 1.96% | Q2 2014 | Q3 2014 | 2 |
Timber Hill LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2016 | 2 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q1 2017 | 2 |
First Horizon Advisors, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q4 2013 | 2 |
Dorsey Wright & Associates | 2 | 2 | 0.10% | 0.11% | 0.12% | Q4 2016 | Q1 2017 | 2 |
OPPENHEIMER & CO INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q2 2018 | 2 |
BEACH INVESTMENT COUNSEL INC/PA | 1 | 1 | 0.43% | 0.65% | 0.87% | Q1 2017 | Q4 2017 | 2 |
SALZHAUER MICHAEL | 1 | 1 | 0.01% | 0.04% | 0.08% | Q4 2014 | Q4 2014 | 2 |
HARVEST CAPITAL MANAGEMENT INC | 2 | 2 | 2.49% | 2.66% | 2.82% | Q2 2014 | Q3 2014 | 2 |
Carroll Financial Associates, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
DRW Securities, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
FIRST HORIZON CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Kore Private Wealth LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2018 | Q4 2018 | 1 |
No Street GP LP | 1 | 1 | 2.66% | 2.66% | 2.66% | Q4 2019 | Q4 2019 | 1 |
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Stevens First Principles Investment Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Destination Wealth Management | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2015 | Q2 2015 | 1 |
M&R CAPITAL MANAGEMENT INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
Chevy Chase Trust Holdings, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
WESCAP Management Group, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
Accuvest Global Advisors | 1 | 1 | 0.22% | 0.22% | 0.22% | Q2 2014 | Q2 2014 | 1 |
Csenge Advisory Group | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
HOLLENCREST CAPITAL MANAGEMENT | 1 | 1 | 2.14% | 2.14% | 2.14% | Q4 2013 | Q4 2013 | 1 |
BRANDYWINE OAK PRIVATE WEALTH LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
V Wealth Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
IHT Wealth Management, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2018 | Q4 2018 | 1 |
SOCIETE GENERALE | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2016 | Q2 2016 | 1 |
FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC | 1 | 1 | 0.24% | 0.24% | 0.24% | Q4 2014 | Q4 2014 | 1 |
Fortis Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
GLG Partners LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2016 | Q1 2016 | 1 |
Accredited Investors Inc. | 1 | 1 | 0.20% | 0.20% | 0.20% | Q3 2017 | Q3 2017 | 1 |
Spot Trading L.L.C | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
EPG Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
IAG Wealth Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Bison Wealth, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
ROCKY MOUNTAIN ADVISERS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2015 | 1 |
Veritable, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Estabrook Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
MITCHELL GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Vanguard Capital Wealth Advisors | 1 | 1 | 0.26% | 0.26% | 0.26% | Q4 2019 | Q4 2019 | 1 |
Equitable Holdings, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Clean Yield Group | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
FIRST AMERICAN TRUST, FSB | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q4 2019 | 1 |
MOORE CAPITAL MANAGEMENT, LP | 1 | 1 | 0.21% | 0.21% | 0.21% | Q4 2016 | Q4 2016 | 1 |
Sonora Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Boston Common Asset Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
Kistler-Tiffany Companies, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
Quantum Capital Management, LLC / NJ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
FIRST FINANCIAL EQUITY CORPORATION | 1 | 1 | 0.28% | 0.28% | 0.28% | Q1 2017 | Q1 2017 | 1 |
BROWN ADVISORY INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Verition Fund Management LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2014 | Q3 2014 | 1 |
Risk Paradigm Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
AlphaMark Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
CAHILL FINANCIAL ADVISORS INC | 1 | 1 | 0.19% | 0.19% | 0.19% | Q3 2014 | Q3 2014 | 1 |
Cornerstone Wealth Management, LLC | 1 | 1 | 0.69% | 0.69% | 0.69% | Q2 2018 | Q2 2018 | 1 |
Patriot Wealth Management, Inc. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2014 | Q2 2014 | 1 |
Gainplan LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
L & S Advisors Inc | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2016 | Q4 2016 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
MACROVIEW INVESTMENT MANAGEMENT LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2017 | Q3 2017 | 1 |
COMMONWEALTH EQUITY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Mariner, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
M Holdings Securities, Inc. | 1 | 1 | 0.64% | 0.64% | 0.64% | Q1 2014 | Q1 2014 | 1 |
Heartwood Wealth Advisors LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2019 | Q4 2019 | 1 |
NATIXIS | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
MERITAGE PORTFOLIO MANAGEMENT | 1 | 1 | 0.57% | 0.57% | 0.57% | Q4 2016 | Q4 2016 | 1 |
Concert Wealth Management Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
TELEMUS CAPITAL, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2017 | Q4 2017 | 1 |
Janney Montgomery Scott LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
Balentine LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
SALEM INVESTMENT COUNSELORS INC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2015 | Q1 2015 | 1 |
CBIZ Investment Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Ranch Capital Advisors Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Ancora Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
MANNING & NAPIER ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
NEXT Financial Holdings | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
DUBUQUE BANK & TRUST CO | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2017 | Q4 2017 | 1 |
Avidian Wealth Solutions, LLC | 1 | 1 | 3.25% | 3.25% | 3.25% | Q3 2018 | Q3 2018 | 1 |
SeaCrest Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
ExodusPoint Capital Management, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
Firestone Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
External links
This page lists all the filers that currently own SPDR SERIES TRUST or have owned SPDR SERIES TRUST in the past.