Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Rehmann Capital Advisory Group | 21 | 4 | 0.06% | 0.96% | 4.07% | Q2 2009 | Q3 2017 | 25 |
GOLDMAN SACHS GROUP INC | 18 | 4 | 0.00% | 0.00% | 0.01% | Q1 2012 | Q3 2017 | 22 |
Freedom Investment Management, Inc. | 21 | 21 | 0.03% | 2.06% | 6.78% | Q1 2013 | Q1 2018 | 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 18 | 18 | 0.00% | 0.01% | 0.08% | Q2 2013 | Q3 2017 | 18 |
CITIGROUP INC | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
HighTower Advisors, LLC | 18 | 18 | 0.00% | 0.06% | 0.23% | Q2 2013 | Q3 2017 | 18 |
RAYMOND JAMES & ASSOCIATES | 18 | 18 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2017 | 18 |
US BANCORP \DE\ | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
IndexIQ Advisors LLC | 18 | 18 | 0.37% | 1.29% | 2.07% | Q2 2013 | Q3 2017 | 18 |
PNC FINANCIAL SERVICES GROUP, INC. | 18 | 18 | 0.00% | 0.00% | 0.03% | Q2 2013 | Q3 2017 | 18 |
BANK OF AMERICA CORP /DE/ | 18 | 18 | 0.01% | 0.03% | 0.13% | Q2 2013 | Q3 2017 | 18 |
SUNTRUST BANKS INC | 18 | 18 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 18 |
LPL Financial LLC | 18 | 18 | 0.01% | 0.03% | 0.09% | Q2 2013 | Q3 2017 | 18 |
ROYAL BANK OF CANADA | 18 | 18 | 0.02% | 0.05% | 0.12% | Q2 2013 | Q3 2017 | 18 |
ENVESTNET ASSET MANAGEMENT INC | 18 | 18 | 0.00% | 0.23% | 0.95% | Q2 2013 | Q3 2017 | 18 |
WELLS FARGO & COMPANY/MN | 18 | 18 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 18 |
AMERIPRISE FINANCIAL INC | 18 | 18 | 0.00% | 0.08% | 0.42% | Q2 2013 | Q3 2017 | 18 |
MORGAN STANLEY | 18 | 18 | 0.03% | 0.05% | 0.08% | Q2 2013 | Q3 2017 | 18 |
WFG Advisors, LP | 17 | 17 | 0.00% | 0.01% | 0.08% | Q2 2013 | Q2 2017 | 17 |
Forward Management, LLC | 17 | 17 | 0.01% | 7.68% | 15.91% | Q2 2013 | Q2 2017 | 17 |
ASSETMARK, INC | 17 | 17 | 0.03% | 0.16% | 0.48% | Q3 2013 | Q3 2017 | 17 |
Camarda Financial Advisors, LLC | 16 | 1 | 0.17% | 1.21% | 2.20% | Q2 2013 | Q3 2017 | 17 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 16 | 16 | 0.09% | 0.55% | 2.18% | Q4 2013 | Q3 2017 | 16 |
BNP PARIBAS FINANCIAL MARKETS | 10 | 1 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q3 2017 | 16 |
Bank of New York Mellon Corp | 10 | 5 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2017 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.01% | 0.08% | 0.23% | Q2 2013 | Q4 2016 | 15 |
GREAT LAKES ADVISORS, LLC | 15 | 15 | 0.02% | 0.03% | 0.05% | Q1 2014 | Q3 2017 | 15 |
SCOTIA CAPITAL INC. | 13 | 13 | 0.08% | 0.18% | 0.27% | Q3 2014 | Q3 2017 | 13 |
BANK OF MONTREAL /CAN/ | 9 | 4 | 0.00% | 0.02% | 0.13% | Q2 2013 | Q3 2017 | 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 13 |
UBS Group AG | 12 | 12 | 0.02% | 0.05% | 0.06% | Q4 2014 | Q3 2017 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q1 2016 | 12 |
Commonwealth Equity Services, Inc | 10 | 1 | 0.00% | 0.06% | 0.40% | Q2 2013 | Q1 2017 | 12 |
Parallax Volatility Advisers, L.P. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2017 | 12 |
Cambridge Investment Research Advisors, Inc. | 12 | 12 | 0.01% | 0.05% | 0.22% | Q3 2014 | Q2 2017 | 12 |
SEI INVESTMENTS CO | 12 | 12 | 0.03% | 0.08% | 0.12% | Q4 2014 | Q3 2017 | 12 |
KWMG, LLC | 12 | 12 | 0.26% | 0.71% | 1.46% | Q4 2014 | Q3 2017 | 12 |
PRIVATE TRUST CO NA | 5 | 1 | 0.08% | 0.09% | 0.11% | Q1 2013 | Q2 2016 | 11 |
Private Advisor Group, LLC | 8 | 1 | 0.01% | 0.04% | 0.11% | Q4 2013 | Q3 2017 | 11 |
IFP Advisors, Inc | 6 | 5 | 0.00% | 0.02% | 0.09% | Q3 2016 | Q2 2021 | 11 |
DRW Securities, LLC | 4 | 3 | 0.04% | 0.12% | 0.37% | Q3 2013 | Q3 2017 | 11 |
STATE STREET CORP | 11 | 11 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q3 2017 | 11 |
Raymond James Financial Services Advisors, Inc. | 10 | 1 | 0.04% | 0.07% | 0.14% | Q2 2013 | Q3 2017 | 11 |
Wela Strategies, Inc. | 10 | 1 | 0.18% | 0.31% | 0.50% | Q1 2017 | Q4 2019 | 11 |
LEUTHOLD GROUP, LLC | 8 | 3 | 0.12% | 0.48% | 0.73% | Q4 2014 | Q3 2017 | 11 |
Baird Financial Group, Inc. | 10 | 10 | 0.06% | 0.12% | 0.16% | Q2 2015 | Q3 2017 | 10 |
Beacon Wealthcare, Inc | 10 | 10 | 0.25% | 2.92% | 5.14% | Q3 2018 | Q4 2020 | 10 |
Virtu KCG Holdings LLC | 6 | 4 | 0.01% | 0.26% | 2.28% | Q3 2013 | Q2 2016 | 10 |
BARCLAYS PLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
Creative Planning | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2017 | 10 |
Biltmore Wealth Management, LLC | 10 | 10 | 21.70% | 31.41% | 42.86% | Q4 2014 | Q1 2017 | 10 |
First Allied Advisory Services, Inc. | 5 | 1 | 0.01% | 0.06% | 0.20% | Q2 2013 | Q1 2017 | 9 |
Citadel Advisors | 6 | 1 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q2 2017 | 9 |
FDx Advisors, Inc. | 7 | 2 | 0.01% | 0.05% | 0.13% | Q4 2013 | Q4 2017 | 9 |
SCHRODER INVESTMENT MANAGEMENT GROUP | 9 | 9 | 0.01% | 0.01% | 0.02% | Q3 2014 | Q3 2016 | 9 |
Cetera Advisor Networks LLC | 9 | 9 | 0.02% | 0.03% | 0.08% | Q3 2015 | Q3 2017 | 9 |
AGF INVESTMENTS INC. | 8 | 1 | 0.01% | 0.96% | 3.10% | Q1 2015 | Q2 2017 | 9 |
Beacon Wealthcare LLC | 9 | 9 | 2.14% | 2.84% | 3.89% | Q1 2021 | Q1 2023 | 9 |
STIFEL FINANCIAL CORP | 5 | 1 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2017 | 8 |
Brinker Capital Investments, LLC | 7 | 1 | 0.00% | 0.03% | 0.23% | Q3 2015 | Q3 2017 | 8 |
Efficient Market Advisors, LLC | 8 | 8 | 0.00% | 0.39% | 1.00% | Q2 2013 | Q1 2015 | 8 |
D.A. DAVIDSON & CO. | 6 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2017 | 8 |
MANAGED ACCOUNT ADVISORS LLC | 8 | 8 | 0.02% | 0.04% | 0.08% | Q3 2013 | Q2 2015 | 8 |
CREDIT SUISSE AG/ | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2013 | Q3 2014 | 7 |
ATHERTON LANE ADVISERS, LLC | 7 | 7 | 0.02% | 0.05% | 0.12% | Q2 2014 | Q4 2015 | 7 |
CIBC WORLD MARKET INC. | 7 | 7 | 0.01% | 0.04% | 0.06% | Q4 2015 | Q2 2017 | 7 |
B. Riley Wealth Management, Inc. | 7 | 7 | 0.02% | 0.16% | 0.40% | Q1 2014 | Q3 2015 | 7 |
SFMG, LLC | 6 | 1 | 0.06% | 1.49% | 2.38% | Q3 2015 | Q3 2017 | 7 |
Atria Investments, Inc | 6 | 1 | 0.02% | 0.16% | 0.43% | Q2 2013 | Q3 2017 | 7 |
NEW ENGLAND SECURITIES CORP /MA/ | 7 | 7 | 0.03% | 0.06% | 0.08% | Q2 2013 | Q4 2014 | 7 |
ATWOOD & PALMER INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2015 | 7 |
BB&T SECURITIES, LLC | 6 | 1 | 0.00% | 0.02% | 0.09% | Q4 2014 | Q3 2017 | 7 |
JANE STREET GROUP, LLC | 5 | 2 | 0.00% | 0.01% | 0.03% | Q4 2015 | Q3 2017 | 7 |
GM Advisory Group, LLC | 6 | 1 | 0.19% | 0.61% | 1.16% | Q1 2015 | Q4 2016 | 7 |
Ken Stern & Associates, Inc. | 7 | 7 | 0.14% | 0.49% | 0.94% | Q3 2015 | Q1 2017 | 7 |
Placemark Investments, Inc. | 7 | 7 | 0.02% | 0.04% | 0.06% | Q2 2013 | Q4 2014 | 7 |
BAIRD ROBERT W & CO INC /WI/ | 7 | 7 | 0.06% | 0.08% | 0.09% | Q3 2013 | Q1 2015 | 7 |
NATIONAL PLANNING CORP | 4 | 1 | 0.00% | 0.48% | 1.68% | Q2 2013 | Q4 2015 | 6 |
OPTIMUM INVESTMENT ADVISORS | 6 | 6 | 0.02% | 0.03% | 0.03% | Q3 2013 | Q4 2014 | 6 |
TOMPKINS FINANCIAL CORP | 5 | 1 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 6 |
TWO SIGMA SECURITIES, LLC | 4 | 1 | 0.09% | 0.34% | 0.68% | Q2 2015 | Q2 2017 | 6 |
PICTET ASSET MANAGEMENT LTD | 6 | 6 | 0.00% | 0.02% | 0.03% | Q2 2016 | Q3 2017 | 6 |
DEUTSCHE BANK AG\ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
US FINANCIAL ADVISORS, LLC | 6 | 6 | 0.00% | 0.05% | 0.12% | Q4 2014 | Q1 2016 | 6 |
Jacobi Capital Management LLC | 6 | 6 | 0.00% | 9.62% | 13.06% | Q2 2016 | Q3 2017 | 6 |
SG Americas Securities, LLC | 4 | 1 | 0.00% | 0.03% | 0.06% | Q2 2014 | Q2 2017 | 6 |
Advisor Group, Inc. | 6 | 6 | 0.01% | 0.03% | 0.11% | Q2 2016 | Q3 2017 | 6 |
Gradient Investments LLC | 6 | 6 | 0.00% | 0.02% | 0.08% | Q2 2013 | Q3 2014 | 6 |
OPPENHEIMER & CO INC | 2 | 1 | 0.01% | 0.03% | 0.05% | Q2 2013 | Q3 2017 | 6 |
UBS AG | 6 | 6 | 0.02% | 0.20% | 0.57% | Q2 2013 | Q3 2014 | 6 |
Waverly Advisors, LLC | 5 | 5 | 0.06% | 0.07% | 0.09% | Q3 2016 | Q3 2017 | 5 |
USCA RIA LLC | 5 | 5 | 0.06% | 0.14% | 0.22% | Q2 2014 | Q2 2015 | 5 |
United Asset Strategies, Inc. | 5 | 5 | 0.37% | 3.69% | 4.90% | Q2 2016 | Q2 2017 | 5 |
Gupta Wealth Management LLC | 5 | 5 | 0.06% | 0.10% | 0.18% | Q1 2015 | Q1 2016 | 5 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 5 |
Portfolio Strategies Inc | 4 | 1 | 2.53% | 10.99% | 17.86% | Q4 2014 | Q3 2017 | 5 |
WINTRUST INVESTMENTS LLC | 5 | 5 | 0.12% | 0.21% | 0.35% | Q3 2016 | Q3 2017 | 5 |
CIBC WORLD MARKETS CORP | 5 | 5 | 0.27% | 0.30% | 0.36% | Q2 2015 | Q2 2016 | 5 |
BlackRock Institutional Trust Company, N.A. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
JPMORGAN CHASE & CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2016 | 4 |
BlackRock Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 4 |
PALLADIEM, LLC | 4 | 4 | 0.01% | 0.06% | 0.16% | Q4 2014 | Q3 2015 | 4 |
F-Squared Investment Management, LLC | 3 | 1 | 0.01% | 0.17% | 0.53% | Q1 2014 | Q2 2015 | 4 |
Valmark Advisers, Inc. | 4 | 4 | 0.03% | 0.03% | 0.03% | Q1 2016 | Q4 2016 | 4 |
NORTHERN TRUST CORP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2015 | 4 |
Model Capital Management LLC | 4 | 4 | 15.02% | 15.21% | 15.30% | Q2 2021 | Q1 2022 | 4 |
FIL Ltd | 4 | 4 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2015 | 4 |
BB&T INVESTMENT SERVICES, INC. | 4 | 4 | 0.04% | 0.05% | 0.07% | Q4 2016 | Q3 2017 | 4 |
Winslow, Evans & Crocker, Inc. | 4 | 4 | 0.00% | 0.04% | 0.09% | Q4 2013 | Q3 2014 | 4 |
BRINKER CAPITAL INC | 4 | 4 | 0.02% | 0.04% | 0.05% | Q1 2016 | Q4 2016 | 4 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 2 | 1 | 0.00% | 0.85% | 1.62% | Q2 2015 | Q2 2017 | 4 |
PagnatoKarp Partners LLC | 4 | 4 | 3.63% | 5.83% | 8.49% | Q4 2016 | Q3 2017 | 4 |
Winfield Associates, Inc. | 4 | 4 | 0.02% | 0.03% | 0.03% | Q4 2013 | Q3 2014 | 4 |
Bell Bank | 2 | 1 | 1.30% | 6.46% | 9.17% | Q3 2016 | Q2 2017 | 3 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 3 | 3 | 0.12% | 0.13% | 0.14% | Q2 2014 | Q4 2014 | 3 |
PIERSHALE FINANCIAL GROUP, INC. | 2 | 1 | 0.01% | 6.87% | 10.31% | Q4 2015 | Q2 2017 | 3 |
Steward Partners Investment Advisory, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2017 | 3 |
Sandy Spring Bank | 2 | 1 | 0.01% | 0.02% | 0.02% | Q1 2014 | Q4 2016 | 3 |
SENTRY INVESTMENT MANAGEMENT LLC | 2 | 1 | 0.17% | 0.40% | 0.56% | Q2 2014 | Q1 2015 | 3 |
Oliver Luxxe Assets LLC | 3 | 3 | 0.32% | 0.97% | 2.20% | Q4 2015 | Q2 2016 | 3 |
Advisors Preferred, LLC | 3 | 3 | 0.11% | 0.53% | 0.82% | Q4 2013 | Q2 2014 | 3 |
Firsthand Capital Management, Inc. | 2 | 1 | 2.57% | 4.12% | 5.50% | Q1 2016 | Q4 2016 | 3 |
YorkBridge Wealth Partners, LLC | 3 | 3 | 0.10% | 0.10% | 0.10% | Q1 2017 | Q3 2017 | 3 |
CWM, LLC | 3 | 3 | 0.00% | 0.36% | 0.90% | Q1 2017 | Q3 2017 | 3 |
TWO SIGMA INVESTMENTS, LP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q1 2014 | 3 |
Live Your Vision, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
USA FINANCIAL FORMULAS | 2 | 1 | 0.16% | 0.31% | 0.41% | Q3 2016 | Q3 2017 | 3 |
SRS Capital Advisors, Inc. | 3 | 3 | 0.05% | 0.05% | 0.05% | Q4 2016 | Q2 2017 | 3 |
ZACKS INVESTMENT MANAGEMENT | 1 | 1 | 0.03% | 0.04% | 0.04% | Q2 2013 | Q2 2015 | 3 |
M&T BANK CORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2016 | 3 |
Invesco Ltd. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
WOLVERINE TRADING, LLC | 2 | 1 | 0.02% | 0.06% | 0.13% | Q3 2016 | Q3 2017 | 3 |
AFAM CAPITAL, INC. | 3 | 3 | 0.09% | 0.55% | 1.37% | Q1 2017 | Q3 2017 | 3 |
3G Capital Partners | 1 | 1 | 1.24% | 6.72% | 12.20% | Q3 2016 | Q1 2017 | 2 |
Richard Bernstein Advisors LLC | 1 | 1 | 0.02% | 0.03% | 0.03% | Q3 2016 | Q1 2017 | 2 |
Capital Wealth Planning, LLC | 2 | 2 | 0.49% | 0.59% | 0.70% | Q4 2018 | Q1 2019 | 2 |
Perigon Wealth Management, LLC | 2 | 2 | 0.01% | 0.07% | 0.12% | Q1 2017 | Q2 2017 | 2 |
FLOW TRADERS U.S. LLC | 2 | 2 | 0.01% | 0.05% | 0.08% | Q3 2016 | Q4 2016 | 2 |
Waldron Private Wealth LLC | 2 | 2 | 0.15% | 0.18% | 0.22% | Q3 2015 | Q4 2015 | 2 |
ALPS ADVISORS INC | 1 | 1 | 0.12% | 0.15% | 0.18% | Q3 2013 | Q3 2015 | 2 |
Janney Montgomery Scott LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q3 2014 | Q1 2017 | 2 |
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2017 | 2 |
Shamrock Asset Management LLC | 1 | 1 | 0.02% | 0.04% | 0.06% | Q1 2014 | Q1 2017 | 2 |
COMERICA BANK | 2 | 2 | 0.02% | 0.03% | 0.03% | Q2 2013 | Q3 2013 | 2 |
RFG Advisory, LLC | 1 | 1 | 0.09% | 0.14% | 0.19% | Q2 2015 | Q1 2016 | 2 |
Tower Research Capital LLC (TRC) | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
Mirae Asset Global Investments Co., Ltd. | 1 | 1 | 0.01% | 0.09% | 0.18% | Q4 2016 | Q3 2017 | 2 |
Threshold Group LLC | 2 | 2 | 0.64% | 1.46% | 2.29% | Q4 2015 | Q1 2016 | 2 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.01% | 0.03% | 0.05% | Q1 2016 | Q1 2017 | 2 |
OneDigital Investment Advisors LLC | 2 | 2 | 0.06% | 0.06% | 0.06% | Q2 2017 | Q3 2017 | 2 |
SIGNATUREFD, LLC | 2 | 2 | 0.14% | 0.15% | 0.16% | Q4 2015 | Q1 2016 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
MML INVESTORS SERVICES, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q3 2017 | 2 |
Your Advocates Ltd., LLP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q3 2020 | 2 |
Integrated Wealth Management | 1 | 1 | 0.02% | 0.08% | 0.14% | Q1 2015 | Q3 2015 | 2 |
BOSTON PRIVATE BANK & TRUST CO | 2 | 2 | 0.22% | 0.29% | 0.35% | Q4 2014 | Q1 2015 | 2 |
J.P. Morgan Private Wealth Advisors LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q1 2016 | 2 |
Clear Harbor Asset Management, LLC | 2 | 2 | 0.11% | 0.11% | 0.11% | Q2 2017 | Q3 2017 | 2 |
First Heartland Consultants, Inc. | 1 | 1 | 0.01% | 0.05% | 0.08% | Q2 2013 | Q1 2017 | 2 |
Virtu Financial LLC | 1 | 1 | 0.03% | 0.05% | 0.07% | Q4 2016 | Q3 2017 | 2 |
Empirical Finance, LLC | 2 | 2 | 0.83% | 1.00% | 1.17% | Q2 2017 | Q3 2017 | 2 |
NEXT Financial Group, Inc | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q2 2016 | 2 |
NOMURA HOLDINGS INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
SHIKIAR ASSET MANAGEMENT INC | 2 | 2 | 0.09% | 0.09% | 0.09% | Q2 2017 | Q3 2017 | 2 |
SWS Partners | 2 | 2 | 0.03% | 0.04% | 0.04% | Q4 2017 | Q1 2018 | 2 |
Alpha Omega Wealth Management LLC | 2 | 2 | 0.03% | 0.05% | 0.07% | Q4 2018 | Q1 2019 | 2 |
FMR LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
Stadion Money Management, LLC | 1 | 1 | 2.23% | 2.23% | 2.23% | Q2 2016 | Q2 2016 | 1 |
BAR HARBOR WEALTH MANAGEMENT | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2017 | Q3 2017 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2017 | Q1 2017 | 1 |
WRAPMANAGER INC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2017 | Q2 2017 | 1 |
UBS ASSET MANAGEMENT AMERICAS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Weatherstone Capital Management | 1 | 1 | 0.48% | 0.48% | 0.48% | Q1 2017 | Q1 2017 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
TEACHER RETIREMENT SYSTEM OF TEXAS | 1 | 1 | 0.26% | 0.26% | 0.26% | Q4 2013 | Q4 2013 | 1 |
Donald L. Hagan, LLC | 1 | 1 | 0.69% | 0.69% | 0.69% | Q2 2017 | Q2 2017 | 1 |
VSR Financial Services, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2014 | Q1 2014 | 1 |
FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q4 2015 | 1 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Sage Advisory Services, Ltd.Co. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2017 | Q3 2017 | 1 |
Beacon Capital Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q2 2013 | Q2 2013 | 1 |
BESSEMER GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Zions Bancorporation | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
BTS Asset Management, Inc. | 1 | 1 | 9.76% | 9.76% | 9.76% | Q2 2022 | Q2 2022 | 1 |
Brookstone Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2015 | Q4 2015 | 1 |
Csenge Advisory Group | 1 | 1 | 0.13% | 0.13% | 0.13% | Q3 2017 | Q3 2017 | 1 |
White Lighthouse Investment Management Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2022 | Q1 2022 | 1 |
HealthInvest Partners AB | 1 | 1 | 0.68% | 0.68% | 0.68% | Q3 2016 | Q3 2016 | 1 |
Hudock, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2015 | Q3 2015 | 1 |
M Holdings Securities, Inc. | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2014 | Q4 2014 | 1 |
First Horizon Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
IPG Investment Advisors LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2016 | Q3 2016 | 1 |
SII INVESTMENTS INC/WI | 1 | 1 | 0.59% | 0.59% | 0.59% | Q4 2013 | Q4 2013 | 1 |
Crow Point Partners, LLC | 1 | 1 | 0.26% | 0.26% | 0.26% | Q3 2017 | Q3 2017 | 1 |
Main Management LLC | 1 | 1 | 2.85% | 2.85% | 2.85% | Q3 2017 | Q3 2017 | 1 |
Sigma Investment Management Co | 1 | 1 | 0.18% | 0.18% | 0.18% | Q1 2013 | Q1 2013 | 1 |
FARMERS & MERCHANTS INVESTMENTS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
AE Wealth Management LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2017 | Q3 2017 | 1 |
Lyons Wealth Management, LLC. | 1 | 1 | 0.28% | 0.28% | 0.28% | Q3 2013 | Q3 2013 | 1 |
Virtus Investment Advisers, Inc. | 1 | 1 | 19.72% | 19.72% | 19.72% | Q1 2015 | Q1 2015 | 1 |
Rafferty Asset Management, LLC | 1 | 1 | 0.39% | 0.39% | 0.39% | Q2 2013 | Q2 2013 | 1 |
Advocacy Wealth Management Services, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2013 | Q2 2013 | 1 |
Pension Partners, LLC | 1 | 1 | 25.62% | 25.62% | 25.62% | Q3 2016 | Q3 2016 | 1 |
FIRST FINANCIAL EQUITY CORPORATION | 1 | 1 | 0.16% | 0.16% | 0.16% | Q1 2017 | Q1 2017 | 1 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Hilltop Holdings Inc. | 1 | 1 | 0.71% | 0.71% | 0.71% | Q3 2017 | Q3 2017 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Virtue Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
AMERICAN ECONOMIC PLANNING GROUP INC /ADV | 1 | 1 | 0.15% | 0.15% | 0.15% | Q1 2016 | Q1 2016 | 1 |
BAILARD, INC. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2017 | Q3 2017 | 1 |
Clark Capital Management Group, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
MILLER HOWARD INVESTMENTS INC /NY | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
Almanack Investment Partners, LLC. | 1 | 1 | 0.93% | 0.93% | 0.93% | Q4 2018 | Q4 2018 | 1 |
Transamerica Financial Advisors, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2015 | Q3 2015 | 1 |
NIEMANN CAPITAL MANAGEMENT INC | 1 | 1 | 10.62% | 10.62% | 10.62% | Q4 2018 | Q4 2018 | 1 |
JONES FINANCIAL COMPANIES LLLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
GENWORTH FINANCIAL INC | 1 | 1 | 0.18% | 0.18% | 0.18% | Q2 2013 | Q2 2013 | 1 |
WEALTHFRONT Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Graticule Asia Macro Advisors LLC | 1 | 1 | 0.75% | 0.75% | 0.75% | Q3 2016 | Q3 2016 | 1 |
Global Retirement Partners, LLC | 1 | 1 | 0.28% | 0.28% | 0.28% | Q1 2017 | Q1 2017 | 1 |
STEPHENS INC /AR/ | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2017 | Q1 2017 | 1 |
Voya Financial Advisors, Inc. | 1 | 1 | 0.42% | 0.42% | 0.42% | Q1 2017 | Q1 2017 | 1 |
JENNISON ASSOCIATES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
MANNING & NAPIER ADVISORS LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2017 | Q3 2017 | 1 |
Ausdal Financial Partners, Inc. | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2015 | Q4 2015 | 1 |
Drexel Morgan & Co. | 1 | 1 | 1.07% | 1.07% | 1.07% | Q1 2016 | Q1 2016 | 1 |
People's United Financial, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
STABLEFORD CAPITAL II LLC | 1 | 1 | 0.46% | 0.46% | 0.46% | Q3 2017 | Q3 2017 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Sigma Planning Corp | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2017 | Q1 2017 | 1 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.41% | 0.41% | 0.41% | Q1 2017 | Q1 2017 | 1 |
COMMERCE BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
IFC Holdings Incorporated/FL | 1 | 1 | 1.10% | 1.10% | 1.10% | Q4 2013 | Q4 2013 | 1 |
External links
This page lists all the filers that currently own SPDR SERIES TRUST or have owned SPDR SERIES TRUST in the past.