$230 Million is the total value of Ken Stern & Associates, Inc.'s 133 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 35.7% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
ESS | Sell | ESSEX PPTY TR INC | $41,276,000 | +1.5% | 167,307 | -1.7% | 17.96% | -4.3% |
IWO | Sell | ISHARES TRrus 2000 grw etf | $13,162,000 | +4.4% | 61,198 | -0.9% | 5.73% | -1.6% |
VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $11,327,000 | +2.3% | 261,763 | +1.5% | 4.93% | -3.5% |
BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $10,631,000 | +3.2% | 135,080 | +3.9% | 4.63% | -2.7% |
SHV | Buy | ISHARES TRshort treas bd | $9,900,000 | +2.4% | 89,641 | +2.4% | 4.31% | -3.4% |
IEF | Buy | ISHARES TRbarclays 7 10 yr | $9,781,000 | +0.7% | 96,680 | +2.0% | 4.26% | -5.1% |
VGT | Sell | VANGUARD WORLD FDSinf tech etf | $9,563,000 | +9.0% | 47,209 | -2.4% | 4.16% | +2.8% |
XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $8,625,000 | +5.7% | 73,580 | -1.4% | 3.75% | -0.3% |
MTUM | Sell | ISHARES TRusa momentum fct | $7,667,000 | +4.5% | 64,427 | -3.6% | 3.34% | -1.4% |
ITA | New | ISHARES TRus aer def etf | $7,250,000 | – | 33,498 | +100.0% | 3.16% | – |
FDN | Sell | FIRST TR EXCHANGE TRADED FDdj internt idx | $7,173,000 | -0.2% | 50,675 | -2.9% | 3.12% | -5.9% |
VTV | Sell | VANGUARD INDEX FDSvalue etf | $6,227,000 | +6.1% | 56,260 | -0.4% | 2.71% | +0.1% |
SPY | Buy | SPDR S&P 500 ETF TRtr unit | $5,643,000 | +23.0% | 19,412 | +14.8% | 2.46% | +16.0% |
XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $4,469,000 | +13.3% | 46,965 | -0.7% | 1.94% | +6.8% |
XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $4,098,000 | -45.7% | 52,272 | -50.4% | 1.78% | -48.8% |
XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $4,074,000 | +3.7% | 147,723 | -0.1% | 1.77% | -2.3% |
XLE | New | SELECT SECTOR SPDR TRenergy | $3,788,000 | – | 50,019 | +100.0% | 1.65% | – |
IHI | Sell | ISHARES TRu.s. med dvc etf | $3,351,000 | +13.4% | 14,730 | -0.0% | 1.46% | +6.9% |
IHF | New | ISHARES TRus hlthcr pr etf | $2,965,000 | – | 14,837 | +100.0% | 1.29% | – |
AAPL | Buy | APPLE INC | $2,710,000 | +22.0% | 12,004 | +0.0% | 1.18% | +15.0% |
DIVY | Sell | REALITY SHS ETF TRdivs etf | $1,528,000 | +0.3% | 56,282 | -1.2% | 0.66% | -5.4% |
AMZN | AMAZON COM INC | $1,450,000 | +17.8% | 724 | 0.0% | 0.63% | +11.1% | |
GSLC | Buy | GOLDMAN SACHS ETF TRequity etf | $1,406,000 | +7.3% | 23,926 | +0.0% | 0.61% | +1.2% |
JNJ | Buy | JOHNSON & JOHNSON | $1,403,000 | +13.9% | 10,157 | +0.0% | 0.61% | +7.4% |
GOOGL | ALPHABET INCcap stk cl a | $1,100,000 | +6.9% | 911 | 0.0% | 0.48% | +0.8% | |
BSCI | New | INVESCO EXCH TRD SLF IDX FD | $1,081,000 | – | 51,112 | +100.0% | 0.47% | – |
LDOS | Buy | LEIDOS HLDGS INC | $1,046,000 | +17.1% | 15,130 | +0.0% | 0.46% | +10.4% |
VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $944,000 | -10.1% | 6,306 | -15.7% | 0.41% | -15.3% |
RCD | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $874,000 | – | 8,245 | +100.0% | 0.38% | – |
BSCK | New | INVESCO EXCH TRD SLF IDX FD | $865,000 | – | 41,034 | +100.0% | 0.38% | – |
RYT | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql tec | $863,000 | – | 5,126 | +100.0% | 0.38% | – |
RGI | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql ind | $862,000 | – | 6,836 | +100.0% | 0.38% | – |
PFE | Buy | PFIZER INC | $833,000 | +21.4% | 18,909 | +0.0% | 0.36% | +14.5% |
QCOM | Sell | QUALCOMM INC | $828,000 | +17.3% | 11,492 | -8.7% | 0.36% | +10.4% |
RYH | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql hlt | $817,000 | – | 3,966 | +100.0% | 0.36% | – |
SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $805,000 | +11.3% | 8,225 | +5.4% | 0.35% | +4.8% |
IGV | ISHARES TRna tec sftwr etf | $752,000 | +12.2% | 3,667 | 0.0% | 0.33% | +5.8% | |
RYF | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql fin | $744,000 | – | 17,306 | +100.0% | 0.32% | – |
BSCJ | New | INVESCO EXCH TRD SLF IDX FD | $742,000 | – | 35,191 | +100.0% | 0.32% | – |
PRF | New | INVESCO EXCHANGE TRADED FD Tftse rafi 1000 | $718,000 | – | 6,043 | +100.0% | 0.31% | – |
AET | AETNA INC NEW | $704,000 | +10.5% | 3,472 | 0.0% | 0.31% | +4.1% | |
VRP | New | INVESCO EXCHNG TRADED FD TRvar rate pfd | $699,000 | – | 28,082 | +100.0% | 0.30% | – |
PHB | New | INVESCO EXCHNG TRADED FD TRfndmntl hy crp | $695,000 | – | 37,524 | +100.0% | 0.30% | – |
HON | Buy | HONEYWELL INTL INC | $690,000 | +15.6% | 4,150 | +0.1% | 0.30% | +8.7% |
V | VISA INC | $689,000 | +13.3% | 4,589 | 0.0% | 0.30% | +6.8% | |
TMO | THERMO FISHER SCIENTIFIC INC | $687,000 | +17.8% | 2,816 | 0.0% | 0.30% | +11.2% | |
ABBV | Buy | ABBVIE INC | $665,000 | +2.2% | 7,027 | +0.0% | 0.29% | -3.7% |
PGX | New | INVESCO EXCHNG TRADED FD TRpfd etf | $665,000 | – | 46,412 | +100.0% | 0.29% | – |
CSCO | Buy | CISCO SYS INC | $654,000 | +13.0% | 13,451 | +0.0% | 0.28% | +6.7% |
INTC | Buy | INTEL CORP | $651,000 | -4.8% | 13,756 | +0.0% | 0.28% | -10.4% |
XAR | SPDR SERIES TRUSTaerospace def | $644,000 | +14.4% | 6,465 | 0.0% | 0.28% | +7.7% | |
SAIC | SCIENCE APPLICATNS INTL CP N | $634,000 | -0.5% | 7,865 | 0.0% | 0.28% | -6.1% | |
GLW | CORNING INC | $633,000 | +28.1% | 17,943 | 0.0% | 0.28% | +20.6% | |
FDRR | Buy | FIDELITYdivid etf risi | $597,000 | +8.7% | 18,433 | +1.7% | 0.26% | +2.8% |
FTEC | Buy | FIDELITYmsci info tech i | $571,000 | +53.1% | 9,485 | +40.4% | 0.25% | +44.8% |
LH | LABORATORY CORP AMER HLDGS | $568,000 | -3.2% | 3,272 | 0.0% | 0.25% | -8.9% | |
VDC | Buy | VANGUARD WORLD FDSconsum stp etf | $557,000 | +4.5% | 3,974 | +0.0% | 0.24% | -1.6% |
DAL | Buy | DELTA AIR LINES INC DEL | $526,000 | +16.6% | 9,097 | +0.0% | 0.23% | +10.1% |
TDIV | Buy | FIRST TR EXCHANGE TRADED FDnasd tech div | $523,000 | +8.3% | 13,617 | +0.0% | 0.23% | +2.2% |
PG | Buy | PROCTER AND GAMBLE CO | $496,000 | +6.7% | 5,961 | +0.0% | 0.22% | +0.5% |
DIS | Buy | DISNEY WALT CO | $486,000 | +35.0% | 4,157 | +20.9% | 0.21% | +27.7% |
XOM | Buy | EXXON MOBIL CORP | $476,000 | +2.8% | 5,603 | +0.2% | 0.21% | -3.3% |
KIE | Buy | SPDR SERIES TRUSTs&p ins etf | $471,000 | +7.5% | 14,691 | +0.0% | 0.20% | +1.5% |
PEP | PEPSICO INC | $472,000 | +2.8% | 4,218 | 0.0% | 0.20% | -3.3% | |
ITW | ILLINOIS TOOL WKS INC | $462,000 | +2.0% | 3,272 | 0.0% | 0.20% | -3.8% | |
JPM | JPMORGAN CHASE & CO | $455,000 | +8.3% | 4,030 | 0.0% | 0.20% | +2.1% | |
VGK | VANGUARD INTL EQUITY INDEX Fftse europe etf | $444,000 | +0.2% | 7,901 | 0.0% | 0.19% | -5.4% | |
C | Sell | CITIGROUP INC | $441,000 | +6.5% | 6,147 | -0.7% | 0.19% | +0.5% |
VZ | Buy | VERIZON COMMUNICATIONS INC | $438,000 | +6.1% | 8,206 | +0.0% | 0.19% | 0.0% |
WFC | Buy | WELLS FARGO CO NEW | $432,000 | -5.3% | 8,228 | +0.0% | 0.19% | -10.5% |
IGF | ISHARES TRglb infrastr etf | $424,000 | -2.1% | 10,076 | 0.0% | 0.18% | -7.5% | |
PPL | Buy | PPL CORP | $419,000 | +2.4% | 14,330 | +0.0% | 0.18% | -3.7% |
CPT | Buy | CAMDEN PPTY TRsh ben int | $415,000 | +2.7% | 4,432 | +0.0% | 0.18% | -2.7% |
FITB | Buy | FIFTH THIRD BANCORP | $407,000 | -2.9% | 14,588 | +0.0% | 0.18% | -8.3% |
PCAR | PACCAR INC | $405,000 | +10.1% | 5,934 | 0.0% | 0.18% | +3.5% | |
ETN | EATON CORP PLC | $399,000 | +16.0% | 4,600 | 0.0% | 0.17% | +9.4% | |
BSCL | New | INVESCO EXCH TRD SLF IDX FD | $384,000 | – | 18,499 | +100.0% | 0.17% | – |
AFIN | New | AMERICAN FIN TR INC | $381,000 | – | 24,988 | +100.0% | 0.17% | – |
LRCX | LAM RESEARCH CORP | $380,000 | -12.2% | 2,505 | 0.0% | 0.16% | -17.5% | |
IVV | Buy | ISHARES TRcore s&p500 etf | $376,000 | +11.2% | 1,286 | +3.7% | 0.16% | +5.1% |
VOO | VANGUARD INDEX FDS | $371,000 | +7.2% | 1,388 | 0.0% | 0.16% | +0.6% | |
MU | MICRON TECHNOLOGY INC | $371,000 | -13.9% | 8,210 | 0.0% | 0.16% | -19.1% | |
T | Buy | AT&T INC | $359,000 | +18.5% | 10,700 | +13.5% | 0.16% | +11.4% |
LYB | LYONDELLBASELL INDUSTRIES N | $359,000 | -6.5% | 3,499 | 0.0% | 0.16% | -11.9% | |
DUK | DUKE ENERGY CORP NEW | $355,000 | +1.4% | 4,432 | 0.0% | 0.16% | -4.3% | |
BKLN | New | INVESCO EXCHNG TRADED FD TRsr ln etf | $351,000 | – | 15,141 | +100.0% | 0.15% | – |
IBB | ISHARES TRnasdaq biotech | $349,000 | +11.1% | 2,862 | 0.0% | 0.15% | +4.8% | |
MLPA | GLOBAL X FDSglbl x mlp etf | $346,000 | +4.2% | 36,220 | 0.0% | 0.15% | -1.3% | |
JPUS | JP MORGAN EXCHANGE TRADED FDjpmorgan diver | $342,000 | +4.9% | 4,586 | 0.0% | 0.15% | -0.7% | |
WELL | Buy | WELLTOWER INC | $342,000 | +2.7% | 5,319 | +0.0% | 0.15% | -3.2% |
EMB | Sell | ISHARES TRjpmorgan usd emg | $341,000 | -1.7% | 3,161 | -2.6% | 0.15% | -7.5% |
RYU | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql utl | $341,000 | – | 3,882 | +100.0% | 0.15% | – |
GOOG | ALPHABET INCcap stk cl c | $321,000 | +7.0% | 269 | 0.0% | 0.14% | +1.4% | |
RYE | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql enr | $317,000 | – | 5,110 | +100.0% | 0.14% | – |
SO | SOUTHERN CO | $316,000 | -6.0% | 7,250 | 0.0% | 0.14% | -11.0% | |
HAL | Buy | HALLIBURTON CO | $314,000 | -10.0% | 7,754 | +0.0% | 0.14% | -14.9% |
RHS | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $315,000 | – | 2,455 | +100.0% | 0.14% | – |
AOR | Sell | ISHARES TRgrwt allocat etf | $313,000 | -24.2% | 6,929 | -25.6% | 0.14% | -28.8% |
UPS | Buy | UNITED PARCEL SERVICE INCcl b | $308,000 | +12.0% | 2,638 | +1.9% | 0.13% | +5.5% |
CVS | Buy | CVS HEALTH CORP | $305,000 | +42.5% | 3,870 | +16.6% | 0.13% | +34.3% |
ALXN | ALEXION PHARMACEUTICALS INC | $306,000 | +12.1% | 2,200 | 0.0% | 0.13% | +5.6% | |
SBUX | Buy | STARBUCKS CORP | $304,000 | +32.8% | 5,341 | +14.1% | 0.13% | +24.5% |
IYR | Buy | ISHARES TRu.s. real es etf | $304,000 | -0.7% | 3,795 | +0.0% | 0.13% | -6.4% |
RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $297,000 | +32.0% | 6,240 | +33.2% | 0.13% | +24.0% |
FHLC | New | FIDELITYmsci hlth care i | $293,000 | – | 6,257 | +100.0% | 0.13% | – |
IJT | ISHARES TRs&p sml 600 gwt | $294,000 | +6.9% | 1,455 | 0.0% | 0.13% | +0.8% | |
FNCL | Buy | FIDELITYmsci finls idx | $287,000 | +33.5% | 7,122 | +30.1% | 0.12% | +26.3% |
CCL | Sell | CARNIVAL CORPunit 99/99/9999 | $281,000 | +8.9% | 4,403 | -2.2% | 0.12% | +2.5% |
BLK | BLACKROCK INC | $280,000 | -5.4% | 593 | 0.0% | 0.12% | -10.9% | |
HST | Buy | HOST HOTELS & RESORTS INC | $278,000 | +0.4% | 13,172 | +0.0% | 0.12% | -5.5% |
PFXF | Buy | VANECK VECTORS ETF TRpfd secs ex finl | $270,000 | -0.7% | 13,903 | +0.0% | 0.12% | -6.3% |
CVX | CHEVRON CORP NEW | $272,000 | -3.2% | 2,225 | 0.0% | 0.12% | -9.2% | |
KMB | Sell | KIMBERLY CLARK CORP | $272,000 | +7.1% | 2,392 | -0.8% | 0.12% | +0.9% |
IJS | ISHARES TRsp smcp600vl etf | $272,000 | +2.3% | 1,632 | 0.0% | 0.12% | -4.1% | |
IDV | ISHARES TRintl sel div etf | $271,000 | +1.9% | 8,306 | 0.0% | 0.12% | -4.1% | |
RTM | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql mat | $269,000 | – | 2,473 | +100.0% | 0.12% | – |
SDOG | ALPS ETF TRsectr div dogs | $269,000 | +3.1% | 5,858 | 0.0% | 0.12% | -2.5% | |
FDIS | Buy | FIDELITYmsci consm dis | $267,000 | +30.9% | 5,877 | +23.3% | 0.12% | +23.4% |
MDIV | FIRST TR EXCHANGE TRADED FDmulti asset di | $261,000 | +1.2% | 14,100 | 0.0% | 0.11% | -4.2% | |
ISRG | Sell | INTUITIVE SURGICAL INC | $260,000 | -1.9% | 453 | -18.1% | 0.11% | -7.4% |
FDX | FEDEX CORP | $257,000 | +6.2% | 1,067 | 0.0% | 0.11% | 0.0% | |
APLE | Sell | APPLE HOSPITALITY REIT INC | $250,000 | -4.9% | 14,307 | -2.7% | 0.11% | -9.9% |
FIDU | New | FIDELITYmsci indl indx | $248,000 | – | 6,172 | +100.0% | 0.11% | – |
CELG | New | CELGENE CORP | $242,000 | – | 2,707 | +100.0% | 0.10% | – |
COST | Sell | COSTCO WHSL CORP NEW | $242,000 | +7.6% | 1,029 | -4.6% | 0.10% | +1.0% |
MCD | MCDONALDS CORP | $240,000 | +6.7% | 1,436 | 0.0% | 0.10% | 0.0% | |
IWM | Sell | ISHARES TRrussell 2000 etf | $232,000 | +0.4% | 1,374 | -2.8% | 0.10% | -5.6% |
DWDP | Buy | DOWDUPONT INC | $228,000 | -2.1% | 3,541 | +0.0% | 0.10% | -8.3% |
TSN | TYSON FOODS INCcl a | $214,000 | -13.7% | 3,603 | 0.0% | 0.09% | -18.4% | |
O | REALTY INCOME CORP | $212,000 | +6.0% | 3,723 | 0.0% | 0.09% | 0.0% | |
EEM | ISHARES TRmsci emg mkt etf | $212,000 | -0.9% | 4,943 | 0.0% | 0.09% | -7.1% | |
AGG | ISHARES TRcore us aggbd et | $209,000 | -0.5% | 1,977 | 0.0% | 0.09% | -6.2% | |
USO | UNITED STATES OIL FUND LPunits | $186,000 | +2.8% | 12,016 | 0.0% | 0.08% | -3.6% | |
JPST | Exit | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $0 | – | -3,984 | -100.0% | -0.09% | – |
RTM | Exit | RYDEX ETF TRUSTgug s&p500eqwtma | $0 | – | -1,886 | -100.0% | -0.09% | – |
RHS | Exit | RYDEX ETF TRUSTgug s&p500 ewcon | $0 | – | -1,806 | -100.0% | -0.10% | – |
RYU | Exit | RYDEX ETF TRUSTgug s&p500eqwtut | $0 | – | -3,092 | -100.0% | -0.12% | – |
RYE | Exit | RYDEX ETF TRUSTgug s&p500eqwten | $0 | – | -4,673 | -100.0% | -0.14% | – |
BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -15,138 | -100.0% | -0.16% | – |
PGX | Exit | POWERSHARES ETF TR IIpfd portfolio | $0 | – | -25,151 | -100.0% | -0.17% | – |
BSCL | Exit | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021 | $0 | – | -18,499 | -100.0% | -0.18% | – |
RGI | Exit | RYDEX ETF TRUSTgug s&p500 eq wt | $0 | – | -4,202 | -100.0% | -0.22% | – |
RYH | Exit | RYDEX ETF TRUSTgug s&p500eqwthc | $0 | – | -2,736 | -100.0% | -0.23% | – |
RYF | Exit | RYDEX ETF TRUSTgug s&p500eqwtfi | $0 | – | -13,901 | -100.0% | -0.27% | – |
RYT | Exit | RYDEX ETF TRUSTgug s&p500eqwtte | $0 | – | -3,904 | -100.0% | -0.29% | – |
BSCJ | Exit | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $0 | – | -29,484 | -100.0% | -0.29% | – |
PRF | Exit | POWERSHARES ETF TRUSTftse rafi 1000 | $0 | – | -6,043 | -100.0% | -0.31% | – |
PHB | Exit | POWERSHARES ETF TR IIfdm hg yld rafi | $0 | – | -37,516 | -100.0% | -0.32% | – |
VRP | Exit | POWERSHARES ETF TR IIvar rate pfd por | $0 | – | -28,076 | -100.0% | -0.32% | – |
RCD | Exit | RYDEX ETF TRUSTgug s&p sc500 eq | $0 | – | -6,998 | -100.0% | -0.34% | – |
BSCK | Exit | CLAYMORE EXCHANGE TRD FD TRgug bull2020 e | $0 | – | -37,286 | -100.0% | -0.36% | – |
BSCI | Exit | CLAYMORE EXCHANGE TRD FD TRgug bull2018 e | $0 | – | -52,060 | -100.0% | -0.51% | – |
VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -18,102 | -100.0% | -1.30% | – |
IYF | Exit | ISHARES TRu.s. finls etf | $0 | – | -59,831 | -100.0% | -3.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-13
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
VANGUARD INDEX FDS S&P 500 | 16 | Q3 2018 | 14.0% |
APPLE INC | 16 | Q3 2018 | 1.2% |
JOHNSON & JOHNSON | 16 | Q3 2018 | 1.0% |
QUALCOMM INC | 16 | Q3 2018 | 1.1% |
CHEVRON CORP NEW | 16 | Q3 2018 | 1.1% |
VERIZON COMMUNICATIONS INC | 16 | Q3 2018 | 0.7% |
INTEL CORP | 16 | Q3 2018 | 0.6% |
J P MORGAN & CO | 16 | Q3 2018 | 0.4% |
AETNA INC NEW | 16 | Q3 2018 | 0.5% |
ILLINOIS TOOL WKS INC | 16 | Q3 2018 | 0.5% |
View Ken Stern & Associates, Inc.'s complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2018-11-13 |
13F-HR | 2018-08-08 |
13F-HR | 2018-05-21 |
13F-HR | 2018-02-08 |
13F-HR | 2017-11-01 |
13F-HR | 2017-08-11 |
13F-HR | 2017-05-11 |
13F-HR | 2017-02-09 |
13F-HR | 2016-11-15 |
13F-HR | 2016-07-21 |
View Ken Stern & Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.