Ken Stern & Associates, Inc. - Q3 2018 holdings

$230 Million is the total value of Ken Stern & Associates, Inc.'s 133 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 35.7% .

 Value Shares↓ Weighting
ESS SellESSEX PPTY TR INC$41,276,000
+1.5%
167,307
-1.7%
17.96%
-4.3%
IWO SellISHARES TRrus 2000 grw etf$13,162,000
+4.4%
61,198
-0.9%
5.73%
-1.6%
VEA BuyVANGUARD TAX MANAGED INTL FDftse dev mkt etf$11,327,000
+2.3%
261,763
+1.5%
4.93%
-3.5%
BND BuyVANGUARD BD INDEX FD INCtotal bnd mrkt$10,631,000
+3.2%
135,080
+3.9%
4.63%
-2.7%
SHV BuyISHARES TRshort treas bd$9,900,000
+2.4%
89,641
+2.4%
4.31%
-3.4%
IEF BuyISHARES TRbarclays 7 10 yr$9,781,000
+0.7%
96,680
+2.0%
4.26%
-5.1%
VGT SellVANGUARD WORLD FDSinf tech etf$9,563,000
+9.0%
47,209
-2.4%
4.16%
+2.8%
XLY SellSELECT SECTOR SPDR TRsbi cons discr$8,625,000
+5.7%
73,580
-1.4%
3.75%
-0.3%
MTUM SellISHARES TRusa momentum fct$7,667,000
+4.5%
64,427
-3.6%
3.34%
-1.4%
ITA NewISHARES TRus aer def etf$7,250,00033,498
+100.0%
3.16%
FDN SellFIRST TR EXCHANGE TRADED FDdj internt idx$7,173,000
-0.2%
50,675
-2.9%
3.12%
-5.9%
VTV SellVANGUARD INDEX FDSvalue etf$6,227,000
+6.1%
56,260
-0.4%
2.71%
+0.1%
SPY BuySPDR S&P 500 ETF TRtr unit$5,643,000
+23.0%
19,412
+14.8%
2.46%
+16.0%
XLV SellSELECT SECTOR SPDR TRsbi healthcare$4,469,000
+13.3%
46,965
-0.7%
1.94%
+6.8%
XLI SellSELECT SECTOR SPDR TRsbi int-inds$4,098,000
-45.7%
52,272
-50.4%
1.78%
-48.8%
XLF SellSELECT SECTOR SPDR TRsbi int-finl$4,074,000
+3.7%
147,723
-0.1%
1.77%
-2.3%
XLE NewSELECT SECTOR SPDR TRenergy$3,788,00050,019
+100.0%
1.65%
IHI SellISHARES TRu.s. med dvc etf$3,351,000
+13.4%
14,730
-0.0%
1.46%
+6.9%
IHF NewISHARES TRus hlthcr pr etf$2,965,00014,837
+100.0%
1.29%
AAPL BuyAPPLE INC$2,710,000
+22.0%
12,004
+0.0%
1.18%
+15.0%
DIVY SellREALITY SHS ETF TRdivs etf$1,528,000
+0.3%
56,282
-1.2%
0.66%
-5.4%
AMZN  AMAZON COM INC$1,450,000
+17.8%
7240.0%0.63%
+11.1%
GSLC BuyGOLDMAN SACHS ETF TRequity etf$1,406,000
+7.3%
23,926
+0.0%
0.61%
+1.2%
JNJ BuyJOHNSON & JOHNSON$1,403,000
+13.9%
10,157
+0.0%
0.61%
+7.4%
GOOGL  ALPHABET INCcap stk cl a$1,100,000
+6.9%
9110.0%0.48%
+0.8%
BSCI NewINVESCO EXCH TRD SLF IDX FD$1,081,00051,112
+100.0%
0.47%
LDOS BuyLEIDOS HLDGS INC$1,046,000
+17.1%
15,130
+0.0%
0.46%
+10.4%
VTI SellVANGUARD INDEX FDStotal stk mkt$944,000
-10.1%
6,306
-15.7%
0.41%
-15.3%
RCD NewINVESCO EXCHANGE TRADED FD Ts&p500 eql dis$874,0008,245
+100.0%
0.38%
BSCK NewINVESCO EXCH TRD SLF IDX FD$865,00041,034
+100.0%
0.38%
RYT NewINVESCO EXCHANGE TRADED FD Ts&p500 eql tec$863,0005,126
+100.0%
0.38%
RGI NewINVESCO EXCHANGE TRADED FD Ts&p500 eql ind$862,0006,836
+100.0%
0.38%
PFE BuyPFIZER INC$833,000
+21.4%
18,909
+0.0%
0.36%
+14.5%
QCOM SellQUALCOMM INC$828,000
+17.3%
11,492
-8.7%
0.36%
+10.4%
RYH NewINVESCO EXCHANGE TRADED FD Ts&p500 eql hlt$817,0003,966
+100.0%
0.36%
SDY BuySPDR SERIES TRUSTs&p divid etf$805,000
+11.3%
8,225
+5.4%
0.35%
+4.8%
IGV  ISHARES TRna tec sftwr etf$752,000
+12.2%
3,6670.0%0.33%
+5.8%
RYF NewINVESCO EXCHANGE TRADED FD Ts&p500 eql fin$744,00017,306
+100.0%
0.32%
BSCJ NewINVESCO EXCH TRD SLF IDX FD$742,00035,191
+100.0%
0.32%
PRF NewINVESCO EXCHANGE TRADED FD Tftse rafi 1000$718,0006,043
+100.0%
0.31%
AET  AETNA INC NEW$704,000
+10.5%
3,4720.0%0.31%
+4.1%
VRP NewINVESCO EXCHNG TRADED FD TRvar rate pfd$699,00028,082
+100.0%
0.30%
PHB NewINVESCO EXCHNG TRADED FD TRfndmntl hy crp$695,00037,524
+100.0%
0.30%
HON BuyHONEYWELL INTL INC$690,000
+15.6%
4,150
+0.1%
0.30%
+8.7%
V  VISA INC$689,000
+13.3%
4,5890.0%0.30%
+6.8%
TMO  THERMO FISHER SCIENTIFIC INC$687,000
+17.8%
2,8160.0%0.30%
+11.2%
ABBV BuyABBVIE INC$665,000
+2.2%
7,027
+0.0%
0.29%
-3.7%
PGX NewINVESCO EXCHNG TRADED FD TRpfd etf$665,00046,412
+100.0%
0.29%
CSCO BuyCISCO SYS INC$654,000
+13.0%
13,451
+0.0%
0.28%
+6.7%
INTC BuyINTEL CORP$651,000
-4.8%
13,756
+0.0%
0.28%
-10.4%
XAR  SPDR SERIES TRUSTaerospace def$644,000
+14.4%
6,4650.0%0.28%
+7.7%
SAIC  SCIENCE APPLICATNS INTL CP N$634,000
-0.5%
7,8650.0%0.28%
-6.1%
GLW  CORNING INC$633,000
+28.1%
17,9430.0%0.28%
+20.6%
FDRR BuyFIDELITYdivid etf risi$597,000
+8.7%
18,433
+1.7%
0.26%
+2.8%
FTEC BuyFIDELITYmsci info tech i$571,000
+53.1%
9,485
+40.4%
0.25%
+44.8%
LH  LABORATORY CORP AMER HLDGS$568,000
-3.2%
3,2720.0%0.25%
-8.9%
VDC BuyVANGUARD WORLD FDSconsum stp etf$557,000
+4.5%
3,974
+0.0%
0.24%
-1.6%
DAL BuyDELTA AIR LINES INC DEL$526,000
+16.6%
9,097
+0.0%
0.23%
+10.1%
TDIV BuyFIRST TR EXCHANGE TRADED FDnasd tech div$523,000
+8.3%
13,617
+0.0%
0.23%
+2.2%
PG BuyPROCTER AND GAMBLE CO$496,000
+6.7%
5,961
+0.0%
0.22%
+0.5%
DIS BuyDISNEY WALT CO$486,000
+35.0%
4,157
+20.9%
0.21%
+27.7%
XOM BuyEXXON MOBIL CORP$476,000
+2.8%
5,603
+0.2%
0.21%
-3.3%
KIE BuySPDR SERIES TRUSTs&p ins etf$471,000
+7.5%
14,691
+0.0%
0.20%
+1.5%
PEP  PEPSICO INC$472,000
+2.8%
4,2180.0%0.20%
-3.3%
ITW  ILLINOIS TOOL WKS INC$462,000
+2.0%
3,2720.0%0.20%
-3.8%
JPM  JPMORGAN CHASE & CO$455,000
+8.3%
4,0300.0%0.20%
+2.1%
VGK  VANGUARD INTL EQUITY INDEX Fftse europe etf$444,000
+0.2%
7,9010.0%0.19%
-5.4%
C SellCITIGROUP INC$441,000
+6.5%
6,147
-0.7%
0.19%
+0.5%
VZ BuyVERIZON COMMUNICATIONS INC$438,000
+6.1%
8,206
+0.0%
0.19%0.0%
WFC BuyWELLS FARGO CO NEW$432,000
-5.3%
8,228
+0.0%
0.19%
-10.5%
IGF  ISHARES TRglb infrastr etf$424,000
-2.1%
10,0760.0%0.18%
-7.5%
PPL BuyPPL CORP$419,000
+2.4%
14,330
+0.0%
0.18%
-3.7%
CPT BuyCAMDEN PPTY TRsh ben int$415,000
+2.7%
4,432
+0.0%
0.18%
-2.7%
FITB BuyFIFTH THIRD BANCORP$407,000
-2.9%
14,588
+0.0%
0.18%
-8.3%
PCAR  PACCAR INC$405,000
+10.1%
5,9340.0%0.18%
+3.5%
ETN  EATON CORP PLC$399,000
+16.0%
4,6000.0%0.17%
+9.4%
BSCL NewINVESCO EXCH TRD SLF IDX FD$384,00018,499
+100.0%
0.17%
AFIN NewAMERICAN FIN TR INC$381,00024,988
+100.0%
0.17%
LRCX  LAM RESEARCH CORP$380,000
-12.2%
2,5050.0%0.16%
-17.5%
IVV BuyISHARES TRcore s&p500 etf$376,000
+11.2%
1,286
+3.7%
0.16%
+5.1%
VOO  VANGUARD INDEX FDS$371,000
+7.2%
1,3880.0%0.16%
+0.6%
MU  MICRON TECHNOLOGY INC$371,000
-13.9%
8,2100.0%0.16%
-19.1%
T BuyAT&T INC$359,000
+18.5%
10,700
+13.5%
0.16%
+11.4%
LYB  LYONDELLBASELL INDUSTRIES N$359,000
-6.5%
3,4990.0%0.16%
-11.9%
DUK  DUKE ENERGY CORP NEW$355,000
+1.4%
4,4320.0%0.16%
-4.3%
BKLN NewINVESCO EXCHNG TRADED FD TRsr ln etf$351,00015,141
+100.0%
0.15%
IBB  ISHARES TRnasdaq biotech$349,000
+11.1%
2,8620.0%0.15%
+4.8%
MLPA  GLOBAL X FDSglbl x mlp etf$346,000
+4.2%
36,2200.0%0.15%
-1.3%
JPUS  JP MORGAN EXCHANGE TRADED FDjpmorgan diver$342,000
+4.9%
4,5860.0%0.15%
-0.7%
WELL BuyWELLTOWER INC$342,000
+2.7%
5,319
+0.0%
0.15%
-3.2%
EMB SellISHARES TRjpmorgan usd emg$341,000
-1.7%
3,161
-2.6%
0.15%
-7.5%
RYU NewINVESCO EXCHANGE TRADED FD Ts&p500 eql utl$341,0003,882
+100.0%
0.15%
GOOG  ALPHABET INCcap stk cl c$321,000
+7.0%
2690.0%0.14%
+1.4%
RYE NewINVESCO EXCHANGE TRADED FD Ts&p500 eql enr$317,0005,110
+100.0%
0.14%
SO  SOUTHERN CO$316,000
-6.0%
7,2500.0%0.14%
-11.0%
HAL BuyHALLIBURTON CO$314,000
-10.0%
7,754
+0.0%
0.14%
-14.9%
RHS NewINVESCO EXCHANGE TRADED FD Ts&p500 eql stp$315,0002,455
+100.0%
0.14%
AOR SellISHARES TRgrwt allocat etf$313,000
-24.2%
6,929
-25.6%
0.14%
-28.8%
UPS BuyUNITED PARCEL SERVICE INCcl b$308,000
+12.0%
2,638
+1.9%
0.13%
+5.5%
CVS BuyCVS HEALTH CORP$305,000
+42.5%
3,870
+16.6%
0.13%
+34.3%
ALXN  ALEXION PHARMACEUTICALS INC$306,000
+12.1%
2,2000.0%0.13%
+5.6%
SBUX BuySTARBUCKS CORP$304,000
+32.8%
5,341
+14.1%
0.13%
+24.5%
IYR BuyISHARES TRu.s. real es etf$304,000
-0.7%
3,795
+0.0%
0.13%
-6.4%
RWO BuySPDR INDEX SHS FDSdj glb rl es etf$297,000
+32.0%
6,240
+33.2%
0.13%
+24.0%
FHLC NewFIDELITYmsci hlth care i$293,0006,257
+100.0%
0.13%
IJT  ISHARES TRs&p sml 600 gwt$294,000
+6.9%
1,4550.0%0.13%
+0.8%
FNCL BuyFIDELITYmsci finls idx$287,000
+33.5%
7,122
+30.1%
0.12%
+26.3%
CCL SellCARNIVAL CORPunit 99/99/9999$281,000
+8.9%
4,403
-2.2%
0.12%
+2.5%
BLK  BLACKROCK INC$280,000
-5.4%
5930.0%0.12%
-10.9%
HST BuyHOST HOTELS & RESORTS INC$278,000
+0.4%
13,172
+0.0%
0.12%
-5.5%
PFXF BuyVANECK VECTORS ETF TRpfd secs ex finl$270,000
-0.7%
13,903
+0.0%
0.12%
-6.3%
CVX  CHEVRON CORP NEW$272,000
-3.2%
2,2250.0%0.12%
-9.2%
KMB SellKIMBERLY CLARK CORP$272,000
+7.1%
2,392
-0.8%
0.12%
+0.9%
IJS  ISHARES TRsp smcp600vl etf$272,000
+2.3%
1,6320.0%0.12%
-4.1%
IDV  ISHARES TRintl sel div etf$271,000
+1.9%
8,3060.0%0.12%
-4.1%
RTM NewINVESCO EXCHANGE TRADED FD Ts&p500 eql mat$269,0002,473
+100.0%
0.12%
SDOG  ALPS ETF TRsectr div dogs$269,000
+3.1%
5,8580.0%0.12%
-2.5%
FDIS BuyFIDELITYmsci consm dis$267,000
+30.9%
5,877
+23.3%
0.12%
+23.4%
MDIV  FIRST TR EXCHANGE TRADED FDmulti asset di$261,000
+1.2%
14,1000.0%0.11%
-4.2%
ISRG SellINTUITIVE SURGICAL INC$260,000
-1.9%
453
-18.1%
0.11%
-7.4%
FDX  FEDEX CORP$257,000
+6.2%
1,0670.0%0.11%0.0%
APLE SellAPPLE HOSPITALITY REIT INC$250,000
-4.9%
14,307
-2.7%
0.11%
-9.9%
FIDU NewFIDELITYmsci indl indx$248,0006,172
+100.0%
0.11%
CELG NewCELGENE CORP$242,0002,707
+100.0%
0.10%
COST SellCOSTCO WHSL CORP NEW$242,000
+7.6%
1,029
-4.6%
0.10%
+1.0%
MCD  MCDONALDS CORP$240,000
+6.7%
1,4360.0%0.10%0.0%
IWM SellISHARES TRrussell 2000 etf$232,000
+0.4%
1,374
-2.8%
0.10%
-5.6%
DWDP BuyDOWDUPONT INC$228,000
-2.1%
3,541
+0.0%
0.10%
-8.3%
TSN  TYSON FOODS INCcl a$214,000
-13.7%
3,6030.0%0.09%
-18.4%
O  REALTY INCOME CORP$212,000
+6.0%
3,7230.0%0.09%0.0%
EEM  ISHARES TRmsci emg mkt etf$212,000
-0.9%
4,9430.0%0.09%
-7.1%
AGG  ISHARES TRcore us aggbd et$209,000
-0.5%
1,9770.0%0.09%
-6.2%
USO  UNITED STATES OIL FUND LPunits$186,000
+2.8%
12,0160.0%0.08%
-3.6%
JPST ExitJP MORGAN EXCHANGE TRADED FDultra shrt inc$0-3,984
-100.0%
-0.09%
RTM ExitRYDEX ETF TRUSTgug s&p500eqwtma$0-1,886
-100.0%
-0.09%
RHS ExitRYDEX ETF TRUSTgug s&p500 ewcon$0-1,806
-100.0%
-0.10%
RYU ExitRYDEX ETF TRUSTgug s&p500eqwtut$0-3,092
-100.0%
-0.12%
RYE ExitRYDEX ETF TRUSTgug s&p500eqwten$0-4,673
-100.0%
-0.14%
BKLN ExitPOWERSHARES ETF TRUST IIsenior ln port$0-15,138
-100.0%
-0.16%
PGX ExitPOWERSHARES ETF TR IIpfd portfolio$0-25,151
-100.0%
-0.17%
BSCL ExitCLAYMORE EXCHANGE TRD FD TRgugg bulsh 2021$0-18,499
-100.0%
-0.18%
RGI ExitRYDEX ETF TRUSTgug s&p500 eq wt$0-4,202
-100.0%
-0.22%
RYH ExitRYDEX ETF TRUSTgug s&p500eqwthc$0-2,736
-100.0%
-0.23%
RYF ExitRYDEX ETF TRUSTgug s&p500eqwtfi$0-13,901
-100.0%
-0.27%
RYT ExitRYDEX ETF TRUSTgug s&p500eqwtte$0-3,904
-100.0%
-0.29%
BSCJ ExitCLAYMORE EXCHANGE TRD FD TRgug bull2019 e$0-29,484
-100.0%
-0.29%
PRF ExitPOWERSHARES ETF TRUSTftse rafi 1000$0-6,043
-100.0%
-0.31%
PHB ExitPOWERSHARES ETF TR IIfdm hg yld rafi$0-37,516
-100.0%
-0.32%
VRP ExitPOWERSHARES ETF TR IIvar rate pfd por$0-28,076
-100.0%
-0.32%
RCD ExitRYDEX ETF TRUSTgug s&p sc500 eq$0-6,998
-100.0%
-0.34%
BSCK ExitCLAYMORE EXCHANGE TRD FD TRgug bull2020 e$0-37,286
-100.0%
-0.36%
BSCI ExitCLAYMORE EXCHANGE TRD FD TRgug bull2018 e$0-52,060
-100.0%
-0.51%
VB ExitVANGUARD INDEX FDSsmall cp etf$0-18,102
-100.0%
-1.30%
IYF ExitISHARES TRu.s. finls etf$0-59,831
-100.0%
-3.24%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2018-11-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
VANGUARD INDEX FDS S&P 50016Q3 201814.0%
APPLE INC16Q3 20181.2%
JOHNSON & JOHNSON16Q3 20181.0%
QUALCOMM INC16Q3 20181.1%
CHEVRON CORP NEW16Q3 20181.1%
VERIZON COMMUNICATIONS INC16Q3 20180.7%
INTEL CORP16Q3 20180.6%
J P MORGAN & CO16Q3 20180.4%
AETNA INC NEW16Q3 20180.5%
ILLINOIS TOOL WKS INC16Q3 20180.5%

View Ken Stern & Associates, Inc.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2018-11-13
13F-HR2018-08-08
13F-HR2018-05-21
13F-HR2018-02-08
13F-HR2017-11-01
13F-HR2017-08-11
13F-HR2017-05-11
13F-HR2017-02-09
13F-HR2016-11-15
13F-HR2016-07-21

View Ken Stern & Associates, Inc.'s complete filings history.

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