Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q3 2023 | 42 |
STATE STREET CORP | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
Checchi Capital Advisers, LLC | 40 | 40 | 0.52% | 1.35% | 4.16% | Q4 2013 | Q3 2023 | 40 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Cambridge Advisors Inc. | 36 | 36 | 0.08% | 0.12% | 0.22% | Q4 2014 | Q3 2023 | 36 |
ENVESTNET ASSET MANAGEMENT INC | 21 | 2 | 0.00% | 0.01% | 0.05% | Q2 2013 | Q3 2023 | 33 |
JANE STREET GROUP, LLC | 12 | 1 | 0.00% | 0.01% | 0.09% | Q2 2014 | Q3 2023 | 33 |
US BANCORP \DE\ | 33 | 33 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2023 | 33 |
LEUTHOLD GROUP, LLC | 16 | 6 | 0.05% | 0.34% | 0.72% | Q2 2013 | Q3 2023 | 33 |
IFP Advisors, Inc | 17 | 14 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2023 | 31 |
Geneos Wealth Management Inc. | 31 | 31 | 0.00% | 0.00% | 0.08% | Q1 2016 | Q3 2023 | 31 |
Cambridge Investment Research Advisors, Inc. | 31 | 31 | 0.00% | 0.03% | 0.06% | Q1 2016 | Q3 2023 | 31 |
LifePlan Financial Group, Inc | 30 | 30 | 0.01% | 0.55% | 1.55% | Q2 2013 | Q3 2020 | 30 |
COLONY GROUP LLC | 20 | 10 | 0.00% | 0.03% | 0.29% | Q4 2013 | Q1 2022 | 30 |
Rathbones Group PLC | 18 | 11 | 0.01% | 0.02% | 0.04% | Q3 2015 | Q3 2023 | 29 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 27 | 27 | 0.24% | 0.69% | 0.95% | Q4 2014 | Q2 2021 | 27 |
JPMORGAN CHASE & CO | 26 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.02% | 0.04% | Q2 2013 | Q4 2019 | 27 |
Avior Wealth Management, LLC | 26 | 26 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2022 | 26 |
VALLEY NATIONAL ADVISERS INC | 26 | 26 | 0.00% | 0.04% | 0.43% | Q4 2014 | Q1 2021 | 26 |
Windsor Capital Management, LLC | 26 | 26 | 0.10% | 1.10% | 2.27% | Q2 2013 | Q3 2019 | 26 |
LPL Financial LLC | 13 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 25 |
PNC FINANCIAL SERVICES GROUP, INC. | 25 | 25 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2021 | 25 |
Front Row Advisors LLC | 24 | 24 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q3 2023 | 24 |
NEXT Financial Group, Inc | 13 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q4 2021 | 24 |
CITIGROUP INC | 16 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 24 |
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 16 | 7 | 0.09% | 0.27% | 0.43% | Q1 2016 | Q4 2021 | 23 |
Krilogy Financial LLC | 11 | 1 | 0.00% | 0.07% | 0.15% | Q3 2015 | Q2 2022 | 23 |
Transamerica Financial Advisors, Inc. | 7 | 1 | 0.00% | 0.13% | 0.66% | Q3 2013 | Q3 2023 | 23 |
BAR HARBOR WEALTH MANAGEMENT | 21 | 21 | 0.02% | 0.06% | 0.12% | Q2 2013 | Q2 2018 | 21 |
Advisory Services Network, LLC | 8 | 1 | 0.00% | 0.01% | 0.03% | Q4 2013 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
Raymond James Financial Services Advisors, Inc. | 7 | 3 | 0.00% | 0.02% | 0.04% | Q3 2015 | Q3 2023 | 21 |
FIRST TRUST ADVISORS LP | 13 | 1 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 20 |
Omega Financial Group, LLC | 20 | 20 | 0.30% | 1.17% | 2.67% | Q4 2018 | Q3 2023 | 20 |
NewSquare Capital LLC | 8 | 1 | 0.00% | 1.33% | 2.78% | Q2 2013 | Q3 2023 | 19 |
Rehmann Capital Advisory Group | 17 | 2 | 0.01% | 0.31% | 0.58% | Q3 2014 | Q2 2019 | 19 |
GUGGENHEIM CAPITAL LLC | 19 | 19 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q3 2023 | 19 |
AdvisorNet Financial, Inc | 18 | 1 | 0.00% | 0.02% | 0.06% | Q4 2017 | Q3 2023 | 19 |
Citadel Advisors | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2023 | 19 |
Parallax Volatility Advisers, L.P. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2019 | 19 |
KWMG, LLC | 17 | 17 | 0.05% | 0.77% | 1.26% | Q4 2015 | Q4 2019 | 17 |
BNP PARIBAS FINANCIAL MARKETS | 8 | 2 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q1 2019 | 17 |
Tempus Wealth Planning, LLC | 16 | 16 | 0.66% | 3.24% | 8.76% | Q4 2019 | Q3 2023 | 16 |
AVANTAX ADVISORY SERVICES, INC. | 16 | 16 | 0.00% | 0.01% | 0.01% | Q4 2019 | Q3 2023 | 16 |
Snowden Capital Advisors LLC | 8 | 3 | 0.01% | 0.02% | 0.04% | Q1 2018 | Q2 2022 | 16 |
AE Wealth Management LLC | 16 | 16 | 0.01% | 0.02% | 0.09% | Q4 2019 | Q3 2023 | 16 |
Koshinski Asset Management, Inc. | 10 | 3 | 0.01% | 0.08% | 0.17% | Q1 2017 | Q1 2022 | 16 |
Carroll Financial Associates, Inc. | 16 | 16 | 0.00% | 0.01% | 0.03% | Q3 2015 | Q2 2019 | 16 |
Relaxing Retirement Coach | 16 | 16 | 0.49% | 3.42% | 4.87% | Q4 2017 | Q3 2021 | 16 |
Opes Wealth Management LLC | 16 | 16 | 0.12% | 0.24% | 0.38% | Q1 2019 | Q4 2022 | 16 |
CAPTRUST FINANCIAL ADVISORS | 7 | 1 | 0.00% | 0.34% | 3.09% | Q4 2014 | Q4 2021 | 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 16 |
Ziegler Capital Management, LLC | 15 | 15 | 0.07% | 0.09% | 0.11% | Q1 2020 | Q3 2023 | 15 |
Commonwealth Equity Services, Inc | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 15 |
RAYMOND JAMES & ASSOCIATES | 5 | 1 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
N.E.W. Advisory Services LLC | 14 | 1 | 0.42% | 0.47% | 0.66% | Q4 2019 | Q3 2023 | 15 |
AMERIPRISE FINANCIAL INC | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 15 |
55I, LLC | 14 | 14 | 0.04% | 0.19% | 0.46% | Q4 2018 | Q1 2022 | 14 |
MSI Financial Services Inc | 14 | 14 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2016 | 14 |
Vigilant Capital Management, LLC | 14 | 14 | 0.00% | 0.09% | 0.50% | Q2 2013 | Q3 2016 | 14 |
Wealthspire Advisors, L.P. | 14 | 14 | 0.01% | 0.02% | 0.02% | Q4 2015 | Q1 2019 | 14 |
Mariner, LLC | 12 | 1 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q2 2022 | 14 |
American Portfolios Advisors | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2022 | 14 |
Realta Investment Advisors | 13 | 13 | 0.05% | 0.07% | 0.10% | Q3 2020 | Q3 2023 | 13 |
Bank Julius Baer & Co. Ltd, Zurich | 10 | 3 | 0.01% | 0.01% | 0.03% | Q2 2020 | Q3 2023 | 13 |
Lourd Capital, LLC | 13 | 13 | 0.07% | 1.13% | 1.61% | Q2 2013 | Q2 2016 | 13 |
Sutton Wealth Advisors Inc. | 13 | 13 | 0.00% | 0.17% | 0.39% | Q1 2016 | Q1 2019 | 13 |
Vantage Investment Advisors, LLC | 13 | 13 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q4 2016 | 13 |
Strategic Financial Services, Inc, | 7 | 5 | 0.04% | 0.06% | 0.09% | Q4 2016 | Q4 2019 | 12 |
FIFTH THIRD BANCORP | 11 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 12 |
ASSETMARK, INC | 12 | 12 | 0.00% | 0.04% | 0.08% | Q4 2013 | Q3 2016 | 12 |
Prospera Financial Services Inc | 5 | 1 | 0.00% | 0.22% | 0.46% | Q2 2013 | Q3 2023 | 12 |
Insight Advisors, LLC/ PA | 12 | 12 | 0.10% | 0.24% | 0.48% | Q4 2020 | Q3 2023 | 12 |
BTS Asset Management, Inc. | 7 | 5 | 0.00% | 0.20% | 1.04% | Q2 2019 | Q2 2022 | 12 |
Cambria Investment Management, L.P. | 12 | 12 | 0.04% | 0.20% | 0.28% | Q4 2014 | Q3 2017 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
Marquette Asset Management, LLC | 12 | 12 | 0.11% | 0.17% | 0.21% | Q3 2013 | Q2 2016 | 12 |
Advisor Group, Inc. | 10 | 2 | 0.00% | 0.00% | 0.02% | Q2 2016 | Q4 2019 | 12 |
Global Retirement Partners, LLC | 8 | 3 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q3 2023 | 11 |
Argent Trust Co | 11 | 11 | 0.01% | 0.03% | 0.04% | Q4 2018 | Q2 2021 | 11 |
BANK OF MONTREAL /CAN/ | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2023 | 11 |
Psagot Value Holdings Ltd. | 11 | 11 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2015 | 11 |
AMG National Trust Bank | 11 | 11 | 0.01% | 0.02% | 0.04% | Q1 2021 | Q3 2023 | 11 |
Pflug Koory, LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
AGF INVESTMENTS INC. | 11 | 11 | 0.01% | 0.01% | 0.02% | Q2 2016 | Q4 2018 | 11 |
HighTower Advisors, LLC | 6 | 1 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 10 |
NewEdge Advisors, LLC | 10 | 10 | 0.01% | 0.01% | 0.02% | Q2 2021 | Q3 2023 | 10 |
Ameritas Investment Partners, Inc. | 10 | 10 | 0.02% | 0.08% | 0.14% | Q2 2021 | Q3 2023 | 10 |
Allworth Financial LP | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2023 | 10 |
HARBOUR INVESTMENTS, INC. | 6 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 10 |
VSR Financial Services, Inc. | 9 | 9 | 0.04% | 0.15% | 0.31% | Q2 2013 | Q2 2015 | 9 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4 | 2 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2018 | 9 |
Baird Financial Group, Inc. | 6 | 1 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2023 | 9 |
Advisors Asset Management, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2020 | 9 |
Fusion Investment Group, LLC | 9 | 9 | 0.08% | 0.45% | 0.87% | Q4 2013 | Q4 2015 | 9 |
TD Capital Management LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2019 | 9 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 9 |
WEALTHSOURCE PARTNERS, LLC | 8 | 1 | 0.02% | 0.06% | 0.08% | Q3 2017 | Q1 2022 | 9 |
Janney Montgomery Scott LLC | 7 | 1 | 0.00% | 0.02% | 0.05% | Q3 2013 | Q3 2023 | 9 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2022 | 8 |
TRUIST FINANCIAL CORP | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2021 | 8 |
NATIONAL BANK OF CANADA /FI/ | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q3 2023 | 8 |
Bluefin Trading, LLC | 3 | 1 | 0.01% | 0.19% | 0.52% | Q3 2014 | Q3 2017 | 8 |
OneDigital Investment Advisors LLC | 5 | 3 | 0.00% | 0.09% | 0.13% | Q2 2017 | Q2 2019 | 8 |
PRUDENTIAL FINANCIAL INC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2021 | 8 |
WHITTIER TRUST CO OF NEVADA INC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 8 |
GREAT WEST LIFE ASSURANCE CO /CAN/ | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2015 | 8 |
Pinnacle Advisory Group, Inc. | 8 | 8 | 0.01% | 0.02% | 0.03% | Q2 2019 | Q1 2021 | 8 |
ARROW FINANCIAL CORP | 8 | 8 | 0.01% | 0.01% | 0.02% | Q3 2017 | Q2 2019 | 8 |
Partnervest Advisory Services LLC | 8 | 8 | 0.10% | 0.35% | 0.66% | Q4 2013 | Q3 2015 | 8 |
Congress Wealth Management LLC / DE / | 8 | 8 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
Virtu KCG Holdings LLC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q4 2013 | Q2 2017 | 7 |
ROOSEVELT INVESTMENT GROUP LLC | 7 | 7 | 0.02% | 0.04% | 0.06% | Q1 2017 | Q3 2018 | 7 |
MANAGED ACCOUNT ADVISORS LLC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2015 | 7 |
ACIMA PRIVATE WEALTH, LLC | 7 | 7 | 3.08% | 4.84% | 5.74% | Q4 2018 | Q2 2020 | 7 |
Edge Advisors, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2018 | 7 |
Neuburgh Advisers LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
Stratos Wealth Partners, LTD. | 6 | 6 | 0.02% | 0.02% | 0.03% | Q1 2018 | Q2 2019 | 6 |
Flinton Capital Management LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
MUFG Americas Holdings Corp | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
Horizon Investments, LLC | 5 | 1 | 0.02% | 0.62% | 2.42% | Q3 2013 | Q3 2020 | 6 |
RIVERHEAD CAPITAL MANAGEMENT LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q3 2019 | 6 |
Alexandria Capital, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2016 | 6 |
FLOW TRADERS U.S. LLC | 2 | 1 | 0.01% | 0.04% | 0.09% | Q1 2020 | Q2 2023 | 6 |
Twele Capital Management, Inc. | 6 | 6 | 0.06% | 0.07% | 0.07% | Q3 2013 | Q4 2014 | 6 |
Tyers Asset Management LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
BLB&B Advisors, LLC | 3 | 3 | 0.04% | 0.05% | 0.05% | Q1 2015 | Q4 2016 | 6 |
Meadow Creek Investment Management LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
APPLETON PARTNERS INC/MA | 6 | 6 | 0.05% | 0.21% | 0.31% | Q1 2017 | Q2 2018 | 6 |
Maryland Capital Management | 5 | 1 | 0.03% | 0.03% | 0.04% | Q1 2018 | Q4 2019 | 6 |
Berger Financial Group, Inc | 6 | 6 | 0.09% | 0.11% | 0.14% | Q4 2020 | Q1 2022 | 6 |
Hudock, Inc. | 6 | 6 | 0.00% | 0.80% | 1.68% | Q3 2014 | Q4 2015 | 6 |
BB&T SECURITIES, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2019 | 6 |
BALDWIN BROTHERS LLC/MA | 6 | 6 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q2 2019 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
MML INVESTORS SERVICES, LLC | 3 | 1 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q3 2023 | 5 |
Arcus Capital Partners, LLC | 5 | 5 | 0.63% | 0.69% | 0.74% | Q4 2016 | Q4 2017 | 5 |
HARVEST GROUP WEALTH MANAGEMENT, LLC | 3 | 2 | 0.00% | 1.54% | 3.89% | Q1 2018 | Q3 2019 | 5 |
Vista Private Wealth Partners. LLC | 4 | 1 | 0.01% | 0.25% | 0.34% | Q3 2019 | Q3 2023 | 5 |
Sowell Financial Services LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2020 | 5 |
Sharkey, Howes & Javer | 5 | 5 | 0.00% | 0.06% | 0.10% | Q1 2015 | Q1 2016 | 5 |
RWA WEALTH PARTNERS, LLC | 4 | 1 | 0.09% | 0.82% | 1.59% | Q3 2017 | Q3 2020 | 5 |
Private Advisor Group, LLC | 4 | 1 | 0.00% | 0.02% | 0.03% | Q3 2014 | Q1 2021 | 5 |
Simplicity Solutions, LLC | 5 | 5 | 0.01% | 0.04% | 0.13% | Q4 2019 | Q4 2020 | 5 |
FLAGSTAR ADVISORS INC | 5 | 5 | 0.02% | 0.11% | 0.23% | Q3 2021 | Q3 2022 | 5 |
BlackRock Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2016 | 5 |
NEW ENGLAND SECURITIES CORP /MA/ | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q4 2014 | 5 |
Fortis Advisors, LLC | 5 | 5 | 0.00% | 0.02% | 0.04% | Q4 2018 | Q4 2019 | 5 |
PRUDENTIAL PLC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2021 | 4 |
Covenant Multifamily Offices, LLC | 4 | 4 | 0.05% | 0.10% | 0.12% | Q2 2019 | Q1 2020 | 4 |
Hoover Financial Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q1 2021 | 4 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 4 |
New England Private Wealth Advisors LLC | 4 | 4 | 0.20% | 0.21% | 0.22% | Q4 2013 | Q3 2014 | 4 |
LODESTAR PRIVATE ASSET MANAGEMENT LLC | 4 | 4 | 0.65% | 0.90% | 1.14% | Q4 2022 | Q3 2023 | 4 |
Gupta Wealth Management LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q4 2015 | 4 |
Executive Wealth Management, LLC | 4 | 4 | 0.07% | 0.08% | 0.08% | Q3 2020 | Q2 2021 | 4 |
RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC | 4 | 4 | 0.12% | 0.13% | 0.15% | Q4 2022 | Q3 2023 | 4 |
HOLLENCREST CAPITAL MANAGEMENT | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Curi Wealth Management, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2022 | 4 |
FMR LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2022 | 4 |
Clal Insurance Enterprises Holdings Ltd | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2015 | 4 |
IHT Wealth Management, LLC | 4 | 4 | 0.00% | 0.13% | 0.47% | Q4 2016 | Q3 2017 | 4 |
Smithfield Trust Co | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
FIL Ltd | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q3 2015 | 4 |
Continuum Advisory, LLC | 4 | 4 | 0.16% | 0.17% | 0.19% | Q2 2019 | Q1 2020 | 4 |
Arkadios Wealth Advisors | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q3 2021 | 4 |
Canal Capital Management, LLC | 3 | 3 | 0.86% | 1.07% | 1.26% | Q2 2015 | Q4 2015 | 3 |
Virtu Financial LLC | 2 | 1 | 0.03% | 0.04% | 0.04% | Q3 2017 | Q2 2018 | 3 |
Synergy Asset Management, LLC | 2 | 1 | 0.08% | 0.90% | 2.52% | Q4 2022 | Q3 2023 | 3 |
Tradewinds Capital Management, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2017 | 3 |
WBI INVESTMENTS, LLC | 3 | 3 | 0.03% | 0.38% | 1.06% | Q4 2016 | Q2 2017 | 3 |
FLAGSHIP HARBOR ADVISORS, LLC | 3 | 3 | 0.03% | 0.03% | 0.03% | Q1 2023 | Q3 2023 | 3 |
Stratford Consulting, LLC | 3 | 3 | 0.59% | 0.97% | 1.19% | Q2 2013 | Q4 2013 | 3 |
West Wealth Group, LLC | 3 | 3 | 0.12% | 0.21% | 0.26% | Q1 2023 | Q3 2023 | 3 |
BAIRD ROBERT W & CO INC /WI/ | 2 | 1 | 0.02% | 0.02% | 0.03% | Q3 2013 | Q2 2014 | 3 |
Coppell Advisory Solutions LLC | 2 | 1 | 0.00% | 0.73% | 1.10% | Q4 2022 | Q3 2023 | 3 |
Capital Asset Advisory Services LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Selective Wealth Management, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q3 2022 | 3 |
Spire Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2022 | 3 |
Glass Jacobson Investment Advisors llc | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 3 |
Private Advisory Group LLC | 2 | 1 | 0.20% | 0.33% | 0.42% | Q4 2020 | Q3 2023 | 3 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 3 |
AlphaQ Advisors LLC | 3 | 3 | 0.87% | 1.33% | 1.85% | Q1 2023 | Q3 2023 | 3 |
Risk Paradigm Group, LLC | 3 | 3 | 1.02% | 2.34% | 3.76% | Q2 2015 | Q4 2015 | 3 |
Ensign Peak Advisors, Inc | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2020 | 3 |
Ruggie Capital Group | 2 | 1 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q4 2018 | 3 |
Mirae Asset Global Investments Co., Ltd. | 2 | 1 | 0.01% | 0.02% | 0.03% | Q1 2015 | Q4 2015 | 3 |
B. Riley Wealth Management, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 3 |
Argentus Capital Management, LLC | 3 | 3 | 0.00% | 0.02% | 0.03% | Q1 2016 | Q3 2016 | 3 |
River Wealth Advisors LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q4 2018 | 3 |
Austin Private Wealth, LLC | 3 | 3 | 0.04% | 0.04% | 0.04% | Q4 2022 | Q2 2023 | 3 |
Trilogy Capital Inc. | 2 | 1 | 0.14% | 0.87% | 2.19% | Q3 2018 | Q4 2019 | 3 |
Advisory Alpha, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2018 | 3 |
Antonetti Capital Management LLC | 3 | 3 | 0.03% | 0.05% | 0.07% | Q1 2014 | Q3 2014 | 3 |
Royal Fund Management, LLC | 3 | 3 | 0.00% | 0.49% | 1.38% | Q1 2018 | Q3 2018 | 3 |
Cetera Investment Advisers | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Columbus Macro, LLC | 2 | 2 | 0.21% | 0.21% | 0.21% | Q2 2023 | Q3 2023 | 2 |
Tactical Allocation Group LLC | 2 | 2 | 1.97% | 2.06% | 2.14% | Q4 2013 | Q1 2014 | 2 |
BREITER CAPITAL MANAGEMENT INC | 2 | 2 | 0.30% | 0.32% | 0.34% | Q2 2019 | Q3 2019 | 2 |
AlphaStar Capital Management, LLC | 2 | 2 | 0.08% | 0.09% | 0.10% | Q4 2022 | Q1 2023 | 2 |
Jefferies Group LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2013 | 2 |
LAM GROUP, INC. | 2 | 2 | 0.07% | 0.23% | 0.39% | Q2 2023 | Q3 2023 | 2 |
SUNTRUST BANKS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2014 | 2 |
DEUTSCHE BANK AG\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
STIFEL FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 2 |
Balboa Wealth Partners | 1 | 1 | 0.10% | 0.23% | 0.37% | Q1 2023 | Q3 2023 | 2 |
Beacon Pointe Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 2 |
SEI INVESTMENTS CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
SYNOVUS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2020 | 2 |
Almanack Investment Partners, LLC. | 1 | 1 | 0.09% | 0.16% | 0.22% | Q1 2017 | Q4 2017 | 2 |
WASHINGTON TRUST BANK | 1 | 1 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q4 2016 | 2 |
Aurora Private Wealth, Inc. | 1 | 1 | 0.31% | 0.32% | 0.32% | Q1 2023 | Q3 2023 | 2 |
SYKON CAPITAL LLC | 2 | 2 | 1.70% | 1.76% | 1.82% | Q2 2023 | Q3 2023 | 2 |
FOUNDERS FINANCIAL SECURITIES LLC | 1 | 1 | 0.09% | 0.13% | 0.18% | Q3 2014 | Q3 2020 | 2 |
BREWIN DOLPHIN LTD | 2 | 2 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q4 2017 | 2 |
WFG Advisors, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 2 |
WealthPLAN Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2016 | 2 |
First Allied Advisory Services, Inc. | 1 | 1 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q3 2019 | 2 |
Heritage Wealth Advisors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2018 | 2 |
LAZARD ASSET MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
EP Wealth Advisors, LLC | 2 | 2 | 0.06% | 0.08% | 0.11% | Q3 2018 | Q4 2018 | 2 |
Jane Street Holding, LLC | 2 | 2 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q3 2013 | 2 |
Elmwood Wealth Management, Inc. | 2 | 2 | 0.17% | 0.22% | 0.28% | Q4 2021 | Q1 2022 | 2 |
COMMONWEALTH EQUITY SERVICES, LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q1 2023 | Q3 2023 | 2 |
MILLENNIUM MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
WealthTrust-Arizona, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
New Vernon Capital Holdings II LLC | 2 | 2 | 0.36% | 0.39% | 0.42% | Q2 2017 | Q3 2017 | 2 |
PFG Investments, LLC | 2 | 2 | 0.07% | 0.07% | 0.08% | Q2 2023 | Q3 2023 | 2 |
Idaho Trust Bank | 2 | 2 | 0.39% | 0.43% | 0.47% | Q2 2023 | Q3 2023 | 2 |
TRANSCEND CAPITAL ADVISORS, LLC | 1 | 1 | 0.06% | 0.06% | 0.07% | Q1 2023 | Q3 2023 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2015 | 2 |
WEALTHCARE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2015 | 2 |
Crabel Capital Management, LLC | 2 | 2 | 0.46% | 0.59% | 0.73% | Q4 2017 | Q1 2018 | 2 |
Mutual Advisors, LLC | 1 | 1 | 0.06% | 0.07% | 0.09% | Q1 2023 | Q3 2023 | 2 |
Long Wharf Investors, Inc. | 2 | 2 | 0.55% | 0.62% | 0.70% | Q1 2014 | Q2 2014 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
Sequoia Financial Advisors, LLC | 1 | 1 | 0.10% | 0.21% | 0.32% | Q1 2015 | Q2 2016 | 2 |
Lindbrook Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
LINCOLN NATIONAL CORP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2023 | Q1 2023 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2014 | Q2 2014 | 1 |
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
Kestra Advisory Services, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
American Financial Network Advisory Services LLC | 1 | 1 | 4.31% | 4.31% | 4.31% | Q1 2018 | Q1 2018 | 1 |
Patten Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q1 2023 | 1 |
ProVise Management Group, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2023 | Q3 2023 | 1 |
D.A. DAVIDSON & CO. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Clearview Wealth Advisors LLC | 1 | 1 | 2.84% | 2.84% | 2.84% | Q3 2023 | Q3 2023 | 1 |
Verition Fund Management LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2014 | Q3 2014 | 1 |
Steward Partners Investment Advisory, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Sandy Spring Bank | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
KEYBANK NATIONAL ASSOCIATION/OH | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q1 2013 | 1 |
Burt Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
ParenteBeard Wealth Management, LLC | 1 | 1 | 2.39% | 2.39% | 2.39% | Q4 2014 | Q4 2014 | 1 |
JNBA Financial Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
FARMERS & MERCHANTS INVESTMENTS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Legacy Private Trust Co. | 1 | 1 | 2.46% | 2.46% | 2.46% | Q2 2013 | Q2 2013 | 1 |
Retirement Planning Group, LLC | 1 | 1 | 0.34% | 0.34% | 0.34% | Q2 2013 | Q2 2013 | 1 |
PARSONS CAPITAL MANAGEMENT INC/RI | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
Aries Wealth Management | 1 | 1 | 0.33% | 0.33% | 0.33% | Q1 2022 | Q1 2022 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Financial Services Advisory Inc | 1 | 1 | 0.36% | 0.36% | 0.36% | Q1 2018 | Q1 2018 | 1 |
Gemmer Asset Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
BDO Wealth Advisors, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2018 | Q4 2018 | 1 |
FineMark National Bank & Trust | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Cavalier Investments, LLC | 1 | 1 | 0.22% | 0.22% | 0.22% | Q2 2016 | Q2 2016 | 1 |
Exchange Capital Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Belpointe Asset Management LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q3 2023 | Q3 2023 | 1 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
IAMS WEALTH MANAGEMENT, LLC | 1 | 1 | 0.92% | 0.92% | 0.92% | Q4 2022 | Q4 2022 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 1.08% | 1.08% | 1.08% | Q4 2022 | Q4 2022 | 1 |
Waverton Investment Management Ltd | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2016 | Q2 2016 | 1 |
Parallel Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Pathway Financial Advisors LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2017 | Q4 2017 | 1 |
GIRARD PARTNERS LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Oxler Private Wealth LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
G&S Capital LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2018 | Q1 2018 | 1 |
Sunbelt Securities, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Stadion Money Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2013 | Q3 2013 | 1 |
Concert Wealth Management Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Claro Advisors LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Tri-Star Advisors Inc. | 1 | 1 | 0.11% | 0.11% | 0.11% | Q4 2022 | Q4 2022 | 1 |
MILESTONE ASSET MANAGEMENT, LLC | 1 | 1 | 3.07% | 3.07% | 3.07% | Q4 2022 | Q4 2022 | 1 |
Truvestments Capital LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Ironwood Financial, llc | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q3 2015 | 1 |
Brinker Capital Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
Brookstone Capital Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Csenge Advisory Group | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q3 2018 | 1 |
NewFocus Financial Group, LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q3 2015 | Q3 2015 | 1 |
CERTUITY, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2023 | Q2 2023 | 1 |
REGIONS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Strategic Advocates LLC | 1 | 1 | 0.89% | 0.89% | 0.89% | Q3 2023 | Q3 2023 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Key FInancial Inc | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2020 | Q1 2020 | 1 |
CREDIT SUISSE AG/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Private Ocean, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
PITTENGER & ANDERSON INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Nilsine Partners, LLC | 1 | 1 | 0.24% | 0.24% | 0.24% | Q3 2023 | Q3 2023 | 1 |
External links
This page lists all the filers that currently own SPDR SERIES TRUST or have owned SPDR SERIES TRUST in the past.