| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2023 | 15 |
| PALISADE CAPITAL MANAGEMENT, LP | 14 | 14 | 0.05% | 0.12% | 0.22% | Q3 2019 | Q4 2022 | 14 |
| WELLS FARGO & COMPANY/MN | 12 | 1 | 0.00% | 0.00% | 0.02% | Q4 2019 | Q1 2023 | 13 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2023 | 13 |
| Parallax Volatility Advisers, L.P. | 11 | 11 | 0.01% | 0.15% | 1.43% | Q4 2019 | Q2 2022 | 11 |
| BANK OF AMERICA CORP /DE/ | 4 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2022 | 10 |
| Warberg Asset Management LLC | 10 | 10 | 0.00% | 1.19% | 3.44% | Q4 2020 | Q1 2023 | 10 |
| Calamos Advisors LLC | 10 | 10 | 0.01% | 0.03% | 0.12% | Q3 2019 | Q4 2021 | 10 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 10 | 10 | 0.01% | 0.08% | 0.21% | Q3 2019 | Q4 2021 | 10 |
| SSI INVESTMENT MANAGEMENT LLC | 10 | 10 | 0.17% | 0.68% | 1.40% | Q3 2019 | Q4 2021 | 10 |
| Calamos Wealth Management LLC | 10 | 10 | 0.03% | 0.05% | 0.08% | Q3 2019 | Q4 2021 | 10 |
| Bank of New York Mellon Corp | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2021 | 9 |
| Invesco Ltd. | 9 | 9 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q3 2021 | 9 |
| Castle Creek Arbitrage, LLC | 9 | 9 | 0.17% | 0.37% | 0.51% | Q2 2020 | Q2 2022 | 9 |
| FIRST HAWAIIAN BANK | 9 | 9 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q4 2021 | 9 |
| BlackRock Inc. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2021 | 8 |
| Ellis Investment Partners, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2022 | 8 |
| Citadel Advisors | 8 | 8 | 0.01% | 0.03% | 0.07% | Q3 2019 | Q2 2021 | 8 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 6 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2022 | 8 |
| D. E. Shaw & Co., Inc. | 8 | 8 | 0.05% | 0.10% | 0.19% | Q3 2019 | Q2 2021 | 8 |
| LORD, ABBETT & CO. LLC | 8 | 8 | 0.03% | 0.10% | 0.14% | Q4 2019 | Q3 2021 | 8 |
| Sculptor Capital LP | 8 | 8 | 0.20% | 0.32% | 0.46% | Q3 2019 | Q2 2021 | 8 |
| CITIGROUP INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2023 | 8 |
| Allianz Asset Management GmbH | 8 | 8 | 0.08% | 0.10% | 0.15% | Q3 2019 | Q2 2021 | 8 |
| BNP PARIBAS FINANCIAL MARKETS | 7 | 7 | 0.00% | 0.01% | 0.03% | Q3 2019 | Q1 2021 | 7 |
| FRANKLIN RESOURCES INC | 7 | 7 | 0.02% | 0.03% | 0.04% | Q3 2019 | Q1 2021 | 7 |
| JPMORGAN CHASE & CO | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2022 | 6 |
| SHENKMAN CAPITAL MANAGEMENT INC | 6 | 6 | 0.70% | 1.15% | 1.58% | Q3 2019 | Q4 2020 | 6 |
| MORGAN STANLEY | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2021 | 6 |
| WOLVERINE ASSET MANAGEMENT LLC | 5 | 5 | 0.28% | 0.42% | 0.50% | Q1 2021 | Q1 2022 | 5 |
| LINDEN ADVISORS LP | 4 | 1 | 0.11% | 0.35% | 0.50% | Q4 2019 | Q1 2021 | 5 |
| QVT Financial LP | 5 | 5 | 1.25% | 2.95% | 4.32% | Q1 2021 | Q1 2022 | 5 |
| Jefferies Group LLC | 4 | 1 | 0.00% | 0.08% | 0.15% | Q3 2019 | Q4 2020 | 5 |
| Rockefeller Capital Management L.P. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2022 | 5 |
| CSS LLC/IL | 4 | 4 | 0.14% | 0.81% | 1.12% | Q3 2019 | Q2 2020 | 4 |
| BARCLAYS PLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 4 |
| AQR Arbitrage LLC | 4 | 4 | 0.15% | 0.25% | 0.35% | Q3 2019 | Q2 2020 | 4 |
| MILLENNIUM MANAGEMENT LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q2 2020 | 4 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2021 | 4 |
| CREDIT SUISSE AG/ | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
| SG Americas Securities, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q2 2021 | 3 |
| III Capital Management | 1 | 1 | 1.49% | 1.75% | 2.08% | Q3 2019 | Q4 2020 | 3 |
| LPL Financial LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q1 2021 | 3 |
| ZAZOVE ASSOCIATES LLC | 3 | 3 | 0.76% | 1.20% | 1.60% | Q3 2019 | Q1 2020 | 3 |
| BLUEFIN CAPITAL MANAGEMENT, LLC | 3 | 3 | 1.51% | 3.32% | 5.19% | Q2 2021 | Q4 2021 | 3 |
| Beck Bode, LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2022 | Q4 2022 | 3 |
| Pallas Capital Advisors LLC | 2 | 2 | 0.01% | 0.02% | 0.03% | Q3 2021 | Q4 2021 | 2 |
| OSAIC HOLDINGS, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
| OAKTREE CAPITAL MANAGEMENT LP | 2 | 2 | 0.04% | 0.05% | 0.05% | Q3 2019 | Q4 2019 | 2 |
| PIPER SANDLER & CO. | 1 | 1 | 0.02% | 8.90% | 17.78% | Q3 2021 | Q1 2022 | 2 |
| Advisor Group, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
| NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2021 | 2 |
| ROYAL BANK OF CANADA | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2021 | 2 |
| MIZUHO SECURITIES USA LLC | 2 | 2 | 0.04% | 0.36% | 0.67% | Q4 2020 | Q1 2021 | 2 |
| DEUTSCHE BANK AG\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
| STIFEL FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
| SYMPHONY ASSET MANAGEMENT LLC | 1 | 1 | 0.57% | 0.57% | 0.57% | Q1 2020 | Q1 2020 | 1 |
| DeepCurrents Investment Group LLC | 1 | 1 | 1.15% | 1.15% | 1.15% | Q2 2021 | Q2 2021 | 1 |
| BANK OF NOVA SCOTIA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
| Amundi | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
| Verition Fund Management LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2021 | Q2 2021 | 1 |
| GEODE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
| FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
| PUTNAM INVESTMENTS LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q3 2019 | 1 |
| ANGELO GORDON & CO., L.P. | 1 | 1 | 0.57% | 0.57% | 0.57% | Q2 2020 | Q2 2020 | 1 |
| GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
| Activest Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
This page lists all the filers that currently own RH or have owned RH in the past.