$1.99 Billion is the total value of III Capital Management's 169 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 67.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $131,613,983 | +17.3% | 55,832,000 | +28.1% | 6.60% | -1.1% | |
| LQD | Buy | ISHARES TRput | $103,193,230 | +53.5% | 1,011,500 | +62.8% | 5.18% | +29.4% |
| Buy | ETSY INCnote 0.125%10/0 | $89,639,289 | +2.7% | 87,972,000 | +19.6% | 4.50% | -13.4% | |
| New | CNX RES CORPnote 2.250% 5/0 | $72,057,203 | – | 39,710,000 | +100.0% | 3.62% | – | |
| Sell | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $65,124,438 | -6.8% | 30,505,000 | -6.4% | 3.27% | -21.4% | |
| Buy | ATI INCnote 3.500% 6/1 | $62,098,420 | +5.6% | 23,045,000 | +13.6% | 3.12% | -11.0% | |
| Buy | MIDDLEBY CORPnote 1.000% 9/0 | $60,431,239 | +33.8% | 53,902,000 | +48.5% | 3.03% | +12.8% | |
| AAL | Buy | AMERICAN AIRLS GROUP INCput | $51,880,500 | +18.0% | 4,050,000 | +65.3% | 2.60% | -0.5% |
| Buy | AMERICAN AIRLINES GROUP INCnote 6.500% 7/0 | $50,210,374 | +105.9% | 47,000,000 | +147.4% | 2.52% | +73.5% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $48,765,074 | +53.8% | 46,700,000 | +42.8% | 2.45% | +29.6% | |
| Buy | VARONIS SYS INCnote 1.250% 8/1 | $46,031,908 | +25.7% | 39,272,000 | +18.5% | 2.31% | +6.0% | |
| Buy | MICROSTRATEGY INCnote 0.750%12/1 | $43,573,500 | +151.9% | 40,428,000 | +154.3% | 2.19% | +112.2% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $42,748,000 | -64.9% | 100,000 | -63.6% | 2.14% | -70.4% |
| Buy | ROYAL CARIBBEAN GROUPnote 2.875%11/1 | $42,434,937 | +19.9% | 37,500,000 | +36.4% | 2.13% | +1.0% | |
| New | UNITED STATES STL CORPnote 5.000%11/0 | $41,924,323 | – | 17,000,000 | +100.0% | 2.10% | – | |
| New | EQT CORPnote 1.750% 5/0 | $41,732,027 | – | 15,000,000 | +100.0% | 2.09% | – | |
| VERADIGM INCnote 0.875% 1/0 | $41,235,062 | +1.7% | 36,411,000 | 0.0% | 2.07% | -14.3% | ||
| BOOKING HOLDINGS INCnote 0.750% 5/0 | $41,148,584 | +11.4% | 24,600,000 | 0.0% | 2.06% | -6.1% | ||
| Buy | WINNEBAGO INDS INCnote 1.500% 4/0 | $35,529,464 | +18.6% | 31,612,000 | +26.9% | 1.78% | 0.0% | |
| New | CARNIVAL CORPnote 5.750%10/0 | $35,183,639 | – | 23,500,000 | +100.0% | 1.76% | – | |
| RIVIAN AUTOMOTIVE INCput | $33,093,640 | +45.7% | 1,363,000 | 0.0% | 1.66% | +22.9% | ||
| New | ROYAL CARIBBEAN GROUPnote 6.000% 8/1 | $29,621,100 | – | 15,000,000 | +100.0% | 1.49% | – | |
| CHART INDS INCnote 1.000%11/1 | $28,890,219 | +5.7% | 9,925,000 | 0.0% | 1.45% | -10.9% | ||
| Buy | MARRIOTT VACATIONS WORLDWIDEnote 1/1 | $26,605,004 | +19.0% | 30,140,000 | +24.9% | 1.34% | +0.3% | |
| New | PARSONS CORP DELnote 0.250% 8/1 | $26,611,708 | – | 20,900,000 | +100.0% | 1.34% | – | |
| Buy | SNAP INCnote 0.250% 5/0 | $26,267,133 | +14.6% | 28,444,000 | +19.5% | 1.32% | -3.4% | |
| IEF | New | ISHARES TR7-10 yr trsy bd | $26,103,150 | – | 285,000 | +100.0% | 1.31% | – |
| Buy | FORD MTR CO DELnote 3/1 | $23,432,305 | +94.5% | 23,811,000 | +116.5% | 1.18% | +64.0% | |
| New | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $23,010,281 | – | 22,500,000 | +100.0% | 1.16% | – | |
| F | Buy | FORD MTR CO DELput | $22,977,000 | +116.9% | 1,850,000 | +164.3% | 1.15% | +82.7% |
| Buy | DYNAVAX TECHNOLOGIES CORPnote 2.500% 5/1 | $22,499,202 | +11.7% | 14,738,000 | +3.5% | 1.13% | -5.8% | |
| New | CONMED CORPnote 2.250% 6/1 | $20,272,243 | – | 21,250,000 | +100.0% | 1.02% | – | |
| Buy | DROPBOX INCnote 3/0 | $19,696,799 | +50.4% | 20,764,000 | +52.3% | 0.99% | +26.7% | |
| New | ENPHASE ENERGY INCnote 3/0 | $18,885,460 | – | 21,451,000 | +100.0% | 0.95% | – | |
| Buy | ITRON INCnote 3/1 | $17,325,596 | +19.1% | 20,114,000 | +23.8% | 0.87% | +0.3% | |
| Buy | INTERDIGITAL INCnote 3.500% 6/0 | $17,145,296 | +68.6% | 14,500,000 | +93.3% | 0.86% | +41.9% | |
| New | LI AUTO INCnote 0.250% 5/0 | $16,985,082 | – | 12,000,000 | +100.0% | 0.85% | – | |
| Buy | RIVIAN AUTOMOTIVE INC | $16,097,640 | +755.1% | 663,000 | +486.7% | 0.81% | +621.4% | |
| Sell | IRONWOOD PHARMACEUTICALS INCnote 0.750% 6/1 | $16,068,483 | -33.0% | 16,200,000 | -32.2% | 0.81% | -43.6% | |
| Sell | PROGRESS SOFTWARE CORPnote 1.000% 4/1 | $15,343,267 | -14.1% | 14,850,000 | -8.3% | 0.77% | -27.6% | |
| UNDER ARMOUR INCnote 1.500% 6/0 | $14,924,666 | +0.4% | 15,404,000 | 0.0% | 0.75% | -15.4% | ||
| New | ZILLOW GROUP INCnote 2.750% 5/1 | $14,720,872 | – | 14,300,000 | +100.0% | 0.74% | – | |
| New | BILL HOLDINGS INCnote 12/0 | $14,412,494 | – | 14,347,000 | +100.0% | 0.72% | – | |
| Buy | SHIFT4 PMTS INCnote 12/1 | $13,296,976 | +144.3% | 13,452,000 | +169.0% | 0.67% | +105.9% | |
| Buy | BENTLEY SYS INCnote 0.375% 7/0 | $12,735,442 | +31.5% | 14,700,000 | +37.4% | 0.64% | +10.7% | |
| Buy | INNOVIVA INCnote 2.500% 8/1 | $12,467,582 | +25.2% | 12,500,000 | +25.0% | 0.63% | +5.6% | |
| DROPBOX INCnote 3/0 | $11,462,094 | -0.3% | 12,144,000 | 0.0% | 0.58% | -15.9% | ||
| Buy | GROUPON INCnote 1.125% 3/1 | $10,826,191 | +152.2% | 19,500,000 | +69.6% | 0.54% | +112.1% | |
| BKLN | Sell | INVESCO EXCH TRADED FD TR IIsr ln etf | $10,075,200 | -50.1% | 480,000 | -50.0% | 0.51% | -57.9% |
| Sell | NATIONAL VISION HLDGS INCnote 2.500% 5/1 | $9,859,750 | -41.6% | 10,236,000 | -36.4% | 0.50% | -50.8% | |
| New | POST HLDGS INCnote 2.500% 8/1 | $9,444,076 | – | 9,500,000 | +100.0% | 0.47% | – | |
| Buy | BOX INCnote 1/1 | $9,275,939 | +197.9% | 8,581,000 | +243.2% | 0.46% | +151.4% | |
| Buy | THE REALREAL INCnote 1.000% 3/0 | $9,127,562 | +171.3% | 20,002,000 | +148.3% | 0.46% | +129.0% | |
| Sell | BEYOND MEAT INCnote 3/1 | $9,133,149 | -10.8% | 34,091,000 | -13.5% | 0.46% | -24.9% | |
| New | NUTANIX INCnote 0.250%10/0 | $8,948,969 | – | 10,000,000 | +100.0% | 0.45% | – | |
| ABNB | New | AIRBNB INCput | $8,918,650 | – | 65,000 | +100.0% | 0.45% | – |
| New | LUMENTUM HLDGS INCnote 0.250% 3/1 | $8,911,725 | – | 9,000,000 | +100.0% | 0.45% | – | |
| New | DATADOG INCnote 0.125% 6/1 | $8,256,844 | – | 7,012,000 | +100.0% | 0.41% | – | |
| GRPN | Buy | GROUPON INCput | $8,197,732 | +218.8% | 535,100 | +23.0% | 0.41% | +168.6% |
| New | NICE LTDnote 9/1 | $8,144,842 | – | 9,000,000 | +100.0% | 0.41% | – | |
| Sell | DISH NETWORK CORPORATIONnote 12/1 | $8,115,320 | -67.2% | 12,000,000 | -74.2% | 0.41% | -72.4% | |
| PACIRA BIOSCIENCES INCnote 0.750% 8/0 | $7,721,237 | -2.2% | 8,500,000 | 0.0% | 0.39% | -17.7% | ||
| BE | Buy | BLOOM ENERGY CORP | $7,558,199 | -10.2% | 570,000 | +10.7% | 0.38% | -24.4% |
| New | ZIFF DAVIS INCnote 1.750%11/0 | $7,094,176 | – | 7,700,000 | +100.0% | 0.36% | – | |
| USB | New | US BANCORP DELput | $6,612,000 | – | 200,000 | +100.0% | 0.33% | – |
| LIVENT CORPnote 4.125% 7/1 | $6,518,256 | -32.1% | 3,000,000 | 0.0% | 0.33% | -42.7% | ||
| New | CYTOKINETICS INCnote 3.500% 7/0 | $6,381,197 | – | 7,500,000 | +100.0% | 0.32% | – | |
| New | AIRBNB INCnote 3/1 | $6,334,917 | – | 7,179,000 | +100.0% | 0.32% | – | |
| Buy | VAIL RESORTS INCnote 1/0 | $5,793,138 | +157.6% | 6,600,000 | +164.0% | 0.29% | +117.2% | |
| New | TOPGOLF CALLAWAY BRANDS CORPnote 2.750% 5/0 | $5,780,000 | – | 5,500,000 | +100.0% | 0.29% | – | |
| DISH | Sell | DISH NETWORK CORPORATIONput | $5,567,000 | -58.5% | 950,000 | -53.3% | 0.28% | -65.1% |
| LI | New | LI AUTO INCput | $5,347,500 | – | 150,000 | +100.0% | 0.27% | – |
| LYV | LIVE NATION ENTERTAINMENT INput | $4,982,400 | -8.9% | 60,000 | 0.0% | 0.25% | -23.1% | |
| NEE | New | NEXTERA ENERGY INC | $4,697,780 | – | 82,000 | +100.0% | 0.24% | – |
| PTC THERAPEUTICS INCnote 1.500% 9/1 | $3,983,025 | -22.9% | 5,000,000 | 0.0% | 0.20% | -35.1% | ||
| Buy | LUCID GROUP INCput | $3,633,500 | +5.5% | 650,000 | +30.0% | 0.18% | -11.2% | |
| UNIT | UNITI GROUP INCput | $3,398,400 | +2.2% | 720,000 | 0.0% | 0.17% | -13.6% | |
| PATRICK INDS INCnote 1.750%12/0 | $3,323,754 | -2.8% | 3,500,000 | 0.0% | 0.17% | -18.1% | ||
| New | DEXCOM INCnote 0.250%11/1 | $3,307,896 | – | 3,500,000 | +100.0% | 0.17% | – | |
| BE | BLOOM ENERGY CORPput | $3,315,000 | -18.9% | 250,000 | 0.0% | 0.17% | -31.7% | |
| New | PHINIA INC | $3,060,436 | – | 114,238 | +100.0% | 0.15% | – | |
| EDR | Buy | ENDEAVOR GROUP HLDGS INC | $2,835,073 | +24.8% | 142,466 | +50.0% | 0.14% | +5.2% |
| COIN | Buy | COINBASE GLOBAL INCput | $2,725,404 | +52.4% | 36,300 | +45.2% | 0.14% | +28.0% |
| GRPN | New | GROUPON INC | $2,731,556 | – | 178,300 | +100.0% | 0.14% | – |
| Buy | THE REALREAL INCnote 3.000% 6/1 | $2,625,192 | +91.3% | 3,657,000 | +82.8% | 0.13% | +61.0% | |
| SNAP | New | SNAP INCput | $2,539,350 | – | 285,000 | +100.0% | 0.13% | – |
| BWA | New | BORGWARNER INC | $2,431,767 | – | 60,237 | +100.0% | 0.12% | – |
| BE | Sell | BLOOM ENERGY CORPcall | $2,287,350 | -49.6% | 172,500 | -37.8% | 0.12% | -57.4% |
| H | Buy | HYATT HOTELS CORP | $2,154,272 | +123.0% | 20,308 | +140.8% | 0.11% | +86.2% |
| New | TKO GROUP HOLDINGS INCput | $2,118,312 | – | 25,200 | +100.0% | 0.11% | – | |
| BMRN | BIOMARIN PHARMACEUTICAL INCcall | $2,088,128 | +2.1% | 23,600 | 0.0% | 0.10% | -13.9% | |
| STARWOOD PPTY TR INCnote 6.750% 7/1 | $2,044,074 | +0.3% | 2,000,000 | 0.0% | 0.10% | -14.9% | ||
| GOOG | New | ALPHABET INCcap stk cl c | $1,965,224 | – | 14,905 | +100.0% | 0.10% | – |
| VEECO INSTRS INC DELnote 3.500% 1/1 | $1,913,231 | +5.4% | 1,500,000 | 0.0% | 0.10% | -11.1% | ||
| New | SHARKNINJA INC | $1,808,040 | – | 39,000 | +100.0% | 0.09% | – | |
| New | GEO CORRECTIONS HOLDINGS INCnote 6.500% 2/2 | $1,798,095 | – | 1,500,000 | +100.0% | 0.09% | – | |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $1,782,247 | +78.0% | 25,901 | +91.9% | 0.09% | +48.3% |
| ASO | Buy | ACADEMY SPORTS & OUTDOORS IN | $1,702,996 | +38.0% | 36,027 | +57.8% | 0.08% | +16.4% |
| New | CRH PLCord | $1,559,805 | – | 28,500 | +100.0% | 0.08% | – | |
| New | DIGITALOCEAN HLDGS INCnote 12/0 | $1,535,861 | – | 2,000,000 | +100.0% | 0.08% | – | |
| New | TKO GROUP HOLDINGS INCcl a | $1,525,941 | – | 18,153 | +100.0% | 0.08% | – | |
| WSM | Sell | WILLIAMS SONOMA INC | $1,510,798 | +8.4% | 9,722 | -12.7% | 0.08% | -8.4% |
| PEABODY ENGR CORPnote 3.250% 3/0 | $1,516,114 | +12.2% | 1,000,000 | 0.0% | 0.08% | -5.0% | ||
| GH | GUARDANT HEALTH INCput | $1,482,000 | -17.2% | 50,000 | 0.0% | 0.07% | -30.8% | |
| CYBERARK SOFTWARE LTDnote 11/1 | $1,443,894 | +1.6% | 1,250,000 | 0.0% | 0.07% | -15.3% | ||
| DAL | Buy | DELTA AIR LINES INC DEL | $1,425,388 | +227.7% | 38,524 | +321.1% | 0.07% | +176.9% |
| SIRI | New | SIRIUS XM HOLDINGS INCcall | $1,356,000 | – | 300,000 | +100.0% | 0.07% | – |
| BTU | PEABODY ENERGY CORPput | $1,299,500 | +20.0% | 50,000 | 0.0% | 0.06% | +1.6% | |
| VZ | New | VERIZON COMMUNICATIONS INC | $1,215,245 | – | 37,496 | +100.0% | 0.06% | – |
| KHC | Buy | KRAFT HEINZ CO | $1,148,469 | +79.7% | 34,140 | +89.7% | 0.06% | +52.6% |
| New | MITEK SYS INCnote 0.750% 2/0 | $1,084,826 | – | 1,250,000 | +100.0% | 0.05% | – | |
| SEAS | Buy | SEAWORLD ENTMT INC | $1,083,175 | -7.0% | 23,420 | +12.6% | 0.05% | -21.7% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Ncl a | $1,055,568 | -59.2% | 2,400 | -65.9% | 0.05% | -65.6% |
| OPY ACQUISITION CORP I | $1,032,570 | +1.9% | 99,000 | 0.0% | 0.05% | -13.3% | ||
| OUT | New | OUTFRONT MEDIA INC | $1,010,000 | – | 100,000 | +100.0% | 0.05% | – |
| BYND | New | BEYOND MEAT INCput | $962,000 | – | 100,000 | +100.0% | 0.05% | – |
| BKNG | New | BOOKING HOLDINGS INC | $925,185 | – | 300 | +100.0% | 0.05% | – |
| SABR | New | SABRE CORP | $898,000 | – | 200,000 | +100.0% | 0.04% | – |
| AEIS | New | ADVANCED ENERGY INDS | $897,144 | – | 8,700 | +100.0% | 0.04% | – |
| SABR | Sell | SABRE CORPput | $898,000 | -76.5% | 200,000 | -83.3% | 0.04% | -80.3% |
| VICI | Buy | VICI PPTYS INC | $865,724 | +59.8% | 29,750 | +72.6% | 0.04% | +34.4% |
| LYV | New | LIVE NATION ENTERTAINMENT INcall | $830,400 | – | 10,000 | +100.0% | 0.04% | – |
| New | LIBERTY MEDIA CORP DEL | $823,969 | – | 32,376 | +100.0% | 0.04% | – | |
| NFLX | New | NETFLIX INC | $755,200 | – | 2,000 | +100.0% | 0.04% | – |
| VAC | Buy | MARRIOTT VACATIONS WORLDWIDE | $746,573 | +130.4% | 7,419 | +180.9% | 0.04% | +94.7% |
| LSEA | New | LANDSEA HOMES CORP | $728,702 | – | 81,057 | +100.0% | 0.04% | – |
| BYD | New | BOYD GAMING CORP | $608,300 | – | 10,000 | +100.0% | 0.03% | – |
| FB | Sell | META PLATFORMS INCcl a | $627,138 | -61.1% | 2,089 | -62.8% | 0.03% | -67.7% |
| NIO | New | NIO INCput | $487,300 | – | 550,000 | +100.0% | 0.02% | – |
| New | LUCID GROUP INCcall | $447,200 | – | 80,000 | +100.0% | 0.02% | – | |
| DISH | New | DISH NETWORK CORPORATIONcl a | $357,688 | – | 61,039 | +100.0% | 0.02% | – |
| SIX | New | SIX FLAGS ENTMT CORP NEW | $335,017 | – | 14,250 | +100.0% | 0.02% | – |
| WDC | New | WESTERN DIGITAL CORP. | $321,508 | – | 7,046 | +100.0% | 0.02% | – |
| Buy | BATH & BODY WORKS INC | $300,177 | +23.9% | 8,881 | +37.5% | 0.02% | +7.1% | |
| SPCE | VIRGIN GALACTIC HOLDINGS INCput | $270,000 | -53.6% | 150,000 | 0.0% | 0.01% | -60.0% | |
| BTU | Sell | PEABODY ENERGY CORP | $233,910 | -28.0% | 9,000 | -40.0% | 0.01% | -36.8% |
| ETSY | New | ETSY INC | $221,509 | – | 3,430 | +100.0% | 0.01% | – |
| NOGIN INC | $117,896 | -59.5% | 222,028 | 0.0% | 0.01% | -64.7% | ||
| SPCE | Buy | VIRGIN GALACTIC HOLDINGS INC | $73,800 | +18.9% | 41,000 | +156.2% | 0.00% | 0.0% |
| SDC | Buy | SMILEDIRECTCLUB INCput | $32,993 | +31.1% | 79,500 | +67.4% | 0.00% | +100.0% |
| BIGBEAR AI HLDGS INC*w exp 12/08/202 | $42,741 | +80.5% | 98,996 | 0.0% | 0.00% | +100.0% | ||
| New | BITCOIN DEPOT INC*w exp 06/30/202 | $15,537 | – | 81,799 | +100.0% | 0.00% | – | |
| BLEUACACIA LTDright 10/30/2026 | $10,000 | -41.9% | 200,000 | 0.0% | 0.00% | 0.0% | ||
| HNR ACQUISITION CORP*w exp 02/04/202 | $20,890 | +90.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| SILVERBOX CORP III*w exp 02/28/202 | $17,083 | +51.9% | 83,333 | 0.0% | 0.00% | 0.0% | ||
| ACROPOLIS INFRASTRUCTURE ACQ*w exp 03/30/202 | $4,495 | -44.4% | 89,824 | 0.0% | 0.00% | – | ||
| LF CAPITAL ACQUISITION CORP*w exp 02/19/202 | $75 | -94.7% | 25,000 | 0.0% | 0.00% | – | ||
| NUBIA BRAND INTERNATIONAL CO*w exp 11/16/202 | $4,065 | -12.0% | 50,000 | 0.0% | 0.00% | – | ||
| OPY ACQUISITION CORP I*w exp 09/22/202 | $1,512 | -64.4% | 49,999 | 0.0% | 0.00% | – | ||
| FUTURETECH II ACQUISITION CO*w exp 08/18/202 | $6,008 | +22.8% | 80,000 | 0.0% | 0.00% | – | ||
| EVEREST CONSOLIDATOR ACQ COR*w exp 99/99/999 | $5,374 | +87.7% | 24,999 | 0.0% | 0.00% | – | ||
| PONO CAP TWO INC*w exp 07/31/202 | $2,649 | -15.4% | 55,787 | 0.0% | 0.00% | – | ||
| EFFECTOR THERAPEUTICS INC*w exp 12/31/202 | $4,513 | -37.8% | 41,795 | 0.0% | 0.00% | – | ||
| PROOF ACQUISITION CORP I*w exp 99/99/999 | $2,753 | +43.3% | 25,000 | 0.0% | 0.00% | – | ||
| BURTECH ACQUISITION CORP*w exp 12/18/202 | $2,992 | -1.3% | 150,000 | 0.0% | 0.00% | – | ||
| BANYAN ACQUISITION CORPORATI*w exp 09/30/202 | $3,702 | -23.5% | 22,499 | 0.0% | 0.00% | – | ||
| UPHWS | UPHEALTH INC*w exp 06/08/202 | $248 | -41.6% | 25,000 | 0.0% | 0.00% | – | |
| AETHERIUM ACQUISITION CORP*w exp 12/21/202 | $3,390 | +10.8% | 150,000 | 0.0% | 0.00% | – | ||
| AIMFINITY INVESTMENT CORP I*w exp 04/21/202 | $5,545 | +11.3% | 100,000 | 0.0% | 0.00% | – | ||
| BLEUACACIA LTD*w exp 10/30/202 | $3,754 | -15.8% | 99,999 | 0.0% | 0.00% | – | ||
| CACTUS ACQUISITION CORP 1 LT*w exp 08/17/202 | $1,065 | +3.3% | 24,994 | 0.0% | 0.00% | – | ||
| CARTICA ACQUISITION CORP*w exp 04/30/202 | $3,097 | +8.5% | 49,999 | 0.0% | 0.00% | – | ||
| New | ESGL HLDGS LTD*w exp 10/19/202 | $1,138 | – | 66,400 | +100.0% | 0.00% | – | |
| INFINITE ACQUISITION CORP*w exp 11/23/202 | $1,874 | -71.8% | 49,999 | 0.0% | 0.00% | – | ||
| INVESTCORP INDIA ACQUISTN CO*w exp 06/01/202 | $843 | +13.5% | 12,500 | 0.0% | 0.00% | – | ||
| LAMF GLOBAL VENTURES CORP I*w exp 11/05/202 | $1,076 | 0.0% | 37,499 | 0.0% | 0.00% | – | ||
| DENALI CAPITAL ACQUISITN COR*w exp 03/28/202 | $2,882 | +12.5% | 41,184 | 0.0% | 0.00% | – | ||
| PORTAGE FINTECH ACQUISITN CO*w exp 07/08/202 | $1,851 | +120.6% | 22,999 | 0.0% | 0.00% | – | ||
| SHUAA PARTNERS ACQUISTN CORP*w exp 02/24/202 | $3,380 | -10.5% | 50,000 | 0.0% | 0.00% | – | ||
| Exit | OMNILIT ACQUISITION CORP*w exp 11/08/202 | $0 | – | -46,848 | -100.0% | 0.00% | – | |
| Exit | UTA ACQUISITION CORPORATION*w exp 10/30/202 | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| Exit | BILANDER ACQUISITION CORP*w exp 05/19/202 | $0 | – | -13,473 | -100.0% | 0.00% | – | |
| Exit | VISCOGLIOSI BROS ACQUISTN CO*w exp 03/18/202 | $0 | – | -24,999 | -100.0% | 0.00% | – | |
| Exit | GENESIS UNICORN CAPITAL CORP*w exp 06/30/202 | $0 | – | -66,400 | -100.0% | 0.00% | – | |
| ANZUW | Exit | ANZU SPECIAL ACQUISITIN CORP*w exp 01/27/202 | $0 | – | -10,300 | -100.0% | 0.00% | – |
| Exit | CORSAIR PARTNERING CORP*w exp 07/06/202 | $0 | – | -27,208 | -100.0% | 0.00% | – | |
| SDC | Exit | SMILEDIRECTCLUB INC | $0 | – | -47,500 | -100.0% | -0.00% | – |
| FYBR | Exit | FRONTIER COMMUNICATIONS PARE | $0 | – | -8,545 | -100.0% | -0.01% | – |
| HTZZ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| Z | Exit | ZILLOW GROUP INCcl c cap stk | $0 | – | -5,000 | -100.0% | -0.02% | – |
| Exit | LIBERTY MEDIA CORP DELdeb 3.750% 2/1 | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| CEIX | Exit | CONSOL ENERGY INC NEW | $0 | – | -6,000 | -100.0% | -0.02% | – |
| RCL | Exit | ROYAL CARIBBEAN GROUP | $0 | – | -4,205 | -100.0% | -0.03% | – |
| AMRS | Exit | AMYRIS INCput | $0 | – | -500,000 | -100.0% | -0.03% | – |
| GRPN | Exit | GROUPON INCcall | $0 | – | -90,000 | -100.0% | -0.03% | – |
| Exit | BILANDER ACQUISITION CORP | $0 | – | -53,895 | -100.0% | -0.03% | – | |
| GDEN | Exit | GOLDEN ENTMT INC | $0 | – | -14,242 | -100.0% | -0.04% | – |
| TMUS | Exit | T-MOBILE US INC | $0 | – | -4,411 | -100.0% | -0.04% | – |
| Exit | CORSAIR PARTNERING CORP | $0 | – | -80,728 | -100.0% | -0.05% | – | |
| Exit | AIMFINITY INVESTMENT CORP Iunit 04/21/2027 | $0 | – | -100,000 | -100.0% | -0.06% | – | |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -10,000 | -100.0% | -0.06% | – |
| FYBR | Exit | FRONTIER COMMUNICATIONS PAREput | $0 | – | -72,700 | -100.0% | -0.08% | – |
| MHO | Exit | M/I HOMES INC | $0 | – | -16,929 | -100.0% | -0.09% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INC | $0 | – | -18,900 | -100.0% | -0.10% | – |
| WWE | Exit | WORLD WRESTLING ENTMT INCcl a | $0 | – | -17,800 | -100.0% | -0.12% | – |
| Exit | MICROSTRATEGY INCnote 2/1 | $0 | – | -3,000,000 | -100.0% | -0.12% | – | |
| Exit | MARATHON DIGITAL HOLDINGS INnote 1.000%12/0 | $0 | – | -5,000,000 | -100.0% | -0.16% | – | |
| WWE | Exit | WORLD WRESTLING ENTMT INCput | $0 | – | -25,200 | -100.0% | -0.16% | – |
| SHYF | Exit | SHYFT GROUP INC | $0 | – | -127,547 | -100.0% | -0.17% | – |
| CZR | Exit | CAESARS ENTERTAINMENT INC NE | $0 | – | -61,146 | -100.0% | -0.19% | – |
| Exit | SABRE GLBL INCnote 4.000% 4/1 | $0 | – | -5,000,000 | -100.0% | -0.23% | – | |
| LSXMA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -118,500 | -100.0% | -0.23% | – |
| Exit | IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $0 | – | -5,100,000 | -100.0% | -0.29% | – | |
| Exit | RAPID7 INCnote 2.250% 5/0 | $0 | – | -4,700,000 | -100.0% | -0.29% | – | |
| Exit | AMYRIS INCnote 1.500%11/1 | $0 | – | -26,960,000 | -100.0% | -0.30% | – | |
| Exit | GUARDANT HEALTH INCnote 11/1 | $0 | – | -8,000,000 | -100.0% | -0.34% | – | |
| Exit | DISH NETWORK CORPORATIONnote 2.375% 3/1 | $0 | – | -9,000,000 | -100.0% | -0.48% | – | |
| Exit | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $0 | – | -8,619,000 | -100.0% | -0.55% | – | |
| Exit | BLACKLINE INCnote 0.125% 8/0 | $0 | – | -11,417,000 | -100.0% | -0.68% | – | |
| IWM | Exit | ISHARES TRput | $0 | – | -84,500 | -100.0% | -0.94% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -84,500 | -100.0% | -0.94% | – |
| Exit | WORKIVA INCnote 1.125% 8/1 | $0 | – | -17,500,000 | -100.0% | -1.47% | – | |
| HYG | Exit | ISHARES TRput | $0 | – | -335,000 | -100.0% | -1.50% | – |
| HYG | Exit | ISHARES TRcall | $0 | – | -335,000 | -100.0% | -1.50% | – |
| Exit | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $0 | – | -29,236,000 | -100.0% | -1.66% | – | |
| Exit | INSULET CORPnote 0.375% 9/0 | $0 | – | -26,250,000 | -100.0% | -2.15% | – | |
| Exit | FTI CONSULTING INCnote 2.000% 8/1 | $0 | – | -21,992,000 | -100.0% | -2.46% | – | |
| Exit | ENVISTA HOLDINGS CORPORATIONnote 2.375% 6/0 | $0 | – | -36,461,000 | -100.0% | -3.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FTI CONSULTING INC | 14 | Q2 2023 | 6.3% |
| Liberty Media Corp-Liberty SiriusXM | 14 | Q2 2023 | 0.8% |
| VICI Properties Inc | 14 | Q3 2023 | 0.7% |
| PAN AMERN SILVER CORP | 13 | Q2 2022 | 1.6% |
| PULTE GROUP INC | 13 | Q4 2022 | 0.9% |
| INSIGHT ENTERPRISES INC | 12 | Q3 2023 | 5.4% |
| Lumentum Holdings Inc | 12 | Q3 2023 | 6.8% |
| META PLATFORMS INC | 12 | Q3 2023 | 1.6% |
| ALPHABET INC | 12 | Q3 2023 | 0.4% |
| DELTA AIR LINES INC DEL | 12 | Q3 2023 | 0.4% |
View III Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
View III Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.