Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
US BANCORP \DE\ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Cambridge Investment Research Advisors, Inc. | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
TWIN FOCUS CAPITAL PARTNERS, LLC | 42 | 42 | 0.08% | 0.15% | 0.23% | Q2 2013 | Q3 2023 | 42 |
VAN ECK ASSOCIATES CORP | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
AMERIPRISE FINANCIAL INC | 41 | 41 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2023 | 41 |
MACROVIEW INVESTMENT MANAGEMENT LLC | 41 | 41 | 0.00% | 0.85% | 3.25% | Q3 2013 | Q3 2023 | 41 |
GOODWIN DANIEL L | 37 | 4 | 0.15% | 0.31% | 0.59% | Q2 2013 | Q3 2023 | 41 |
Capital Investment Advisors, LLC | 41 | 41 | 0.01% | 0.06% | 0.13% | Q4 2013 | Q4 2023 | 41 |
B. Riley Wealth Advisors, Inc. | 33 | 8 | 0.01% | 0.05% | 0.13% | Q2 2013 | Q3 2023 | 41 |
WEDBUSH SECURITIES INC | 23 | 17 | 0.00% | 0.04% | 0.08% | Q2 2013 | Q3 2023 | 40 |
RAYMOND JAMES TRUST N.A. | 29 | 10 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2023 | 39 |
Invesco Ltd. | 28 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 38 |
RAYMOND JAMES & ASSOCIATES | 37 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 38 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 37 | 37 | 0.00% | 0.01% | 0.02% | Q3 2014 | Q3 2023 | 37 |
FIFTH THIRD BANCORP | 36 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2022 | 37 |
PNC FINANCIAL SERVICES GROUP, INC. | 35 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Advisors Asset Management, Inc. | 23 | 4 | 0.00% | 0.04% | 0.12% | Q2 2013 | Q3 2023 | 35 |
CITIGROUP INC | 33 | 33 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 33 |
Sheaff Brock Investment Advisors, LLC | 32 | 32 | 0.02% | 0.07% | 0.28% | Q4 2015 | Q3 2023 | 32 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 28 | 4 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 32 |
Cetera Advisor Networks LLC | 21 | 10 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q3 2023 | 31 |
GUGGENHEIM CAPITAL LLC | 28 | 2 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 30 |
Geneos Wealth Management Inc. | 26 | 3 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 29 |
Winslow, Evans & Crocker, Inc. | 29 | 29 | 0.00% | 0.01% | 0.03% | Q4 2013 | Q4 2020 | 29 |
Creative Planning | 28 | 28 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2020 | 28 |
Raymond James Financial Services Advisors, Inc. | 27 | 27 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 27 |
AE Wealth Management LLC | 26 | 26 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q3 2023 | 26 |
Gilman Hill Asset Management, LLC | 25 | 25 | 0.05% | 0.07% | 0.11% | Q4 2013 | Q4 2019 | 25 |
CITY HOLDING CO | 25 | 25 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 25 |
Stratos Wealth Partners, LTD. | 25 | 25 | 0.01% | 0.01% | 0.02% | Q4 2014 | Q4 2020 | 25 |
Ancora Advisors LLC | 24 | 24 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2023 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
Quad-Cities Investment Group, LLC | 23 | 23 | 0.04% | 0.21% | 0.38% | Q1 2018 | Q3 2023 | 23 |
SEGALL BRYANT & HAMILL, LLC | 18 | 5 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q3 2021 | 23 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10 | 1 | 0.01% | 0.07% | 0.21% | Q4 2013 | Q3 2023 | 23 |
Tradewinds Capital Management, LLC | 22 | 22 | 0.13% | 0.32% | 0.43% | Q4 2013 | Q1 2019 | 22 |
COHEN & STEERS, INC. | 19 | 3 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q4 2022 | 22 |
First Allied Advisory Services, Inc. | 22 | 22 | 0.00% | 0.02% | 0.04% | Q2 2013 | Q3 2018 | 22 |
HUNTINGTON NATIONAL BANK | 18 | 1 | 0.00% | 0.00% | 0.00% | Q1 2011 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
TRUSTCORE FINANCIAL SERVICES, LLC | 16 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2022 | 20 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 11 | 1 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q1 2022 | 20 |
Private Advisor Group, LLC | 15 | 5 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 20 |
Wealthcare Advisory Partners LLC | 20 | 20 | 0.00% | 0.01% | 0.02% | Q1 2018 | Q4 2022 | 20 |
ENVESTNET ASSET MANAGEMENT INC | 10 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2023 | 20 |
Providence First Trust Co | 14 | 5 | 0.08% | 0.25% | 0.55% | Q2 2017 | Q4 2022 | 19 |
Jupiter Wealth Management LLC | 19 | 19 | 0.06% | 0.09% | 0.12% | Q1 2019 | Q3 2023 | 19 |
AdvisorNet Financial, Inc | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 19 |
BENJAMIN EDWARDS INC | 19 | 19 | 0.01% | 0.04% | 0.10% | Q1 2019 | Q3 2023 | 19 |
Joseph P. Lucia & Associates, LLC | 19 | 19 | 0.15% | 0.57% | 1.50% | Q1 2019 | Q3 2023 | 19 |
CALTON & ASSOCIATES, INC. | 18 | 1 | 0.02% | 0.03% | 0.03% | Q4 2017 | Q4 2022 | 19 |
Steward Partners Investment Advisory, LLC | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
CWM, LLC | 10 | 8 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 18 |
WFG Advisors, LP | 17 | 17 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q2 2017 | 17 |
GILL CAPITAL PARTNERS, LLC | 16 | 1 | 0.11% | 0.33% | 0.64% | Q4 2018 | Q4 2023 | 17 |
Bedel Financial Consulting, Inc. | 17 | 17 | 0.01% | 0.02% | 0.03% | Q1 2018 | Q1 2022 | 17 |
Riggs Asset Managment Co. Inc. | 17 | 17 | 0.03% | 0.04% | 0.07% | Q3 2014 | Q3 2018 | 17 |
HOHIMER WEALTH MANAGEMENT, LLC | 16 | 16 | 0.02% | 0.03% | 0.04% | Q4 2019 | Q3 2023 | 16 |
ROBINSON CAPITAL MANAGEMENT, LLC | 15 | 1 | 0.67% | 2.10% | 2.84% | Q4 2015 | Q3 2023 | 16 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 15 |
Sowell Financial Services LLC | 8 | 7 | 0.00% | 0.02% | 0.05% | Q4 2016 | Q1 2021 | 15 |
MASSMUTUAL TRUST CO FSB/ADV | 13 | 2 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q1 2020 | 15 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 7 | 1 | 0.02% | 0.04% | 0.09% | Q2 2013 | Q2 2020 | 15 |
Marquette Asset Management, LLC | 15 | 15 | 0.06% | 0.06% | 0.07% | Q2 2013 | Q4 2016 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q4 2019 | 15 |
Financial Advocates Investment Management | 14 | 14 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q3 2023 | 14 |
American Portfolios Advisors | 9 | 5 | 0.00% | 0.01% | 0.03% | Q4 2017 | Q3 2022 | 14 |
Rockefeller Capital Management L.P. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 14 |
IHT Wealth Management, LLC | 12 | 2 | 0.00% | 0.01% | 0.02% | Q4 2016 | Q3 2023 | 14 |
TCTC Holdings, LLC | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 14 |
Evercore Wealth Management, LLC | 12 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2017 | 13 |
Karpus Management, Inc. | 4 | 1 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q1 2020 | 13 |
Peak Asset Management, LLC | 13 | 13 | 0.11% | 0.13% | 0.14% | Q1 2015 | Q1 2018 | 13 |
Cutter & CO Brokerage, Inc. | 12 | 1 | 0.04% | 0.04% | 0.05% | Q2 2013 | Q3 2016 | 13 |
DUBUQUE BANK & TRUST CO | 12 | 12 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
BRAVE ASSET MANAGEMENT INC | 12 | 12 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q3 2016 | 12 |
Rehmann Capital Advisory Group | 7 | 5 | 0.00% | 0.21% | 0.54% | Q2 2011 | Q3 2019 | 12 |
HighTower Advisors, LLC | 7 | 2 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q2 2023 | 12 |
Formidable Asset Management, LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q1 2016 | 11 |
NATIONAL PLANNING CORP | 9 | 2 | 0.01% | 0.03% | 0.04% | Q3 2014 | Q3 2017 | 11 |
Concord Wealth Partners | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
Dynamic Advisor Solutions LLC | 11 | 11 | 0.00% | 0.01% | 0.01% | Q1 2021 | Q3 2023 | 11 |
Thomas J. Herzfeld Advisors, Inc. | 8 | 3 | 0.01% | 0.03% | 0.13% | Q2 2013 | Q1 2019 | 11 |
West Family Investments, Inc. | 10 | 10 | 0.04% | 0.05% | 0.06% | Q4 2013 | Q1 2016 | 10 |
INVESTMENT CENTERS OF AMERICA INC | 9 | 1 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q3 2017 | 10 |
TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 8 | 2 | 0.12% | 0.16% | 0.21% | Q2 2013 | Q4 2015 | 10 |
DOLIVER ADVISORS, LP | 7 | 1 | 0.04% | 0.13% | 0.32% | Q2 2013 | Q2 2018 | 10 |
INFRASTRUCTURE CAPITAL ADVISORS, LLC | 10 | 10 | 0.01% | 0.06% | 0.14% | Q4 2016 | Q1 2019 | 10 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2021 | 10 |
Procyon Advisors, LLC | 10 | 10 | 0.01% | 0.02% | 0.03% | Q2 2021 | Q3 2023 | 10 |
RMB Capital Management, LLC | 6 | 1 | 0.00% | 0.01% | 0.01% | Q2 2015 | Q3 2018 | 10 |
IFP Advisors, Inc | 9 | 1 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q2 2018 | 10 |
Janney Montgomery Scott LLC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2022 | 9 |
STIFEL FINANCIAL CORP | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2020 | 9 |
Jacobi Capital Management LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2020 | 9 |
AQR Arbitrage LLC | 5 | 4 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q1 2019 | 9 |
LCNB CORP | 9 | 9 | 0.06% | 0.08% | 0.09% | Q4 2020 | Q4 2022 | 9 |
Carroll Financial Associates, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2015 | 9 |
DEUTSCHE BANK AG\ | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2016 | 9 |
Global Endowment Management, LP | 9 | 9 | 0.08% | 0.11% | 0.17% | Q2 2013 | Q2 2015 | 9 |
Hayden Royal, LLC | 7 | 1 | 0.06% | 0.10% | 0.14% | Q4 2018 | Q2 2021 | 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 8 |
Vanguard Capital Wealth Advisors | 8 | 8 | 0.07% | 0.17% | 0.68% | Q1 2021 | Q4 2022 | 8 |
Concert Wealth Management Inc. | 8 | 8 | 0.02% | 0.03% | 0.05% | Q4 2014 | Q3 2016 | 8 |
FinTrust Capital Advisors, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2020 | 8 |
Kestra Advisory Services, LLC | 6 | 1 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q2 2023 | 8 |
MUFG Americas Holdings Corp | 6 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2017 | 8 |
Klingman & Associates, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2016 | 8 |
BDO Wealth Advisors, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2022 | 7 |
Bank of New York Mellon Corp | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 7 |
Charter Oak Capital Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2022 | 7 |
Newman Dignan & Sheerar, Inc. | 7 | 7 | 0.02% | 0.12% | 0.15% | Q1 2017 | Q3 2018 | 7 |
Krilogy Financial LLC | 6 | 1 | 0.00% | 0.01% | 0.03% | Q4 2016 | Q3 2018 | 7 |
D.A. DAVIDSON & CO. | 7 | 7 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2014 | 7 |
Smallwood Wealth Investment Management, LLC | 7 | 7 | 0.06% | 0.07% | 0.08% | Q1 2022 | Q3 2023 | 7 |
FNY Investment Advisers, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Aveo Capital Partners, LLC | 7 | 7 | 0.01% | 0.01% | 0.02% | Q4 2021 | Q2 2023 | 7 |
Glovista Investments LLC | 6 | 6 | 0.08% | 0.18% | 0.27% | Q4 2018 | Q1 2020 | 6 |
NWAM LLC | 6 | 6 | 0.06% | 0.08% | 0.09% | Q1 2013 | Q2 2014 | 6 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 5 | 1 | 0.00% | 0.03% | 0.04% | Q4 2020 | Q1 2023 | 6 |
AVANTAX ADVISORY SERVICES, INC. | 6 | 6 | 0.00% | 0.01% | 0.02% | Q2 2022 | Q3 2023 | 6 |
Keudell/Morrison Wealth Management | 6 | 6 | 0.37% | 0.54% | 0.68% | Q2 2022 | Q3 2023 | 6 |
Mascoma Wealth Management LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Fortitude Advisory Group L.L.C. | 4 | 2 | 0.02% | 0.05% | 0.07% | Q4 2021 | Q3 2023 | 6 |
BlackRock Investment Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2015 | 6 |
AKANTHOS CAPITAL MANAGEMENT LLC | 6 | 6 | 0.87% | 1.95% | 3.15% | Q3 2013 | Q4 2014 | 6 |
SeaCrest Wealth Management, LLC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q1 2019 | 6 |
United Bank | 6 | 6 | 0.05% | 0.05% | 0.06% | Q2 2022 | Q3 2023 | 6 |
Cribstone Capital Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
NEW ENGLAND SECURITIES CORP /MA/ | 3 | 3 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 6 |
Pinnacle Summer Investments, Inc. | 6 | 6 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q4 2015 | 6 |
AQR Capital Management | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2023 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
TRUIST FINANCIAL CORP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q2 2022 | 6 |
Horizon Kinetics | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3 | 2 | 0.02% | 0.04% | 0.06% | Q2 2018 | Q3 2022 | 5 |
BANK OF MONTREAL /CAN/ | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 5 |
AlphaCentric Advisors LLC | 3 | 2 | 0.03% | 0.07% | 0.11% | Q3 2021 | Q1 2023 | 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 2 | 1 | 0.05% | 0.13% | 0.20% | Q2 2013 | Q1 2022 | 5 |
Chicago Partners Investment Group LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2018 | 5 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2016 | 5 |
Highlander Capital Management, LLC | 5 | 5 | 0.00% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 5 |
Merriman Wealth Management, LLC | 5 | 5 | 0.04% | 0.04% | 0.04% | Q1 2019 | Q1 2020 | 5 |
BARCLAYS PLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2015 | 5 |
Alpha Cubed Investments, LLC | 4 | 1 | 0.01% | 0.03% | 0.04% | Q2 2015 | Q3 2018 | 5 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2017 | 5 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.01% | 0.04% | Q4 2016 | Q3 2023 | 4 |
SIGNET FINANCIAL MANAGEMENT, LLC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q4 2021 | 4 |
Family Asset Management, LLC | 4 | 4 | 0.04% | 0.05% | 0.05% | Q4 2022 | Q3 2023 | 4 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 4 |
Wakefield Asset Management LLLP | 4 | 4 | 0.00% | 0.22% | 0.32% | Q3 2018 | Q2 2019 | 4 |
KENNEDY INVESTMENT GROUP | 4 | 4 | 1.01% | 1.22% | 1.51% | Q4 2022 | Q3 2023 | 4 |
Liberty Street Advisors, Inc. | 4 | 4 | 1.96% | 3.45% | 4.08% | Q4 2014 | Q3 2015 | 4 |
ENTERPRISE FINANCIAL SERVICES CORP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2019 | 4 |
OPTIMUM INVESTMENT ADVISORS | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q1 2015 | 4 |
Capital Investment Advisory Services, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q3 2019 | 4 |
Weiss Asset Management LP | 1 | 1 | 0.01% | 0.01% | 0.02% | Q4 2016 | Q4 2022 | 4 |
Koshinski Asset Management, Inc. | 4 | 4 | 0.12% | 0.14% | 0.14% | Q4 2014 | Q3 2015 | 4 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 0.57% | 0.59% | 0.60% | Q4 2022 | Q3 2023 | 4 |
USCA RIA LLC | 4 | 4 | 0.03% | 0.03% | 0.04% | Q2 2014 | Q1 2015 | 4 |
Newbridge Financial Services Group, Inc. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q2 2021 | 4 |
Ruedi Wealth Management, Inc. | 4 | 4 | 0.02% | 0.03% | 0.03% | Q4 2022 | Q3 2023 | 4 |
Laurion Capital Management LP | 2 | 1 | 0.01% | 0.02% | 0.05% | Q4 2015 | Q4 2017 | 4 |
Moors & Cabot, Inc. | 4 | 4 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q3 2023 | 4 |
Verity & Verity, LLC | 4 | 4 | 0.02% | 0.05% | 0.07% | Q4 2017 | Q3 2018 | 4 |
CKW FINANCIAL GROUP | 4 | 4 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q1 2019 | 4 |
First Horizon Advisors, Inc. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2020 | 4 |
SVB WEALTH LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2020 | 4 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
NEWGATE CAPITAL MANAGEMENT LLC | 3 | 3 | 0.06% | 0.31% | 0.78% | Q3 2014 | Q1 2015 | 3 |
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA | 3 | 3 | 0.11% | 0.13% | 0.15% | Q1 2018 | Q3 2018 | 3 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q1 2021 | 3 |
HOLLENCREST CAPITAL MANAGEMENT | 3 | 3 | 0.02% | 0.02% | 0.03% | Q1 2016 | Q3 2016 | 3 |
MOTCO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2023 | 3 |
Full Value Advisors, LLC | 2 | 1 | 0.02% | 0.14% | 0.22% | Q1 2008 | Q1 2009 | 3 |
Lloyd Park, LLC | 2 | 1 | 0.15% | 0.18% | 0.19% | Q4 2021 | Q3 2022 | 3 |
Virtu Financial LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q2 2018 | Q3 2023 | 3 |
SEI INVESTMENTS CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
Larson Financial Group LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2019 | 3 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q1 2021 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 3 |
Tradition Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
OPPENHEIMER & CO INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 3 |
Fairhaven Wealth Management, LLC | 2 | 1 | 0.04% | 0.04% | 0.05% | Q4 2022 | Q3 2023 | 3 |
Bridgewater Advisors Inc. | 3 | 3 | 0.15% | 0.16% | 0.17% | Q4 2013 | Q2 2014 | 3 |
NORTHERN TRUST CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2022 | 3 |
TILIA FIDUCIARY PARTNERS, INC. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q2 2022 | 3 |
Plante Moran Financial Advisors, LLC | 2 | 1 | 0.00% | 0.03% | 0.04% | Q2 2013 | Q2 2021 | 3 |
Csenge Advisory Group | 2 | 1 | 0.03% | 0.06% | 0.09% | Q3 2017 | Q2 2018 | 3 |
TFS CAPITAL LLC | 1 | 1 | 0.01% | 0.02% | 0.04% | Q4 2013 | Q1 2016 | 3 |
Altium Wealth Management LLC | 3 | 3 | 0.04% | 0.04% | 0.05% | Q3 2019 | Q1 2020 | 3 |
Pine River Capital Management L.P. | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2014 | 3 |
Simplicity Solutions, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q1 2019 | 2 |
Orgel Wealth Management, LLC | 2 | 2 | 0.44% | 0.51% | 0.58% | Q4 2015 | Q1 2016 | 2 |
JANE STREET GROUP, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Farther Finance Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
WealthTrust Fairport, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Paloma Partners Management Co | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Integrated Wealth Concepts LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q4 2017 | 2 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 2 |
Crewe Advisors LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q1 2021 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 2 |
SRS Capital Advisors, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
Texan Capital Management | 2 | 2 | 0.11% | 0.11% | 0.11% | Q2 2013 | Q3 2013 | 2 |
Brookstone Capital Management | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
CLOUGH CAPITAL PARTNERS L P | 2 | 2 | 0.01% | 0.01% | 0.02% | Q2 2023 | Q3 2023 | 2 |
Magnetar Financial LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2016 | 2 |
XML SECURITIES, LLC | 2 | 2 | 0.67% | 0.68% | 0.69% | Q4 2017 | Q1 2018 | 2 |
ProVise Management Group, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q2 2018 | 2 |
Essex Financial Services, Inc. | 2 | 2 | 0.03% | 0.03% | 0.03% | Q2 2013 | Q3 2013 | 2 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.15% | 0.16% | 0.16% | Q4 2013 | Q4 2014 | 2 |
GREAT VALLEY ADVISOR GROUP, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Measured Wealth Private Client Group, LLC | 2 | 2 | 0.13% | 0.14% | 0.14% | Q2 2019 | Q3 2019 | 2 |
WASHINGTON TRUST BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
Advisory Services Network, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q3 2017 | 2 |
Quarry LP | 2 | 2 | 0.01% | 0.01% | 0.02% | Q2 2023 | Q3 2023 | 2 |
Regal Investment Advisors LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
Evanson Asset Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2016 | Q2 2016 | 1 |
PATHSTONE FAMILY OFFICE, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Mariner, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Glassman Wealth Services | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Truepoint, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2017 | Q4 2017 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Global Retirement Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
FIR TREE CAPITAL MANAGEMENT LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2013 | Q3 2013 | 1 |
Gerstein Fisher | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2013 | Q4 2013 | 1 |
Walleye Capital LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2016 | Q4 2016 | 1 |
Strategic Capital Group LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2014 | Q2 2014 | 1 |
J.P. Morgan Private Wealth Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Darwin Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
FIRST HORIZON CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
V Wealth Advisors LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q2 2017 | 1 |
CITIZENS FINANCIAL GROUP INC/RI | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Avior Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Logan Stone Capital, LLC | 1 | 1 | 0.27% | 0.27% | 0.27% | Q1 2022 | Q1 2022 | 1 |
Altus Wealth Group LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2020 | Q4 2020 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
MONTAG A & ASSOCIATES INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Strategic Capital Alternatives LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2014 | Q3 2014 | 1 |
SUNTRUST BANKS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
CREDIT SUISSE AG/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
NEXT Financial Group, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
Kovack Advisors, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2017 | Q4 2017 | 1 |
EPG Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
6 Meridian | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2018 | Q2 2018 | 1 |
Columbia Asset Management | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2019 | Q1 2019 | 1 |
Brinker Capital Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
BEESE FULMER INVESTMENT MANAGEMENT, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
PARK AVENUE SECURITIES LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
Grey Street Capital, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q1 2023 | Q1 2023 | 1 |
ROMANO BROTHERS AND COMPANY | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
CAMBRIDGE TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
BOKF, NA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
Aurora Private Wealth, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2020 | Q1 2020 | 1 |
Partnervest Advisory Services LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2019 | Q3 2019 | 1 |
Parkside Investments, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
GEODE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.24% | 0.24% | 0.24% | Q2 2016 | Q2 2016 | 1 |
U.S. Capital Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Doyle Wealth Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
Arkos Global Advisors | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
SII INVESTMENTS INC/WI | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q2 2016 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
CAPTRUST FINANCIAL ADVISORS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Questar Asset Management, Inc. | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2018 | Q4 2018 | 1 |
Andrew Hill Investment Advisors, Inc. | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2021 | Q4 2021 | 1 |
Intelligence Driven Advisers, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2019 | Q3 2019 | 1 |
SIGNATUREFD, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Baird Financial Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Valeo Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q4 2019 | 1 |
Realta Investment Advisors | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
Anchor Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
KANALY TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
RITHOLTZ WEALTH MANAGEMENT | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2022 | 1 |
BB&T SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
External links
This page lists all the filers that currently own PUTNAM MANAGED MUN INCOM TR or have owned PUTNAM MANAGED MUN INCOM TR in the past.