Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
LPL Financial LLC | 20 | 20 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2020 | 20 |
Radcliffe Capital Management, L.P. | 20 | 20 | 0.01% | 3.93% | 12.28% | Q2 2015 | Q1 2020 | 20 |
ROYAL BANK OF CANADA | 20 | 20 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q1 2020 | 20 |
AMERICAN FINANCIAL GROUP INC | 20 | 20 | 0.53% | 1.03% | 1.44% | Q2 2015 | Q1 2020 | 20 |
MORGAN STANLEY | 20 | 20 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2020 | 20 |
D.A. DAVIDSON & CO. | 19 | 19 | 0.00% | 0.01% | 0.24% | Q3 2015 | Q1 2020 | 19 |
CREDIT SUISSE AG/ | 19 | 19 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q4 2019 | 19 |
RIVERHEAD CAPITAL MANAGEMENT LLC | 18 | 18 | 0.02% | 0.44% | 0.96% | Q2 2015 | Q3 2019 | 18 |
STIFEL FINANCIAL CORP | 16 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2020 | 18 |
Lombard Odier Asset Management (Europe) Ltd | 15 | 3 | 0.34% | 2.36% | 4.05% | Q2 2015 | Q4 2019 | 18 |
Compagnie Lombard Odier SCmA | 18 | 18 | 0.00% | 0.05% | 0.14% | Q4 2015 | Q1 2020 | 18 |
Cambridge Investment Research Advisors, Inc. | 18 | 18 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2020 | 18 |
DEUTSCHE BANK AG\ | 17 | 17 | 0.00% | 0.01% | 0.02% | Q2 2015 | Q2 2019 | 17 |
INCOME RESEARCH & MANAGEMENT | 17 | 17 | 1.42% | 2.90% | 4.11% | Q2 2015 | Q2 2019 | 17 |
JPMORGAN CHASE & CO | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2019 | 16 |
Calamos Advisors LLC | 15 | 1 | 0.00% | 0.01% | 0.02% | Q2 2015 | Q2 2019 | 16 |
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 15 | 1 | 0.01% | 0.18% | 0.32% | Q2 2015 | Q4 2019 | 16 |
Bank of New York Mellon Corp | 13 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2020 | 15 |
WELLS FARGO & COMPANY/MN | 15 | 15 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2020 | 15 |
Lombard Odier Asset Management (Switzerland) SA | 15 | 15 | 0.03% | 0.05% | 0.08% | Q2 2016 | Q4 2019 | 15 |
Creative Planning | 14 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2020 | 15 |
OAKTREE CAPITAL MANAGEMENT LP | 15 | 15 | 0.03% | 0.13% | 0.31% | Q2 2015 | Q4 2018 | 15 |
Carnegie Capital Asset Management, LLC | 9 | 6 | 0.02% | 0.04% | 0.07% | Q2 2016 | Q1 2020 | 15 |
THRIVENT FINANCIAL FOR LUTHERANS | 15 | 15 | 0.01% | 0.03% | 0.04% | Q2 2015 | Q4 2018 | 15 |
TD ASSET MANAGEMENT INC | 14 | 14 | 0.02% | 0.03% | 0.04% | Q2 2015 | Q3 2018 | 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2019 | 14 |
AMERIPRISE FINANCIAL INC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2020 | 13 |
V Wealth Advisors LLC | 8 | 1 | 0.01% | 0.01% | 0.02% | Q1 2016 | Q1 2020 | 13 |
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7 | 6 | 0.03% | 0.05% | 0.08% | Q4 2016 | Q1 2020 | 13 |
Advisor Group, Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2019 | 13 |
WEDBUSH SECURITIES INC | 12 | 12 | 0.13% | 0.38% | 0.98% | Q3 2016 | Q2 2019 | 12 |
AQR Arbitrage LLC | 12 | 12 | 0.18% | 0.23% | 0.35% | Q2 2015 | Q1 2018 | 12 |
FIRST MANHATTAN CO. LLC. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2020 | 11 |
BB&T SECURITIES, LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2019 | 11 |
GLG Partners LP | 11 | 11 | 0.13% | 0.62% | 0.89% | Q2 2015 | Q4 2017 | 11 |
PRIVATE MANAGEMENT GROUP INC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2019 | 10 |
BARCLAYS PLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2020 | 10 |
Private Advisor Group, LLC | 5 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2020 | 10 |
Integrated Wealth Concepts LLC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q1 2020 | 10 |
COMMONWEALTH EQUITY SERVICES, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2020 | 10 |
SII INVESTMENTS INC/WI | 10 | 10 | 0.01% | 0.01% | 0.02% | Q3 2015 | Q4 2017 | 10 |
PIER 88 INVESTMENT PARTNERS LLC | 9 | 9 | 1.33% | 2.43% | 3.41% | Q3 2017 | Q3 2019 | 9 |
VICTORY CAPITAL MANAGEMENT INC | 9 | 9 | 0.00% | 0.01% | 0.03% | Q1 2018 | Q1 2020 | 9 |
IFC Holdings Incorporated/FL | 9 | 9 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2017 | 9 |
MACKAY SHIELDS LLC | 9 | 9 | 0.01% | 0.02% | 0.05% | Q3 2017 | Q3 2019 | 9 |
BlackRock Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2019 | 9 |
Advisors Capital Management, LLC | 9 | 9 | 0.82% | 1.01% | 1.13% | Q1 2018 | Q1 2020 | 9 |
American Portfolios Advisors | 8 | 8 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q1 2020 | 8 |
ZAZOVE ASSOCIATES LLC | 8 | 8 | 2.11% | 3.81% | 4.60% | Q2 2015 | Q1 2017 | 8 |
TDAM USA INC. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2017 | 8 |
BANK OF AMERICA CORP /DE/ | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2020 | 8 |
Good Life Advisors, LLC | 7 | 1 | 0.01% | 0.01% | 0.02% | Q4 2016 | Q1 2020 | 8 |
Sowell Financial Services LLC | 4 | 1 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q1 2020 | 8 |
BlackRock Fund Advisors | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2016 | 7 |
STATE STREET CORP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2019 | 7 |
Wellesley Asset Management | 4 | 3 | 0.07% | 0.34% | 0.69% | Q2 2015 | Q1 2017 | 7 |
Ameritas Investment Partners, Inc. | 7 | 7 | 0.17% | 0.20% | 0.22% | Q3 2015 | Q1 2017 | 7 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
BLAIR WILLIAM & CO/IL | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2020 | 7 |
IFP Advisors, Inc | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2021 | 7 |
AMUNDI ASSET MANAGEMENT US, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2019 | 7 |
NewEdge Advisors, LLC | 3 | 1 | 0.01% | 0.03% | 0.05% | Q3 2016 | Q2 2019 | 7 |
CITIGROUP INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2019 | 7 |
Cedar Brook Financial Partners, LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q1 2020 | 6 |
Allianz Asset Management GmbH | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q3 2018 | 6 |
Raymond James Financial Services Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 6 |
INVESTMENT CENTERS OF AMERICA INC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q3 2017 | 6 |
Commonwealth Equity Services, Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
Brinker Capital Investments, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 6 |
Harbour Capital Advisors, LLC | 5 | 1 | 0.06% | 0.07% | 0.07% | Q1 2017 | Q3 2018 | 6 |
Man Group plc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2019 | 6 |
ENVESTNET ASSET MANAGEMENT INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 6 |
Magnus Financial Group LLC | 6 | 6 | 0.07% | 0.09% | 0.11% | Q4 2018 | Q1 2020 | 6 |
Russell Investments Group, Ltd. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
IRON Financial LLC | 5 | 5 | 0.44% | 0.61% | 0.80% | Q1 2017 | Q1 2018 | 5 |
MIRSKY FINANCIAL MANAGEMENT CORP. | 5 | 5 | 0.02% | 0.03% | 0.05% | Q1 2019 | Q1 2020 | 5 |
DFPG INVESTMENTS, LLC | 5 | 5 | 0.03% | 0.06% | 0.08% | Q4 2018 | Q4 2019 | 5 |
SSI INVESTMENT MANAGEMENT LLC | 5 | 5 | 0.25% | 0.40% | 0.49% | Q4 2017 | Q4 2018 | 5 |
ADVENT CAPITAL MANAGEMENT /DE/ | 4 | 4 | 0.07% | 0.08% | 0.08% | Q1 2015 | Q4 2015 | 4 |
Voya Financial Advisors, Inc. | 4 | 4 | 0.02% | 0.03% | 0.03% | Q4 2016 | Q3 2017 | 4 |
NN Investment Partners Holdings N.V. | 4 | 4 | 0.15% | 0.16% | 0.18% | Q1 2018 | Q4 2018 | 4 |
AMERICAN INTERNATIONAL GROUP, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2016 | 4 |
GOLDMAN SACHS GROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2017 | 4 |
Divergent Wealth Advisors | 4 | 4 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q1 2020 | 4 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2020 | 4 |
Sigma Planning Corp | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q1 2017 | 4 |
Citadel Advisors | 4 | 4 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q4 2017 | 4 |
Investors Capital Advisory Services | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2015 | Q1 2016 | 4 |
FDx Advisors, Inc. | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q1 2017 | 4 |
Dynasty Wealth Management, LLC | 4 | 4 | 0.25% | 0.87% | 1.35% | Q4 2017 | Q3 2018 | 4 |
Independent Advisor Alliance | 3 | 1 | 0.01% | 0.02% | 0.02% | Q1 2019 | Q1 2020 | 4 |
Pomelo Capital LLC | 4 | 4 | 0.10% | 0.39% | 0.55% | Q4 2017 | Q3 2018 | 4 |
StoneX Group Inc. | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2018 | Q3 2019 | 4 |
CREDIT AGRICOLE S A | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
Segment Wealth Management, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q1 2020 | 3 |
Cornerstone Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
Sculati Wealth Management, LLC | 2 | 2 | 0.47% | 0.51% | 0.56% | Q4 2019 | Q1 2020 | 2 |
JANE STREET GROUP, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
AMJ Financial Wealth Management | 2 | 2 | 0.02% | 0.04% | 0.06% | Q4 2019 | Q1 2020 | 2 |
Bernardo Wealth Planning LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q1 2020 | 2 |
TRUIST FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
IAG Wealth Partners, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q1 2020 | 2 |
Nuveen Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2016 | 2 |
Ensign Peak Advisors, Inc | 2 | 2 | 0.03% | 0.03% | 0.03% | Q4 2019 | Q1 2020 | 2 |
Wealthcare Advisory Partners LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
VSR Financial Services, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
AVANTAX ADVISORY SERVICES, INC. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q1 2020 | 2 |
Checchi Capital Advisers, LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q4 2019 | Q1 2020 | 2 |
J.W. COLE ADVISORS, INC. | 2 | 2 | 0.00% | 0.03% | 0.05% | Q4 2019 | Q1 2020 | 2 |
B. Riley Wealth Management, Inc. | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q4 2018 | 2 |
Soltis Investment Advisors LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Pine River Capital Management L.P. | 2 | 2 | 0.07% | 0.07% | 0.07% | Q1 2016 | Q2 2016 | 2 |
WealthPLAN Partners, LLC | 2 | 2 | 0.01% | 0.07% | 0.14% | Q1 2017 | Q2 2017 | 2 |
Capstone Financial Group, Inc. | 2 | 2 | 0.10% | 0.10% | 0.10% | Q4 2019 | Q1 2020 | 2 |
Epstein & White Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Rehmann Capital Advisory Group | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
BNP Paribas Asset Management Holding S.A. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
NOTTINGHAM ADVISORS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
BlueCrest Capital Management Ltd | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2015 | Q4 2015 | 1 |
PICTET ASSET MANAGEMENT LTD | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2015 | Q2 2015 | 1 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q1 2018 | Q1 2018 | 1 |
SUNTRUST BANKS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
RUSSELL FRANK CO/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
LINDEN ADVISORS LP | 1 | 1 | 0.11% | 0.11% | 0.11% | Q2 2017 | Q2 2017 | 1 |
Jefferies Group LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2015 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
ROMAN BUTLER FULLERTON & CO | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2018 | Q4 2018 | 1 |
Cooper Financial Group | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
Mariner, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
OSAIC HOLDINGS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
This page lists all the filers that currently own PROSPECT CAPITAL CORPORATION or have owned PROSPECT CAPITAL CORPORATION in the past.