PROSPECT CAPITAL CORPORATION shareholder history

Current and past PROSPECT CAPITAL CORPORATION shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
LPL Financial LLC 20200.00%0.00%0.00%Q2 2015Q1 202020
Radcliffe Capital Management, L.P. 20200.01%3.93%12.28%Q2 2015Q1 202020
ROYAL BANK OF CANADA 20200.00%0.00%0.01%Q2 2015Q1 202020
AMERICAN FINANCIAL GROUP INC 20200.53%1.03%1.44%Q2 2015Q1 202020
MORGAN STANLEY 20200.00%0.00%0.00%Q2 2015Q1 202020
D.A. DAVIDSON & CO. 19190.00%0.01%0.24%Q3 2015Q1 202019
CREDIT SUISSE AG/ 19190.00%0.00%0.01%Q2 2015Q4 201919
RIVERHEAD CAPITAL MANAGEMENT LLC 18180.02%0.44%0.96%Q2 2015Q3 201918
STIFEL FINANCIAL CORP 1620.00%0.00%0.00%Q3 2015Q1 202018
Lombard Odier Asset Management (Europe) Ltd 1530.34%2.36%4.05%Q2 2015Q4 201918
Compagnie Lombard Odier SCmA 18180.00%0.05%0.14%Q4 2015Q1 202018
Cambridge Investment Research Advisors, Inc. 18180.00%0.00%0.01%Q4 2015Q1 202018
DEUTSCHE BANK AG\ 17170.00%0.01%0.02%Q2 2015Q2 201917
INCOME RESEARCH & MANAGEMENT 17171.42%2.90%4.11%Q2 2015Q2 201917
JPMORGAN CHASE & CO 16160.00%0.00%0.00%Q2 2015Q1 201916
Calamos Advisors LLC 1510.00%0.01%0.02%Q2 2015Q2 201916
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 1510.01%0.18%0.32%Q2 2015Q4 201916
Bank of New York Mellon Corp 1320.00%0.00%0.00%Q2 2016Q1 202015
WELLS FARGO & COMPANY/MN 15150.00%0.00%0.00%Q3 2016Q1 202015
Lombard Odier Asset Management (Switzerland) SA 15150.03%0.05%0.08%Q2 2016Q4 201915
Creative Planning 1410.00%0.00%0.00%Q4 2015Q1 202015
OAKTREE CAPITAL MANAGEMENT LP 15150.03%0.13%0.31%Q2 2015Q4 201815
Carnegie Capital Asset Management, LLC 960.02%0.04%0.07%Q2 2016Q1 202015
THRIVENT FINANCIAL FOR LUTHERANS 15150.01%0.03%0.04%Q2 2015Q4 201815
TD ASSET MANAGEMENT INC 14140.02%0.03%0.04%Q2 2015Q3 201814
LADENBURG THALMANN FINANCIAL SERVICES INC. 14140.00%0.00%0.00%Q3 2016Q4 201914
AMERIPRISE FINANCIAL INC 13130.00%0.00%0.00%Q1 2017Q1 202013
V Wealth Advisors LLC 810.01%0.01%0.02%Q1 2016Q1 202013
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 760.03%0.05%0.08%Q4 2016Q1 202013
Advisor Group, Inc. 13130.00%0.00%0.00%Q2 2016Q2 201913
WEDBUSH SECURITIES INC 12120.13%0.38%0.98%Q3 2016Q2 201912
AQR Arbitrage LLC 12120.18%0.23%0.35%Q2 2015Q1 201812
FIRST MANHATTAN CO. LLC. 11110.00%0.00%0.00%Q3 2017Q1 202011
BB&T SECURITIES, LLC 11110.00%0.00%0.00%Q1 2017Q3 201911
GLG Partners LP 11110.13%0.62%0.89%Q2 2015Q4 201711
PRIVATE MANAGEMENT GROUP INC 10100.00%0.00%0.00%Q3 2017Q4 201910
BARCLAYS PLC 210.00%0.00%0.00%Q1 2016Q1 202010
Private Advisor Group, LLC 520.00%0.00%0.00%Q2 2017Q1 202010
Integrated Wealth Concepts LLC 10100.00%0.00%0.01%Q4 2017Q1 202010
COMMONWEALTH EQUITY SERVICES, LLC 10100.00%0.00%0.00%Q4 2017Q1 202010
SII INVESTMENTS INC/WI 10100.01%0.01%0.02%Q3 2015Q4 201710
PIER 88 INVESTMENT PARTNERS LLC 991.33%2.43%3.41%Q3 2017Q3 20199
VICTORY CAPITAL MANAGEMENT INC 990.00%0.01%0.03%Q1 2018Q1 20209
IFC Holdings Incorporated/FL 990.01%0.01%0.01%Q4 2015Q4 20179
MACKAY SHIELDS LLC 990.01%0.02%0.05%Q3 2017Q3 20199
BlackRock Inc. 990.00%0.00%0.00%Q1 2017Q1 20199
Advisors Capital Management, LLC 990.82%1.01%1.13%Q1 2018Q1 20209
American Portfolios Advisors 880.00%0.01%0.01%Q2 2018Q1 20208
ZAZOVE ASSOCIATES LLC 882.11%3.81%4.60%Q2 2015Q1 20178
TDAM USA INC. 880.00%0.00%0.00%Q2 2015Q1 20178
BANK OF AMERICA CORP /DE/ 710.00%0.00%0.00%Q3 2017Q1 20208
Good Life Advisors, LLC 710.01%0.01%0.02%Q4 2016Q1 20208
Sowell Financial Services LLC 410.00%0.01%0.02%Q3 2017Q1 20208
BlackRock Fund Advisors 770.00%0.00%0.00%Q2 2015Q4 20167
STATE STREET CORP 770.00%0.00%0.00%Q3 2017Q1 20197
Wellesley Asset Management 430.07%0.34%0.69%Q2 2015Q1 20177
Ameritas Investment Partners, Inc. 770.17%0.20%0.22%Q3 2015Q1 20177
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
BLAIR WILLIAM & CO/IL 610.00%0.00%0.00%Q2 2017Q1 20207
IFP Advisors, Inc 770.00%0.00%0.00%Q4 2019Q2 20217
AMUNDI ASSET MANAGEMENT US, INC. 770.00%0.00%0.00%Q4 2017Q2 20197
NewEdge Advisors, LLC 310.01%0.03%0.05%Q3 2016Q2 20197
CITIGROUP INC 310.00%0.00%0.00%Q1 2016Q3 20197
Cedar Brook Financial Partners, LLC 660.00%0.01%0.01%Q4 2018Q1 20206
Allianz Asset Management GmbH 660.01%0.01%0.01%Q2 2017Q3 20186
Raymond James Financial Services Advisors, Inc. 660.00%0.00%0.00%Q4 2018Q1 20206
INVESTMENT CENTERS OF AMERICA INC 660.00%0.01%0.01%Q2 2016Q3 20176
Commonwealth Equity Services, Inc 660.00%0.00%0.00%Q2 2016Q3 20176
Brinker Capital Investments, LLC 660.00%0.00%0.00%Q4 2018Q1 20206
Harbour Capital Advisors, LLC 510.06%0.07%0.07%Q1 2017Q3 20186
Man Group plc 660.00%0.00%0.00%Q1 2018Q2 20196
ENVESTNET ASSET MANAGEMENT INC 660.00%0.00%0.00%Q4 2018Q1 20206
Magnus Financial Group LLC 660.07%0.09%0.11%Q4 2018Q1 20206
Russell Investments Group, Ltd. 550.00%0.00%0.00%Q4 2017Q4 20185
IRON Financial LLC 550.44%0.61%0.80%Q1 2017Q1 20185
MIRSKY FINANCIAL MANAGEMENT CORP. 550.02%0.03%0.05%Q1 2019Q1 20205
DFPG INVESTMENTS, LLC 550.03%0.06%0.08%Q4 2018Q4 20195
SSI INVESTMENT MANAGEMENT LLC 550.25%0.40%0.49%Q4 2017Q4 20185
ADVENT CAPITAL MANAGEMENT /DE/ 440.07%0.08%0.08%Q1 2015Q4 20154
Voya Financial Advisors, Inc. 440.02%0.03%0.03%Q4 2016Q3 20174
NN Investment Partners Holdings N.V. 440.15%0.16%0.18%Q1 2018Q4 20184
AMERICAN INTERNATIONAL GROUP, INC. 440.00%0.00%0.00%Q2 2015Q1 20164
GOLDMAN SACHS GROUP INC 210.00%0.00%0.00%Q2 2015Q3 20174
Divergent Wealth Advisors 440.02%0.02%0.02%Q2 2019Q1 20204
UNITED CAPITAL FINANCIAL ADVISORS, LLC 440.00%0.00%0.00%Q2 2019Q1 20204
Sigma Planning Corp 440.01%0.01%0.01%Q2 2016Q1 20174
Citadel Advisors 440.00%0.01%0.01%Q1 2017Q4 20174
Investors Capital Advisory Services 440.00%0.01%0.01%Q2 2015Q1 20164
FDx Advisors, Inc. 440.00%0.01%0.01%Q2 2016Q1 20174
Dynasty Wealth Management, LLC 440.25%0.87%1.35%Q4 2017Q3 20184
Independent Advisor Alliance 310.01%0.02%0.02%Q1 2019Q1 20204
Pomelo Capital LLC 440.10%0.39%0.55%Q4 2017Q3 20184
StoneX Group Inc. 440.01%0.01%0.02%Q4 2018Q3 20194
CREDIT AGRICOLE S A 330.00%0.00%0.00%Q1 2017Q3 20173
Segment Wealth Management, LLC 330.02%0.02%0.02%Q3 2019Q1 20203
Cornerstone Wealth Management, LLC 330.00%0.00%0.00%Q4 2018Q2 20193
Sculati Wealth Management, LLC 220.47%0.51%0.56%Q4 2019Q1 20202
JANE STREET GROUP, LLC 220.00%0.00%0.00%Q1 2019Q2 20192
AMJ Financial Wealth Management 220.02%0.04%0.06%Q4 2019Q1 20202
Bernardo Wealth Planning LLC 220.01%0.01%0.01%Q4 2019Q1 20202
TRUIST FINANCIAL CORP 220.00%0.00%0.00%Q4 2019Q1 20202
IAG Wealth Partners, LLC 220.01%0.01%0.01%Q4 2019Q1 20202
Nuveen Asset Management, LLC 220.00%0.00%0.00%Q2 2016Q3 20162
Ensign Peak Advisors, Inc 220.03%0.03%0.03%Q4 2019Q1 20202
Wealthcare Advisory Partners LLC 220.00%0.00%0.00%Q4 2019Q1 20202
VSR Financial Services, Inc. 220.00%0.00%0.00%Q4 2015Q1 20162
AVANTAX ADVISORY SERVICES, INC. 220.01%0.01%0.01%Q4 2019Q1 20202
Checchi Capital Advisers, LLC 220.01%0.02%0.02%Q4 2019Q1 20202
J.W. COLE ADVISORS, INC. 220.00%0.03%0.05%Q4 2019Q1 20202
B. Riley Wealth Management, Inc. 220.00%0.00%0.01%Q3 2018Q4 20182
Soltis Investment Advisors LLC 220.00%0.00%0.00%Q4 2019Q1 20202
Pine River Capital Management L.P. 220.07%0.07%0.07%Q1 2016Q2 20162
WealthPLAN Partners, LLC 220.01%0.07%0.14%Q1 2017Q2 20172
Capstone Financial Group, Inc. 220.10%0.10%0.10%Q4 2019Q1 20202
Epstein & White Financial LLC 110.01%0.01%0.01%Q1 2020Q1 20201
Rehmann Capital Advisory Group 110.00%0.00%0.00%Q3 2019Q3 20191
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 110.00%0.00%0.00%Q4 2018Q4 20181
BNP Paribas Asset Management Holding S.A. 110.01%0.01%0.01%Q2 2015Q2 20151
NOTTINGHAM ADVISORS, INC. 110.00%0.00%0.00%Q3 2017Q3 20171
BlueCrest Capital Management Ltd 110.04%0.04%0.04%Q4 2015Q4 20151
PICTET ASSET MANAGEMENT LTD 110.04%0.04%0.04%Q2 2015Q2 20151
MARINER INDEPENDENT ADVISOR NETWORK, LLC 110.12%0.12%0.12%Q1 2018Q1 20181
SUNTRUST BANKS INC 110.00%0.00%0.00%Q2 2018Q2 20181
RUSSELL FRANK CO/ 110.00%0.00%0.00%Q4 2015Q4 20151
LINDEN ADVISORS LP 110.11%0.11%0.11%Q2 2017Q2 20171
Jefferies Group LLC 110.01%0.01%0.01%Q3 2015Q3 20151
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q3 2017Q3 20171
ROMAN BUTLER FULLERTON & CO 110.05%0.05%0.05%Q4 2018Q4 20181
Cooper Financial Group 110.01%0.01%0.01%Q1 2020Q1 20201
Ameritas Investment Company, LLC 110.01%0.01%0.01%Q4 2018Q4 20181
Mariner, LLC 110.00%0.00%0.00%Q2 2019Q2 20191
OSAIC HOLDINGS, INC. 110.00%0.00%0.00%Q1 2020Q1 20201

This page lists all the filers that currently own PROSPECT CAPITAL CORPORATION or have owned PROSPECT CAPITAL CORPORATION in the past.