Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
NWAM LLC | 32 | 13 | 0.01% | 0.08% | 0.17% | Q2 2012 | Q3 2023 | 45 |
Creative Planning | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
PNC FINANCIAL SERVICES GROUP, INC. | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Cambridge Investment Research Advisors, Inc. | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
US BANCORP \DE\ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
OARSMAN CAPITAL, INC. | 42 | 42 | 0.09% | 0.26% | 0.53% | Q2 2013 | Q3 2023 | 42 |
Focused Wealth Management, Inc | 41 | 41 | 0.01% | 0.07% | 0.35% | Q3 2013 | Q3 2023 | 41 |
LPL Financial LLC | 26 | 15 | 0.01% | 0.03% | 0.10% | Q2 2013 | Q3 2023 | 41 |
D.A. DAVIDSON & CO. | 23 | 18 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q3 2023 | 41 |
RAYMOND JAMES & ASSOCIATES | 31 | 9 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 40 |
HOLLENCREST CAPITAL MANAGEMENT | 40 | 40 | 0.06% | 0.10% | 0.13% | Q4 2013 | Q3 2023 | 40 |
Janney Montgomery Scott LLC | 29 | 11 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2023 | 40 |
Cetera Advisor Networks LLC | 22 | 18 | 0.01% | 0.09% | 0.24% | Q3 2013 | Q3 2023 | 40 |
AlphaMark Advisors, LLC | 14 | 11 | 0.00% | 0.02% | 0.03% | Q2 2013 | Q2 2023 | 39 |
Private Advisor Group, LLC | 22 | 6 | 0.00% | 0.02% | 0.11% | Q4 2013 | Q3 2023 | 38 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 36 |
Sigma Planning Corp | 22 | 13 | 0.02% | 0.04% | 0.07% | Q4 2014 | Q3 2023 | 35 |
REILLY FINANCIAL ADVISORS, LLC | 35 | 35 | 0.00% | 0.03% | 0.11% | Q2 2013 | Q4 2021 | 35 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC | 35 | 35 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q3 2022 | 35 |
Homrich & Berg | 34 | 34 | 0.02% | 0.06% | 0.12% | Q2 2013 | Q3 2021 | 34 |
STIFEL FINANCIAL CORP | 23 | 10 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 33 |
CITIGROUP INC | 33 | 33 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 33 |
Raymond James Financial Services Advisors, Inc. | 23 | 10 | 0.00% | 0.01% | 0.02% | Q2 2015 | Q3 2023 | 33 |
FIRST FOUNDATION ADVISORS | 27 | 5 | 0.01% | 0.14% | 0.88% | Q2 2013 | Q4 2021 | 32 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 28 | 4 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q3 2023 | 32 |
Cetera Investment Advisers | 22 | 9 | 0.02% | 0.27% | 0.64% | Q4 2015 | Q3 2023 | 31 |
Geneos Wealth Management Inc. | 31 | 31 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 31 |
M&R CAPITAL MANAGEMENT INC | 31 | 31 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q4 2023 | 31 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 28 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2021 | 31 |
DEUTSCHE BANK AG\ | 18 | 12 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2022 | 30 |
WHITTIER TRUST CO | 30 | 30 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2022 | 30 |
Neuberger Berman Group LLC | 27 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 30 |
ROCKY MOUNTAIN ADVISERS, LLC | 30 | 30 | 0.31% | 1.07% | 1.83% | Q2 2015 | Q3 2022 | 30 |
COHEN & STEERS, INC. | 29 | 29 | 0.00% | 0.02% | 0.03% | Q2 2013 | Q2 2020 | 29 |
First Allied Advisory Services, Inc. | 18 | 11 | 0.01% | 0.02% | 0.06% | Q2 2013 | Q3 2020 | 29 |
Cornerstone Wealth Management, LLC | 25 | 3 | 0.06% | 0.16% | 0.61% | Q3 2016 | Q3 2023 | 28 |
LUCAS CAPITAL MANAGEMENT | 23 | 1 | 0.10% | 0.18% | 0.29% | Q1 2013 | Q4 2020 | 28 |
Covenant Asset Management, LLC | 28 | 28 | 0.10% | 0.27% | 0.59% | Q4 2016 | Q3 2023 | 28 |
MML INVESTORS SERVICES, LLC | 27 | 27 | 0.01% | 0.01% | 0.03% | Q1 2017 | Q3 2023 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.01% | 0.03% | 0.05% | Q2 2013 | Q4 2019 | 27 |
Allworth Financial LP | 13 | 13 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 26 |
Stratos Wealth Partners, LTD. | 26 | 26 | 0.01% | 0.02% | 0.02% | Q2 2017 | Q3 2023 | 26 |
LINCOLN NATIONAL CORP | 25 | 25 | 0.00% | 0.01% | 0.04% | Q3 2017 | Q3 2023 | 25 |
GUGGENHEIM CAPITAL LLC | 12 | 6 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2023 | 25 |
Wealth Alliance Advisory Group, LLC | 24 | 24 | 0.07% | 0.12% | 0.18% | Q4 2017 | Q3 2023 | 24 |
Invesco Ltd. | 21 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2022 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.02% | 0.03% | 0.04% | Q4 2017 | Q3 2023 | 24 |
North Star Investment Management Corp. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q2 2022 | 24 |
Financial Architects, Inc | 18 | 1 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q2 2020 | 24 |
CENTAURUS FINANCIAL, INC. | 24 | 24 | 0.02% | 0.13% | 0.31% | Q4 2017 | Q3 2023 | 24 |
AMERIPRISE FINANCIAL INC | 23 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 24 |
NEXT Financial Group, Inc | 14 | 1 | 0.00% | 0.01% | 0.03% | Q2 2014 | Q4 2021 | 23 |
BANK OF MONTREAL /CAN/ | 22 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2019 | 23 |
Bartlett & Co. LLC | 9 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2023 | 23 |
AdvisorNet Financial, Inc | 23 | 23 | 0.00% | 0.02% | 0.07% | Q1 2018 | Q3 2023 | 23 |
SYM FINANCIAL Corp | 23 | 23 | 0.14% | 0.66% | 1.89% | Q1 2018 | Q3 2023 | 23 |
OPTIMUM INVESTMENT ADVISORS | 11 | 4 | 0.00% | 0.04% | 0.15% | Q3 2013 | Q4 2023 | 22 |
Wealthcare Advisory Partners LLC | 11 | 2 | 0.00% | 0.01% | 0.03% | Q3 2017 | Q3 2023 | 21 |
Capital Investment Advisors, LLC | 21 | 21 | 0.02% | 0.12% | 0.30% | Q4 2013 | Q4 2018 | 21 |
ENVESTNET ASSET MANAGEMENT INC | 20 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 21 |
FMR LLC | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
IFP Advisors, Inc | 14 | 7 | 0.00% | 0.05% | 0.09% | Q4 2015 | Q3 2023 | 21 |
WASHINGTON TRUST BANK | 21 | 21 | 0.01% | 0.02% | 0.02% | Q1 2014 | Q1 2019 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.56% | 4.33% | Q3 2018 | Q3 2023 | 21 |
American Portfolios Advisors | 20 | 20 | 0.01% | 0.02% | 0.04% | Q4 2017 | Q3 2022 | 20 |
TFG Advisers LLC | 20 | 20 | 0.08% | 0.17% | 0.28% | Q4 2018 | Q3 2023 | 20 |
GOULD ASSET MANAGEMENT LLC /CA/ | 20 | 20 | 0.13% | 0.17% | 0.22% | Q3 2014 | Q2 2019 | 20 |
CAPTRUST FINANCIAL ADVISORS | 9 | 5 | 0.00% | 0.02% | 0.06% | Q2 2013 | Q3 2023 | 19 |
M&T BANK CORP | 17 | 2 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2023 | 19 |
Horizon Kinetics | 19 | 19 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2017 | 19 |
DAVENPORT & Co LLC | 6 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q3 2017 | 18 |
NATIONAL PLANNING CORP | 18 | 18 | 0.06% | 0.18% | 0.35% | Q2 2013 | Q3 2017 | 18 |
OPPENHEIMER & CO INC | 14 | 3 | 0.00% | 0.02% | 0.05% | Q2 2013 | Q1 2022 | 17 |
INVESTMENT PARTNERS, LTD. | 13 | 1 | 0.05% | 0.14% | 0.18% | Q4 2015 | Q3 2022 | 17 |
GILL CAPITAL PARTNERS, LLC | 16 | 1 | 0.10% | 0.16% | 0.27% | Q4 2018 | Q4 2023 | 17 |
Penserra Capital Management LLC | 9 | 8 | 0.00% | 0.12% | 0.29% | Q4 2015 | Q3 2023 | 17 |
Apriem Advisors | 16 | 1 | 0.00% | 0.01% | 0.06% | Q2 2013 | Q2 2018 | 17 |
Financial Advocates Investment Management | 13 | 4 | 0.02% | 0.10% | 0.28% | Q2 2018 | Q3 2023 | 17 |
Texas Yale Capital Corp. | 17 | 17 | 0.02% | 0.05% | 0.08% | Q2 2013 | Q2 2017 | 17 |
Mariner, LLC | 15 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 16 |
HOEY INVESTMENTS, INC | 16 | 16 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q3 2023 | 16 |
HARBOR INVESTMENT ADVISORY, LLC | 16 | 16 | 0.01% | 0.02% | 0.03% | Q4 2019 | Q3 2023 | 16 |
FNY Investment Advisers, LLC | 7 | 1 | 0.00% | 0.02% | 0.06% | Q2 2018 | Q3 2023 | 15 |
Parallel Advisors, LLC | 8 | 7 | 0.00% | 0.01% | 0.04% | Q1 2017 | Q3 2023 | 15 |
Patriot Financial Group Insurance Agency, LLC | 15 | 15 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q2 2020 | 15 |
Rockefeller Capital Management L.P. | 15 | 15 | 0.00% | 0.00% | 0.02% | Q1 2020 | Q3 2023 | 15 |
D'Orazio & Associates, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2021 | 15 |
Beacon Pointe Advisors, LLC | 15 | 15 | 0.01% | 0.24% | 0.72% | Q1 2020 | Q3 2023 | 15 |
FLAGSHIP HARBOR ADVISORS, LLC | 10 | 5 | 0.00% | 0.03% | 0.08% | Q4 2016 | Q3 2020 | 15 |
Princeton Global Asset Management LLC | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.01% | 0.02% | 0.04% | Q2 2016 | Q4 2019 | 15 |
IFC Holdings Incorporated/FL | 13 | 2 | 0.02% | 0.03% | 0.05% | Q2 2013 | Q4 2017 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.01% | 0.02% | 0.03% | Q1 2020 | Q3 2023 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.02% | 0.11% | 0.24% | Q2 2013 | Q4 2016 | 15 |
Bruderman Asset Management, LLC | 8 | 1 | 0.02% | 0.03% | 0.04% | Q1 2015 | Q1 2019 | 14 |
Mosaic Family Wealth, LLC | 14 | 14 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q1 2019 | 14 |
Stonebridge Capital Advisors LLC | 9 | 5 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2023 | 14 |
AE Wealth Management LLC | 12 | 2 | 0.00% | 0.00% | 0.02% | Q1 2020 | Q3 2023 | 14 |
Advisory Services Network, LLC | 10 | 2 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2023 | 14 |
HighTower Advisors, LLC | 10 | 4 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 14 |
ASSET ADVISORS CORP | 14 | 14 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q3 2016 | 14 |
BEAM WEALTH ADVISORS, INC. | 13 | 13 | 0.16% | 0.24% | 0.36% | Q3 2020 | Q3 2023 | 13 |
Investors Capital Advisory Services | 13 | 13 | 0.04% | 0.10% | 0.17% | Q2 2013 | Q2 2016 | 13 |
Bank of New York Mellon Corp | 5 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2022 | 13 |
KEYBANK NATIONAL ASSOCIATION/OH | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q1 2016 | 13 |
Kestra Advisory Services, LLC | 13 | 13 | 0.01% | 0.02% | 0.06% | Q3 2020 | Q3 2023 | 13 |
WEBSTER BANK, N. A. | 13 | 13 | 0.00% | 0.02% | 0.03% | Q3 2020 | Q3 2023 | 13 |
XML Financial, LLC | 8 | 5 | 0.04% | 0.67% | 1.51% | Q1 2020 | Q3 2023 | 13 |
Johnson Midwest Financial, LLC | 12 | 12 | 0.08% | 0.14% | 0.30% | Q4 2020 | Q3 2023 | 12 |
AllSquare Wealth Management LLC | 12 | 12 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q3 2023 | 12 |
Certified Advisory Corp | 11 | 1 | 0.01% | 0.18% | 0.50% | Q2 2020 | Q3 2023 | 12 |
Ahrens Investment Partners LLC | 6 | 1 | 0.01% | 0.14% | 0.57% | Q3 2018 | Q1 2023 | 12 |
ADVISORY RESEARCH INC | 11 | 1 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q3 2016 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
SUNTRUST BANKS INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
SOA Wealth Advisors, LLC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
Accel Wealth Management | 12 | 12 | 0.96% | 1.34% | 1.81% | Q4 2020 | Q3 2023 | 12 |
United Asset Strategies, Inc. | 7 | 1 | 0.04% | 0.07% | 0.10% | Q2 2014 | Q4 2017 | 12 |
TOTH FINANCIAL ADVISORY CORP | 9 | 3 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 12 |
MONETARY MANAGEMENT GROUP INC | 12 | 12 | 0.03% | 0.10% | 0.18% | Q2 2013 | Q1 2016 | 12 |
Triton Wealth Management, PLLC | 12 | 12 | 0.09% | 0.14% | 0.28% | Q1 2020 | Q4 2022 | 12 |
Danda Trouve Investment Management, Inc. | 12 | 12 | 0.06% | 0.08% | 0.14% | Q4 2019 | Q3 2022 | 12 |
Fiera Capital Corp | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2018 | 11 |
Spire Wealth Management | 11 | 11 | 0.01% | 0.02% | 0.05% | Q1 2021 | Q3 2023 | 11 |
MILLENNIUM MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2022 | 11 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 9 | 2 | 0.03% | 0.04% | 0.06% | Q4 2018 | Q3 2021 | 11 |
Future Financial Wealth Managment LLC | 11 | 11 | 0.15% | 0.19% | 0.24% | Q4 2020 | Q2 2023 | 11 |
Transamerica Financial Advisors, Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 11 |
Copperwynd Financial, LLC | 10 | 1 | 0.07% | 0.10% | 0.12% | Q2 2018 | Q3 2023 | 11 |
HCR Wealth Advisors | 11 | 11 | 0.07% | 0.10% | 0.14% | Q3 2019 | Q1 2022 | 11 |
Southland Equity Partners LLC | 11 | 11 | 0.05% | 0.07% | 0.12% | Q1 2021 | Q3 2023 | 11 |
Tradition Wealth Management, LLC | 7 | 4 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 11 |
Koshinski Asset Management, Inc. | 4 | 3 | 0.00% | 0.06% | 0.15% | Q3 2018 | Q1 2022 | 10 |
Taylor Hoffman Wealth Management | 9 | 1 | 0.02% | 0.10% | 0.18% | Q4 2017 | Q2 2020 | 10 |
AVANTAX ADVISORY SERVICES, INC. | 9 | 1 | 0.00% | 0.01% | 0.03% | Q3 2020 | Q3 2023 | 10 |
FIFTH THIRD BANCORP | 6 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 10 |
SALEM INVESTMENT COUNSELORS INC | 10 | 10 | 0.02% | 0.03% | 0.03% | Q2 2013 | Q3 2015 | 10 |
BDO Wealth Advisors, LLC | 10 | 10 | 0.07% | 0.14% | 0.21% | Q1 2021 | Q2 2023 | 10 |
TRUIST FINANCIAL CORP | 7 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 10 |
Roble, Belko & Company, Inc | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2021 | 10 |
GSB Wealth Management, LLC | 8 | 2 | 0.08% | 0.11% | 0.17% | Q1 2021 | Q3 2023 | 10 |
Bard Financial Services, Inc. | 10 | 10 | 0.01% | 0.02% | 0.02% | Q4 2020 | Q1 2023 | 10 |
Steward Partners Investment Advisory, LLC | 8 | 1 | 0.00% | 0.00% | 0.02% | Q1 2021 | Q3 2023 | 9 |
Regal Investment Advisors LLC | 7 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 9 |
Sheaff Brock Investment Advisors, LLC | 5 | 4 | 0.02% | 0.02% | 0.03% | Q4 2019 | Q3 2023 | 9 |
Ausdal Financial Partners, Inc. | 9 | 9 | 0.04% | 0.05% | 0.06% | Q3 2021 | Q3 2023 | 9 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.01% | 0.05% | Q2 2013 | Q1 2022 | 9 |
Global Retirement Partners, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2023 | 9 |
Versant Capital Management, Inc | 9 | 9 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2023 | 9 |
SteelPeak Wealth, LLC | 9 | 9 | 0.01% | 0.02% | 0.05% | Q4 2019 | Q4 2021 | 9 |
VERUS CAPITAL PARTNERS, LLC | 7 | 2 | 0.08% | 0.13% | 0.29% | Q4 2019 | Q3 2023 | 9 |
HARBOUR INVESTMENTS, INC. | 4 | 2 | 0.00% | 0.01% | 0.02% | Q1 2021 | Q3 2023 | 9 |
Kistler-Tiffany Companies, LLC | 9 | 9 | 0.01% | 0.02% | 0.03% | Q3 2014 | Q3 2016 | 9 |
Barrett Asset Management, LLC | 9 | 9 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2015 | 9 |
All Season Financial Advisors, Inc. | 6 | 3 | 0.24% | 0.52% | 0.96% | Q2 2021 | Q3 2023 | 9 |
SouthState Corp | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
EVERETT HARRIS & CO /CA/ | 9 | 9 | 0.01% | 0.01% | 0.03% | Q2 2013 | Q2 2015 | 9 |
NORTHERN TRUST CORP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2023 | 9 |
Bogart Wealth, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q4 2022 | 8 |
Collaborative Wealth Managment Inc. | 6 | 1 | 0.13% | 0.15% | 0.18% | Q1 2021 | Q3 2023 | 8 |
SG Americas Securities, LLC | 4 | 2 | 0.00% | 0.01% | 0.01% | Q3 2013 | Q4 2015 | 8 |
NewEdge Advisors, LLC | 8 | 8 | 0.01% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 8 |
Gradient Investments LLC | 5 | 3 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q3 2023 | 8 |
TCI Wealth Advisors, Inc. | 4 | 1 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q1 2023 | 8 |
TOMPKINS FINANCIAL CORP | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2023 | 8 |
PANAGORA ASSET MANAGEMENT INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2021 | 8 |
HARVEST GROUP WEALTH MANAGEMENT, LLC | 8 | 8 | 0.01% | 0.01% | 0.02% | Q1 2019 | Q4 2020 | 8 |
REGIONS FINANCIAL CORP | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2020 | 8 |
OneDigital Investment Advisors LLC | 6 | 2 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q2 2021 | 8 |
Northwest Capital Management Inc | 6 | 2 | 0.01% | 0.17% | 0.26% | Q4 2017 | Q3 2023 | 8 |
Aurora Private Wealth, Inc. | 8 | 8 | 0.44% | 0.49% | 0.54% | Q4 2019 | Q3 2021 | 8 |
C2C Wealth Management, LLC | 8 | 8 | 0.14% | 0.16% | 0.19% | Q4 2021 | Q3 2023 | 8 |
SFI Advisors, LLC | 8 | 8 | 0.16% | 0.21% | 0.26% | Q4 2021 | Q3 2023 | 8 |
HB Wealth Management, LLC | 8 | 8 | 0.00% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 8 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2022 | 8 |
Gary Goldberg Planning Services Inc | 8 | 8 | 0.02% | 0.05% | 0.07% | Q1 2013 | Q4 2014 | 8 |
Belpointe Asset Management LLC | 8 | 8 | 0.00% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 8 |
CWM, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2018 | 7 |
EXENCIAL WEALTH ADVISORS, LLC | 6 | 1 | 0.01% | 0.05% | 0.06% | Q1 2013 | Q3 2023 | 7 |
Samalin Investment Counsel, LLC | 7 | 7 | 0.14% | 0.23% | 0.36% | Q1 2022 | Q3 2023 | 7 |
Ameritas Investment Company, LLC | 3 | 1 | 0.00% | 0.04% | 0.13% | Q4 2018 | Q3 2021 | 7 |
Integrity Financial Corp /WA | 7 | 7 | 0.15% | 0.20% | 0.26% | Q1 2022 | Q3 2023 | 7 |
Index Management Solutions, LLC | 7 | 7 | 0.00% | 0.18% | 0.41% | Q2 2013 | Q4 2014 | 7 |
20/20 Capital Management, Inc. | 7 | 7 | 0.06% | 0.07% | 0.10% | Q4 2019 | Q2 2021 | 7 |
Crewe Advisors LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
CAHILL FINANCIAL ADVISORS INC | 6 | 1 | 0.00% | 0.28% | 0.56% | Q3 2021 | Q3 2023 | 7 |
Valeo Financial Advisors, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2019 | 7 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 4 | 1 | 0.07% | 0.13% | 0.17% | Q3 2021 | Q3 2023 | 7 |
PEAPACK GLADSTONE FINANCIAL CORP | 7 | 7 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q2 2022 | 7 |
Sonora Investment Management, LLC | 5 | 2 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2021 | 7 |
Virtu Financial LLC | 2 | 1 | 0.01% | 0.03% | 0.07% | Q3 2017 | Q3 2023 | 7 |
Granite Investment Partners, LLC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q3 2019 | 7 |
WFG Advisors, LP | 7 | 7 | 0.01% | 0.03% | 0.04% | Q2 2013 | Q4 2014 | 7 |
Beacon Capital Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Bank of New Hampshire | 7 | 7 | 0.03% | 0.03% | 0.04% | Q1 2022 | Q3 2023 | 7 |
Cetera Advisors LLC | 3 | 1 | 0.00% | 0.05% | 0.17% | Q2 2013 | Q3 2021 | 7 |
FineMark National Bank & Trust | 7 | 7 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q2 2015 | 7 |
Oakworth Capital, Inc. | 5 | 1 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q3 2022 | 6 |
PRIVATE TRUST CO NA | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2022 | Q3 2023 | 6 |
SeaCrest Wealth Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
Baird Financial Group, Inc. | 3 | 1 | 0.00% | 0.01% | 0.02% | Q1 2016 | Q4 2019 | 6 |
B. Riley Wealth Advisors, Inc. | 3 | 1 | 0.00% | 0.17% | 0.59% | Q2 2013 | Q4 2021 | 6 |
JANE STREET GROUP, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2022 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Citadel Advisors | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2022 | 6 |
SIT INVESTMENT ASSOCIATES INC | 3 | 1 | 0.00% | 0.03% | 0.05% | Q3 2013 | Q2 2017 | 6 |
Realta Investment Advisors | 4 | 2 | 0.00% | 0.01% | 0.03% | Q1 2019 | Q2 2023 | 6 |
TCTC Holdings, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2021 | 6 |
Atria Wealth Solutions, Inc. | 5 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 6 |
Dynamic Advisor Solutions LLC | 6 | 6 | 0.11% | 0.16% | 0.20% | Q2 2022 | Q3 2023 | 6 |
Cooper Financial Group | 4 | 2 | 0.07% | 0.12% | 0.18% | Q1 2020 | Q1 2022 | 6 |
1919 Investment Counsel, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Trutina Financial LLC | 6 | 6 | 0.21% | 0.33% | 0.46% | Q2 2013 | Q3 2014 | 6 |
Sutton Wealth Advisors Inc. | 6 | 6 | 0.02% | 0.05% | 0.07% | Q2 2022 | Q3 2023 | 6 |
Carmichael Hill & Associates, Inc. | 6 | 6 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q1 2021 | 6 |
SEI INVESTMENTS CO | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2018 | 5 |
Savior LLC | 5 | 5 | 0.00% | 0.02% | 0.04% | Q4 2019 | Q4 2020 | 5 |
DOLIVER ADVISORS, LP | 2 | 1 | 0.19% | 0.41% | 0.95% | Q3 2014 | Q4 2016 | 5 |
Benchmark Capital Advisors | 5 | 5 | 0.15% | 0.24% | 0.30% | Q4 2017 | Q4 2018 | 5 |
Banco de Sabadell, S.A | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q4 2018 | 5 |
COBIZ WEALTH, LLC | 5 | 5 | 0.04% | 0.04% | 0.05% | Q2 2018 | Q2 2019 | 5 |
ROPES WEALTH ADVISORS LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q3 2018 | Q3 2019 | 5 |
Sowell Financial Services LLC | 2 | 1 | 0.00% | 0.02% | 0.04% | Q1 2020 | Q1 2023 | 5 |
RMB Capital Management, LLC | 2 | 1 | 0.03% | 0.07% | 0.14% | Q1 2015 | Q3 2016 | 5 |
Addison Advisors LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q1 2022 | 5 |
RAYMOND JAMES TRUST N.A. | 5 | 5 | 0.01% | 0.01% | 0.02% | Q3 2022 | Q3 2023 | 5 |
SEGALL BRYANT & HAMILL, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2013 | Q1 2014 | 5 |
NEW ENGLAND SECURITIES CORP /MA/ | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 5 |
MONROE BANK & TRUST/MI | 5 | 5 | 0.01% | 0.06% | 0.12% | Q2 2013 | Q2 2014 | 5 |
Laffer Tengler Investments, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2022 | 5 |
GHE, LLC | 5 | 5 | 0.22% | 1.50% | 2.64% | Q3 2022 | Q3 2023 | 5 |
OTA Financial Group L.P. | 3 | 1 | 0.16% | 0.19% | 0.23% | Q1 2014 | Q2 2019 | 5 |
SIGNATUREFD, LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 5 |
Maryland Capital Management | 5 | 5 | 0.02% | 0.09% | 0.34% | Q2 2013 | Q2 2014 | 5 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q4 2015 | 5 |
Vident Investment Advisory, LLC | 5 | 5 | 0.35% | 0.45% | 0.54% | Q4 2015 | Q4 2016 | 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4 | 1 | 0.20% | 1.14% | 1.87% | Q2 2013 | Q4 2018 | 5 |
Crescent Capital Consulting, LLC | 5 | 5 | 0.04% | 0.05% | 0.06% | Q4 2020 | Q4 2021 | 5 |
Kellett Wealth Advisors, LLC | 5 | 5 | 0.18% | 0.24% | 0.30% | Q4 2021 | Q4 2022 | 5 |
Laurion Capital Management LP | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q2 2018 | 5 |
CERTUITY, LLC | 5 | 5 | 0.06% | 0.07% | 0.08% | Q4 2020 | Q4 2021 | 5 |
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 5 | 5 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q2 2014 | 5 |
Western Wealth Management, LLC | 5 | 5 | 0.05% | 0.06% | 0.08% | Q3 2022 | Q3 2023 | 5 |
UBS ASSET MANAGEMENT AMERICAS INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2021 | 4 |
Moisand Fitzgerald Tamayo, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Evercore Wealth Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2015 | 4 |
Brinker Capital Investments, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2014 | 4 |
WealthPLAN Partners, LLC | 2 | 1 | 0.00% | 0.07% | 0.22% | Q4 2015 | Q1 2017 | 4 |
Avestar Capital, LLC | 4 | 4 | 0.04% | 0.05% | 0.06% | Q4 2022 | Q3 2023 | 4 |
MUFG Americas Holdings Corp | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2019 | 4 |
Evergreen Wealth Management, LLC | 4 | 4 | 2.63% | 2.70% | 2.77% | Q4 2022 | Q3 2023 | 4 |
Mascoma Wealth Management LLC | 4 | 4 | 0.06% | 0.06% | 0.06% | Q3 2018 | Q2 2019 | 4 |
TD Waterhouse Canada Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
CIBC Private Wealth Group, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2016 | 4 |
Ascendant Capital Management, LLC | 4 | 4 | 0.40% | 0.82% | 1.11% | Q4 2020 | Q3 2021 | 4 |
CREDIT SUISSE AG/ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 4 |
CENTRAL TRUST Co | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2020 | 4 |
Semus Wealth Partners LLC | 4 | 4 | 0.48% | 0.52% | 0.58% | Q4 2022 | Q3 2023 | 4 |
Bridge Advisory, LLC | 3 | 1 | 0.08% | 0.15% | 0.27% | Q4 2021 | Q4 2022 | 4 |
Newbridge Financial Services Group, Inc. | 4 | 4 | 0.02% | 0.02% | 0.03% | Q3 2020 | Q2 2021 | 4 |
Running Point Capital Advisors, LLC | 4 | 4 | 0.07% | 0.08% | 0.09% | Q1 2022 | Q4 2022 | 4 |
MONEY CONCEPTS CAPITAL CORP | 4 | 4 | 0.00% | 0.01% | 0.02% | Q1 2022 | Q4 2022 | 4 |
Gemmer Asset Management LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2015 | 4 |
Coston, McIsaac & Partners | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
HWG Holdings LP | 4 | 4 | 0.26% | 0.32% | 0.39% | Q1 2019 | Q4 2019 | 4 |
CFO4Life Group, LLC | 3 | 1 | 0.03% | 0.03% | 0.03% | Q3 2022 | Q3 2023 | 4 |
Baker Avenue Asset Management, LP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Windsor Capital Management, LLC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 4 |
ATHERTON LANE ADVISERS, LLC | 4 | 4 | 0.02% | 0.79% | 1.71% | Q2 2013 | Q1 2014 | 4 |
Joseph P. Lucia & Associates, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
GIRARD SECURITIES, INC. | 4 | 4 | 0.18% | 0.20% | 0.21% | Q4 2015 | Q3 2016 | 4 |
BROWN BROTHERS HARRIMAN & CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2022 | 4 |
Raleigh Capital Management Inc. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
ISTHMUS PARTNERS, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q3 2015 | 4 |
Cornerstone Advisory, LLC | 4 | 4 | 0.07% | 0.30% | 0.65% | Q4 2022 | Q3 2023 | 4 |
SIGNET FINANCIAL MANAGEMENT, LLC | 3 | 1 | 0.01% | 0.02% | 0.08% | Q4 2014 | Q3 2018 | 4 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.06% | 0.17% | Q4 2015 | Q2 2018 | 3 |
Executive Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
Strategic Financial Concepts, LLC | 3 | 3 | 0.06% | 0.07% | 0.07% | Q1 2023 | Q3 2023 | 3 |
VALLEY NATIONAL ADVISERS INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2021 | 3 |
Berkshire Money Management, Inc. | 3 | 3 | 0.06% | 0.06% | 0.07% | Q1 2016 | Q3 2016 | 3 |
V Wealth Advisors LLC | 2 | 1 | 0.02% | 0.03% | 0.04% | Q2 2021 | Q2 2022 | 3 |
NINE MASTS CAPITAL Ltd | 2 | 1 | 0.00% | 0.08% | 0.14% | Q2 2016 | Q2 2018 | 3 |
Carmel Capital Partners, LLC | 3 | 3 | 0.12% | 0.24% | 0.36% | Q2 2022 | Q4 2022 | 3 |
Kovack Advisors, Inc. | 3 | 3 | 0.04% | 0.05% | 0.06% | Q3 2017 | Q1 2018 | 3 |
Ameritas Advisory Services, LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2021 | Q1 2023 | 3 |
Cresta Advisors, Ltd. | 3 | 3 | 0.64% | 1.72% | 2.32% | Q1 2023 | Q3 2023 | 3 |
EverSource Wealth Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
ICA Group Wealth Management, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q2 2023 | 3 |
Evanson Asset Management, LLC | 3 | 3 | 0.04% | 0.05% | 0.06% | Q3 2020 | Q1 2021 | 3 |
EATON VANCE MANAGEMENT | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2021 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
Essex Financial Services, Inc. | 2 | 1 | 0.04% | 0.05% | 0.06% | Q4 2014 | Q1 2016 | 3 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2022 | 3 |
Financial Management Professionals, Inc. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 3 |
BLAIR WILLIAM & CO/IL | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2018 | 3 |
Financial Gravity Asset Management, Inc. | 3 | 3 | 0.00% | 0.01% | 0.02% | Q3 2019 | Q1 2020 | 3 |
Joel Isaacson & Co., LLC | 3 | 3 | 0.02% | 0.03% | 0.03% | Q3 2014 | Q1 2015 | 3 |
Prime Capital Investment Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
Apex Capital Management | 2 | 1 | 0.02% | 0.02% | 0.02% | Q1 2014 | Q4 2014 | 3 |
Jacobi Capital Management LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q4 2017 | 3 |
1834 INVESTMENT ADVISORS CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
MPS Loria Financial Planners, LLC | 2 | 1 | 0.03% | 0.03% | 0.04% | Q2 2017 | Q3 2020 | 3 |
THRIVENT FINANCIAL FOR LUTHERANS | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q1 2021 | 3 |
Coppell Advisory Solutions LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 3 |
HRT FINANCIAL LP | 1 | 1 | 0.01% | 0.05% | 0.12% | Q2 2018 | Q2 2022 | 3 |
Cresset Asset Management, LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q2 2022 | 3 |
TORONTO DOMINION BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2015 | 3 |
BESSEMER GROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 3 |
CIBC WORLD MARKET INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
First Horizon Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
PFG Investments, LLC | 3 | 3 | 3.82% | 3.83% | 3.84% | Q1 2023 | Q3 2023 | 3 |
Sunbelt Securities, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
Timber Creek Capital Management LLC | 2 | 1 | 0.00% | 0.03% | 0.07% | Q2 2013 | Q3 2015 | 3 |
Shulman DeMeo Asset Management LLC | 3 | 3 | 0.08% | 0.09% | 0.10% | Q4 2018 | Q2 2019 | 3 |
Total Clarity Wealth Management, Inc. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2022 | 3 |
Householder Group Estate & Retirement Specialist, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q4 2022 | 3 |
UMB Bank, n.a. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 3 |
Terra Nova Asset Management LLC | 2 | 1 | 1.40% | 1.77% | 2.36% | Q3 2018 | Q3 2021 | 3 |
Golden State Equity Partners | 2 | 2 | 0.64% | 0.67% | 0.69% | Q2 2023 | Q3 2023 | 2 |
Syverson Strege & Co | 2 | 2 | 0.19% | 0.20% | 0.21% | Q4 2020 | Q1 2021 | 2 |
Mirador Capital Partners LP | 2 | 2 | 0.08% | 0.18% | 0.28% | Q3 2019 | Q4 2019 | 2 |
Kingsview Wealth Management, LLC | 2 | 2 | 0.03% | 0.04% | 0.04% | Q4 2018 | Q1 2019 | 2 |
Kavar Capital Partners, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q1 2014 | 2 |
TRENT CAPITAL MANAGEMENT INC /NC/ | 1 | 1 | 0.33% | 0.42% | 0.50% | Q4 2016 | Q2 2017 | 2 |
AVALON CAPITAL MANAGEMENT | 2 | 2 | 0.35% | 0.36% | 0.37% | Q1 2014 | Q2 2014 | 2 |
ST GERMAIN D J CO INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Bouchey Financial Group Ltd | 2 | 2 | 1.94% | 2.09% | 2.25% | Q4 2013 | Q1 2014 | 2 |
CCM INVESTMENT ADVISERS LLC | 2 | 2 | 0.03% | 0.03% | 0.04% | Q2 2018 | Q3 2018 | 2 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 2 |
Simplicity Solutions, LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q1 2020 | Q2 2020 | 2 |
Glassman Wealth Services | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2015 | 2 |
ROBINSON CAPITAL MANAGEMENT, LLC | 2 | 2 | 1.14% | 1.17% | 1.21% | Q4 2015 | Q1 2016 | 2 |
Prospera Financial Services Inc | 1 | 1 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q1 2022 | 2 |
Portfolio Strategies Inc | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q1 2017 | 2 |
TFB Advisors LLC | 2 | 2 | 0.06% | 0.23% | 0.40% | Q2 2023 | Q3 2023 | 2 |
Capital Analysts, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
BNP PARIBAS FINANCIAL MARKETS | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q1 2015 | 2 |
Bluesphere Advisors, LLC | 2 | 2 | 0.23% | 0.25% | 0.27% | Q4 2020 | Q1 2021 | 2 |
Jane Street Holding, LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Sanctuary Wealth Management, L.L.C. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2010 | Q4 2022 | 2 |
USCA RIA LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q2 2018 | Q3 2018 | 2 |
CLOUGH CAPITAL PARTNERS L P | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2015 | Q3 2015 | 2 |
Merit Financial Group, LLC | 2 | 2 | 0.01% | 0.02% | 0.03% | Q1 2022 | Q2 2022 | 2 |
Claraphi Advisory Network, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2020 | 2 |
Hoxton Financial, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 2 |
Mount Yale Investment Advisors, LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q2 2018 | Q3 2018 | 2 |
LOEB PARTNERS CORP | 2 | 2 | 0.00% | 0.07% | 0.14% | Q4 2018 | Q1 2019 | 2 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.03% | 0.13% | 0.24% | Q1 2020 | Q3 2022 | 2 |
Glovista Investments LLC | 2 | 2 | 0.44% | 0.46% | 0.48% | Q4 2013 | Q1 2014 | 2 |
BT Wealth Management LLC | 2 | 2 | 0.06% | 0.06% | 0.06% | Q1 2021 | Q2 2021 | 2 |
Lavaca Capital LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q4 2018 | Q1 2019 | 2 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q4 2022 | 2 |
MERCER GLOBAL ADVISORS INC /ADV | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2021 | 2 |
Sugarloaf Wealth Management, LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q4 2019 | Q1 2020 | 2 |
COMMONS CAPITAL, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q1 2022 | 2 |
Heritage Wealth Advisors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2020 | 2 |
Equius Partners, Inc. | 2 | 2 | 0.05% | 0.05% | 0.05% | Q3 2022 | Q4 2022 | 2 |
Omnia Family Wealth, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q1 2017 | 2 |
Independent Wealth Network Inc. | 2 | 2 | 0.09% | 0.11% | 0.12% | Q2 2023 | Q3 2023 | 2 |
MARINER INVESTMENT GROUP LLC | 2 | 2 | 0.05% | 0.42% | 0.80% | Q2 2015 | Q3 2015 | 2 |
MOTCO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
Paloma Partners Management Co | 1 | 1 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q2 2019 | 2 |
BOSTON PRIVATE BANK & TRUST CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Consolidated Portfolio Review Corp | 2 | 2 | 0.17% | 0.18% | 0.19% | Q1 2023 | Q2 2023 | 2 |
Donald L. Hagan, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q1 2016 | 2 |
Parkside Financial Bank & Trust | 2 | 2 | 0.03% | 0.03% | 0.03% | Q2 2016 | Q3 2016 | 2 |
Torch Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
WEDBUSH SECURITIES INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
PRING TURNER CAPITAL GROUP INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
TruWealth Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2022 | Q2 2022 | 1 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
AQR Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Farther Finance Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Sequoia Financial Advisors, LLC | 1 | 1 | 0.21% | 0.21% | 0.21% | Q4 2013 | Q4 2013 | 1 |
Nadler Financial Group, Inc. | 1 | 1 | 0.12% | 0.12% | 0.12% | Q1 2020 | Q1 2020 | 1 |
Osborn Williams & Donohoe LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q1 2019 | Q1 2019 | 1 |
Lattice Strategies LLC | 1 | 1 | 0.11% | 0.11% | 0.11% | Q3 2013 | Q3 2013 | 1 |
Crosspoint Capital Strategies, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
Halpern Financial, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q2 2019 | Q2 2019 | 1 |
INSTRUMENTAL WEALTH, LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q3 2023 | Q3 2023 | 1 |
TFO Wealth Partners, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2022 | Q1 2022 | 1 |
Modus Advisors, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2020 | Q2 2020 | 1 |
OUTFITTER FINANCIAL LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
TRUST CO OF VERMONT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Sound Income Strategies, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Elequin Capital, LP | 1 | 1 | 0.16% | 0.16% | 0.16% | Q4 2022 | Q4 2022 | 1 |
FORT PITT CAPITAL GROUP, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Atlas Private Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
HOWE & RUSLING INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Vestmark Advisory Solutions, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
Belmont Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Redhawk Wealth Advisors, Inc. | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2021 | Q3 2021 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
DT Investment Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Forum Financial Management, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
WESTPORT RESOURCES MANAGEMENT INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Confluence Wealth Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Watson Rebecca | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2020 | Q2 2020 | 1 |
JANUS HENDERSON INVESTORS US LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Intersect Capital LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
Rathbones Group PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Opera Trading Capital | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2018 | Q4 2018 | 1 |
Andrew Hill Investment Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Burt Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
SYNOVUS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2017 | Q4 2017 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Nachman Norwood & Parrott, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Tradewinds Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Doyle Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Livingston Group Asset Management CO (operating as Southport Capital Management) | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2016 | Q2 2016 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Johnson & White Wealth Management, LLC | 1 | 1 | 4.17% | 4.17% | 4.17% | Q4 2022 | Q4 2022 | 1 |
Phocas Financial Corp. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
SECURITY NATIONAL TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Arlington Capital Management, Inc. | 1 | 1 | 0.48% | 0.48% | 0.48% | Q4 2022 | Q4 2022 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2015 | Q1 2015 | 1 |
Smith Anglin Financial, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2022 | Q3 2022 | 1 |
AXS Investments LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2023 | Q3 2023 | 1 |
CASTLE WEALTH MANAGEMENT LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2022 | 1 |
Inspire Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
SIGNET MANAGEMENT USA, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2013 | Q4 2013 | 1 |
Virtue Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
Paulson Wealth Management Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
BOKF, NA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Biltmore Capital Advisors LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2021 | Q4 2021 | 1 |
ACG Wealth | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
WEALTHFRONT Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
High Net Worth Advisory Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Sawyer & Company, Inc | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
Jump Financial, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
KRS Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
MANAGED ACCOUNT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
TCWP LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Houlihan Financial Resource Group, Ltd. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
Carroll Financial Associates, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Bray Capital Advisors | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
KILEY JUERGENS WEALTH MANAGEMENT, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2018 | Q3 2018 | 1 |
Balentine LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
STOCK YARDS BANK & TRUST CO | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
JANICZEK WEALTH MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2019 | Q4 2019 | 1 |
Hoover Financial Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2021 | 1 |
Horan Securities, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Truvestments Capital LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Capital Wealth Planning, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2019 | Q2 2019 | 1 |
HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Essex Savings Bank | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Brookstone Capital Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
Checchi Capital Advisers, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2022 | Q1 2022 | 1 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
J.W. COLE ADVISORS, INC. | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2019 | Q4 2019 | 1 |
Darwin Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2018 | Q4 2018 | 1 |
Williams Jones Wealth Management, LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
CITY NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Jackson, Grant Investment Advisers, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
FIRST MANHATTAN CO. LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Widmann Financial Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
LIBERTY WEALTH MANAGEMENT LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q2 2019 | 1 |
Endurance Wealth Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
External links
This page lists all the filers that currently own PIMCO CORPORATE & INCOME OPP or have owned PIMCO CORPORATE & INCOME OPP in the past.